RACHELWALKER ROUNDLICENSING,HARMONY,ANDBISYLLABICTRIGGERS INALTAIC(cid:1) ABSTRACT. ManyAltaiclanguagesrestrictroundvoweldistribution.Thispaperexam- inesroundharmonyinClassicalManchuandOroqen,whereroundspreadingoccursonly when the first two syllables of a word are round, that is, it requires a bisyllabic trigger (Zhang1996).Itisarguedthatthebinarythresholdemergesfromconflictbetweenwell- establishedphonologicaldemands–numericreferenceisneithernecessarynordesirable. The study isolates two distinct restrictions on rounding in bisyllabic trigger languages: initial round licensing and round spreading – requirements occurring independently in Classical Mongolian and Ulcha. Separating these restrictions is key: each is active in languages withbisyllabic triggers, but they are ranked asymmetrically with respect to a conflictingconstraintthatrestrictsfeaturestoatautosyllabicdomain.Rankingthetautosyl- labicconstraintbetweenroundlicensingandspreadingpreventscross-syllablespreading except when violations of tautosyllabicity are independently necessitated by round li- censing. As a result, spreading is initiated only when the first two syllables are round. Implicationsareidentifiedforthecharacterizationoffaithfulness.Positionalfaithfulness constraintsplayakeyroleinrealizingtheprivilegedstatusoftheroot-initialsyllablein roundlicensingandharmony.Inaddition,theanalysissupportstheseparationofIDENT(F) intoIOandOIconstraints,whichdistinguishbetweenthelossandgainofprivativefea- turespecifications,respectively. Thedistinctionprovesessentialinthecaseofbisyllabic triggers. Theconstraint interactionthat produces thetwo-syllabletrigger threshold isan instanceofageneralphenomenonexploredhere,termedParasiticConstraintSatisfaction. Thiskindofinteractionariseswhentherearetwoconstraintsorconstraintsets,αandβ, whosesatisfactioneachnecessitatesviolatingaconstraint,γ,andtheyarerankedα(cid:1)γ (cid:1) β. When satisfaction of α compels violations of γ that also permit satisfaction of β, thenβisdescribed asparasiticonα.TwooutcomesforParasiticConstraintSatisfaction arediscussed.Thefirstisanemergenceoftheunmarked,occurringwhenβisamarked- nessconstraintwhoseactivityemergesincontextswhereitisparasiticonα.Thesecond outcome,whereβisafaithfulnessconstraint,isanemergenceofthefaithful. (cid:1) IwouldliketothankthreeanonymousreviewersandEllenBroselowfortheiruseful comments.Earlierportionsofthisworkwerepresentedatthe1997AnnualMeetingofthe LinguisticSocietyofAmericaandthe1997AnnualMeetingoftheCanadianLinguistics Association,andIamgratefultothoseaudiencesforhelpfuldiscussion.Earlierversionsof thispaperhavealsobenefitedfromcommentsandsuggestionsfromJillBeckman,Diaman- disGafos,JunkoItô,JohnMcCarthy,ArminMester,JayePadgett,GeoffPullum,Cathie Ringen,BarrySchein,andmembersofphonologygroupsattheUniversityofCalifornia, SantaCruzandtheUniversityofMassachusetts,Amherst. NaturalLanguage&LinguisticTheory 19: 827–878,2001. ©2001KluwerAcademicPublishers. PrintedintheNetherlands. 828 RACHELWALKER 1. INTRODUCTION Within the Altaic family, restrictions on the distribution of round vowels are pervasive. In this paper, I explore the relation between three nonhigh roundvowelpatterns inAltaic.Atthecoreisastudyofroundharmonyin Classical Manchu (CMA) and Oroqen (Tungus branch of Altaic), which presents an interesting complication to the usual pattern of Tungusic har- mony.Theselanguages requireroundvowelsinthefirsttwosyllables ofa wordinordertoinitiateroundspreading,thatis,thestructurethatinitiates roundharmony–thetrigger–mustbeminimallybisyllabicinsize(Zhang 1996; Zhang and Dresher 1996). This contrasts with the more familiar conditionunderwhicharoundvowelinthefirstsyllableissufficientalone totriggerspreading. Thedistinction isrepresented schematically in(1).In the familiar or canonical