Food Science and Technology International Series SeriesEditor Steve L. Taylor University of Nebraska e Lincoln, USA Advisory Board Ken Buckle The University of New South Wales, Australia Mary Ellen Camire University of Maine, USA Roger Clemens University of Southern California, USA Hildegarde Heymann University of California e Davis, USA Robert Hutkins University of Nebraska e Lincoln, USA Ron S. Jackson Quebec, Canada Huub Lelieveld Bilthoven, The Netherlands Daryl B. Lund University of Wisconsin, USA Connie Weaver Purdue University, USA Ron Wrolstad Oregon State University, USA Acomplete list of books inthis series appearsat the end ofthis volume. Risk Management for Food Allergy Edited by Charlotte Bernhard Madsen DVM Research Leader Division of Toxicology and Risk Assessment National Food Institute Technical University of Denmark (cid:1) Rene W. R. Crevel Safety and Environmental Assurance Center, Unilever, Sharnbrook, Bedfordshire, UK Clare Mills Manchester Institute of Biotechnology, University of Manchester, UK Steven L. Taylor Food Allergy Research & Resource Program, University of Nebraska, Lincoln, NE, US AMSTERDAM(cid:129)BOSTON(cid:129)HEIDELBERG(cid:129)LONDON NEWYORK(cid:129)OXFORD(cid:129)PARIS(cid:129)SANDIEGO SANFRANCISCO(cid:129)SINGAPORE(cid:129)SYDNEY(cid:129)TOKYO AcademicPressisanimprintofElsevier AcademicPressisanimprintofElsevier TheBoulevard,LangfordLane,Kidlington,Oxford,OX51GB,UK 225WymanStreet,Waltham,MA02451,USA Firstpublished2014 Copyright(cid:1)2014ElsevierInc.Allrightsreserved. Nopartofthispublicationmaybereproducedortransmittedinanyformorbyany means,electronicormechanical,includingphotocopying,recording,orany informationstorageandretrievalsystem,withoutpermissioninwritingfromthe publisher.Detailsonhowtoseekpermission,furtherinformationaboutthe Publisher’spermissionspoliciesandourarrangementwithorganizationssuchasthe CopyrightClearanceCenterandtheCopyrightLicensingAgency,canbefoundatour website:www.elsevier.com/permissions Thisbookandtheindividualcontributionscontainedinitareprotectedunder copyrightbythePublisher(otherthanasmaybenotedherein). Notices Knowledgeandbestpracticeinthisfieldareconstantlychanging.Asnewresearch andexperiencebroadenourunderstanding,changesinresearchmethods, professionalpractices,ormedicaltreatmentmaybecomenecessary. Practitionersandresearchersmustalwaysrelyontheirownexperienceand knowledgeinevaluatingandusinganyinformation,methods,compounds,or experimentsdescribedherein.Inusingsuchinformationormethodstheyshouldbe mindfuloftheirownsafetyandthesafetyofothers,includingpartiesforwhomthey haveaprofessionalresponsibility. Tothefullestextentofthelaw,neitherthePublishernortheauthors,contributors,or editors,assumeanyliabilityforanyinjuryand/ordamagetopersonsorpropertyas amatterofproductsliability,negligenceorotherwise,orfromanyuseoroperationof anymethods,products,instructions,orideascontainedinthematerialherein. BritishLibraryCataloguinginPublicationData AcataloguerecordforthisbookisavailablefromtheBritishLibrary LibraryofCongressCataloguinginPublicationData AcataloguerecordforthisbookisavailablefromtheLibraryofCongress ISBN:978-0-12-381988-8 ForinformationonallAcademicPresspublications visitourwebsiteatstore.elsevier.com PrintedandboundintheUnitedStates 14151617 10987654321 List of Contributors Anton Alldrick Campden BRI, Chipping Campden, UK Ricardo Asero Ambulatorio di Allergologia, Clinica San Carlo, Paderno- Dugnano, Milano, Italy Barbara K. Ballmer-Weber Allergy Unit, Department of Dermatology, University Hospital Z€urich, Switzerland SusanA.BaranowskyConsumerAffairs,CampbellSoupCompany,Camden, NJ, US Joseph L. Baumert Department of Food Science & Technology and Food Allergy Research & Resource Program, University of Nebraska, Lincoln, NE, US Erna Botjes Stichting Voedselallergie (Dutch Food Allergy), Nijkerk, The Netherlands Peter Burney National Heart Lung Institute, Imperial College, London, UK Stella Cochrane Unilever Safety and Environmental Assurance Center, Sharnbrook, Bedfordshire, UK Ren(cid:2)e W.R. Crevel Safety and Environmental Assurance Center, Unilever, Sharnbrook, Bedfordshire, UK Ross Critenden Valio Ltd, Helsinki, Finland Anthony E.J. Dubois Department of Paediatric Pulmonology and Paediatric Allergy, University Medical Center Groningen, University of Groningen, Groningen, The Netherlands GeorgeE.DunaifFoodSafety&TechnicalServices,GroceryManufacturers Association, Washington, DC, US Audrey DunnGalvin Department of Paediatrics and