“An eagerly awaited investigation of major debates and challenges concerning the purposes of mass higher education in the contemporary world by one of the leading scholars in the field. In elegant prose he explores complex social, cultural, economic and political interactions associated with the expansion of higher education in the UK and internationally. This important book should be read by anyone interested in finding ways in which higher education might better realise the potential of individuals and wider society.” Maria Slowey, Higher Education Research Centre, Dublin City University “Peter Scott draws on international comparison to call for a ‘radical escape-forward’ to address longstanding, widely regarded traditions in higher education, such as access conditions and modes of governance.” Ulrich Teichler, International Centre for Higher Education Research Kassel “Offers important historical reflections on key issues faced by mass higher education today and proposes an alternative path towards an inclusive and democratic model of universal higher education.” Vincent Carpentier, UCL Institute of Education “Peter Scott provides the essential historical narrative for our times. An engine of social, cultural and economic progress – higher education has left too many people behind. Helpfully, Peter provides us with a road-map. A must read.” Ellen Hazelkorn, Technological University Dublin RETREAT OR RESOLUTION? Tackling the Crisis of Mass Higher Education Peter Scott First published in Great Britain in 2021 by Policy Press, an imprint of Bristol University Press University of Bristol 1-9 Old Park Hill Bristol BS2 8BB UK t: +44 (0)117 954 5940 e: [email protected] Details of international sales and distribution partners are available at policy.bristoluniversitypress.co.uk © Bristol University Press 2021 British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library ISBN 978-1-4473-6328-6 hardcover ISBN 978-1-4473-6329-3 paperback ISBN 978-1-4473-6330-9 ePub ISBN 978-1-4473-6331-6 ePdf The right of Peter Scott to be identifi ed as author of this work has been asserted by him in accordance with the Copyright, Designs and Patents Act 1988. All rights reserved: no part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise without the prior permission of Bristol University Press. Every reasonable eff ort has been made to obtain permission to reproduce copyrighted material. If, however, anyone knows of an oversight, please contact the publisher. The statements and opinions contained within this publication are solely those of the author and not of the University of Bristol or Bristol University Press. The University of Bristol and Bristol University Press disclaim responsibility for any injury to persons or property resulting from any material published in this publication. Bristol University Press and Policy Press work to counter discrimination on grounds of gender, race, disability, age and sexuality. Cover design: Robin Hawes Front cover image: Kingston University Town House © Ed Reeve Bristol University Press and Policy Press use environmentally responsible print partners. Printed in Great Britain by CMP, Poole Contents Glossary vi Preface xi 1 A ‘general crisis’? 1 2 ‘Post-war’ to post-millennium 19 3 The development of mass higher education 37 4 Themes and transformations 59 5 Higher education today 80 6 A further gaze 109 7 The UK in the 21st century 127 8 COVID-19 emergency and market experiment 150 9 What is to be done? 168 Coda 190 References 192 Index 201 v Glossary Like other sectors of public life in the UK, higher education is overrun by a riot of acronyms and agencies. Although they are explained in the text, this glossary is designed as a simple and easy-to-access guide. Cross-references to terms that appear elsewhere in the glossary are in bold type. Three factors in particular help to explain the rapid turnover of acronyms. The first factor is that there has been a succession of different UK departments with primary responsibility for higher education – DES (Department of Education and Science), DFE (Department for Education – twice), DFES (Department for Education and Skills), DIUS (Department for Innovation, Universities and Skills), BIS (Department for Business, Innovation and Skills) … The main reason for this instability of departmental titles has been the question of whether to bundle education with training and skills, or with research, or both. The second factor is that departmental and agency titles, and responsibilities, have changed as a result of the devolution of the primary responsibility for the whole of higher education and some research to separate bodies in England, Scotland, Wales and Northern Ireland after 1992 and, in particular, after the re-establishment of the Scottish Parliament and establishment of the National Assembly of Wales following devolution in 1999. Finally, the changing architecture of UK higher education – partly the result of the development of the binary division between universities and polytechnics and its later abandonment in favour of a unified system, and partly of Scottish and Welsh devolution – has produced a shifting array of agencies: UGC (University Grants Committee); NAB (National Advisory Body); UFC (Universities Funding Council); PCFC (Polytechnics and Colleges Funding Council); HEFCE (Higher Education Funding Council for England); SHEFC (Scottish Higher Education Funding Council), which later dropped the ‘Higher Education’ when it merged with its further education equivalent to form the SFC (Scottish Funding Council); OfS (Office for Students); UKRI (UK Research and Innovation) … ABRC Advisory Board for the Research Councils, designed to coordinate the work of the research