Tungusic round harmony, [Round] linked to the firstsyllable spreads tosucceeding syllables (1a). Inthebisyllabic trigger case, [Round]doesnotspread ifitislinked onlytothefirstsyllable (1bi), but spreading occurs ifithaspre-existing affiliations withbothofthefirst twosyllables(1bii). (1)a. Canonicalroundharmony b. Bisyllabictriggerroundharmony Central to this investigation is understanding what underlies the two- syllable requirement –stating this as aminimal size condition on triggers simply expresses adescriptive generalization. Here,Iargue thatthebisyl- labicthresholdisproducedthroughtheinteractionofwell-established and conflicting phonological demands, formalized in Optimality Theory (OT) as ranked, violable constraints (Prince and Smolensky 1993). Insight is drawn from comparing simpler but related round vowel restrictions. This studyidentifiestwodistinctrequirementsonroundinginbisyllabictrigger languages: (i) initial round licensing, where [Round] must be linked to theinitial syllable, and(ii)roundspreading. Theseconditions occurinde- pendently inotherAltaiclanguages. Licensing aloneisactive inClassical Mongolian (CMO)(Mongolian branch ofAltaic), and spreading from the ROUNDLICENSING,HARMONY,ANDBISYLLABICTRIGGERSINALTAIC 829 first syllable occurs in Ulcha, which displays canonical Tungusic round harmony. The rounding distributions sanctioned by initial licensing are illustrated in (2). The structures in (2a-b) represent well-formed config- urations since [Round] is associated to the first syllable, but (2c), where [Round]hasonlyanon-initial link,isill-formed. (2)a. The separation of the requirements of initial round licensing and round spreadingiscrucial.Inlanguageswithbisyllabictriggerseachrequirement is visibly active, but they are ranked asymmetrically in relation to a con- flicting constraint that restricts features to a tautosyllabic domain, that is, aconstraint limitingalllinksofafeaturetoasinglesyllable. Thisranking structure is key to understanding the two-syllable condition. I argue that threshold effects are an instantiation of a kind of constraint interaction exploredhere,termed PARASITIC CONSTRAINT SATISFACTION (PCS).In bisyllabic trigger languages, this interaction arises as a consequence of interleaving the tautosyllabicity constraint between licensing and spread- ing: thelower-ranked spreading constraint issatisfied only whenitcanbe parasitic on tautosyllabicity violations produced by round licensing. The PCSconfigurationachievesthebinarythresholdstraightforwardlythrough constraint conflictandranking,withoutnumericreference. Thisisadesir- ableresult,sinceothertriggersizesthatcouldbecharacterizednumerically (e.g., three syllables, four syllables, and so on) are unattested. A parallel approach isshowntocaptureabisegmental triggerphenomenon. A connected matter concerns the nature of the constraints. Pivotal to the analysis is a family of constraints enforcing tautosyllabicity for fea- tures,extendingItôandMester’s(1999)CrispEdgeconstraintonprosodic constituency. Such constraints are shown to be independently supported by various syllable-bound feature spreading in Altaic and elsewhere. An important development proposed here is that tautosyllabic feature con- straintsareassessedbottom-up,withaviolationaccruedforeachoffending feature.Thisassessmentprovesnecessarytounderstandingbisyllabictrig- gers.Asimilarevaluation isadopted forviolations offeaturalmarkedness constraints–astepthatiscentralintheaccountofroundlicensing.Extend- ingresearch byBeckman(1997, 1998), positional faithfulness constraints are assigned a key role, realizing the prioritized status of the root-initial syllable. These constraints not only capture the trigger role of the initial syllable in round harmony, but also explain its status