ROMAN AGRARIAN POLICIES AND THE ITALIAN COUNTRYSIDE 133–91 BC Kim Young-Chae Merton College University of Oxford Thesis submitted for the degree of Doctor of Philosophy, Trinity Term 2016 Roman Agrarian Policies and the Italian Countryside 133–91 BC Kim Young-Chae, Merton College, D.Phil, Trinity Term 2016 Abstract This thesis is an investigation into the economic background to the Social War (91–88 BC), a rebellion against the Roman Republic by Rome‘s allies in Italy, and examines the allied reception of Roman agrarian schemes in the decades prior to the Social War, with particular attention to free small-scale farmers. It has been argued that the consequences of the Gracchan agrarian reforms contributed to the decision of the Italians to revolt in 91 BC. The history of the Gracchan period, however, suffers from limited documentary sources. Furthermore, as Romano-centric preconceptions underlay many modern studies in which the Social War was understood as a fight for the Roman citizenship, the Gracchan reforms and the post-Gracchan agrarian policies have not been fully explored from an allied perspective. After reviewing the demographic approach to the ‗second-century rural crisis‘ which allergedly prompted the Gracchan reforms, the thesis attempts to understand the operations of the Gracchan reforms in the territories of the Latin and Italian states via an archaeological case-study of the Latin town of Luceria in northern Apulia, where large areas of the Roman land division and settlement system known as centuriation were identified near the town. The thesis moves on to the post- Gracchan era and investigates how the allied interest in Roman public land (ager publicus) was continuously threatened or neglected under the post-Gracchan agrarian legislation (121–111 BC), and argues that allied small-scale farmers in particular stood to lose a lot in this process. The thesis then endeavours to demonstrate how the political aspirations of the allies had evolved in tandem with Roman agrarian policies, from a request for passive protection from maltreatment by Romans in the 120s BC to the demand for an active share in power by 91 BC. The thesis discusses Saturninus‘ agrarian schemes in 103 and 100 BC, whose implications have been neglected in the context both of Roman agrarian history and the Social War, and presents Livius Drusus‘ scheme of extensive colonisation of Italy in 91 BC as a complete reversal of policy, contravening the post-Gracchan agrarian settlement which had confirmed the end of land distributions in Italy. The thesis concludes by arguing that the Roman agrarian policy on the redistribution of public land was the cause of the most consistent and systematic maltreatment of the theoretically autonomous allied states, in which the inequality between Romans and Italians was increasingly highlighted. 2 Acknowledgment I would like to express my most sincere gratitude to Edward Bispham, my masters and doctoral Supervisor. The conventions of the acknowledgement cannot do justice to my debts to him over the past six years. Without him, my experiences at Oxford and in Italy would have been different and the outcome of my studies lacked what merit it may have. Nicholas Purcell, Anna Clark and Josephine Quinn read the drafts of the earlier chapters and provided me with useful suggestions and comments. I am grateful to Nicholas Purcell for being a constant source of support and encouragement. I thank Andrew Wilson for clarifying a misunderstood feature from the Nocelli farm and Gregory Hutchinson for encouraging me to put forward my ideas on Appian. John Hayes offered his views on the pottery from the Nocelli farm from photographs. I am also grateful to Jonathan Prag, my College Advisor, for his kind support and guidance. Alastair Small first indicated to me Apulia, and Michael Crawford clarified what I could find there. My special thanks go to Dominic Rathbone. In Rome, I gained greatly from the discussion with Jeremia Pelgrom. I would like to acknowledge the assistance of the National Collection of Aerial Photography and the British School at Rome, especially that of Alessandra Giovenco. This study would never have been possible without the works of previous scholars. 3 Contents Abstract ......................................................................................................................................... 2 Introduction ................................................................................................................................... 6 1. The Missing Population: State Settlement Schemes and Demography .................................. 12 1. Introduction ......................................................................................................................... 12 2. Tradition and challenges ..................................................................................................... 15 3. A reading of the Augustan figures ...................................................................................... 22 4. The theory of the moderate population growth and the problem of interpreting the figures for 125/124 and 115/114. ........................................................................................................ 25 5. The poorer assidui and higher mobility .............................................................................. 30 6. Colonisation and the increase in the census figures in the early second century ................ 35 7. Conclusion .......................................................................................................................... 41 2. Small Farm Sites From the Second Century ........................................................................... 45 1. Introduction ......................................................................................................................... 45 2. Small-scale farmers in Italy in the second century ............................................................. 