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Russia: A History PDF

554 Pages·2002·9.706 MB·English
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RUSSIA A HISTORY RUSSIA (cid:2) A H I S T O R Y EDITED BY GREGORY L. FREEZE SECOND EDITION 1 3 Great Clarendon Street, Oxford   Oxford University Press is a department ofthe University ofOxford. It furthers the University’s objective ofexcellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Bangkok Buenos Aires Cape Town Chennai Dar es Salaam Delhi Hong Kong Istanbul Karachi Kolkata Kuala Lumpur Madrid Melbourne Mexico City Mumbai Nairobi São Paulo Shanghai Singapore Taipei Tokyo Toronto with an associated company in Berlin Oxford is a registered trade mark ofOxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Oxford University Press 1997, 2002 Database right Oxford University Press (maker) First edition published 1997 First issued as an Oxford University Press Paperback 2000 Second edition published 2002 All rights reserved. No part ofthis publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing ofOxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope ofthe above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose this same condition on any acquirer British Library Cataloguing in Publication Data Data available Library ofCongress Cataloging in Publication Data Data available ISBN 0-19-860511-0 1 3 5 7 9 10 8 6 4 2 Printed in Great Britain on acid free paper by Butler & Tanner Ltd. Frome, Somerset C ONTENTS LIST OF COLOUR PLATES vii LIST OF MAPS viii EDITOR’S PREFACE ix LIST OF CONTRIBUTORS xii GLOSSARY OF TERMS, ABBREVIATIONS, AND ACRONYMS xiv NOTE ON TRANSLITERATION AND DATES xvii 1. From Kiev to Muscovy: The Beginnings to 1450 1 Janet Martin 2. Muscovite Russia, 1450–1598 27 Nancy Shields Kollmann 3. From Muscovy towards St Petersburg, 1598–1689 55 Hans-Joachim Torke 4. The Petrine Era and After, 1689–1740 87 John T. Alexander 5. The Age of Enlightenment, 1740–1801 114 Gary Marker 6. Pre-Reform Russia, 1801–1855 143 David L. Ransel 7. Reform and Counter-Reform, 1855–1890 170 Gregory L. Freeze 8. Revolutionary Russia, 1890–1914 200 Reginald E. Zelnik 9. Russia in War and Revolution, 1914–1921 231 Daniel T. Orlovsky 10. The New Economic Policy (NEP) and the Revolutionary Experiment, 1921–1929 263 William B. Husband v CONTENTS 11. Building Stalinism, 1929–1941 291 Lewis Siegelbaum 12. The Great Fatherland War and Late Stalinism, 1941–1953 319 William C. Fuller, Jr. 13. From Stalinism to Stagnation, 1953–1985 347 Gregory L. Freeze 14. From Perestroika towards a New Order, 1985–1995 383 Martin McCauley 15. Meltdown, Rebuilding, Reform, 1996–2001 422 Gregory L. Freeze MAPS 457 CHRONOLOGY 467 FURTHER READING 482 PICTURE ACKNOWLEDGEMENTS 501 INDEX 503 vi L C P IST OF OLOUR LATES Plate section: between pages 270–1. 1. The Battle between Novgorod and Suzdal: Tretyakov Gallery, Moscow 2. Crown of Kazan: State Armoury Museum Moscow, Inv. no. P-4/1-2 3. Tsar Aleksei Mikhailovich: From the GIM collection © State Historical Museum Moscow 4. Peter the Great 1697: Collection Countess Bobrinskoy/Michael Holford 5. Samson fountain, Petrodvorets: Robert Harding Picture Library 6. Catherine II: Portrait by Andrei Ivanovich Chernyl after Feodor Rokotov, frame from the Imperial Porcelain Factory St Petersburg: Hermitage St Petersburg/Bridgeman Art Library London Ilya Efimovich Repin: A Religious Procession in the Province of Kursk: Tretyakov Gallery Moscow/Bridgeman Art Library London 7. Isaac Brodsky: Tired (Cover of Leshii No. 1 1906): David King Collection 8. Poster by Adolf Strakhov: Emancipated women build Socialism: David King Collection 9. Kliment Redko: Uprising: Tretyakov Gallery Moscow, TR 51 10. Vera Mukhina: Worker and Kohlkoz Woman: Robert Harding Picture Library 11. Stalin cult poster: David King Collection Orthodox Church ceremony: Fred Mayer/Magnum Photos 12. Coup 1991: Michael Rondeau–San Jose Mercury News/SIPA Press/Rex Features Conflict in Nagorny Karabakh: Millyiret/Rex Features vii L M IST OF APS The Approach to Borodino 151 Territorial expansion and growth of the Russian Empire 457 Kievan Russia, 1054–1238 458 Russia c.1396 and the rise of Moscow, 1300–1584 459 Europe at the time of Peter the Great 460 The provinces of European Russia 461 Russia, its Empire, and its neighbours in the 20th century 462 The Great Patriotic War 464 The Union of Soviet Socialist Republics in 1950 465 The USSR in 1991 466 viii E ’ P DITOR S REFACE THIS volume seeks to provide a systematic, state-of-the-art account of Russian history from its recorded origins to the present day. It is distinguished, first and foremost, by the fact that it draws upon the most recent scholarship, which in many areas has considerably changed the way we think about the Russian his- torical experience. It also gives a relatively stronger emphasis upon the modern period, with roughly one-third on the medieval period, one-third on the imper- ial, and one-third on the Soviet era. Most, but especially later, chapters are deeply informed by the newest research and revolution in archival access, which has permitted the use of a broad array of previously classified sources. Indeed, archival access for material on twentieth-century topics was until recently all but denied; in the last few years researchers have used materials, the very exist- ence of which we did not even suspect. With this greater access, with a gradual depoliticization of what was once an intellectual Cold War battleground, his- torians can now tell their story far more dispassionately, far more intelligently than was the case only a few years hence. Several important themes run throughout this book and deserve to be under- scored here. One is the protracted, difficult process of development, not only in the economic domain, but also in state and society. In contrast to mesmerizing images of an all-powerful autocrat, whether it be Ivan the Terrible or Stalin the Terrorizer, in fact the rulers and regimes of Russia have had but a tenuous hold on society, especially outside the capitals and major cities. The authority did indeed gradually increase, but it remained highly vulnerable, circumscribed by geography, compromised by bureaucratic incompetence, pervasive corruption, and evasion and resistance from below. Although tyrants like Ivan and Stalin could brutally extinguish large numbers of people, they did so more prophylac- tically than purposefully; in many cases the sheer violence was meant to coerce compliance because the regular instruments of rule and repression were so episodic, sporadic, or downright unreliable. That curious combination—a veneer of omnipotence, a huge void of operational power—periodically dis- solved into ‘times of trouble’, as in 1598, 1917, and 1991, when the impotence of the regime became transparent to all. In recent years the floundering, cor- rupt regime has been aptly described by some as ‘Anarchistan’, by others (frus- trated in making sense of the new disorder) as ‘Absurdistan’. It was certainly not for lack of will that an Ivan, a Peter, a Lenin failed to establish tight operational control over society. But to do so they had to over- come enormous (if not insuperable) hurdles—the sheer dispersion of the pop- ulace, the dearth of means and men to govern, a primitive infrastructure with ix

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