as a licensor of [Round] via association. The analysis that is proposed for initial round 830 RACHELWALKER licensing involves an asymmetric ranking of positional and nonpositional faithfulnesswithrespecttofeaturalmarkedness,anotherinstanceofaPCS configuration – in this case with parasitic satisfaction of faith. An altern- ative substituting positional markedness constraints (Zoll 1996, 1997) for positional faithfulness proves unsuitable, since it cannot prevent feature specifications deriving from anon-initial syllable from overriding ones in the root-initial syllable. Toachieve round spreading, constraints areadop- ted along the lines of those proposed by Kaun (1995), motivated by her extensive cross-linguistic study of round harmony. The relation between thethreeroundingpatternsoflicensing,canonicalharmony,andbisyllabic trigger harmony is accomplished in the account via minimally distinct rankings. The paper is organized as follows. In section 2, I establish the de- scription of canonical Tungusic round harmony, and then present data from CMA and Oroqen illustrating the bisyllabic condition on triggers. TheCMOdistribution ofroundlicensing withoutspreading isintroduced, adding athird membertothesetofrelated patterns. Section 3turns tothe constraint interactions that produce the spreading and licensing require- ments.Insection4,Ifocusontheanalysisofbisyllabic triggers, outlining the important function of the tautosyllabic feature constraint and determ- ining its ranking in relation to the requirements of round licensing and spreading. Analternativecondition-based accountoftwo-syllable triggers isconsidered, and otherapplications ofPCSconfigurations arediscussed. Section 5 considers typological implications, deriving differences in the three rounding patterns through minimal reranking and examining exten- sions to other rounding distributions. Section 6 contrasts an alternative approach tolicensing, andsection 7presents theconclusion. 2. THREE ROUND HARMONY PATTERNS The basic pattern of Tungusic round harmony is familiar from comparat- ive Tungusic studies, such as Kaun (1995), Li (1996), and Zhang (1996), alongwiththeprecursorsonwhichtheybuild.InthissectionIfirstreview the core canonical pattern, which does not impose a size restriction on the trigger for harmony, and then go on to describe the more complex distributional restrictions on round vowels in languages requiring a two- syllable trigger. I subsequently identify a connected pattern in Mongolian thatdisplays initialroundlicensing withoutroundspreading. ROUNDLICENSING,HARMONY,ANDBISYLLABICTRIGGERSINALTAIC 831 2.1. Canonical TungusicRoundHarmony Anexampleofcanonical roundharmonyoccursinUlcha,aTungusiclan- guageofRussia(Kaun1995drawingonSunik1985).ThevowelsofUlcha aregiven in(3). Vowellength iscontrastive onlyinword-initial syllables; and [(cid:1)] is also restricted to the first syllable. The vowels participating in round harmony, [a((cid:2))]and[(cid:3)((cid:2))],arehighlighted inabox.LikemanyTun- gusiclanguages,Ulchaalsoexhibitsatonguerootharmony.Thisharmony will be apparent in much of the data in this paper but is not the subject of analysis (onthisseetheTungusicstudiescitedabove). (3) Ulchavowels The main properties characterizing the canonical pattern of Tungusic round harmony are as follows with illustration in (4). First, the trigger is subject to apositional restriction that is widely apparent across the Altaic family: the trigger for round harmony must be a vowel in the root-initial syllable. In addition, it must be nonhigh. This is part of a more general requirement thatroundharmonypropagate strictlyamongstnonhigh vow- els; hence, targets – vowels that undergo round harmony – must also be nonhigh. The Ulcha data in (4a) present examples of round harmony