Yibin Ao Igor Martek Rural Built Environment of Sichuan Province, China Rural Built Environment of Sichuan Province, China · Yibin Ao Igor Martek Rural Built Environment of Sichuan Province, China YibinAo IgorMartek ChengduUniversityofTechnology DeakinUniversity Chengdu,China Geelong,VIC,Australia ISBN978-981-33-4216-3 ISBN978-981-33-4217-0 (eBook) https://doi.org/10.1007/978-981-33-4217-0 ©TheEditor(s)(ifapplicable)andTheAuthor(s),underexclusivelicensetoSpringerNatureSingapore PteLtd.2020 Thisworkissubjecttocopyright.AllrightsaresolelyandexclusivelylicensedbythePublisher,whether thewholeorpartofthematerialisconcerned,specificallytherightsoftranslation,reprinting,reuse ofillustrations,recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,and transmissionorinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilar ordissimilarmethodologynowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsor theeditorsgiveawarranty,expressedorimplied,withrespecttothematerialcontainedhereinorforany errorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregardtojurisdictional claimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSingaporePteLtd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Preface by Yibin Ao In1978,Chinabeganitsdomesticreformofthecountryside.Morethanfortyyears have passed and great change has taken place. Rapid urbanization is gradually bringing rural and urban China closer together, which has directly impacted the livesofruralresidents.Thisbringswithitchallengesaspeopleandnaturestriveto coexist,andsosustainabledevelopmentmusttobeprioritized.Withthischange,the imperative to investigate the relationship between the rural built environment and theimpactthishasonthedailyactivitiesoflocalresidentsemergesasasignificant concern.Howeffectivehastheprogressbeentodate,whatcanwelearn,andwhat directionsshoulddevelopmentoftheruralbuiltenvironmenttakefromhere?This compilationofresearchisintendedtoprovideafoundationofunderstandingaimed atinformingtheoreticaldevelopmentintoquestionsofprogressingthequalityoflife forruralvillagers. IwasborninaruralvillageinSichuanprovince,andhavewitnessedfirst-handthe dramaticchangesthathavetakenplaceinruralChina.Ihaveseenhowthesechanges have influenced rural residents’ beliefs, values and behaviors. The developments, however,havenotalwaysdeliveredtheexpectedoutcomes.Extensiveinfrastructure investmentshaveresultedinall-weatherroadsnowreachingandlinkingeverysettle- mentwithintheprovince,nomatterhowremote.Yet,economicprosperityhasnot necessarilyfollowed,withamajorityofable-bodiedpeoplevotingtomigratetobig cities,leavingvillagestotheveryoldandveryyoung. Seeingallthis,Ihavealwayswantedtodosomethingtopromoteruralresidents’ quality of life and help construct a new countryside which better serves the needs andexpectationsofruralresidents.Tothatend,Ibelieveitimportanttounderstand the lived conditions experienced in rural China if one wants to effect meaningful change,eitherasaruralplannerorasapolicymaker.Thewayforwardcametome duringmysecondmentasvisitingscholartotheDepartmentofBuiltEnvironmentat EindhovenUniversityofTechnologyinNetherlands,July2017toJuly2018.There I began work with Dr. Dujuan Yang on a comprehensive research strategy, and on myreturntoChina,beganfieldwork,movingfromvillagetovillage,householdto household,interviewingpeopleandrecordingtheirviewsandexperiences. Theimportanceofthisworkwasrecognizedbyvariousgovernmentbodiesand agencieswhogenerouslyofferedfinancialsupport,withoutwhichnoneofthiswould v vi PrefacebyYibinAo havebeenpossible.Iwishtoacknowledgetheircontributionhere.Inchronological order, the projects and their sponsors are:- Sichuan University Graduate Student Research and Innovation Project: The Influence of Changes in Rural Built Envi- ronment on Rural Residents’ Traveling Activities and Energy Consumption (NO. 2012017yjsy215),2017/09-2018/12;ChengduUniversityofTechnologyPhilosophy and Social Sciences Project: The Influence of Changes in Rural Built Environ- mentonRuralResidents’DomesticConsumptionofEnergy(NO.YJ2017-NS011), 2018.01-2018.12;DepartmentofEducationofSichuanProvince:AStudyonHowto ImprovetheSystemofInfrastructureConstructionforAgriculturalProduction(NO. 18ZA0048);2018.01-2020.12.TheResearchCenterforGoverningRuralCommu- nities:AStudyoftheInfluenceoftheLivingconditionofRuralCommunitiesonthe RuralResidents’SenseofSatisfactionandtheirRelationship(NO.SQZL2019C01), 2019.01-2020.12; TheStudy Center fortheImproving