46 1. Small-scale farmers: who is a peasant? ........................................................................... 46 2. A putative granary at Pievina in central Etruria .............................................................. 51 3. From a hut to a villa: a case from Matrice and a farmhouse at Cercemaggiore in Samnium ............................................................................................................................. 56 3. Farms in the Centuriated Landscape: .................................................................................. 60 the Nocelli Farm and the Posta Crusta Farm in Northern Apulia and the Problem of Latin and Allied Territory under the Gracchan Agrarian Reforms ......................................................... 60 1. Introduction ..................................................................................................................... 60 2. The origin of ager publicus at Luceria and the problem of Latin territory ..................... 62 3. The centuriation patterns at Luceria ................................................................................ 69 4. The excavated evidence of the Nocelli farm and other farm sites in the centuriated area at Luceria ............................................................................................................................. 77 5. The Posta Crusta farm at Herdonia ................................................................................. 92 6. The land redditus in the lex agraria of 111 .................................................................... 97 4. Conclusion ........................................................................................................................ 104 3. Post-Gracchan Agrarian Laws 121-111 ................................................................................ 108 1. Introduction ....................................................................................................................... 108 4 2. The three post-Gracchan agrarian laws of Appian, the lex Thoria and the lex agraria of 111 ......................................................................................................................................... 110 1. ‗…ex lege plebeiue scito exue h(ac) l(ege)…‘: ager publicus made private between 133 and 111 .............................................................................................................................. 110 2. What did Tiberius forbid? ............................................................................................. 115 3. The lex Thoria ............................................................................................................... 122 4. To conclude, which is which? ....................................................................................... 134 3. The sale of ager publicus by the old possessors and non-Romans in Italy ....................... 141 4. the privatisation of ager publicus and the allied enjoyment of ius commercii .................. 147 5. Conclusion ........................................................................................................................ 152 4. Agrarian Legislation 104-103 and the Problem of Veteran Settlements ............................... 155 1. Introduction ....................................................................................................................... 155 2. The agrarian proposal of L. Marcius Philippus ................................................................. 156 3. Ager in Africa: the agrarian law of L. Appuleius Saturninus in 103 ................................. 160 5. Agrarian Legislation 100-91 and the Development of the Italian Question ......................... 185 1. Introduction ....................................................................................................................... 185 2. The colonial law of 100, the Italians and the urban plebs ................................................. 185 3. The 90s .............................................................................................................................. 213 4. The legislation of M. Livius Drusus the Younger ............................................................. 228 Conclusion ................................................................................................................................ 241 Bibliography.............................................................................................................................. 247 5 Introduction In 125 the Latin town of Fregellae revolted against the Roman Republic.1 It was captured and was destroyed as a punishment by the Roman praetor L. Opimius.2 The circumstances of this startling event, the rebellion of a Latin colony which had showed conspicuous fidelity to Rome during the Hannibalic invasion, are not stated in the sources. It is important, however, that Asconius cautiously notes that the other Latin allies were also rebellious at the time and seemed to have been crushed by Opimius.3 Plutarch says that in Rome C. Gracchus was prosecuted for causing the allies to revolt with their headquarters at Fregellae. The author of De viris illustribus believes that Asculum, the the chief town of the allied Picentes (ciuitas foederata), revolted too, although this may well be retrojection from the Social War in 91.4 It seems, at any rate, that the Fregellans ended up being isolated in staging full-scale uprising. They cannot, however, have waged a war against Rome without expecting that support would be forthcoming; their action would otherwise have been the purest insanity.5 In all probability, they rebelled, believing that ‗other allies of the Latin name‘ would join them and waited for the support to come until the treachery of a native admitted the Romans. It is unlikely that Asconius was here confused and referred to the Social War: he relates this before moving on to Opimius‘ consulship in 122. It is an important testimony from a near-contemporary source that Latin dissatisfaction was widespread in the 120s. Nevertheless, it appears that no Latin ally formed a united front with the Fregellans when they revolted. In 91, however, when Asculum rose up against Rome, perhaps prematurely, this became known as the outbreak of the Social War (also known as the Marsic or Italian War) when the most of Rome‘s 1 All dates are B.C. unless otherwise noted. 