from [(cid:3)((cid:2))]in theinitial syllable tofollowing nonhigh vowels. Inthis type of sequence, rounding must spread, that is, forms matching the structure ∗[C(cid:3)Ca]generallydonotoccur.1Highvowelsinthissystemactasblockers (vowels thatprevent propagation ofround harmony). Observe in(4b) that high vowels block round spreading from a preceding vowel, and they are nottriggersortargetsthemselves.Further,althoughroundnonhighvowels never occur after unround orhighvowels, round high vowelsoccur freely innon-initial syllables afterunroundvowels,asverifiedin(4c). (4)a. b(cid:3)(cid:2)n(cid:3) ‘hail(weather)’ g(cid:3)r(cid:3) ‘far’ t(cid:3)(cid:4)d(cid:3) ‘straightahead’ t(cid:3)t(cid:3)(cid:4)g(cid:3) ‘multi-colored’ (cid:5) (cid:5) k(cid:3)(cid:2)r(cid:3)t(cid:6)(cid:7)v(cid:7) ‘toregret’ d(cid:8)(cid:3)gb(cid:3)l(cid:3)v(cid:7) ‘toprick,stab’ 1 AsmallnumberofexceptionsarenotedanddiscussedbyKaun(1995,p.76,n.19). 832 RACHELWALKER b. (cid:3)j(cid:9)lav(cid:7) ‘leggings’ v(cid:3)lm(cid:9) ‘long’ k(cid:3)(cid:2)v(cid:7)lav(cid:7) ‘toraiseamast(naut.)’ b(cid:7)qta ‘fragment’ m(cid:7)r(cid:9) ‘horse’ bu(cid:2)li ‘lampwick’ (cid:5) c. ba(cid:2)p(cid:7) ‘pack,bunch’ s(cid:9)lt(cid:6)(cid:7) ‘sackfortinder’ AsummaryoftherestricteddistributionofnonhighroundvowelsinUlcha isgivenin(5)alongwithschematicforms.(“C”representsanyconsonant.) (5) SummaryofUlcharoundharmony: a. Triggersarenonhighroundvowelsintheinitialsyllable;targets are also nonhigh, and round nonhigh vowels never occur after anunroundedvowel.Well-formedstructuresinclude[C(cid:3)((cid:2))C(cid:3)], [Ca((cid:2))Ca],butnot∗[C(cid:3)((cid:2))Ca],∗[Ca((cid:2))C(cid:3)]. b. High vowels block round harmony; after a high vowel, a non- highvowelisunrounded, i.e.,[C(cid:3)((cid:2))C(cid:9)Ca]and[C(cid:3)((cid:2))C(cid:7)Ca]are well-formed, butnot∗[C(cid:3)((cid:2))C(cid:9)C(cid:3)],∗[C(cid:3)((cid:2))C(cid:7)C(cid:3)]. 2.2. RoundHarmonywithBisyllabicTriggers An interesting complication in the round harmony of some Tungusic lan- guages has been uncovered in research by Zhang (1996) and Zhang and Dresher(1996).Theyobservethatsomelanguagesimposeasize-threshold onthetriggerofroundharmony;inparticular, thefirsttwosyllablesofthe word must be round in order to induce round spreading. Examples occur inCMAandOroqen,asdescribed below. 2.2.1. ClassicalManchu CMA(alsoknownasWrittenManchu) isthelanguage represented bythe Manchu writing system. It was the language of the Manchu court from about the seventeenth century to the early twentieth century and is con- sideredtobebasedontheJianzhoudialectoftheseventeenthcentury.The following description and data are mainly from Zhang (1996) and Zhang and Dresher (1996) (drawing onNorman 1978; Seong 1989), supplemen- ted by Li(1996). Thevowel inventory is presented in (6); the vowels that alternate inroundharmonyare[a]and[o]. (6) ClassicalManchuvowels ROUNDLICENSING,HARMONY,ANDBISYLLABICTRIGGERSINALTAIC 833 RoundharmonyinCMAcloselyresemblesthecanonical patternofUlcha in most respects. Examples of round harmony in CMA are shown in (7). Round spreading amongst nonhigh vowels from a root to suffix is illustrated in (7a). The data in (7b) present instances of unrounded suf- fix variants for comparison. In these forms we observe that high vowels block round spreading and their rounding specification is independent of precedingvowels,asinthecanonicalsystem.Theexamplesin(7c)present cases of round harmony within atrisyllabic root. Note that if the first two syllables contain nonhigh round vowels, a third nonhigh vowel must also beround,thatis,∗[CoCoCa]isill-formed. (7)a. dobo-no- ‘gotooffer’ dorolo-no- ‘gotosalute’ (cid:5) bot(cid:6)o-(cid:4)go ‘colored’ osoxo-(cid:4)go ‘havingclaws’ mo(cid:4)go-ro- ‘speakMongolian’ obo-xo ‘towash’ b. baxa-na- ‘gotoget’ kofori-na- ‘tobecomehollow’ gosi-(cid:4)ga ‘loving,compassionate’ arbu-(cid:4)ga ‘image’ (cid:5) mond(cid:8)i-ra- ‘wringthehands’ nomula-xa ‘topreach’ c. dorolon ‘rite’ foxolon ‘short’ osoxo ‘claw’ Theaboveshow examplesofthefamiliar roundharmony pattern informs where the first two syllables of the root are surface-round. Thus far it would be reasonable to infer that the round second vowel is determined by [Round] spreading from the first vowel, as in Ulcha. However, further data contradict this conclusion. The data in (8) show a rather unexpected outcome for roots containing a nonhigh round vowel only in the initial syllable: roundspreadingdoesnotoccur.[Round]intheinitialvowelfails tospreadbothfromroottosuffix(8a)andwithintheroot(8b). (8)a. to-(cid:4)ga ‘few,rare’ do-na- ‘alightinswarm’ jo-na- ‘formasore’ no-ta ‘youngersisters’ go-xa ‘breakapromise’(perf.) (cid:5) (cid:5) b. t(cid:6)oban ‘alever’ t(cid:6)ola- ‘tofry’ (cid:5) doran ‘virginland’ pod(cid:8)an ‘firecracker’ (cid:5) (cid:5) t(cid:6)ot(cid:6)ara- ‘toactcarelessly’ Based on these data, Zhang (1996) and Zhang and Dresher (1996) estab- lish the descriptive generalization that the first two syllables must contain nonhigh round vowels in order for [Round] to spread in CMA. I will call this the bisyllabic trigger condition. The implication is that the first two 834 RACHELWALKER syllables of the forms in (7a) and (7c) must underlyingly contain round vowels. That isbecause round harmony actually occurs inthose forms, in contrast totheonesin(8). There is a further point concerning the distribution of round vowels in CMA that must be taken into consideration. First, it must be absolutely clear that vowels in the second syllable are not subject to the neutralizing effect ofround spreading. Someminimalpairs contrasting solely interms of the round specification of the second vowel are given in (9). These unambiguously showthatroundinginasecondsyllableiscontrastiveafter aninitialnonhigh roundvowel. (9)a. dola ‘barrenland’ dolo ‘inside’ b. doxa ‘stick’ doxo ‘lime’ c. noran ‘apileofwood’ noron ‘longing’ d. oxa ‘obedient’ oxo ‘armpit’ Onthebasis ofthese pairs, itmaybeexpected thatround nonhigh vowels occur freely in the second syllable. However, a round nonhigh vowel in the second syllable is prohibited following an initial unrounded syllable; in other words, ∗[CaCo] roots are ill-formed. Note that this rounding dis- tribution is also excluded in Ulcha. In CMAit is clear that this restriction cannot be attributed to the rounding agreement produced by harmony, since the well-formedness of both [CoCo] and [CoCa] shows that round harmony does not carry from the first to the second syllable – there must beabisyllabic trigger. Thecondition tobeexplained isthatroundnonhigh vowelsonlyoccur in the second syllable when following a round nonhigh vowel. I sug- gest that this distribution is the result of an initial licensing requirement, wherebya[Round]featureonanonhighvowelmustbelinkedtoanonhigh vowelinthefirstsyllable.BisyllabicstructuresofCMAthatsatisfylicens- ing are shown in (10a–b). These may be contrasted with the structures in (10c–d) that contain an ‘unlicensed’ [Round] feature. [CaCo] words are thusill-formedbecause[Round]isnotassociated withthefirstsyllable. (10)a. c. ROUNDLICENSING,HARMONY,ANDBISYLLABICTRIGGERSINALTAIC 835 Asummarydescription forCMAispresented in(11). (11) SummaryofClassical Manchuroundharmonyandlicensing: a. Licensing:Post-initialroundnonhighvowelsoccuronlyimme- diately following a round nonhigh vowel, i.e., [CaCa], [CoCo] and[CoCa]arewell-formed, butnot∗[CaCo]. b. Bisyllabic trigger: [Round] spreads to following nonhigh vow- els when the first two syllables contain round nonhigh vowels. Highvowelsblock round harmony, i.e.,well-formed structures include[CoCo-Co],[CoCa-Ca],[CoCi-Ca],[CoCu-Ca],butnot ∗[CoCo-Ca],∗[CoCa-Co],∗[CoCi-Co],∗[CoCu-Co]. 