Christian Julian Bödinger Remote Sensing of Vegetation Along a Latitudinal Gradient in Chile BestMasters Mit „BestMasters“ zeichnet Springer die besten Masterarbeiten aus, die an renom- mierten Hochschulen in Deutschland, Österreich und der Schweiz entstanden sind. Die mit Höchstnote ausgezeichneten Arbeiten wurden durch Gutachter zur Veröf- fentlichung empfohlen und behandeln aktuelle Themen aus unterschiedlichen Fachgebieten der Naturwissenschaften, Psychologie, Technik und Wirtschaftswis- senschaften. Die Reihe wendet sich an Praktiker und Wissenschaftler gleicherma- ßen und soll insbesondere auch Nachwuchswissenschaftlern Orientierung geben. S pringer awards “BestMasters” to the best master’s theses which have been com- pleted at renowned Universities in Germany, Austria, and Switzerland. The studies received highest marks and were recommended for publication by supervisors. They address current issues from various fields of research in natural sciences, psychology, technology, and economics. The series addresses practitioners as well as scientists and, in particular, offers guidance for early stage researchers. More information about this series at http://www.springer.com/series/13198 Christian Julian Bödinger Remote Sensing of Vegetation Along a Latitudinal Gradient in Chile W ith a Foreword by Prof. Dr. rer. nat. Volker Hochschild Christian Julian Bödinger Faculty of Science – Geography Eberhard Karls University of Tübingen Tübingen, Germany Additional material to this book can be downloaded from http://extras.springer.com. ISSN 2625-3577 ISSN 2625-3615 (electronic) BestMasters ISBN 978-3-658-25119-2 ISBN 978-3-658-25120-8 (eBook) https://doi.org/10.1007/978-3-658-25120-8 Library of Congress Control Number: 2018967446 Springer Spektrum © Springer Fachmedien Wiesbaden GmbH, part of Springer Nature 2019 T his work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. T he publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer Spektrum imprint is published by the registered company Springer Fachmedien Wiesbaden GmbH part of Springer Nature The registered company address is: Abraham-Lincoln-Str. 46, 65189 Wiesbaden, Germany Foreword This master thesis written by Christian Bödinger is an excellent example of the enormous potential multi-sensoral remote sensing has for the derivation of biophysical vegetation parameters. It shows that satellite science can help us a lot in understanding changes in the environment as a consequence of climatic changes. This work, which was done in preparation of the DFG funded priority program “EarthShape” to evaluate the impact of vegetation on surface formation, received top grades from both reviewers with its scien- tific approach being close to that of a doctoral thesis. The thesis describes a remote-sensing based vegetation classification in four different eco zones of Chile, while also investigating the vegetation devel- opment with high-resolution satellite time-series during El-Niño years and drought periods. This is done with approaches from the strongly emerging field of machine learning and a critical reflection on the own results, which I consider an essential foundation of good scientific work. In the meantime, Christian Bödinger has left the Geoinformatics work group to join the remote sensing company EOMAP in Seefeld. I am sure he will stay open to research questions of modern science and make his way in earth observation. I wish him success in doing so and to those interested in the topic, a pleasant read. Prof. Dr. rer. nat. Volker Hochschild (Chair of Geoinformatics, Geographical Institute, University of Tübingen) Acknowledgements The preparation of this work would not have been possible without the dedi- cated support of those to whom I would like to express my heartfelt thanks. My first thanks goes to Prof. Volker Hochschild and Prof. Michael Märker for supervising this work. I would also like to express my special thanks to Prof. Hochschild for giving this topic to me and for his intensive and contin- uous guidance throughout all work phases. My sincere thanks also goes to the coordination of the EarthShape project especially to Prof. Todd Ehlers and Dr. Kirstin Übernickel, who did not just contribute significantly to the success of this work through their pertinent advice, but also enabled me to participate at excellent and informative con- ferences. Not forgetting all other project members for interesting and en- lightening discussions, especially Juliana Klein and Liesbeth van den Brink for the geotagged onsite pictures and all voluntary reviewers of this work. Thanks also goes to the DLR for granting me access to the TanDEM-X DEMs without cost and the people from Springer for their support. Finally, I would like to express a deep sense of gratitude to my parents, who have always stood by me like a pillar in times of need and to whom I owe my life for their constant encouragement, moral support and benevolence. Christian Bödinger Introduction of the Work Group The geoinformatics working group at the geographical institute of the Uni- versity of Tübingen with a 14-year history has its research priorities in the field of multi-sensoral remote sensing of hydrological-glaciological process- es in the high mountainous areas and the recognition of urban structure types in high dynamical metropolitan areas. Recently, spectacular results were achieved during the monitoring of environmental impacts of refugee camps and gravitational mass movement events in subtropical highlands. A regional focus is laid on countries of south-east Asia and Africa. Now, the interna- tional working group has more than 10 employees. Besides the remote sensing focus, the working group applies innovative methods of analysis (machine learning, etc.) in the field of Geographical Information Systems (i.a. Web-GIS-Applications) and uses comprehensive geo-relational data bases as well as various numerical modelling approaches in hydrology and geomorphology. Worth emphasizing