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RESEARCH WITH THE LOCUS OF CONTROL CONSTRUCT Volume 3 Extensions and Limitations EDITED BY Herbert M. Lefcourt Department of Psychology University of Waterloo Waterloo, Ontario, Canada 1984 ACADEMIC PRESS, INC. [Harcourt Brace Jovanovich, Publishers) Orlando San Diego San Francisco New York London Toronto Montreal Sydney Tokyo Sâo Paulo COPYRIGHT © 1984, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. Orlando, Florida 32887 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. 24/28 Oval Road, London NW1 7DX Library of Congress Cataloging in Publication Data Main entry under title: Research with the locus of control construct. Includes bibliographical references and index. Contents: v. 1. Assessment methods. 2. Develop- ments and social problems -- v. 3- Extensions and 1 imi tat ions. 1. Control (Psychology) 2. Psychology, Applied. I. Lefcourt, Herbert M. [DNLM: Internal-external control. BF 632.5 R^32 1981] BF6II.R/47 155.2 ' 32 8I-7876 ISBN 0-12-^3203-^ PRINTED IN THE UNITED STATES OF AMERICA 84 85 86 87 9 8 7 6 5 4 3 2 1 LIST OF CONTRIBUTORS Numbers in parentheses indicate the pages on which the authors' contributions begin. Kirk R. Blankstein (73), Department of Psychology, Erindale College, University of Toronto, Mississauga, Ontario L5L 1C6, Canada James A. Dyal (209), Department of Psychology, University of Waterloo, Water- loo, Ontario, N2L 3G1, Canada Herbert M. Lefcourt (1, 391), Department of Psychology, University of Waterloo, Waterloo, Ontario, N2L 3G1, Canada Gordon E. O'Brien (7), School of Social Sciences, The Flinders University of South Australia, Bedford Park, South Australia 5042 David W. Reid (361), Department of Psychology, York University, Downsview, Ontario M3J 1P3, Canada Catherine F. Sproule (309), Department of Psychology, Trent University, Peter- borough, Ontario K9J 7B8, Canada Paul T. P. Wong (309), Department of Psychology, Trent University, Peterbor- ough, Ontario K9J 7B8, Canada ix PREFACE Part I of this volume contains three lengthy chapters that describe in detail the large number of investigations that have been conducted in each of three psychological domains: industrial psychology, psycho- physiology, and cross-cultural psychology. In each of these chapters the authors have reviewed the overabundant literature, attempting to sort out real contributions from the usual repetitive, methodologically weak, and inconclusive studies. In each domain, there are tempting findings that beg for replication and extension. At the same time, much of the literature reviewed can leave psychologists with the sense that psychology is still an infant science. The difficulties encountered in research are of such magnitude that one wonders if clear results are ever attainable. The last two chapters examine the question of the circumstances under which locus of control is a useful construct. Thus the term limita- tions is added to that of extensions in this volume's subtitle. As the con- struct is applied to research, such as that pertaining to health and the recovery from illness, we begin to learn in what cases the construct is inappropriate in its simple unidimensional form or under what cir- cumstances the presumably "better" internality bodes ill for the in- dividual. This volume, therefore, presents both (1) the extensions of use of the locus of control construct into areas far removed from the purview of the construct's originators and (2) the limitations of that usage that data have revealed. These chapters, we hope, will not discourage would-be in- vestigators, but will alert them to the errors that can stem from overex- tension of conceptual tools and from poor definition of intentions and xi XU : PREFACE hypotheses. Clear conceptual and methodological approaches to the study of any problem are rare and must be cherished when they are found. But the muddling through that comprises the core of much research must be accepted as the more common endeavor. If clarifica- tion and highlighting of difficulties can help others muddle through, then we will feel that these chapters have served their purpose well. 1 Herbert M. Lefcourt INTRODUCTION In this third and final volume of the Research with the Locus of Control Construct series we turn our attention to a set of applications in which the locus of control variable has been used to examine par- ticular spheres of interest. In each case there has been some conceptual justification for making use of the locus of control variable in that area. The chapter by Gordon O'Brien examines the literature linking lo- cus of control to various aspects of work and retirement. Because work settings provide so much opportunity for assessment—from absentee- ism to ratings of efficiency, competence, and role attainments—they seem most appropriate areas in which social learning variables could be used. That is, when feedback is clear, as is the case with wages or promotions, expectancy and value variables should be powerful pre- dictors of responses to success or failure at attaining those goals. In- deed, a number of years ago executives' illnesses were predicted successfully from knowledge of whether or not they had been bypassed for promotions (French & Kahn, 1962). Dashed hopes and disbelief in