ADVERTIMENT. Lʼaccés als continguts dʼaquesta tesi queda condicionat a lʼacceptació de les condicions dʼús establertesperlasegüentllicènciaCreativeCommons: http://cat.creativecommons.org/?page_id=184 ADVERTENCIA.Elaccesoaloscontenidosdeestatesisquedacondicionadoalaaceptacióndelascondicionesdeuso establecidasporlasiguientelicenciaCreativeCommons: http://es.creativecommons.org/blog/licencias/ WARNING.Theaccesstothecontentsofthisdoctoralthesisitislimitedtotheacceptanceoftheuseconditionsset bythefollowingCreativeCommonslicense: https://creativecommons.org/licenses/?lang=en Department of Telecommunications and Systems Engineering RF Filters and Multiplexers Based on Acoustic Wave Technologies with Ladder-Type and Cross-Coupled Topologies Designing Under a Systematic Strategy Ph.D. Dissertation in Electrical and Telecommunications Engineering by Alfred Raul Gim´enez Bonastre E-mail: [email protected] Thesis Advisor: Prof. Pedro de Paco Sa´nchez E-mail: [email protected] Universitat Auto`noma de Barcelona (UAB) Escola d’Enginyeria September, 2016 “The truths are easy to understand once they are discovered. The point is to discover them.” Galileo Galilei iv Abstract The mobile technology has emerged as the most successful platform for the introduction of innovative services and user applications from both a technological and economical perspective. Mobile devices are changing the habits of the people and it is possible to see how, in this sense, our society is continuously improving. With the 4G network in process of deployment and the future 5G standards under development, global demand for broadband data services has been subjected to a series of unstoppable growth. And it will continue increasing pushed by the ubiquity of the service, according to Cisco’s forecasts. The most important is that this growth undoubtedly demonstrates the importance of broadband services for the people, society, and economy, while it is drawing a major challenge for the network service providers. Theaimofthisworkistodevelopsynthesistechniquesforthedesignoffilteringdevicesbased on micro-acoustic technologies, focusing therefore the great challenge of frequency spectrum management in the user segment. In general, the design of these filtering devices is based on optimization techniques because of the stringent requirements imposed by the technological feasibility of acoustic resonators and the tight performance specifications of the device. For this reason, the design and manufacture of filters and duplexers based on acoustic resonators becomesahugechallengeincreasinglydifficulttoachieve.Inthiswork,systematicmethodologies are presented in order to improve and make more efficient the design of filtering devices based on micro-acoustic technologies. The most important consideration during the synthesis of filters and duplexers is that the resonators must be technologically feasible. The methodologies presented in this work are use- ful for the design of ladder-type filters and cross-coupled prototypes in which the technological feasibility is an essential requirement for all the provided solutions. The effective coupling coef- ficient of each resonator, the resonant frequencies, the quality factor, the stored energy, or the chip size are parameters to consider during the design of micro-acoustic filters. By means of the techniques provided in this work, all these restrictions are analytically managed, and optimum results are obtained with a minimum time and computational effort. Moreover, the use of these synthesis techniques allows the control of the phase parameters, whichareessentialforthedesignofmultiplexerdevices.Theseareconsideredthemaindevicefor the future radio-frequency front-end modules ready to work with Carrier Aggregation and the 4G-Advancedand5Gstandards.Stand-alonefilteringdevices,duplexers,andmultiplexers,ready to accommodate the micro-acoustic technological requirements and satisfying the frequency mask specifications, as long as possible, are the result of the proposed methodologies in this work. v vi Resum Latecnologiam`obilhaemergitcomlaplataformademajor`exitperalaimplantaci´odeserveisin- novadors i aplicacions d’usuari tant des d’un punt de vista tecnol`ogic com econ`omic. Els disposi- tius m`obils estan modificant els h`abits de comportament de les persones i veiem cont´ınuament com, en aquest sentit, la nostra societat millora dia a dia. Amb la xarxa 4G en ple proc´es de desplegamentielsfutursest`andards5Genpledesenvolupament,lademandaglobalperalservei de dades de banda ampla ha estat sotmesa a un cicle de creixement imparable. I continuar`a aix´ı alimentat per la ubiqu¨itat del servei, segons les previsions del Cisco. El m´es important ´es que aquestcreixementindubtablementdemostralaimport`anciadelabandaamplaperalsciutadans, la societat i l’economia, mentre dibuixa un gran repte als prove¨ıdors de serveis de xarxa. L’objectiu d’aquest treball est`a