2 On the rebellion of Fregellae: Livy Per. 60. 3; Asc.17 C; Vell. 2. 6. 4; Val. Max. 2. 8. 4; Plut. CG. 3.1; De vir ill. 65. 2; Obseq 30; Amm. Marc. 25. 9. 10. Loyalty during the Second Punic War: Livy 27. 10; 27. 26; Plut. Marc. 29. 3 Asc. 17 C: ‗Notum est Opimium in praetura Fregellas cepisse, quo facto visus est ceteros quoque nominis Latini socios male animatos repressisse.‘ 4 Brunt (1965), 90; Rawson (1998), 72 n. 15. Sherwin-White (1973), 103; Conole (1981), 135-36 speculate that the ‗twelve Latin colonies (duodecim coloniae)‘ in Cic. Caec. 102, which seem to have inferior status, were involved in the rebellion of Fregellae. 5 Conole (1981), 135; Rawson (1998), 72. 6 allies in central and southern Italy rebelled against Rome.6 This prompts questions. Why did the Italian allies make a decision in 91 different from that of Latins who did not follow the lead of Fregellae in 125? What brought about the change in the attitude of the allied groups in this period?7 What was the nature and extent of the allied — both Latin and Italian — grievances? What were the major social and economic issues in these years that might have influenced the decision of Rome‘s allies to revolt?8 And why did the Latins, except Venusia, not join the revolt of 91? This thesis is principally interested in this thirty-four-year period between the rebellion of Fregellae and the tribunate of M. Livius Drusus the Younger; it investigates the allied reception of Roman agrarian schemes from Ti. Gracchus‘ legislation onwards, with particular attention to free small-scale farmers. It has been argued that the consequences of the Gracchan agrarian reforms which redistributed landless citizens on Roman public land (ager publicus) in Italy which had been illegally occupied by the rich contributed to both the revolts, in 125 and 91.9 The revolt of Fregellae may well be connected to the failure of the citizenship proposal of the consul and the Gracchan agrarian commissioner M. Fulvius Flaccus in the same year, who expected that some allied landowners would be bought off with enfranchisement and stop 6 On the outbreak of the Social War: Vell. 2. 15. 1; Livy Per. 72. 7 In what follows, where I speak of the ‗Italians‘ I am refering to Rome‘s allies in Italy, which is represented as the Latin ‗Italici‘ and the Greek ‗Ἰηαιηώηαη‘ in the works of ancient writers I cite. It is unclear, however, that such ancient usage always strictly excludes Latins (for the discussion on Appian‘s use of Ἰηαιηώηαη in pre-Social War period, see Chapter 5 Section 2), and when I use ‗Italians‘ I shall in general refer to both Latin and Italian allies, as in Badian (1970/71), 373, that is, to borrow the words of the lex agraria of 111, ‗Romanus sociumue nominisue Latini (lex agr. l. 21)‘. I will make further qualification in referring to Latin allies specifically. Where I use ‗allies (socii)‘, I am referring to both Latin and Italian allies. 8 Sherwin-White (1973), 134-49 argued that the Social War was the revolt from Rome, not a fight for the Roman citizenship, and this view followed by Nagle (1973); Scullard (1982). Contra, Brunt (1965); Gabba (1994), 104-13. Mouritsen (1998) made a valuable contribution to the study of the Social War by cautioning against confusing the outcome of the war with its aim, that is, understanding the Social War as a fight to achieve Roman citizenship. The view that that the Social War is best understood as a fight for independence has been further advanced in Pobjoy (2000); Bispham (2007a); Bispham (2016) and seems now to be the received opinion, as in Roselaar (2010), 283, 289. Fronda (2010), 324 considers that the Italians may have revolted in order to gain Roman citizenship. 9 On the link between Flaccus‘ enfranchisement proposal and the revolt of Fregellae: Sherwin-White (1973), 134; Stockton (1979), 96-97; Gabba (1989), 242; Lintott (1994), 76; Conole (1981), 133-34; Rawson (1998), 72. Fulvius Flaccus‘ enfranchisement proposal: App. BC 1. 21. 8. The Gracchan agrarian reforms as the cause of the Social War: Salmon (1967), 323; Nagle (1973); Howarth (1999); Rathbone (2003), 160; Roselaar (2010), 222, 284, 289. Fronda (2010), 324. 7 opposing the Gracchan operations; our sources agree that the murder of the tribune M. Livius Drusus the Younger in 91, who re-introduced the proposal for the distribution of ager publicus in Italy and also proposed enfranchisement of the allies, or the Latins, triggered the Social War.10 The history of the Gracchan period, however, suffers from limited documentary sources, and while Romano-centric preconceptions underlay many modern Gracchan studies in which the Social War was understood as a fight for the Roman citizenship, the Gracchan reforms and the post-Gracchan agrarian policies have not been fully explored from an allied perspective, and the connection between the alleged Italian desire for Roman citizenship and Roman agrarian policies about the allocation of ager publicus has sometimes been viewed with suspicion.11 That non-Roman interest under Roman agrarian policies is still a vastly under-explored topic is arguably owing to the limitations of our literary sources; archaeology has been increasingly adopted in research into second century developments and enriched our understanding of the topic.12 In the same vein, this study is primarily interested in how much archaeology could offer in reappraising the Gracchan countryside and illuminating the social and economic