Child Health, University College Cork, Cork, Ireland Montserrat Fern(cid:2)andez-Rivas Allergy Department, Hospital Cl´ınico San Carlos, IdISSC, Madrid, Spain B.M.J.Flokstra-deBlokDepartmentofGeneralPractice,UniversityMedical Center Groningen, University of Groningen, Groningen, The Netherlands StevenM.GendelFoodandDrugAdministration,CenterforFoodSafetyand Applied Nutrition, US Linus Grabenhenrich Institute for Social Medicine, Epidemiology and Health Economics, Charit(cid:2)e University Medical Center, Berlin, Germany Kirsten Grinter Nestle Oceania, Rhodes, NSW, Australia xiii xiv List of Contributors Sue Hattersley Food Standards Agency, London, UK Geert Houben Food & Nutrition, TNO, Zeist, The Netherlands Steffen Husby Hans Christian Andersen Children’s Hospital at Odense University Hospital, Denmark Anneli Ivarsson Department of Public Health and Clinical Medicine, Epidemiology and Global Health, Ume(cid:3)a University, Sweden Phil E. Johnson Institute of Inflammation and Repair, Manchester Academic Health Science Center, Manchester Institute of Biotechnology, University of Manchester, Manchester, UK Thomas Keil Institute for Social Medicine, Epidemiology and Health Economics, Charit(cid:2)e University Medical Center, Berlin, Germany Rita King British Beer and Pub Association, London, UK Andr(cid:2)e C. Knulst Department of Dermatology/Allergology, University Medical Center, Utrecht, The Netherlands I.S. Leitch Environmental Health Department, Omagh District Council, Omagh, Co. Tyrone, Northern Ireland Charlotte BernhardMadsen DVM Research Leader Division ofToxicology andRiskAssessmentNationalFoodInstituteTechnicalUniversityofDenmark J. McIntosh Safefood, Eastgate, Little Island, Co. Cork, Ireland Clare Mills Institute of Inflammation and Repair, Manchester Academic Health Science Centre, Manchester Institute of Biotechnology, University of Manchester, UK Pia Nørhede Division of Toxicology and Risk Assessment, National Food Institute, Technical University of Denmark, Lyngby, Denmark Jonathan O’B. Hourihane Department of Paediatrics and Child Health, Clinical Investigations Unit, Cork University Hospital, Wilton, Cork, Ireland Cecilia Olsson Department of Food and Nutrition, Ume(cid:3)a University, Sweden SylviaPfaffFoodInformationService(FIS)Europe,BadBentheim,Germany David Reading Food Allergy Support Ltd, Aldershot, UK Ben C. Remington DepartmentofFoodScience&TechnologyandFood AllergyResearch&ResourceProgram,UniversityofNebraska,Lincoln,NE,US Robin Sherlock FACTA, Tennyson, Queensland, Australia Dan Skrypec Kraft Foods, Glenview, IL, US Steven L. Taylor Food Allergy Research & Resource Program, University of Nebraska, Lincoln, NE, US Marjan van Ravenhorst Allergenen Consultancy, Scherpenzeel, The Netherlands Jean-Michel Wal INRA, Unit(cid:2)e d’Immuno-Allergie Alimentaire, Jouy-en-Josas, France List of Contributors xv Rachel Ward r.ward Consultancy Limited, Nottingham, UK Gary Wong Department of Paediatrics, Chinese University of Hong Kong, New Territories, Hong Kong, China Laurian Zuidmeer-Jongejan Department of Experimental Immunology, Laboratory of Allergy Research, Academic Medical Center, University of Amsterdam, Amsterdam, The Netherlands Foreword Ifirstbecameawareoffoodallergenissuesinthelate1990swhenIwasDirector oftheCenterforFoodSafetyandAppliedNutrition(CFSAN)attheUSFood andDrugAdministration(FDA).Theagencyhadcontractedwithtwostatesto survey local food manufacturing plants that made food products (such as cookies), some of which were intended to contain, and some of which were intendednottocontain,commonfoodallergenssuchasmilkandeggs.Thestates collected samples of the products not intended to contain food allergens and testedthemtoverifythis.Theresultswereastounding,asanalarmingpercentage ofproductsactuallycontainedmilkoreggswhentheywerenotsupposedto. This survey caught everyone’s attention. It helped explain two things: (1) why undeclared food allergens were the number one cause of Class 1 recalls (those recalls presenting the most serious risk to health) and (2) why the governmentandthefoodindustryneededtodomuchmoretoreducethelike- lihoodofthisfromhappening.Afterall,aclearanddependablefoodlabelisthe onlymeansthatfoodallergicindividuals(andparentsoffoodallergicchildren) havetopreventillnessandinjury.Accuratefoodlabelsaretrulytheirlifeline. Intheensuing10+years,muchhasbeendonetoadvancetheawarenessof food allergenissues and toputin place systems to better protect food allergic