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Reinterpreting Revolution in Twentieth-Century Europe THEMES IN FOCUS Published Titles Jonathan Barry and Christopher Brooks THE MIDDLING SORT OF PEOPLE:Culture,Society and Politics in England,1550–1800 Patrick Collinson and John Craig THE REFORMATION IN ENGLISH TOWNS,1500–1640 Moira Donald and Tim Rees REINTERPRETING REVOLUTION IN TWENTIETH-CENTURY EUROPE Christopher Durston and Jacqueline Eales THE CULTURE OF ENGLISH PURITANISM,1560–1700 Paul Griffiths,Adam Fox and Steve Hindle THE EXPERIENCE OF AUTHORITY IN EARLY MODERN ENGLAND Tim Harris POPULAR CULTURE IN ENGLAND,c. 1500–1850 Roy Porter and Marie Mulvey Roberts PLEASURE IN THE EIGHTEENTH CENTURY D. Power and N. Standen FRONTIERS IN QUESTION:EURASIAN BORDERLANDS, 700–1700 R.W. Scribner and Trevor Johnson POPULAR RELIGION IN GERMANY AND CENTRAL EUROPE,1400–1800 Themes in Focus Series Series Standing Order (cid:44)(cid:54)(cid:37)(cid:49)(cid:3)(cid:28)(cid:26)(cid:27)(cid:16)(cid:19)(cid:16)(cid:22)(cid:22)(cid:22)(cid:16)(cid:26)(cid:19)(cid:26)(cid:19)(cid:26)(cid:16)(cid:22)(cid:3)(cid:75)(cid:68)(cid:85)(cid:71)(cid:69)(cid:68)(cid:70)(cid:78) (cid:44)(cid:54)(cid:37)(cid:49)(cid:3)(cid:28)(cid:26)(cid:27)(cid:16)(cid:19)(cid:16)(cid:22)(cid:22)(cid:22)(cid:16)(cid:25)(cid:28)(cid:22)(cid:24)(cid:22)(cid:16)(cid:26)(cid:3)(cid:83)(cid:68)(cid:83)(cid:72)(cid:85)(cid:69)(cid:68)(cid:70)(cid:78) (outside North America only) You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or,in case of difficulty,write to us at the address below with your name and address,the title of the series and the ISBN quoted above. Customer Services Department,Macmillan Distribution Ltd Houndmills,Basingstoke,Hampshire RG21 6XS,England Reinterpreting Revolution in Twentieth-Century Europe Edited by MOIRA DONALD & TIM REES Introduction and editorial matter ©Moira Donald and Tim Rees; Chapter 2 ©Pamela Pilbeam; Chapter 3 ©Moira Donald; Chapter 4 © Edward Acton; Chapter 5 ©Catherine Merridale; Chapter 6 ©Jeremy Noakes; Chapter 7 ©Tim Rees; Chapter 8 ©Jonathan Osmond; Chapter 9 ©Richard Sakwa; Chapter 10 ©Krishan Kumar 2001. All rights reserved. No reproduction,copy or transmission of this publication may be made without written permission. No paragraph of this publication may be reproduced,copied or transmitted save with written permission or in accordance with the provisions of the Copyright,Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency,90 Tottenham Court Road,London W1P 0LP. Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The authors have asserted their rights to be identified as the authors of this work in accordance with the Copyright,Designs and Patents Act 1988. First published 2001 by MACMILLAN PRESS LTD Houndmills,Basingstoke,Hampshire RG21 6XS and London Companies and representatives throughout the world ISBN 978-0-333-64127-9 hardcover ISBN 978-0-333-64128-6 ISBN 978-1-4039-4026-1 (eBook) DOI 10.1007/978-1-4039-4026-1 A catalogue record for this book is available from the British Library. This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. 10 9 8 7 6 5 4 3 2 1 09 08 07 06 05 04 03 02 01 00 Published in the United States of America by ST. MARTIN’S PRESS,LLC, Scholarly and Reference Division, 175 Fifth Avenue,New York,N.Y. 10010 ISBN 978-0-333-64127-9 (cloth) ISBN 978-0-333-64128-6 (paper) Contents Acknowledgements vi 1 The Dynamics and Meaning of Revolution in Twentieth-Century Europe 1 TIM REES with MOIRA DONALD 2 Chasing Rainbows:the Nineteenth-Century Revolutionary Legacy 19 PAMELA PILBEAM 3 Russia 1905:the Forgotten Revolution 41 MOIRA DONALD 4 The Parting of Ways:Comparing the Russian Revolutions of 1917 and 1991 55 EDWARD ACTON 5 Stalin’s Great Turn:a Revolution without Footsoldiers? 73 CATHERINE MERRIDALE 6 The Nazi Revolution 90 JEREMY NOAKES 7 Battleground of the Revolutionaries:the Republic and the Civil War in Spain,1931–39 113 TIM REES 8 Yet Another Failed German Revolution? The German Democratic Republic,1989–90 140 JONATHAN OSMOND 9 The Age of Paradox:the Anti-revolutionary Revolutions of 1989–91 159 RICHARD SAKWA 10 The Revolutionary Idea in the Twentieth-Century World 177 KRISHAN KUMAR Notes and References 198 Notes on Contributors 229 Index 231 v Acknowledgements First and foremost the editors wish to thank the contributors to this book for taking part and for their patience during the process. We are also very grateful to those colleagues at Exeter who attended the series of papers that were the origins of many of the articles in this collection and who offered their comments and support. Finally we want to thank the histo- ry editors and staff at the publishers for their efforts in producing the book. vi 1. The Dynamics and Meaning of Revolution in Twentieth-Century Europe TIM REES withMOIRA DONALD The aim of this volume of essays is to examine political revolution in Europe during the twentieth century. The term ‘revolution’ has been widely applied to developments in areas as diverse as communications, information technology, medicine, science and travel, and indeed revo- lutions in these areas have arguably been of great significance in shap- ing European societies last century,but it is politics that is the focus of this present work. Nothing else has raised quite the same passions, or had the same significance, as the struggle to make fundamental and enforced changes to systems of government and the societies in which they are based. We have also limited our discussion to Europe, not because we feel that the revolutionary experiences in East Asia or Latin America,for example,are not significant,but because the global impor- tance of political revolution necessitates some narrowing of scope. Despite confining the analysis of revolution to the European continent, we have still had to be selective for the purposes of a book of this length. Nevertheless, several of the chapters give some sense of the extra-European dimension to revolution and the final piece in the book is wholly devoted to an analysis of European revolutions in a world context. In inviting contributions to this book we were