are also the more than 10-years of cooperation with the University´s archeologists for landscape reconstruction and the role of culture in early human expansions originating from Africa. Methods of geoinformatics are practiced during the bachelor’s degree course and intensified in the popular master course “Umweltgeographie”. For four years the chair also engages in the Tübingen center for scientific advanced training with the Geodata Manager qualification, which is also certified by the employment agency. The working group has comprehensive soft- and hardware suitable for GIS- analyses and digital image processing as well as various other equipment (field spectrometer, laser particle counter, differential GPS, TDR probes, hemispherical camera, UAVs, etc.) to successfully validate remote sensing data in the field. Hence, the work group is a popular international coopera- tion partner for geoscientific projects of all kinds. Prof. Dr. rer. nat. Volker Hochschild Table of Contents Foreword ..................................................................................................V Acknowledgements ............................................................................... VII Introduction of the Work Group ............................................................ IX List of Figures ......................................................................................XIII List of Tables ..................................................................................... XVII Abbreviations ...................................................................................... XIX Abstract ............................................................................................... XXI Zusammenfassung ............................................................................. XXIII 1 Introduction ............................................................................................ 1 2 State of Research .................................................................................... 3 2.1 The EarthShape Program............................................................... 3 2.2 Previous Work & Research Gaps .................................................. 4 2.3 Study Objectives ........................................................................... 5 3 Study Areas ............................................................................................. 9 3.1 Pan De Azúcar ............................................................................. 11 3.2 Santa Gracia ................................................................................ 12 3.3 La Campana................................................................................. 14 3.4 Nahuelbuta .................................................................................. 16 4 Data & Methods ................................................................................... 19 4.1 Data ............................................................................................. 19 4.1.1 Sentinel Optical and Radar Data .................................... 19 4.1.2 TanDEM-X DEM ........................................................... 21 4.1.3 Training & Validation Data ............................................ 22 4.1.4 Landsat Surface Reflectance .......................................... 24 XII Table of Contents 4.2 Methods ....................................................................................... 25 4.2.1 Sentinel Preprocessing .................................................... 26 4.2.2 Derivation of Terrain Variables ...................................... 27 4.2.3 GLCM ............................................................................ 28 4.2.4 Spectral Vegetation Indices ............................................ 30 4.2.5 Land Cover Classes ........................................................ 32 4.2.6 Machine Learning ........................................................... 34 4.2.7 Accuracy Assessment ..................................................... 36 4.2.8 Time series Analysis ....................................................... 38 5 Results ................................................................................................... 41 5.1 Comparison of Topographic Corrections .................................... 41 5.2 Class Separability ........................................................................ 44 5.3 Classification Accuracy ............................................................... 45 5.3.1 Impact of the Classifier................................................... 45 5.3.2 Impact of Topographic Correction and DEM ................. 47 5.4 Final LULC Maps ....................................................................... 51 5.5 Variable Importance .................................................................... 62 5.6 Time Series Analysis ................................................................... 66 5.6.1 Catchment-wide Analysis ............................................... 68 5.6.2 Height-specific Analysis................................................. 71 5.6.3 Class-wise Analysis ........................................................ 74 5.7 Summary & Interpretation of Results .......................................... 77 6 Discussion .............................................................................................. 83 6.1 Hypothesis 1 ................................................................................ 83 6.2 Hypothesis 2 ................................................................................ 88 6.3 Hypothesis 3 ................................................................................ 91 7 Conclusions & Outlook ........................................................................ 97 References.................................................................................................... 99
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