individuals. (cid:129) USCongresspassedtheFoodAllergenLabelingandConsumerProtection Act (FALCPA) of 2004, which required the prominent listing e in plain English e of the eight most common food allergens: peanuts, tree nuts, milk, eggs,fish,shellfish,soy,and wheat. Today, foodallergicconsumers (and their parents) have a much easier time determining which foods are safe for them toeat. (cid:129) The US National Institutes for Health (NIH) have significantly increased the amount of funding devoted to studying potential cures for food aller- gies, thereby recognizing that food allergies are a significant health issue that needs to beaddressed. (cid:129) Thereismuchgreaterpublicawarenessthatafoodallergicindividualcanbe placedinalife-threateningsituationifthewrongfoodallergenisconsumed. Thisawarenesshasledtogreatervigilanceinpublicschoolsandthepassage ofstatelawsdirectingthatambulancescarrythedrugepinephrineewhich isneededalmostimmediatelyforemergencytreatment. (cid:129) Most recently, in late 2010, US Congress passed sweeping food safety legislation e called the US FDA Food Safety Modernization Act (FSMA)ewhichincludedaclearmandateforgreatercontroloffoodaller- gens during the foodmanufacturingprocess. xvii xviii Foreword Suchprogressdoesnothappenbyaccident.Thehardworkofmany,many peopleandorganizationshasbeenbroughttobear.Threestandoutforspecial mention. (cid:129) First was the creation of the Food Allergy and Anaphylaxis Network (FAAN) over 20 years ago by two parents of a food allergic child, Anne Munoz-Furlong and Terry Furlong. Having nowhere to turn for reliable information, they decided to research the issue themselves and become a clearing-house for objective, scientific information to share with other parents like themselves. The organization grew into a membership of over30,000,andFAANbecametheworldleaderinfoodallergyeducation. I had the honor to serve on the FAAN Board of Directors for six years (servingasChairforoneyear)andcanattesttothevaluesanddedication thisgrouphasbroughttobear.Morerecently,FAANmergedwiththeFood AllergyInstitute(FAI)group,withgreatsuccessinraisingmoneyforclin- icalresearchtoformtheconsolidatedgroupcalledFoodAllergyResearch and Education (FARE). (cid:129) Second was the establishment of a clinical research program at Mt. Sinai hospital in New York. Headed by Hugh Sampson, M.D., this facility has become the national leader in food allergy clinical research. It has close ties to FARE and both of its predecessor organizations. It is hoped that more research programs will arise around the country to add to our base of expertise, and the increased number of US National Institute of Health grants referenced above should facilitate reachingthis goal. (cid:129) Third is a group at the University of Nebraska, headed by Stephen L. Taylor, Ph.D., called the Food Allergy Research and Resource Program (FARRP). This group is the national leader in understanding how to detect and measure food allergens in food and in assessing the risk to health, if any, of tiny amounts offood allergens. It is hoped that research of this type will help establish ‘thresholds’ for food allergens e meaning, safe levelsthatfood companiescan test against. Despite such progress, many challenges remain. Awareness of the food allergy issues needs to be maintained and even enhanced, education of new parents with food allergic children is a continuing necessity, advocacy for strongerlawscontinues,andresearchneedstobecontinueduntilacureisfound. What I have learned most over the past decade is that with food allergies, therearenovillainseonlyvictimsebutalsomanychampionstryingtoprotect them. Thankfully, the number of champions is constantly growing. Those contributing to this book are high among them and deserve our collective admiration and gratitude. Joseph A.Levitt1 1Mr.LevittisapartnerintheWashington,D.C.,officeofHoganLovellsUSLLP,wherehe counselsfoodcompanieson,amongothermatters,foodallergen-relatedissues.Heisthe formerDirectorofFDA’sCenterforFoodSafetyandAppliedNutrition(CFSAN).Heisalso aformerBoardMemberandChairoftheFoodAllergyandAnaphylaxisNetwork(FAAN). Introduction Youcan’thavenoriskatallyouknow,evenifthechildneverleavesthehouse, so youhave todeal with risk... we just wanta better way (MotherofCarla,aged10,US). like sometimesyoucan’tfindthe cause[ofareaction].itjusthappens,you know.notknowingmakesyouworriedandunsureofyourself.whenIhave afirstbitelike,ifI’mnotathome,Ithinkisthisit?....willIdie?....whatcanyou