ABSTRACT GRINSHPON, ROBERT DANIEL. Evolutionary Biochemistry of the Caspase: Resurrection of Ancestral Effector Proteases. (Under the direction of Dr. Robert Rose.) Caspase genes are ancient cysteinyl aspartate-specific proteases that are known to facilitate a programmed cell death (PCD) phenotype called ‘apoptosis’. Caspases organize organ tissue and maintain cellular homeostasis by balancing proliferation with apoptosis. Dysregulation of caspase signaling leads to many human health disorders. Cancer characteristically evades apoptotic activity; conversely, excessive apoptotic activity is associated with neuro- degenerative disorders. ‘Caspase activity’ involves the proteolytic cleavage of target tetrapeptide substrates C-terminal to P1 (N’-P4-P3-P2-P1-C’) in the cognate substrate binding grooves (S4-S3-S2-S1). Each caspase has evolved discrete cellular roles while conserving high specificity for cleavage after aspartate residues at P1, so caspase substrate specificity is categorized based on amino acid preference at P4: group I prefers a bulky residue (W/H); group II prefers hydrophilic residues (D/E); and group III prefers aliphatic residues (I/L/V). The effector caspase genes (-3, -6, and -7) were fixed into the Chordata phylum sometime before the emergence of ray-finned fish and have persisted throughout mammalian evolution. Caspase -3 and -7 evolved to prefer a hydrophilic P4 residue and caspase-6 prefers a hydrophobic P4 residue. The goal of this project was to understand how substrate specificity diverged between relatively closely related caspases, while maintaining three structurally important features that determine caspase function; the overall hemoglobinase fold, residues in the S1 pocket that determine aspartate specificity, and proper orientation of the catalytic residues. The work presented here is pioneering the evolutionary biochemistry of caspase genes. To begin, a curated database of caspase sequences from public databanks was developed to organize the available data, and a web tool that rapidly compiles large datasets is made available at CaspBase.org. Then, functional divergence analysis, and ancestral state reconstruction (ASR) were executed to determine which amino acids are involved in the evolution of substrate specificity. The common effector caspase (Node166) and the common ancestor of chordate caspase-6 (Node167) were resurrected, and their substrate specificity was determined with substrate phage display and Michaelis-Menten kinetics. Results show that Node166 promiscuously cleaves hydrophobic and aliphatic residues at P4, and caspase-6 shifted to Group III specificity early in its evolution. Functional divergence analysis flagged 13 of 250 positions between human caspase-3 and -6, and only seven were located near the S4 pocket when mapped onto a PDB model. A highly conserved interaction network was revealed that increases the hydrophobicity of the caspase-6 S4 pocket. Only three of those seven residues changed between Node166 and Node167. Three mutations in Node166 have been introduced to reflect the H-bond network that evolved early in Node167, and two additional residues that form a salt bridge observed in WT caspase-6 loop-4. Two mutations for the interaction network mutant were sufficient to increase catalytic efficiency of Node166 but did not significantly change specificity for VEID over DEVD; however, the K for VEID M substrate was reduced 24-fold and the catalytic efficiency increased 36-fold when all five mutations were combined, while the efficiency for DEVD did not change significantly. The research conducted here sheds light on how caspase substrate specificity evolved and will support rational drug design efforts