centrat en el desenvolupament de t`ecniques de s´ıntesi per al dissenydedispositiusfiltrantsbasatsentecnologiesmicro-acu´stiques,enfocantaix´ıelgranrepte de gesti´o de l’espectre frequ¨encial en el segment d’usuari. En general, el disseny d’aquest tipus de dispositius es basa en t`ecniques d’optimitzaci´o degut a les rigoroses limitacions imposades per la viabilitat tecnol`ogica dels ressonadors acu´stics, aix´ı com a les exigents especificacions de rendiment del dispositiu. E´s per aquests motius que el disseny i fabricaci´o de filtres i duplexors basatsentecnologiaacu´sticacreenungranreptecadacopm´esdif´ıcild’assolir.Enaquesttreball es proporcionen metodologies sistem`atiques enfocades en millorar i fer m´es eficient el disseny de dispositius filtrants basats en ressonadors acu´stics. El m´es important durant el disseny de filtres i duplexors basats en tecnologia acu´stica´es que els ressonadors siguin viables tecnol`ogicament. Les diferents metodologies presentades en aquest treball s´on u´tils per a la s´ıntesi de topologies en escalera o xarxes amb acoblaments creuats on la viabilitat tecnol`ogica ´es un requisit indispensable en totes les solucions proporcionades. El coeficient d’acoblament de cada ressonador, les frequ¨`encies de resson`ancia, el factor de qualitat, l’energia emmagatzemada, o l’ `area del xip s´on par`ametres que es tenen en compte durant el disseny d’aquest tipus de dispositius. Mitjan¸cant les t`ecniques de s´ıntesi proporcionades en aquest treball, no nom´es es controlen anal´ıticament aquestes restriccions, sin´o que s’obtenen resultats `optims en el m´ınim temps i cost computacional. L’u´s d’aquestes t`ecniques, a m´es, permet un control dels par`ametres de fase essencial per al disseny de multiplexors, els quals estan en el punt de mira com a dispositiu indispensable dins les cap¸caleres dels futurs sistemes sense fils preparats per treballar amb el protocol de Carrier Aggregation dinselsest`andards4G-Advancedi5G.Dispositiusfiltrants,duplexorsimultiplexors viables tecnol`ogicament i complint amb les especificacions de m`ascara frequ¨encials s´on resultat de l’u´s de les metodologies proposades en aquest treball. vii viii Acknowledgements I am indebted with many people who have contributed to this work with their support, collabo- ration, and guidance. First of all, I would like to express my sincere gratitude to my supervisor, Prof. Pedro de Paco, for his kind support and patience. He gave me the opportunity to start my research in the fascinating world of micro-acoustic filters, and his encouragement and guide- lines throughout this work have been very valuable during these years. He shared his immense knowledge and kept me motivated through tough times. His door was always open whenever I needed him. Besides my supervisor, I would like to thank the rest of Antenna and Microwave Systems Group members for their insightful comments and encouragement. Specially to Jordi Verdu´ and Ed´en Corrales for their inputs and passionate participation. I also want to thank Dr. O´scar Men´endez, who introduced me to the field of BAW filters and encouraged me to start my Ph.D. degree. Ernesto D´ıaz must also be mentioned here, for his constant assistance in the laboratory. I would like to thank my current and past roommates Mercedes, Iuliia, A´ngel, M´onica, and Jordi for all the fun we have had during these years. In particular, I am grateful to Sergi for his continuous happiness and friendship. I would like to extend my gratitude to my other colleagues Alex, Marc, Mart´ı, Pau, Dani, Yi, Guillermo, Jose, David, Vicente, Toni, Sergi, U´rsula, and everyone who have made the time I spent in the university something nice and fun. My sincere thanks to EPCOS AG, a TDK group company, for funding and follow this work with great interest. Thanks to Dr. Karl Wagner, Vice-President of Advanced Development Discrete Components Systems, Acoustics, Waves Business Group, for giving me the opportunity to make an internship in his group. I would like to give a special mention to Dr. Thomas Bauer for his support, knowledge, and interest in my work. Work apart, he also offered all his help and support during my stay in Munich. Thank you, Thomas and Emi. Last but not the least, I would like to acknowledge my family. Thanks to my parents, Rosa and Josep, and my grandparents Pilar and Alfredo, for providing me with unfailing support and continuous encouragement throughout my years of study and research. Thanks to Magda, Paqui, Jose, and my sisters Meri and Ester for being always there. And of course, to Montse and Mariano and all my cousins, uncles, and aunts for supporting me spiritually throughout my life in general. I hope not to miss anyone, but I want to thank everybody who offered me his unconditional support,time,andlove.Thisaccomplishmentwouldnothavebeenpossiblewithoutyou.Thanks. ALFRED ix
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