CustomsinSichuan’s New Countryside: A Study on the Mechanism of How Rural Built Environment Influ- ences the Healthy Lifestyle of Rural Residents in the New Era (SCXN2019-004), 2019.01-2021.12; Sichuan Province Social Science Project: A Study on the Influ- ence of Spatial Heterogeneity in Rural Built Environment on Aged Rural Resi- dents’QualityofLifeandtheirRelationship(SC19TJ030),2019.08-2020.08;Major ProjectofScience&TechnologyDepartmentofSichuanProvince:AStudyofthe ModeofConstructionandManagementofInfrastructurefortheDisposalofHouse- holdWastefromthePerspectiveofPublicParticipatingBehaviors(2020JDR0177), 2020.01-2021.12. Asaninterdisciplinaryresearchfield,thiscollectionofstudiescoversurbanand ruralplanning,humangeography,humanbehavior,andmanagement.Iwouldliketo offermysinceregratitudetoallmycolleagues,withoutwhoseeffortandexpertise thisbookwouldnotbepossible.Iwouldalsoliketoextendmythankstothestaffat Springer,whohelpedandsupportedthepublicationofthisbook.Ialsooweagreat debttoallthestudentswhoparticipatedinthisstudy.Thefieldresearchvolunteers, drawn from the master’s and bachelor’s programs in Engineering Management at ChengduUniversityofTechnology,provedtoberigorousandthoroughingarnering the extensive data resource of questionnaires surveys. Trekking across mountains andenduringthetoughconditionsdaysonend,testifiestotheirdedication.Lastbut notleast,Iwanttothankmywife,YanWang,whoseuntiringsupportmadethisbook possible. Finally,Ishouldpointoutthatthissetofstudiesremainspreliminary.Thisbook takes the rural regions of Sichuan as its research object, but China is vast, with significant differences between regions. Much more work remains to be done if thereistobeafullunderstandingofthedevelopmentofruralChinaandtheimpact thatprogresshasmadetothedailylivesofruralresidents.Iwelcomeallinterested researcherstojoinmeinprogressingthisimportantwork,andinsodoing,further contributetothedevelopmentofruralChina,andtheworldbeyond. Chengdu,China YibinAo September2020 Preface by Igor Martek IfirstvisitedSichuanProvince,China,inthewinterof1992.Mytravelsbeganwith a bus ride across the border from Hong Kong to Guangzhou. The 170 kilometers thatseparatedthesetwocitieswasstrewnwithfarmplots,redearthroads,canals, and a continuous vista of shabby brick dwellings. From Guangzhou, my journey beganinearnest.Iboardedasovietstyletrainwiththeluxuryofasleepercarriage. My bed was the bottom bunk in a vertical column of three. The mattress was a thinsheetofbamboo,thefloorwaswoodenboards,andforheatingandhotwater there was a coal fired furnace at the end of the carriage. I perched there for three daysandthreenights,enjoyingthecompanyofarotatingmeleeoftravelersdressed in blue Mao suits and shared the hours playing cards, chewing sunflower seeds, and inhaling second-hand cigarette smoke. Outside, the view shifted slowly from endless expanses of rice fields as we rose up the center of China to Wuhan, to the undulatinggreyterrainoftheYangtseRiverbasin.Themorningofdaythreegreeted mewithrisingmountainscapessohighandsoclosethattheirpeakshoveredoutof viewabovemywindow.BythetimeIreachedChengdu,Sichuan’scapital,IfeltI hadbeentransportedtoanothertimeandplace.Ashortwalkfromtheice-covered concretedplazaanddimelectriclightsofthemainstation,andIwasabsorbedinto amazeofnarrowearthenalleywaysbustlingwithpeople;trading,eating,gossiping, andlivingouttheirlives,aspeoplemighthavedoneacenturyearlier. ContrastthiswithmylastChinatrip,January,thisyear.IsteppedontotheG90 high-speedtrain,lateafternoonatChengduEast,withmyStarbuckscoffeeinhand, and2000kilometersandeighthourslaterIsteppedoutintotheeveningatBeijing West.Thepointtothisanecdoteistoconfirmwhateverybodywithanyinterestin world events knows; China has arguably progressed faster and more dramatically thananysocietyinhistory. By the time I began my annual visits to China, the excesses of the Cultural Revolution and Great Leap Forward were past. Following Mao Zedong’s death in 1976, Deng Xiaoping outmaneuvered Mao’s chosen successor, Hua Guofeng, and ensconcedhimselfdefactoleader,inDecember1978.Dengiscreditedwith“opening upChina.”Thoughanavowedcommunist,hefamouslyproclaimed“Nomatterthe catbeblackorwhite,solongasitcatchesmice.”Thisportendedamorepractical approachtoChina’sdevelopment,combiningsocialistideologywithfreeenterprise; vii viii PrefacebyIgorMartek theso-called“SocialismwithChinesecharacteristics.”Dengproposedathree-step developmentstrategyforChina,tobedeliveredoverseventyyears.First,thepopu- lation