conditions of the free smallholders in Italy, who are often under-represented or oversimplified in the literary tradition. Above all, when it comes to the agrarian history of this period, our most secure item of information is clearly the so-called lex agraria of 111, the only epigraphically attested Roman agrarian law dating to the second century.13 The information of the lex agraria will be used as the principal and firmest basis for my discussion throughout this study. With these considerations, the structure of the thesis is organized as follows. First, some preliminary discussions on the so-called ‗second-century crisis‘ in Italy, which allegedly prompted Ti. Gracchus‘ legislation in 133, have to be made. Brunt‘s claim that an assessment of 10 See Chapter 5 Section 4 for Flaccus‘ citizenship proposal, Section 5 for the sources on Drusus‘s murder and the outbreak of the Social War. 11 Notably, Mouritsen (1998). 12 Frederiksen (1971); Dyson (1978); Rathbone (1981); Carandini (1994), Patterson et al (2004), Rathbone (2008); Launaro (2011) with the revision by Hin (2013); De Ligt (2015). 13 All references to the lex agraria are to Crawford‘s edition in 1996. The commentary in Lintott (1992) is valuable. The new edition of Sisani (2015) will be cited where relevant. 8 population is indispensible to understanding the agrarian developments in the late Republic has value,14 and in this light, Chapter 1, ‗The Missing Population: State Settlement Schemes and Demography‘, reviews the ongoing debate about demography of Italy in the second century. My approach to the problems of using the census figures and the assessment of population dynamics in the second century is based on two premises. First, our census results are defective and there were a large number of people who were not counted in the census returns; second, dispossessed free small-holders were likely to become more mobile, thereby contributing to low census figures. I suggest that instead of attempting to derive absolute population numbers from our sources, our goal should be to explain what seem to be overall trends in the census figures and find implications there. I argue that two noticeable increases in the census figures in the second century (the first is observed the years between 203 and 163; the second between 130 and 124) were perhaps related to the state‘s land distribution programmes to settle its mobile population. It may be that the state‘s large scale land distribution policy in the century, that is the active colonisation in the first three decades in the century and the Gracchan reforms, contributed to the increase in census figures. While Chapter 1 concerns the demographic representation of Roman citizen smallholders, Chapter 2, ‗Small Farm Sites from the Second Century‘, is interested in the archaeological presence of non-Roman small-scale farmers and examines small rural sites which show interesting aspects of the agricultural economy of the small-scale farmers and the agrarian changes they seem to have faced in this period. At the outset, it is imperative to clarify what we mean by small-scale farmers, and we move on to discuss the excavated small rural sites from central Etruria and Samnium, which deserve more attention than they have received. Yet it is the Apulian farms from the centuriated areas in the Tavoliere that form the core of my archaeological investigation into Gracchan countryside: the farms and the centuriation systems will be examined in the context of Gracchan operations in the allied territories. 14 Brunt (1971) 3-4; echoed in Morley (2006), 321. 9 An extensive bibliography already exists on the question of identifying the post- Gracchan agrarian laws in Appian‘s infamous passage (App. BC 1. 27. 121-24), often with the agrarian law of Sp. Thorius on which Cicero comments twice (Cic. Brut. 136; Cic. De or. 2. 284) and the epigraphic lex agraria of 111. Chapter 3, ‗The Post-Gracchan Agrarian Laws 121- 111‘, attempts to reconstruct the post-Gracchan developments, with the emphasis on the situation of the non-Roman small farmers during this winding-up process of the Gracchan reforms. Chapter 3 provides a review of literary sources and also of historiography. Mouritsen (1998) dismissed the link between the enfranchisement question and the troubles over the Roman agrarian schemes before the tribunate of Livius Drusus. This view, however, was brought back into discussion by Roselaar (2010), and there needs to be further examination. The epigraphically attested lex agraria of 111 should be the starting point and used as an external corrective of Appian‘s account and the most useful guide in understanding Cicero‘s brief remarks. The last Chapters 4, ‗Agrarian Legislation 104–103 and the Problem of Veteran Settlements‘, and 5, ‗Agrarian Legislation 100–91 and the Development of the Italian Question‘, examine the agrarian measures in the years between the lex agraria of 111 and the tribunate of Livius Drusus in 91. In this period the provision of land for discharged Roman soldiers grew as a central question in Roman politics, as did the issue of how to reconcile the need for veteran settlements with the availability of land in Italy and the allied occupation of that land. This period also witnessed what is often called the ‗Italian question‘, that is, ‗the problem of the enfranchisement of the Italians as it appears in Roman politics,‘15 maturing in tandem with Roman agrarian policy: a request for passive protection from maltreatment in the 120s developed into the demand for an active share in power by 91. However, this twenty-year period between the Gracchan era and the pivotal year of 91 has been treated marginally in the history of Roman agrarian policy in modern scholarship, although it was not extraneous to the development of the ‗Italian question‘. In particular, Saturninus‘ agrarian schemes in 103 and 15 The definition by Badian (1970/71), 373. 10
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