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REGIONS IN TRANSITION IN THE FORMER SOVIET AREA Ideas and Institutions in the Making ALESSANDRA RUSSO Regions in Transition in the Former Soviet Area Alessandra Russo Regions in Transition in the Former Soviet Area Ideas and Institutions in the Making Alessandra Russo Sciences Po Bordeaux Centre Emile Durkheim Pessac, France and Scuola Superiore Sant’Anna Pisa, Italy ISBN 978-3-319-60623-1 ISBN 978-3-319-60624-8 (eBook) https://doi.org/10.1007/978-3-319-60624-8 Library of Congress Control Number: 2017947807 © The Editor(s) (if applicable) and The Author(s) 2018 This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover design and illustration by Samantha Johnson Printed on acid-free paper This Palgrave Macmillan imprint is published by Springer Nature The registered company is Springer International Publishing AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland F oreword Regionalism in the former Soviet space is a thriving and dynamic field, but it displays a number of gaps. It tends towards the historical-descriptive end of academic endeavour; efforts to engage relevant bodies of theory are rare. It tends to be russo-centric, focusing on the region’s leading power and not giving full place and voice to Russia’s neighbours. To the extent that the international policy perspectives of small neighbours receive aca- demic attention, the questions are largely how these states manage their relations with Russia or how they interact with external institutions (NATO, the EU) or major states (the USA). Like much analysis in area studies, academic work on the former Soviet area tends to be idiosyncratic, focusing on the region as it is and how it is developing, rather than situat- ing it in a comparative frame. Finally, there is a tendency in work on for- mer Soviet regionalism to focus on interstate institutions and on policy, rather than on how these states and their citizens understand the space in which they exist. Dr. Russo seeks to rebalance our understanding of the region(s) in several ways. Her interest in discourse and understandings of regionalism pulls us away from institutions and policy. Her work is self-consciously comparative and provides a fruitful blend of deep understanding of rel- evant bodies of theory and profound knowledge of the region’s his- tory, politics, and society. She also takes the focus away from Russia as regional leader and towards small states who seek to survive and to pros- per in this difficult environment. v vi FOREwORD In this way she provides an original and distinctive account of the dynamics of regionalism in the former Soviet area that enriches our understanding of this complex space. Her discussion of the interdepend- ence of processes of state- and region-formation is particularly compel- ling. The focus on how states and societies conceive and act in regional space is a welcome supplement to a literature which is dominated by dis- cussion of relations between these states and their powerful regional and global interlocutors. In short, Dr. Russo seeks to move beyond ‘subaltern’ analysis of the region’s small states and to give them their own voice. For all these rea- sons, this book is a commendable addition to a thriving literature. S. Neil MacFarlane Professor of International Relations University of Oxford, UK A cknowledgements This book is based on my Ph.D. research: during those years, that I have spent between Pisa, Oxford, Tbilisi, Bishkek, Chisinau and Berlin… I have encountered so many people without whom my doctoral studies would not have been such an exciting journey. Many whole-hearted thanks go, first and foremost, to my supervi- sors, Francesco Strazzari and Neil MacFarlane. However, this thesis could not have been written without the support of researchers, col- leagues, experts, advisors, whom I have met during my fieldwork peri- ods in Georgia, Kyrgyzstan and Moldova. Therefore I want to express my gratitude to my ‘‘Georgian family’’, above all the staff of the Center for Social Sciences and precisely Marine Chitashvili, Mako Mikaberidze, Salome Minesashvili, Irina Osepashvili, Diana Lezhava, Lika Tsuladze, Nani Bendeliani, Elena Japaridze, Ketevan Gikasvili. In addition to these great women, I would like to thank Alex Rondeli, that has often opened the doors of the Georgian Foundation for Strategic and International Studies to me, never tired of replying to my questions. My gratefulness also goes to the people who helped me during my stays at the Central Asian Studies Institute of the American University of Central Asia, Aigul Kubatbekova and her family, Vassiliy Lakhonin, and Kanybek Mukalaev; and the people who made my visits to Chisinau pos- sible, in particular Petru Negura. vii viii ACKNOwLEDGEMENTS In general, I am indebted to all respondents, interviewees, focus group participants, for their time and attention, and having helped me in my research with their insights, opinions, and perspectives. This manuscript was in part drafted with the support of a grant by the the Kolleg-Forschergruppe (KFG) ‘‘The Transformative Power of Europe’’, hosted at the Freie Universität Berlin. Therefore I also thank Thomas Risse and Tanja Boerzel, the KFG staff and fellows. My acknowledgements also go to the colleagues and friends from the Scuola Superiore Sant’Anna. Finally, last but absolutely to least, all my thanks and my love go to the ones who have sustained and encouraged me well beyond, and often in spite of, the sleepless nights of thesis writing. c ontents 1 Introduction 1 2 Region-Building in the Former Soviet Space 19 3 The Paradox of Russian Hegemony 61 4 Post-Soviet States and Post-Soviet Regions 83 5 The Inside-Out Facet: State Identity and Regional Imaginaries 113 6 The Outside-In Facet: Regional Models of Governance Transfer? 179 7 Conclusions 221 Index 229 ix l F ist oF igures Chapter 3 Fig. 1 The five stages of Russia’s foreign policy (according to Mikhail Molchanov’s classification) 67 Chapter 4 Fig. 1 Component parts of the state and components parts of the region: geographical, institutional and ideational dimensions 84 Fig. 2 Dobson’s conflict-interdependence-integration spectrum, in De Lombaerde (2006, p. 14) 84 Fig. 3 The two constitutive vectors of state-formation and region-formation, that can be theoretically conceived of as two parallel co-constitutive processes 87 Fig. 4 Co-constitution and bracketing strategy 87 Fig. 5 Neoclassical realist approach to foreign policy making 92 Fig. 6 Double shift of focus vis-à-vis neoclassical realism 92 Fig. 7 Post-Soviet countries’ levels of dependence on Russia and size in terms of demographic, economic and military capabilities (approximation based on Tables 2, 3 in Chap. 2) 98 Fig. 8 Decreasing and increasing trends of democracy in the CIS member states. Data about Russia are not included in the database “V-Dem”, which nonetheless covers all the years since 1991. V-Dem Institute, Varieties of Democracy (Liberal Democracy Index), www.v-dem.ne (last accessed: 15/01/2017) 99 Fig. 9 Screenshot (on-line focus groups) 101 xi

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