had to be assured of sufficient food and clothing. This meant doubling the 1980 GDP, and this was achieved by the end of the decade. The second step was to quadruple that GDP, giving citizens some discretionary spending power. That happened ahead of schedule, in 1995. Deng’s third goal was to lift China to the statusofamediumdevelopedcountry,by2050.Thismilestonehasbeentakenup bysuccessiveleaders,andremainsChina’sambitiontothisday. ReinvigoratingtheChineseeconomywaspredicatedonimprovingrelationswith theWest,andthroughthatengagement,deliveringthe“fourmodernizations”ofagri- culture, industry, science and the military. In practice, this manifested as Special Economic Zones (SEZs) which offered favored conditions to foreign investors. Western enterprises were promised access to the potentially vast Chinese market inexchangefortheirmanagerialexpertiseandtechnologytransfers.Between1980 and1984,ChinacreatedSEZsinShenzhen,oppositeHongKong,Zuhai,opposite Macau,aswellasinShantou,XiamenandovertheentireislandofHainan.Fourteen other coastal cities opened up in 1984, from Dalian in the north, to Guangzhou in thesouth.In1985,wholeregionswereliberalized,fromtheShandongPeninsulato the Pearl River Delta. In 1992, this was extended to provincial capitals, including Chengdu.Consequently,China’spercapitaGDPhasexploded.In1950itwas$50, in1970itwas$100,andin1990itwas$350.Today,Chinaasawholeenjoysaper capitaGDPof$10,000;ahugegain,thoughstillshortofAmerica’slofty$60,000. While SEZs did indeed attract foreign know-how that gave China the growth it sought, there have been some unintended consequences. First, growth has been differential,withcoastalcitiesfaroutperformingtheChinesehinterland.Thecityof Shanghai,alone,hasaGDPequivalenttothatofIndonesia.NeighboringZhejiang Province,tothesouth,hasaGDPequaltoAustralia’s,whileJiangsu,tothenorth, hasaGDPonparwithRussia’s.PercapitaGDPinShanghaiis$23,000,butinmore remoteregionsithoversatabout$5,000.Sichuansitsat$8,000.Second,coastalcities likeShanghaihavegreaterconnectivitywiththerestoftheworldthantheydowith China’sinterior.GoodscanbeexchangedbetweenShanghaiandLosAngeles,for example,fasterandatlesscost,thanbetweenShanghaiandthewesternprovinces. Third,theinter-provinceeconomicdisparitiesbetweencoastandinterioralsoextend intra-province,betweenurbanandruralcommunities. These factors lead to a fourth concern; the rural regions of China’s poorer provincesarebeinghollowedout.InordertocapturethefruitsofChina’seconomic growth,villagershavefeltcompelledtoabandonrurallifeandseektheirfortunesin thecities.InMay,1980,atthetimeShenzhenwasdesignatedaSEZ,itwasasimple fishing village with a population of a few hundred thousand. By 2019, Shenzhen had ballooned to 12 million people, of which more than 10 million were transient migrant workers with none of the rights of local residents. More to the point, as China’s population has swollen from 600 million in the 1950s to its current 1.4 billion,China’sruralpopulationhasremainedastable550million.Thatis,China’s ruraldemographichasreducedfrom86%tojust39%.Thepeopleleftinthecoun- trysidearetheveryoldandveryyoung;grandparentsandtheirgrandchildren.The PrefacebyIgorMartek ix majority of able-bodied workers have moved off to the factories and construction sitesoftheeasternsea-boardmetropolises. Thisdisparityhasnotgoneunnoticedbytheauthorities.Raisingthelivingstan- dards of the hinterland provinces, and of rural communities in particular, is an emerging priority. Afterall, the Chinese communist revolution, unlike the Russian revolution,wasachievedinthecountrysideonthebackoffarmersandrurallaborers. Mao came from rural Hunan, and Deng himself was born in Sichuan. What is not alwaysappreciatedaboutcommunistpartyofficialsisthattheirstandingwithinthe politicalsystemishugelycompetitive.Promotionwithintheranksisdependenton performance,whilerivalrybetweenofficialsatalladministrativelevels—provincial, county, township—is rife. The pinnacle measure of success is economic growth, closely followed by social stability. As investment in cities realize diminishing returns, elevating the standard of living among country folk is gaining increasing attention. The rural outflow of human capital has to be curbed, rural incomes and work opportunities must be raised, and the amenities and infrastructure necessary tosupporteconomicgrowthandimprovequalityoflifeneedstobelifted.Inshort, if Deng’s third goal of advancing China to the