ROME AND CHINA OXFORD STUDIES IN EARLY EMPIRES Series Editors Nicola Di Cosmo, Mark Edward Lewis, and Walter Scheidel The Dynamics of Ancient Empires: State Power from Assyria to Byzantium Edited by Ian Morris and Walter Scheidel Rome and China: Comparative Perspectives on Ancient World Empires Edited by Walter Scheidel Rome and China Comparative Perspectives on Ancient World Empires Edited by Walter Scheidel 1 2009 1 Oxford University Press, Inc., publishes works that further Oxford University’s objective of excellence in research, scholarship, and education. Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offi ces in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Copyright © 2009 by Oxford University Press, Inc. Published by Oxford University Press, Inc. 198 Madison Avenue, New York, New York 10016 www.oup.com Oxford is a registered trademark of Oxford University Press All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data Rome and China : comparative perspectives on ancient world empires / edited by Walter Scheidel. p. cm.—(Oxford studies in early empires) Includes bibliographical references and index. ISBN 978-0-19-533690-0 1. History, Ancient—Historiography. 2. History—Methodology. 3. Rome—History— Republic, 265–30 b.c. 4. Rome—History—Empire, 30 b.c.–284a.d. 5. China—History— Han dynasty, 202 b.c.–220a.d. 6. Imperialism—History I. Scheidel, Walter, 1966– D56.R65 2009 931'.04—dc22 2008020445 9 8 7 6 5 4 3 2 1 Printed in the United States of America on acid-free paper Acknowledgments F ive of the seven chapters in this volume grew out of contributions to the international conference “Institutions of Empire: Comparative Perspectives on Ancient Chinese and Mediterranean History” that was held at Stanford Uni- versity on May 13–14, 2005, under the auspices of the “Stanford Ancient Chinese and Mediterranean Empires Comparative History Project.” It is a great pleasure to thank our generous Stanford sponsors, above all the Social Science History Institute and its director, Steve Haber, as well as the Department of Classics and the Freeman Spogli Institute for International Studies. I would also like to acknowledge the support of my co-organizers Mark Lewis and Joe Manning. Lai Ming-Chiu, Luuk de Ligt, Joe Manning, David Schaberg, Robin Yates, and Zhao Dingxin presented papers that are not included in this collection but greatly enriched our discussion. Finally, thanks are due to Stefan Vranka of Oxford Uni- versity Press for his interest in this project, to Brian Hurley for his assistance, and to Gwen Colvin for her work on this volume. This page intentionally left blank Contents Contributors ix Chronology xi Introduction 3 Walter Scheidel 1 From the “Great Convergence” to the “First Great Divergence”: Roman and Qin-Han State Formation and Its Aftermath 11 Walter Scheidel 2 War, State Formation, and the Evolution of Military Institutions in Ancient China and Rome 24 Nathan Rosenstein 3 Law and Punishment in the Formation of Empire 52 Karen Turner 4 Eunuchs, Women, and Imperial Courts 83 Maria H. Dettenhofer 5 Commanding and Consuming the World: Empire, Tribute, and Trade in Roman and Chinese History 100 Peter Fibiger Bang viii Contents 6 Gift Circulation and Charity in the Han and Roman Empires 121 Mark Edward Lewis 7 The Monetary Systems of the Han and Roman Empires 137 Walter Scheidel Bibliography 209 Index 229 Contributors Peter Fibiger Bang is Associate Professor of History at the University of Copen- hagen. His research focuses on the comparative economic history and political economy of early empires. He is the author of Roman Bazaar: A Comparative Study of Trade and Markets in a Tributary Empire (2008) and is working on a comparative study of the Roman state and patrimonial government. He has also published a number of articles on the comparative history of early empires and is the coeditor of the forthcoming Empires in Contention (with Chris Bayly) and The Oxford Handbook of the Ancient State (with Walter Scheidel). He chairs the management committee of the European research network “Tributary Empires Compared” that coordinates comparative study of the Roman, Mughal, and Ottoman empires. Maria H. Dettenhofer is Professor of Ancient History at the University of Munich. Her research focuses on Roman political and court history, gender, and the comparative history of Rome and Han China. She is the author of Per- dita Iuventus: Zwischen den Generationen von Caesar und Augustus (1992) and Herrschaft und Widerstand im augusteischen Principat: Die Konkurrenz zwischen res publica und domus Augusta (2000) and the editor of Reine Männersache: Frauen in Männerdomänen der antiken Welt (1994). Mark Edward Lewis is Kwoh-Ting Li Professor in Chinese Culture at Stan- ford University. He specializes in the history of ancient China and is the author of Sanctioned Violence in Early China (1990), Writing and Authority in Early China (1999), The Construction of Space in Early China (2006), and The Flood Myths of Early China (2006). He has recently completed a series of three books on the history of early Chinese empires, The Early Chinese Empires: Qin and Han (2007), Between Empires: The Northern and Southern Dynasties (in press), and a forthcoming sequel on the Tang period. Nathan Rosenstein is Professor of History at Ohio State University. He specializes in Roman military, political, and social history, and is the author of Imperatores Victi: Military Defeat and Aristocratic Competition in the Middle and
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