one's efficacy proved demoralizing and debilitating for these middle- level executives. O'Brien does not report conclusive evidence linking locus of control with work-relevant variables, though he does discuss some studies that offer compelling data in support of that linkage. It becomes clear in this literature that there is much unevenness among the studies, as one might expect with field studies in general. However, since those early findings linking an internal locus of control with union membership (Seeman, 1966) and with recovery from business failures RESEARCH WITH THE LOCUS Copyright © 1984 by Academic Press, Inc. OF CONTROL CONSTRUCT (Vol. 3.) All rights of reproduction in any form reserved. Extensions and Limitations ISBN: 0-12-443203-4 1 2 HERBERT M. LEFCOURT following a natural catastrophe (Anderson, 1977), it has been difficult not to believe that locus of control can be a valuable variable for pre- dicting behavior in work settings. The chapter by Kirk Blankstein was long overdue. Investigators concerned with biofeedback and the management of bodily processes have been making use of locus of control variables for over a decade and have been speaking about self-control in terms that are similar to those used in describing locus of control. Though several researchers have found relationships between locus of control and the learning of control over certain physiological processes (acceleration of heart rate, for example), there have been few attempts to conceptualize the mean- ings and ramifications of those relationships. Perhaps this is due to the fact that for most investigators of these processes, locus of control was rarely of more than peripheral interest, albeit an interesting low-level correlate of physiological processes. Though primarily interested in such processes, Blankstein has had a more persistent interest in the locus of control literature than most of his fellow psychologists con- cerned with biofeedback and physiological control, which acounts for the lengthy and cogent review of the literature included in this volume. In a sense, his chapter can stand alone as a review of the way psy- chologists have tried to link molar variables, as are found in personality literature, with more molecular variables, such as those pertinent to physiological processes, with all of the foibles, oversights, and plain errors that commonly plague such attempts. If Blankstein's extensive review reveals many of the flaws and fail- ings in linking molar with molecular processes, Jim Dyal's chapter can be seen as its equivalent in drawing our attention to the weaknesses in much of the cross-cultural research that so often seems to be influenced more by convenience and ease than it is by theoretical constructions. Because so many of the studies cited by Dyal offer little more than atheoretical comparisons, one can be led to wonder if cross-cultural psychology has anything to offer investigators concerned with the functioning of personality. It is not until Dyal describes attempts to examine the function of variables like locus of control in different cul- tures that the reader's hopes become more sanguine regarding cross- cultural research. Though a great number of studies have been re- ported, as Dyal notes, most have led to no substantial conclusions, partly because they are devoid of information about the cultures being com- pared and bereft of theorizing that would help to account for the trans- lation of a given culture's mores into the personal perceptions assessed by personality scales. Captivating models of cross-cultural research, represented in John Berry's work (Berry & Annis, 1974) with field de- 1. INTRODUCTION : 3 pendence, have not been adapted by researchers concerned with locus of control and cultural differences. The second part of this volume comprises two chapters, which, like the final chapters by deCharms and McKinney in the first volume, help to clarify the locus of control construct by positing limits and con- ditions in which it functions. Both the chapter by Paul Wong and Cath- erine Sproule and the one by Dave Reid raise arguments against considering internality as a stable optimal state and externality as al- ways being a deficiency or negative state. As Gurin, Gurin, Lao, and Beattie (1969) contended over a decade ago, the maintenance of an in- ternal locus of control could be highly detrimental for persons deprived of opportunities for success. Given continuous failure, persons who re- gard all outcomes as due to their own efforts would eventually have to regard themselves as inept rather than as victims of injustice. Such de- pressive conclusions, in turn, should lead to less initiative than would a tendency to blame an oppressor or other external causes. This kind of concern has led some investigators to speak of real control as op- posed to perceived control, and it has led others to assess more specific attributions for success versus failure, for stable versus unstable char- acteristics, and so on. Wong and Sproule provide an example of the latter approach. The Trent Attribution Profile, originally published in 1978 (Wong, Waiters, & Sproule, 1978), like the Multidimensional-Multiattributional Caus- ality Scale (MMCS—see Lefcourt, von Baeyer, Ware, & Cox, 1979) de- scribed