to regulate caspase activity Evolutionary Biochemistry of the Caspase: Resurrection of Ancestral Effector Proteases by Robert Daniel Grinshpon A dissertation submitted to the Graduate Faculty of North Carolina State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy Biochemistry Raleigh, North Carolina 2018 APPROVED BY: Dr. Robert Rose Dr. Michael B. Goshe Committee Chair Dr. Flora Meilleur Dr. Paul Hamilton DEDICATION Dedicated to my grandparents; Leopold and Ela Weissberger, and Michail and Manya Grinshpon. Ela, my only living grandparent for the last 20 years, passed away one week after my defense on March 30th, 2018, the first night of Passover. A Hollywood movie of her life story is currently being produced. ii BIOGRAPHY Robert ‘Bob’ Grinshpon, son of Tamar and Grigory Grinshpon, is a first-generation Jewish American scholar. Grandson of Holocaust survivors and religious pilgrims of the former USSR, he cannot fully express his gratitude for the opportunity that was paved for him through their hardships. Bob’s interest in biochemistry began with the insufficient depth of general science education textbooks, however the rabbit hole went deeper than he could have imagined. After graduating from East Carolina University with his degree in chemistry and minor in biology, he rejected his offer to attend a pharmacy program due to the mundane nature of the occupation. “Sometimes science is more art than science”. A serendipitous re- acquaintance with his childhood friend’s older sister, Dr. Sarah MacKenzie, lead Bob to join Dr. Clay Clark’s lab in the fall of 2011. Bob plans to continue his career as a scientist in the industrial sector after he graduates, where he can offer his unique skillset to solving real- world problems by engineering proteins with principles of evolutionary theory. iii ACKNOWEDGEMENTS I would like to thank Dr. Clay Clark for his mentorship throughout the years, and Dr. Sarah MacKenzie for recruiting me into his lab. I would also like to thank my committee members; Dr. Bob Rose, Dr. Mike Goshe, Dr. Paul Hamilton, and Dr. Flora Meilleur for monitoring my progress as a scientist and giving advice along the way. I could not have completed my dissertation without Dr. Anya Williford for her help on the CaspBase, and Dr. Paul Swartz - the crystallography guru. Thanks to my former peers and those present for the good company and contributions to my dissertation work; Dr. Joe Maciag, Dr. Melvin Thomas, and future doctors James McQuillan, Lauren Fuess, Suman Shrestha, and Liqi Yao. I’d also like to thank my undergraduates; Colin Woolard and Jessica Tung for their assistance. iv TABLE OF CONTENTS LIST OF TABLES .………………………………………………………………..…..……. ix LIST OF FIGURES ………………………………………………………….………...……. x CHAPTER 1: EVOLUTIONARY BIOCHEMISTRY OF THE CASPASE ..….....……….. 1 A. INTRODUCTION ………….……………………………………..…………….. 1 i. Big Data ………………… ….....…………………………..……………. 2 ii. Evolution of Evolutionary Theory ...……………………..……………… 3 iii. Molecular Phylogenetics ………………………………..……………….. 6 iv. Functional Divergence Analysis ……………………….………….…….. 8 B. CASPASES DISSECTED ……………………………………………………... 10 i. Review of Caspase Phylogeny and Sequence Analysis ..………………. 12 ii. The Effector Caspase-6 …………....………………………...…………. 14 C. REFERENCES ……………………………………………………………….... 17 D. TABLES AND FIGURES .…………………………………………………….. 22 CHAPTER 2: INTEGRATION OF EVOLUTIONARY THEORY INTO CANCER BIOLOGY AND CASPASE SIGNALING ...……………………………………………... 29 A. ABSTRACT ..……………………………………………………………….….. 29 B. INTRODUCTION ………….....………………………………………………… 30 i. Caspases and Apoptosis .……………………………………………...... 31 C. EVOLUTIONARY BIOLOGY: WHY DO WE CARE ABOUT CASPASES IN OTHER ORGANISMS? ..…………………………………….. 