SPRINGER BRIEFS IN APPLIED SCIENCES AND TECHNOLOGY SAFETY MANAGEMENT Claude Gilbert Benoît Journé Hervé Laroche Editors Corinne Bieder Safety Cultures, Safety Models Taking Stock and Moving Forward SpringerBriefs in Applied Sciences and Technology Safety Management Series editors Eric Marsden, FonCSI, Toulouse, France Caroline Kamaté, FonCSI, Toulouse, France François Daniellou, FonCSI, Toulouse, France The SpringerBriefs in Safety Management present cutting-edge research results on themanagementoftechnologicalrisksanddecision-makinginhigh-stakessettings. Decision-making in high-hazard environments is often affected by uncertainty and ambiguity;itischaracterizedbytrade-offsbetweenmultiple,competingobjectives. Managers and regulators need conceptual tools to help them develop risk management strategies, establish appropriate compromises and justify their decisions in such ambiguous settings. This series weaves together insights from multiple scientific disciplines that shed light on these problems, including organization studies, psychology, sociology, economics, law and engineering. It explores novel topics related to safety management, anticipating operational challengesinhigh-hazardindustriesandthesocietalconcernsassociatedwiththese activities. Thesepublicationsarebyandforacademicsandpractitioners(industry,regulators) in safety management and risk research. Relevant industry sectors include nuclear, offshore oil and gas, chemicals processing, aviation, railways, construction and healthcare. Some emphasis is placed on explaining concepts to a non-specialized audience, and the shorter format ensures a concentrated approach to the topics treated. The SpringerBriefs in Safety Management series is coordinated by the Foundation for an Industrial Safety Culture (FonCSI), a public-interest research foundation basedinToulouse,France.TheFonCSIfundsresearchonindustrialsafetyandthe management of technological risks, identifies and highlights new ideas and innovative practices, and disseminates research results to all interested parties. For more information: https://www.foncsi.org/. More information about this series at http://www.springer.com/series/15119 î é Claude Gilbert Beno t Journ (cid:129) é Herv Laroche Corinne Bieder (cid:129) Editors Safety Cultures, Safety Models Taking Stock and Moving Forward Editors ClaudeGilbert HervéLaroche Laboratoire PACTE,Science-Po Grenoble ESCPEurope CNRS/FonCSI Paris, France Grenoble,France CorinneBieder BenoîtJourné EcoleNationale del'Aviation Civile UniversitédeNantes Toulouse, France Nantes, France ISSN 2191-530X ISSN 2191-5318 (electronic) SpringerBriefs inApplied SciencesandTechnology ISSN 2520-8004 ISSN 2520-8012 (electronic) SpringerBriefs inSafety Management ISBN978-3-319-95128-7 ISBN978-3-319-95129-4 (eBook) https://doi.org/10.1007/978-3-319-95129-4 LibraryofCongressControlNumber:2018949053 ©TheEditor(s)(ifapplicable)andTheAuthor(s)2018 Open Access This book is licensed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits use, sharing, adap- tation,distributionandreproductioninanymediumorformat,aslongasyougiveappropriatecreditto the originalauthor(s)and the source, providealink tothe CreativeCommonslicense andindicate if changesweremade. 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The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Foreword Theterm‘safetyculture’isencodedinthenameoftheFoundationforanIndustrial Safety Culture (FonCSI) and, as such, reflects the fundamental purpose of our research foundation. But what actually lies behind these words? There are various definitions of ‘safety culture’ as a concept, and it is still the subject of theoretical debatesandquarrels.Withtheviewtoimprovingbothoccupationalandprocessor product safety, industry is presented with a wide offer of safety models, safety culture approaches, methods and tools. What is the landscape more than 30 years after the term ‘safety culture’ appeared? Should safety culture be considered as a system of values or as a nor- mative tool? Is it possible to change or improve safety culture? Should safety models be addressed from a prescriptive point of view or rather through an ana- lytical perspective? Is there one ‘best’ safety model? What are the links between safety culture and models? How can we choose, given the tremendous offer in the safety culture ideas’ market? What issues should industry address to go one step beyond regarding safety? These are a brief summary of some of the questions FonCSI addressed in this second ‘strategic analysis’, an innovative research methodology which seeks to provide FonCSI’s partners with high-level research results within a limited time. The final aim of the ‘strategic analysis’ is to produce both a state of the art of practicesandoperationalaxesofimprovementforindustriescarryingouthazardous activities. Analysis occurred in a two-stage process. The first involved a small group of experts from different academic