in the first volume, creates subsets of attributions such that one can speak in more specific terms than internal-external. These at- tempts at specificity are welcome, but it should be noted that the use of more specific attributions has yet to produce the kinds of findings that have been obtainable by those who have relied on the more general dimension of internal-external control. In Reid's chapter we come again to the issue of when internal con- trol is optimal and when it is not. Certain quandaries of life just have to be accepted (the argument would go), and the sense of efficacy is at best irrelevant under such circumstances. Though Reid's examples cause one to pause and reconsider assumptions regarding the benefits of an internal control orientation, the effects of such writings should be to encourage more investigators to consider interactive models such as were described in the chapters by Sandler, Reese, Spencer, and Har- pin (1983) and Lefcourt (1983) in Volume II. In the literature reviewed in those chapters it became clear that persons characterized as inter- nals performed or acted well in certain conditions and poorly in others, and that externals often revealed diametrically opposite predilections. 4 : HERBERT M. LEFCOURT Thus the assumption that internality is always a positive asset and ex- ternality always a deficit is obviously an overstatement and incorrect. The more differentiated conceptions of locus of control advocated by so many of the writers in these volumes seem essential if sense is to be made of the many discrepancies from predictions in which internals have been expected to fare more adequately but in fact have suffered more than have their external counterparts. References Anderson, C. R. Locus of control, coping behaviors and performance in a stress setting: A longitudinal study. Journal of Applied Psychology, 1977, 62, 446-451. Berry, J. W., & Annis, R. C. Ecology, culture and psychological differentiation, interna- tional Journal of PsychoJogy, 1974, 9, 173-193. French, J. R. P., Jr., & Kahn, R. L. A programmatic approach to studying the industrial environment and mental health. Journal of Social issues, 1962, 18, 1-48. Gurin, P., Gurin, G., Lao, R. C., & Beattie, M. Internal-external control in the motivational dynamics of Negro youth. Journal of Social issues, 1969, 25, 29-53. Lefcourt, H. M. Locus of control: Current trends in theory and research. Hillsdale, NJ: Lawrence Erlbaum, 1982. Lefcourt, H. M. The locus of control as a moderator: Stress. In H. M. Lefcourt (Ed.) Research with the locus of control construct (Vol. 2). New York: Academic Press, 1983. Lefcourt, H. M., von Baeyer, C. L., Ware, E. E., & Cox, D. }. The Multidimensional-Mul- tiattributional Causality Scale: The development of a goal-specific locus of control scale. Canadian Journal of Behavioral Science, 1979, 11, 286-304. Sandler, I., Reese, F., Spencer, L., Harpin, P. Person χ environment interaction and locus of control: Laboratory, therapy and classroom studies. In Η. M. Lefcourt (Ed.) Research with the locus of control construct (Vol. 2). New York: Academic Press, 1983. Seeman, M. Alienation, membership and political knowledge. Public Opinion Quarterly, 1966, 30, 353-367. Wong, P. T. P., Watters, D. Α., & Sproule, C. F. Initial validity and reliability of the Trent Attribution Profile as a measure of attribution schema and locus of control. Edu- cational and PsychoJogicaJ Measurement, 1978, 38, 1129-1134. 2 Gordon E. O'Brien LOCUS OF CONTROL, WORK, AND RETIREMENT Introduction A large part of a person's life is spent working. Hence it is reason- able to expect that work tasks, together with the organizational struc- ture in which they are performed, should have a considerable effect on a person's expectations and personality. Conversely, individual expec- tancies and personality may determine behaviors that lead to changes in organizational processes and structures. However, relatively little research is available that is relevant to understanding the interplay be- tween work and personality. Most research studies in organizational psychology have been concerned with work motivation and organiza- tional effectiveness. This chapter aims to integrate and assess what is known about the relationship between work activities and one person- ality variable—locus of control. Locus of control is a concept that refers to a generalized expectancy about the extent to which reinforcements are under internal or external control. Persons characterized as inter- nal believe that reinforcements are determined largely by personal ef- fort, ability, and initiative, whereas persons classified as external believe that reinforcements are determined largely by other people, social structures, luck, or fate. The extent to which a person believes that he or she is internally or externally controlled has commonly been mea- sured using Rotter's Internal-External Control Scale (Rotter's I-E Scale; Rotter, 1966). This scale has been used by most researchers who have studied the RESEARCH WITH THE LOCUS Copyright © 1984 by Academic Press, Inc. OF CONTROL CONSTRUCT (Vol. 3.) All rights of reproduction in any form reserved. Extensions and Limitations ISBN: 0-12-443203-4

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