concerned to reflect the diversity of political revolution. One way in which this has been done is by taking an interdisciplinary approach with authors drawn from the specialisms of history,political science and sociology. We aimed to give the authors as much freedom as possible in choosing the terms within which to explore the subject of revolution. One might also add here thatrevolution is a term open to multiple definitions,giving rise to huge 1 2 Reinterpreting Revolution in Twentieth-Century Europe discussions and a voluminous literature. Accordingly,our greatest desire was for this book to reflect as many facets and meanings of revolution as possible. At the same time,to try and avoid over-eclecticism we did suggest a few guidelines. Firstly,we asked that authors should not pro- vide just a blow-by-blow account of a revolution or revolutions,but that they should consider the broader anatomy of revolutionary political change. What makes a revolution; in what circumstances do revolutions arise? Is it necessary for them to exhibit certain common features? What are revolutions about; what are the motivations and ideas that inspire and guide the participants? What makes for the success or failure of rev- olution? Secondly,we suggested that the meaning of revolution should play some part in the analysis provided in each essay. To what extent is revolution ultimately elusive and uncontrollable? As John Dunn wrote in the early 1970s: Revolution,like the doors of the Temple of Janus,has two faces. One is an elegant, abstract and humanitarian face, an idyllic face, the dream of revolution.… The other is crude,violent and very concrete, rather nightmarish.…1 Is revolution always driven forward on a tide of optimism,carrying with it great hopes for change and a better future? Is the outcome of revolu- tion always a far cry from the original aims of the revolutionaries and must some degree of disillusionment always result? To a greater or lesser degree,all the contributors have addressed these questions as well as raising many others of their own. The result is that,while each essay stands in its own right,there are a number of themes running through the book on which the authors express different,even opposed,views. The structure of the book and the subject matter of the essays also reflect this broad approach. Later on in this introduction we outline and discuss the main features of political revolution,referring to the existing literature on the subject, and also drawing together and commenting upon the main themes to be found within this volume. Two overviews taking a particular perspective on revolution provide the opening and closing contributions, the first on the legacy of the nineteenth century for the twentieth and the last placing twentieth-century Europe in a global context of revolution. Between these two is a series of case stud- ies of radical political change. Some examine examples that are con- ventionally considered as revolutionary, such as Russia in 1917 and Eastern Europe in 1989–91. Others reconsider episodes that are only partially recognised as revolutionary, or which tend to be overlooked, Revolution in Twentieth-Century Europe 3 such as Russia in 1905 and the Spanish Civil War. Finally, there are essays that analyse experiences which are not consistently labelled as revolutionary,including Stalin’s great turn and Nazism. The intention is to take a fresh look at the apparently familiar, to rediscover the forgot- ten,and to test the boundaries of what revolution had been last century. But why a new book about revolution in twentieth-century Europe? One simple answer is that the end of the century provides the perfect opportunity to re-examine many of the important concepts that have helped us understand and define political change. And there is no doubt that ‘revolution’ has played a key part in the way politics in modern Europe has been analysed. Perhaps only wars have rivalled the attention and importance given to revolutions in defining the main periods of European political development and in outlining their characteristics.2 However,an artificial sense of centennial retrospect means little in itself, and it begs the more difficult question of whether the European revolu- tions of last century are really important enough to justify a volume to themselves. That our answer to this is ‘yes’is the real justification for this book at this time. Indeed,the notion that it is only now possible to re-evaluate the meaning of revolution during last century, and even to think of it as perhaps the century of revolution, was uppermost in our thinking when we launched this project. It also forms one of the themes, either explicitly or implicitly,to all the essays in the volume. The assertion that revolution has been of considerable importance is one that requires some further elaboration. In order to appreciate why there might be some doubt about it, one has first to acknowledge the powerful role played by two revolutionary experiences in providing key paradigms and crucial watersheds defining, but also limiting, our ideas about revolution:those of 1789 in France and of 1917 in Russia. These are the ‘classical’and undisputed examples of revolution in the modern era. The period between them has often been seen as defining a great ‘age of revolution’. As Pamela Pilbeam shows in her chapter,the ‘long’ nineteenth century witnessed outbreaks of revolution in 1789,1848 and 1871 which defined many of the models of revolution with which we are familiar. At the same time, the Russian revolutions of 1917 have often been seen as both the last of this,predominantly French,cycle of revo- lutions and also a final,definitive revolution itself.3The Bolsheviks self- consciously proclaimed themselves as the architects of the only real rev- olution since the French Revolution. Although both the exclusive claim to revolution and the revolutionary nature of the Russian experience have always been questioned, it is impossible to deny the profound effect that it has had as a model of revolution.

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