do? (Fran,aged12,Ireland) These statements from chapter 1 describe the reality of living with severe food allergy. Managing food allergy on an individual level is the responsibility of the individual and those looking after that individual. In the modern world this is very, very difficultwithouthelp from society. Foodisanessentialpartofourlives.Weeatapproximatelyfivetimesaday, very often away from home. Food allergic individuals have to rely on the informationaboutthefoodtheyeatfromthepersonsproducingtheirfood.They have to trust that food producers, both in industry and catering, know how crucial it is that the information they provide is correct. This means that, although the individual has to manage his or her food allergy, the food producers need tomanage allergenicfoods. Foodproducersneedtomanagemanydifferentrisks.Thisiscostly,andan important driving force in prioritizing has been legal and regulatory requirements. HISTORY OF ‘ALLERGY’ LABELING In the eighties, international food labeling was extremely focused on food additives. This resulted in labeling rules where ingredients such as milk or wheat did not have to be declared on the label if they were constituents of compoundingredients(theso-called25%rule),whereasfoodadditivesalways had to be labeled. This rule could result in ingredient lists dominated by additives and made it almost impossible for food allergic individuals to get appropriate informationfrom ingredient lists. In order to change international food labeling rules to make them more helpfultofoodallergicindividuals,aNordicinitiativeledbyNorwayin1993 presented a document (Consideration of Potential Allergens in Food) to the xix xx Introduction Codex Committee on Food Labeling. The documents suggested changing the 25% rule on compound ingredients to a 5% rule and suggested a list of aller- genicfoodsthatshouldalwaysbedeclared.Thematterwasdiscussedagainin 1994and1995,andinNovember1995aFAOTechnicalConsultationonFood Allergens was held. The recommendations from this consultation were to change the 25% rule as suggested. The suggested list of allergenic foods was slightly modified. After several years of further discussion the Codex Alimentarius Commission adopted the proposal in June 1999. Severalcountrieschangedtheir food labeling rules inaccordancewith the Codex.In the EUthe 25%rulewas totallyabandonedin 2004. Thechangeinlabelingrulesandtheincreasedfocusonallergenicfoodshas been an advantage for the allergic consumer, but it also created unforeseen problems. These arise from insufficient scientific knowledge on safe levels of food allergens.The EuropeanFoodSafety Authority concluded in2004 that: Thedosesofallergenscapableoftriggeringfoodallergicreactionsare variable andcan bevery small,i.e.,inthe milligramor microgram range. The informationcurrently available isinsufficient todrawfirm conclusionsregardingthelowestdosethatcouldcauseanadverseeffect (threshold). For this reason, the authorities were not able to advise industry on what amounts of food allergen could be considered effectively harmless and help them todevelopoperational standards. Thisagainledindustrytodevelopvariouslabelssuchas‘maycontainnuts’ or‘manufacturedinafacilitythatalsohandlesnuts’,becausetheywerenotable to guarantee the total absence of allergenic food in their products and no one couldtellthemwhentheirproductsweresafeenough.Afurtherconsequenceof thelackofguidancewasthatcriteriaforusingsuchlabelingvariedacrossthe food industry. WHERE ARE WE NOW e THE BOOK Unfortunatelywehavenotsolvedallthequestionsthatarisewhendealingwith allergenicfoodinfoodproduction,butmuchhashappened.Thisbookpresents the newest knowledge on food allergy and food allergen management and includes suggestions for practical management offood allergens. The book is organized in four sections. Section 1, Food Allergy: Causes, Prevalence,andImpacts,providesabackgroundforunderstandingthecontext and rationale for food allergyas a problem in society. It givesan overview of how patients experience daily life with food allergy and how it impacts their lives.Itdescribesfoodallergyasadiseaseandlistswhichfoodscauseallergyas well as the epidemiology of food allergy. Section 2, Allergen Thresholds and Risk Assessment, describes how clinicians determine the amount of allergenic foodcausingareaction.Itsuggestsquantitiesofdifferentallergenicfoodsthat can be considered topresent minimal risk and describes how theyare derived
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