disciplines and various industrial sectors such as oil and gas, energy and transportation: the FonCSI ‘strategic analysis’ group. The group brainstormed, exchanged on a monthly basis over a one-year period on these questions and identified internationally recognized scholars on the topic of safety culture and models. The second stage included, in addition to the core group, the identified scholars who were invited to present their work and confronttheirviewpointsduringatwo-dayresidentialseminar,thehighlightofthis project, held in June 2016. v vi Foreword Thisbookreflectstherichdebatesthatoccurrednotonlyattheconceptuallevel but also regarding the operational and political issues faced by high-risk industry when it comes to safety culture. After an introductive chapter detailing the expectations of FonCSI’s industrial partners, the book presents the in-depth reflections conducted on the questions raised above and more. By displacing the usualreadinggrids,challengingthetermsafetycultureandquestioningthepurpose and relevance of models, this book helps to dispel the ‘safety cloud’ (as it was called by the industrial members of the group) of concepts and approaches and proposes ways forward for at-risk industries. We encourage you to read it, share it and discuss it! Caroline Kamaté François Daniellou FonCSI, Toulouse, France Contents 1 An Industrial View on Safety Culture and Safety Models. . . . . . . . 1 Olivier Guillaume, Nicolas Herchin, Christian Neveu and Philippe Noël 2 Safety Models, Safety Cultures: What Link? . . . . . . . . . . . . . . . . . 15 Claude Gilbert 3 Understanding Safety Culture Through Models and Metaphors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Frank W. Guldenmund 4 The Use and Abuse of “Culture” . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Andrew Hopkins 5 The Safety Culture Construct: Theory and Practice. . . . . . . . . . . . 47 M. Dominic Cooper 6 A Pluralist Approach to Safety Culture . . . . . . . . . . . . . . . . . . . . . 63 Benoît Journé 7 Culture as Choice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 David Marx 8 Safety, Model, Culture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 Jean-Christophe Le Coze 9 On the Importance of Culture for Safety: Bridging Modes of Operation in Adaptive Safety Management . . . . . . . . . . . . . . . . 93 Gudela Grote 10 Safety Culture and Models: “Regime Change”. . . . . . . . . . . . . . . . 105 Mathilde Bourrier vii viii Contents 11 Safety Culture in a Complex Mix of Safety Models: Are We Missing the Point?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 Corinne Bieder 12 Key Issues in Understanding and Improving Safety Culture . . . . . 127 Stian Antonsen 13 Safety Cultures in the Safety Management Landscape . . . . . . . . . . 137 Jean Pariès 14 The Commodification of Safety Culture and How to Escape It. . . . 151 Hervé Laroche 15 A Synthesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 François Daniellou Afterword—A Number of Safety Models, Depending on Their Intended Use .. .... ..... .... .... .... .... .... ..... .... 163 Chapter 1 An Industrial View on Safety Culture and Safety Models What to Choose and How in the Nebulous “Safety Cloud” of Concepts and Tools? Olivier Guillaume, Nicolas Herchin, Christian Neveu and Philippe Noël Abstract This chapter, co-written by the industrial members of the FonCSI “strategic analysis” group, gives an overview of the various contexts and histories of safety culture/safety models throughout the four industries represented, and summarizesthemainquestionsandissuesarisingfromanindustrialpointofview. In brief, in a context of high industrial risks—both in terms of process safety and occupationalsafety—twomaintopicsemergefordiscussion:(i)thequestionofthe co-existenceofseveralsafetymodels:whattochooseandaccordingtowhatcriteria from the panel of tools available? And (ii) the specific notion of “safety culture”: what more does the concept bring, and how to apprehend it in complex industrial organisations? Eventually, the expression “safety cloud” is used to illustrate the overallfeelingofconfusionintheindustrialworld:thecurrentperceptionisoneof a nebulous offer of various models and tools, the choice of which appears difficult to rationalize and adapt to a company’s specifics and local issues. As an intro- duction to more academic discussions, this chapter thus sets the tone and hopes to shed light on some unanswered industrial questions. (cid:1) (cid:1) (cid:1) (cid:1) Keywords Industrial High-risk Safety Safety cloud Safety culture Safety models O.Guillaume(&) EDFLab,Paris-Saclay,France e-mail:[email protected] N.Herchin ENGIEResearch&TechnologiesDivision,Paris-SaintDenis,France C.Neveu SNCFSafetySystemDepartment,Paris-SaintDenis,France P.Noël TOTALHOFDivision,Paris-LaDéfense,France ©TheAuthor(s)2018 1 C.Gilbertetal.(eds.),SafetyCultures,SafetyModels, SpringerBriefsinSafetyManagement, https://doi.org/10.1007/978-3-319-95129-4_1