35 i. Phylogenetic Inference of Evolutionary Relationships ………………… 35 v ii. Molecular Evolution and Functional Genomics .………………………. 36 iii. Evolutionary Medicine …………………………………………………. 40 iv. Peto’s Paradox and Comparative Genomics …………………………… 44 D. CASPASE SIGNALING AND CANCER …..………………………………… 46 i. Origins of the Apoptotic Pathway ……………………………………… 46 ii. Diversity in the Caspase Family ……………………………………….. 48 iii. Caspases in Cancer …………………………………………………….. 49 iv. Caspase Polymorphisms in Cancer Prognosis …………………………. 52 E. THE CASPASE STORY IS INCOMPLETE .…………………………………. 54 F. REFERENCES ……………………………………………………………….... 60 CHAPTER 3: THE CASPBASE: A CURATED DATABASE FOR THE ACQUISITION OF CASPASE SEQUENCES ..………………………….………………. 71 A. ABSTRACT ……………………………………………………………...……. 72 B. INTRODUCTION …………………………………………………………...... 73 i. Why are Manually Curated Databases Necessary? ................................. 74 ii. Caspase Defined and Criteria for Curation ….….………………….….. 75 iii. The Common Position (CP) System …………………………………… 77 iv. Demonstration of Utility: Ancestral State Reconstruction …………….. 78 C. METHODS …………………..……………………………………………..,.… 79 i. Curation of the Database ……………………………………………….. 80 ii. The Common Position (CP) system …………………………………..... 81 iii. Ancestral State Reconstruction ………………………………………… 82 D. RESULTS ..…………………………………………………………………...... 83 vi i. The CaspBase .………………………………………………………….. 83 ii. The Common Position Multiple Sequence Alignment (CP_MSA) ……. 85 iii. The Common Position (CP) Numbering System ………………………. 87 iv. Ancestral State Reconstruction of D. rerio Caspase-3a and -3b ………. 88 E. DISCUSSION .…………..……………………………………………….…..... 89 i. The CaspBase ………………………………………………….………. 89 ii. The CP System ………………………………………………………… 91 F. REFERENCES .………………...………………………………………..…….. 93 G. SUPPLEMENTARY MATERIALS …………………………………………. 105 CHAPTER 4: RECONSTRUCTION AND RESURRECTION OF ANCESTRAL EFFECTOR CASPASES ..……………….……………………………….……...……….. 118 A. INTRODUCTION .………………………………………………….……….. 118 B. MATERIALS AND METHODS ………………………….…………………. 120 i. Ancestral State Reconstruction ………………………….…………… 120 ii. Design, Cloning, Expression and Purification ………….……………. 121 iii. Crystallization …………………………………………….…….……. 122 iv. Substrate Phage Display …………………………………….……..…. 123 v. Michaelis-Menten Kinetics ……………………………….…………... 124 C. RESULTS ..……………………………………………………………….…... 124 i. Resurrection and Characterization .…………………………………… 124 ii. Evolutionary Sequence Analysis of S1-S4 …………………………… 126 iii. Functional Divergence Analysis ……………………………………… 126 iv. The C-terminus of Helix-5 and Conserved Network in Caspase-6 …... 127 vii D. DISCUSSION ..…………..……………………………………………….…... 129 E. REFERENCES ………………...……………………………………………... 133 F. TABLES AND FIGURES ……………………………………………………. 136 CHAPTER 5: ENGINEERING OF CASPASE-6 HELIX-3 RESEARCH …………….. 162 A. SUMMARY OF HELIX-3 OF CASPASE-6 RESEARCH .…………………. 162 B. METHODS …………………………………………………………………… 164 i. IC50 Assays ………………………………………………………… 164 ii. Cloning the Constitutive Two-Chain Construct ………………………165 C. RESULTS .………………………………………………………….………… 166 i. Evolutionary Analysis …………………………….………………….. 166 ii. Engineering Helix-3 Mutants …………………….…………………… 169 iii. Zinc IC 50 Assays ………………………………….…………………. 170 D. REFERENCES ...……………..………..…………….………….……………. 172 APPENDICES: ………………………………………………...….…………………..…. 179 A. ABBREVIATIONS ………………………………………………………. 180 B. CASPASE ANCESTOR PURIFICATION …….………………………… 180 C. ACTIVITY ASSAYS ...…………………………………………………... 184 D. DATA ANALYSIS WITH KALEIDAGRAPH ..………………………… 188 E. PHAGE DISPLAY …………………………………………………….…. 189 F. SEQUENCING …………………………………………………………….195 G. ASR ANALYSIS ……………………………………………………….… 197 viii
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