councils, succeeded by RCUK Advance HE A staff development and training organisation created by the merger of the HEA and the LFHE BIS (Department for) Business, Innovation and Skills [2009–16] vi Glossary CATs Colleges of advanced technology [1956–65], later technological universities CDBU Council for the Defence of British Universities CIs Central institutions funded by the SED, broadly equivalent to polytechnics in England and Wales CNAA Council for National Academic Awards, the agency that awarded degrees in polytechnics and colleges [1971–90] CUC Committee of University Chairs [of governing bodies] CVCP Committee of Vice-Chancellors and Principals, replaced by UUK DES Department of Education and Science [1963–93] DFE Department for Education [1993–99], [2016–] DFES Department for Education and Skills [1999–2007] DIUS Department for Innovation, Universities and Skills [2007–09] EHEA European Higher Education Area covering 49 countries, still including the UK, and principally designed to oversee the development of the Bologna Process ERA European Research Area, an initiative of the European Commission and the main vehicle for structuring European research programmes such as Horizon Europe. ESRC Economic and Social Research Council. EUA European University Association, bringing together more than 800 university rectors and rectors’ conferences, such as UUK, in 48 countries, including the UK Fachhochschulen German higher professional schools, often translated into English as ‘universities of applied sciences’ Grandes écoles Highly selective professional schools in France, distinct from universities and at the apex of the higher education system HEA Higher Education Academy [2003–18], replaced the ILT and merged with the LFHE into Advance HE HEC Higher education corporation, the legal status of most ‘post-1992 universities’, as opposed to ‘pre-1992 universities’, most of which have Royal Charters HEFCE Higher Education Funding Council for England [1992– 2017], replaced (in part) the UGC and was replaced by the OfS vii Retreat or Resolution? HEFCW Higher Education Funding Council for Wales [1992–], replaced (in part) the UGC HEPI Higher Education Policy Institute, an independent think- tank HEQC Higher Education Quality Council [1992–97], replaced the Academic Audit Unit of the CVCP and the CNAA HESA Higher Education Statistics Agency, a recognised national statistics body HNCs/HNDs Higher National Certificates (part-time) and Diplomas (full-time), two-year vocationally oriented higher education qualifications ILEA Inner London Education Authority, replaced the London County Council in 1961, responsible for schools, further and higher education, and abolished in 1987 ILT Institute of Learning and Teaching [2000–03], initially a member-controlled body to promote higher standards of teaching, replaced by the HEA LFHE Leadership Foundation for Higher Education, established in 1998 and merged into Advance HE MOOCs Massive Open Online Courses, available to all to access online but not offering any kind of formal accreditation NAB National Advisory Body (initially ‘for local authority higher education’, and later ‘for public sector higher education’) [1982–88] NSS National Student Survey, an annual survey of students’ views about the quality of their teaching, established in 2005, currently under review OECD Organisation for Economic Co-operation and Development, based in Paris, with 37 members, including the UK, most of which are developed countries OfS Office for Students [2018–], the regulator of English universities and other providers of higher education, which replaced the HEFCE ONS Office for National Statistics PCFC Polytechnics and Colleges Funding Council [1987–92], replaced the NAB and was replaced by the HEFCE viii Glossary Polytechnics Established between 1969 and 1971 by merging colleges of technology, business and art (and later education) in England and Wales, and designated as universities in 1992 ‘Post-1992’ Universities established since 1992, comprising the universities former polytechnics and some smaller colleges of higher education ‘Pre-1992’ Universities that had already been established by 1992, universities sometimes described (misleadingly) as the ‘traditional universities’ QAA Quality Assurance Agency [1997–], replaced the HEQC, and incorporated the quality assurance divisions of the Higher Education Funding Councils QR funding Quality-related research funding: baseline research funding provided by Research England and, in Scotland and Wales, by their respective funding councils, based on the results of the REF RAE Research Assessment Exercise, first developed in the 1980s and replaced by the REF in 2008 RCUK Research Councils UK [2002–18], succeeded the ABRC, and was replaced (in part) by UKRI REF Research Excellence Framework, a four- or five-yearly assessment of the quality and impact of research in UK universities which is used as the basis for distributing QR funding Research A subsidiary of UKRI, which acts as a special-purpose England vehicle to distribute QR funding to English universities SED Scottish Education Department, established in the 19th century and now subsumed within the Scottish Executive [now Government], its direct funding responsibilities transferred to the new Higher and Further Education Funding Councils in Scotland in 1992 SFC Scottish Funding Council [2005–], responsible for distributing funding (for both teaching and research) to Scottish higher education institutions and further education colleges SHEFC Scottish Higher Education Funding Council [1992–2005], replaced the UFC and the funding responsibilities of the SED STEM Science, technology, engineering and medicine (or mathematics, in its original definition) ix