2.2.2. Oroqen CMApresented anexample ofround harmony requiring abisyllabic trig- ger.Oroqen,aminoritylanguageofnortheast China,isasecondTungusic language that exhibits this kind of pattern. I focus here on the evidence Oroqen offers concerning the behavior of long vowels in harmony with a bisyllabic trigger condition (see Zhang 1996 for additional details of Oroqen harmony). The language description and data are from Zhang et al.(1989), Zhang(1996), andZhangandDresher(1996). ThevowelsofOroqenarelistedin(12).Oroqenpresentsarichersetof vowel contrasts than CMA; of particular interest is the contrast in vowel length. Round harmony produces alternations between a((cid:2)) ∼(cid:3)((cid:2)) and (cid:10)((cid:2)) ∼o((cid:2)). (12) Oroqenvowels The operation of round harmony in Oroqen is illustrated by the forms in (13a).Hereweseeroundspreading fromtheroottoasuffixwhenthefirst twovowelsoftherootareroundandnonhigh.Bycontrast,thedatain(13b) show the occurrence of an unrounded suffix alternant after unrounded or high vowels. Fromthese data itisapparent that Oroqen round harmony is 836 RACHELWALKER subject to the usual height restriction: only nonhigh vowels participate in roundharmony. (cid:5) (13)a. (cid:3)l(cid:3)-w(cid:3) ‘fish’(def.obj.) t(cid:6)o(cid:4)ko-wo ‘window’(def.obj.) (cid:5) m(cid:3)(cid:2)t(cid:6)(cid:3)n-m(cid:3) ‘difficulty’(def.obj.)2 (cid:3)lg(cid:3)(cid:2)-r(cid:3) ‘dry’(pres.) olo(cid:2)-ro ‘boil’(pres.) mo(cid:2)ro-ro ‘moan’(pres.) b. t(cid:3)r(cid:3)ki-wa ‘boar’(def.obj) min(cid:10)-w(cid:10) ‘me’(def.obj.) (cid:7)r(cid:7)(cid:2)n-ma ‘hoof’(def.obj.) jab(cid:7)-ra ‘walk’(pres.) s(cid:10)r(cid:10)-r(cid:10) ‘awake’(pres.) ku(cid:2)mn(cid:10)-r(cid:10) ‘hold’(pres.) As in CMA, round spreading fails in Oroqen when just the first syllable of the root contains a round vowel. Zhang and Dresher make the import- ant observation that even a bimoraic (long) round vowel is insufficient to triggerroundspreading onitsown,asseenin(14). (14) m(cid:3)(cid:2)-wa ‘tree’(def.obj.) do(cid:2)-r(cid:10) ‘mince’(pres.) n(cid:3)(cid:2)da(cid:2)- ‘throw’ ko(cid:2)rg(cid:10) ‘bridge’ These data make evident that the bisyllabic trigger condition in Oroqen is truly a bisyllabic condition not just a bimoraic one. Since CMA lacks a vowel length distinction, it is silent on this matter. A final point is that Oroqen displays the same initial licensing requirement for [Round] that was identified in CMA (and consistent with the distribution in Ulcha): nonhigh roundvowelsoccurinthesecond syllable ofrootsonlywhenthe initial syllable contains a nonhigh round vowel (that is, ∗[C(cid:10)Co], ∗[CaC(cid:3)] rootsareill-formed).3 2.3. Classical Mongolian TheaboveTungusicharmonieshavebeenobservedtooccuralongwithan initial licensing distribution. I turn next to data from Mongolian that re- vealanoccurrenceinAltaicofroundlicensingalone.CMOrepresentsthe 2 Zhang (1996, p. 189) glosses this form as in the objective case. I assume that it is infactthedefiniteobjectcasemarker,inaccordancewithZhang’sglossesofotherforms withthissuffix. 3 AsnotedbyZhang(1996)andZhangandDresher(1996),Oroqenpresentsafurther restriction on rounding in nonhigh vowels: in order for [Round] to occur in a nonhigh vowel,itmustbelinkedtothefirsttwomorasofthestem,i.e.,[Co(cid:2)]and[CoCo]arewell- formed,but∗[CoC(cid:10)](withinitialshortvowel)isill-formed.Thisinterestingrequirement plausiblyhasfoundationinperceptual considerations,sincerounding contrastsarerelat- ivelydifficulttoperceiveinnonhighvowels(Kaun1995).Therestrictionwillnotbethe focus of analysis here, since it isdistinct from the condition on trigger-size. As seen in (13–14),spreadingmustbeinitiatedbyatwosyllabletrigger–notsimplyatwomoraone.