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Repre sen ta tion DEMOCRACY, CITIZENSHIP, AND CONSTITUTIONALISM Rogers M. Smith and Mary L. Dudziak, Series Editors REPRESENTATION Elections and Beyond Edited by Jack H. Nagel and Rogers M. Smith UNIVERSITY OF PENNSYLVANIA PRESS PHILADELPHIA Copyright © 2013 University of Pennsylvania Press All rights reserved. Except for brief quotations used for purposes of review or scholarly citation, none of this book may be reproduced in any form by any means without written permission from the publisher. Published by University of Pennsylvania Press Philadelphia, Pennsylvania 19104- 4112 www .upenn .edu /pennpress Printed in the United States of America on acid- free paper 10 9 8 7 6 5 4 3 2 1 Library of Congress Cataloging- in- Publication Data Representation : elections and beyond / edited by Jack H. Nagel and Rogers M. Smith — 1st ed. p. cm. — (Democracy, citizenship, and constitutionalism) Includes bibliographical references and index. ISBN 978- 0- 8122- 4514- 1 (hardcover : alk. paper) 1. Political participation—United States—History—21st century. 2. Elections—United States—History—21st century. I. Nagel, Jack H. II. Smith, Rogers M., 1953— III. Series JK1764.R455 2013 324.6'3—dc23 2012041496 CONTENTS Introduction. Th e Multiplying Challenges of Modern Repre sen ta tion Rogers M. Smith and Jack H. Nagel 1 I. REPRE SEN TA TION THROUGH ELECTIONS 13 Chapter 1. Evaluating U.S. Electoral Institutions in Comparative Perspective André Blais 15 Chapter 2. Are American Elections Suffi ciently Democ ratic? . Hodgson Dennis F. Th ompson 26 Chapter 3. Barriers to Voting in the Twenty- First Century Alexander Keyssar 39 Chapter 4. Uneven Democracy: Turnout, Minority Interests, and Local Government Spending Zoltan Hajnal and Jessica Trounstine 59 Chapter 5. Fairness and Bias in Electoral Systems Anthony McGann 90 Chapter 6. Po liti cal Party Organizations, Civic Repre sen ta tion, and Participation Georgia Kernell 114 II. REPRE SEN TA TION BEYOND ELECTIONS 137 Chapter 7. Th e Paradox of Voting— for Republicans: Economic Ine q uali ty, Pol itic al Org an iz at ion, and the American Voter Jacob S. Hacker and Paul Pierson 139 vi Contents Chapter 8. A Demo cratic Balance: Bureaucracy, Po liti cal Parties, and Po liti cal Repre sen ta tion Pradeep Chhibber and Susan L. Ostermann 166 Chapter 9. Th e Closing of the Frontier: Po liti cal Blogs, the 2008 Election, and the Online Public Sphere Matthew Hindman 192 Chapter 10. Th e Technological Basis of Or gan i za tion al Membership: Repre sen ta tion of Interests in the New Media Age Dave Karpf 215 Chapter 11. Th e Principle of Aff ected Interests: An Interpretation and Defense Archon Fung 236 Chapter 12. Citizen Representatives Mark E. Warren 269 Notes 295 List of Contributors 315 Index 319 Ac know ledg ments 339 Repre sen ta tion This page intentionally left blank Introduction: The Multiplying Challenges of Modern Repre sen ta tion Rogers M. Smith and Jack H. Nagel In any democracy, the central problem of governance is how to inform, or- ga nize, and represent the opinions of the public so as to promote core values of pop u lar control over leaders, equality among citizens, and competent gov- ernance. Th e authors of the Federalist Papers contended that modern repub- lics improved on ancient democracies in part through novel systems of pol itic al repres ent at ion that achieved both popu l ar control and civic equality suffi ciently, while also protecting against incompetence (Hamilton, Madi- son, and Jay 2009: 43, 51– 52, 321– 22). Th ey also stressed that this third goal was achieved primarily through “the total exclusion of the people, in their collective capacity,” from any role in directly deciding on laws and govern- ment policies (322, italics in original). Th ey meant that in the new American republics, including the states and the new national constitutional system, the citizenry’s elected representa- tives would do all the governing. Th e people’s role was simply to select the right representatives— and, of course, not all the people even participated in those proc esses. It is an understatement to say that these views on how early American forms of democ ratic repres ent at ion might cure what the Federal- ist authors saw as the evils most incident to popu l ar government have since been heavily contested and in important respects altered, even as many of the conditions aff ecting modern democ ratic societies have changed dra- matically. Yet it is not true that the representative institutions created for the world’s fi rst large- scale demo cratic republic have been wholly rejected, 2 Introduction within or outside the United States. Instead, much is still contested and un- resolved. Complex questions of proper forms of repre sen ta tion remain cen- tral both to modern democ ratic theory and to modern democ ratic practices. Th is volume explores a wide range of those questions—a wider range than most studies of democ ratic repres ent at ion do. Attention, both popu l ar and scholarly, oft en focuses on voting as the central and essential proc ess in representative democracy. American pol itic al science, in part icu l ar, has ex- plored in depth the beliefs and behavior of voters. And not inappropriately: voting is indeed essential, and several chapters h ere show there are serious reasons to be concerned about obstacles to voting that remain, and that in some cases are being added, in the American republics with which the au- thors of the Federalist were concerned. Even so, demo cratic repre sen ta tion fully understood encompasses a great deal more than just voting behavior, and indeed more than just for- mally competitive elections. As other chapters show, democ ratic governance at least seems to imply electoral systems that allocate offi ces in ways that accurately and equally refl ect the preferences of citizens, as well as po liti cal parties that generate candidates whom citizens desire to have as their repre- sentatives. It requires government bureaucracies that actually deliver the programs and ser vices authorized by the people’s elected representatives. It may well demand a civil society in which some citizens are not so much better or ga nized and established within po liti cal communications and decision- making systems that they eclipse most others— and perhaps a civil society in which many more private as well as public organizations are in- ternally demo cratic. It is also hard to escape the conclusion that demo cratic repre sen ta tion requires active pop u lar decision- making on systems of demo cratic repre sen ta tion themselves— something that rarely occurs. Yet in the twenty-fi rst century, innovations are burgeoning in all these areas—i n voting laws and practices, in electoral systems, in administrative, po liti cal, and civil organizations, in the communication pro cesses that shape public opinion, even in democ ratic devices for deciding on structures of democ ratic representation—t hough change in this last, perhaps most important regard, is coming at a far less dizzying pace than in other areas. Th e twelve chapters in this volume, written by scholars in pol itic al science, history, po liti cal theory, and communications whose work spans three con- tinents as well as national, provincial, and municipal governments, collec- tively provide a fascinating overview of these issues and developments. Th ey explore a rich array of the ways in which the beliefs and preferences of

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