status of a middle-income country istobeachieved,thetimeisripeforcorrallingruralChinawithintheboundaryof prosperityenjoyedbyChina’sfirstandsecondtiercities. It is within this context that this present work should be appreciated. The rural regions of Sichuan Province stand as a quintessential exemplar of the challenges Chinafacesnationwideinbringingitsremainingunderprivilegedruralcommunities toanacceptablestandardofliving.Indeed,muchworkhasbeendone;yetmuchwork remains. This collection of research papers documents the state of play regarding the conditions experienced by people in rural China, and offers important insights intowherefutureeffortsmustbefocused.Itrepresentsthefirstsystematicbodyof researchdocumentingtheimpactoftheruralbuiltenvironmentonthedailylifeof Chinesevillagers. Inworkingthroughthisbook,Iwoulddrawthereader’sattentiontothefollowing points.First,andIhavethenon-Chinesereaderinmindhere,ithelpstoknowalittle aboutSichuan.Superficially,itisjustoneofChina’stwenty-threeprovinces,along withothermunicipalitiesandadministrativeregions,situatedinthesouthwest,and hometothegiantpandaandhotpotcuisine.Consideredalone,however,Sichuanis aslargeasFrance,withapopulationof82millionpeople.Itwasevenbiggerpriorto Chongqingandits16millionpeoplebeingcarvedawayintoaseparatemunicipality, in 1997. Sichuan is ringed by mountains, rising as high as 7500 meters, with its capital,Chengdu,situatedwithinafertilebasin.TheQinglingmountainsstraddleits northerfrontier,tothesoutharetheHimalayanmountainsofYunnan,andheading west takes you up into the Tibetan Plateau. Sichuan literally means “four rivers,” and the melting waters of the high plateau along with the subtropical monsoonal rains endow the region with bumper harvests and immense biodiversity before its plentiful runoff feeds into the mighty Yangtze River to the east. Sichuan’s relative isolation also gives it a distinctive identity. It was home to the ancient kingdoms of Ba and Shu and hosts present-day ethnic minorities of the Yi and Chiang. In fact, Sichuan’s family of dialects diverge significantly from standard Mandarin in x PrefacebyIgorMartek phonology,vocabularyandgrammar,andcanbemutuallyunintelligible.Sichuanese is spoken by 120 million people, and if it were classified as a distinct language it wouldrank10thmostspokenintheworld,justbehindJapanese. The second point to raise relates to the research itself. A glance at the contents willreveal thisbookisconcerned withthebehavior ofruralpeopleinresponseto developmentswithintheirbuiltenvironment;mattersoftransport,vehicleownership, sanitationandwateruse,etc.Thesemightseemubiquitousthemes,butoneshould keepinmindthattheseitemsrepresentbenchmarksbywhichruralpeoplemeasure their status in relation to those in urban centers. In other words, these themes are proxiesformeasuringprogressinclosingthequality-of-lifegapbetweenthelived experiences of country and city people. Additionally, Chap. 12 is concerned with earthquakes,andChap.13,withfloods.SichuansitsattheinterfaceoftheTibetan plate and the Yangtze plate. It is subject to severe flooding, landslides and earth- quakes.TheWenchuanEarthquakeofMay2008resultedin70,000deaths,leaving 500,000 homeless. Understanding the disaster preparedness capacity of villagers further informs administrators of social stability risks and the potential for unex- pected calamities to undo progress in the effort to bring rural citizens closer to economicparitywithcitydwellers. Finally,itisalsoworthappreciatingthemannerinwhichthisseriesofstudieshas beenconducted.Thisisitselfavaluablepointofreflection.Theregionsvisitedare extensive,withasmanyastenormoreremotelocalitiesexamined,oftenfarapartand difficulttoreach.Accesstocommunitieswithintheselocalitieswascomprehensive, withlargesurveysamplesbeinggarnered,andasmanyas700questionnairesbeing administered.(Thisisdespitetheself-deprecatingclaimbytheleadauthorthatthe efforts were modest.) The dedication of the research teams should also be noted, with dozens of student researchers recruited to the tasks. And significantly, these studiesweregenerouslysupportedbyawidearrayofinterestedorganizations.All thisatteststothegreatunityofpurposebetweengovernmentagencies,theeducational institutions,andruralvillagesthemselvesinprogressingthecauseofliftingtheliving conditionsofChina’sruralcommunities. I commend this series of studies on the rural built environment of Sichuan Province,China. Geelong,Australia IgorMartek September2020