NAVAL POSTGRADUATE SCHOOL MONTEREY, CALIFORNIA THESIS REDUCING THE THREAT OF NUCLEAR TERRORISM—A REPORT CARD ON THE OBAMA ADMINISTRATION’S EFFORTS by Drew P. Hargraves December 2016 Thesis Advisor: James Clay Moltz Second Reader: Zachary S. Davis Approved for public release. Distribution is unlimited. THIS PAGE INTENTIONALLY LEFT BLANK REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704–0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instruction, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of Management and Budget, Paperwork Reduction Project (0704-0188) Washington, DC 20503. 1. AGENCY USE ONLY 2. REPORT DATE 3. REPORT TYPE AND DATES COVERED (Leave blank) December 2016 Master’s thesis 4. TITLE AND SUBTITLE 5. FUNDING NUMBERS REDUCING THE THREAT OF NUCLEAR TERRORISM—A REPORT CARD ON THE OBAMA ADMINISTRATION’S EFFORTS 6. AUTHOR(S) Drew P. Hargraves 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING Naval Postgraduate School ORGANIZATION REPORT Monterey, CA 93943-5000 NUMBER 9. SPONSORING /MONITORING AGENCY NAME(S) AND 10. SPONSORING / ADDRESS(ES) MONITORING AGENCY N/A REPORT NUMBER 11. SUPPLEMENTARY NOTES The views expressed in this thesis are those of the author and do not reflect the official policy or position of the Department of Defense or the U.S. Government. IRB number ____N/A____. 12a. DISTRIBUTION / AVAILABILITY STATEMENT 12b. DISTRIBUTION CODE Approved for public release. Distribution is unlimited. 13. ABSTRACT (maximum 200 words) This thesis seeks to explain if President Barack Obama’s efforts to reduce nuclear terrorism have had a meaningful impact. Key areas of observation include how well efforts have been implemented and how effectively the president has fostered domestic and international support. Early in his presidency, President Obama declared to the world that the United States would lead a concerted effort to reduce the threat of nuclear terrorism. Combined with the Nuclear Security Summits, the president’s efforts quickly established reducing the threat of nuclear terrorism as a top priority for his administration. Over the ensuing eight years, President Obama diligently supported nonproliferation measures by enhancing the domestic and international nonproliferation architecture. The president’s integrative approach wove nonproliferation efforts together that had, traditionally, not been used to reduce the threat of nuclear terrorism. The findings of this thesis indicate that most of the programs were successful but problems remain, particularly in areas linked to further arms reductions and international nonproliferation. The next president can further these efforts by continuing the integrative approach, crafting a more cooperative relationship with Congress and expanding threat reduction activities beyond Russia. 14. SUBJECT TERMS 15. NUMBER OF nonproliferation, proliferation, nuclear terrorism, nuclear, nuclear weapon, fissile materials, PAGES nuclear security summit, Barack Obama, cooperative threat reduction, Russia, Four-Year 141 Effort, Congress 16. PRICE CODE 17. SECURITY 18. SECURITY 19. SECURITY 20. LIMITATION CLASSIFICATION OF CLASSIFICATION OF THIS CLASSIFICATION OF OF ABSTRACT REPORT PAGE ABSTRACT Unclassified Unclassified Unclassified UU NSN 7540-01-280-5500 Standard Form 298 (Rev. 2-89) Prescribed by ANSI Std. 239-18 i THIS PAGE INTENTIONALLY LEFT BLANK ii Approved for public release. Distribution is unlimited. REDUCING THE THREAT OF NUCLEAR TERRORISM—A REPORT CARD ON THE OBAMA ADMINISTRATION’S EFFORTS Drew P. Hargraves Captain, United States Army B.A., Seton Hall University, 2007 Submitted in partial fulfillment of the requirements for the degree of MASTER OF ARTS IN SECURITY STUDIES (COMBATING TERRORISM: POLICY & STRATEGY) from the NAVAL POSTGRADUATE SCHOOL December 2016 Approved by: James Clay Moltz, Ph.D. Thesis Advisor Zachary S. Davis, Ph.D. Second Reader Mohammed M. Hafez, Ph.D. Chair, Department of National Security Affairs iii THIS PAGE INTENTIONALLY LEFT BLANK iv ABSTRACT This thesis seeks to explain if President Barack Obama’s efforts to reduce nuclear terrorism have had a meaningful impact. Key areas of observation include how well efforts have been implemented and how effectively the president has fostered domestic and international support. Early in his presidency, President Obama declared to the world that the United States would lead a concerted effort to reduce the threat of nuclear terrorism. Combined with the Nuclear Security Summits, the president’s efforts quickly established reducing the threat of nuclear terrorism as a top priority for his administration. Over the ensuing eight years, President Obama diligently supported nonproliferation measures by enhancing the domestic and international nonproliferation architecture. The president’s integrative approach wove nonproliferation efforts together that had, traditionally, not been used to reduce the threat of nuclear terrorism. The findings of this thesis indicate that most of the programs were successful but problems remain, particularly in areas linked to further arms reductions and international nonproliferation. The next president can further these efforts by continuing the integrative approach, crafting a more cooperative relationship with Congress and expanding threat reduction activities beyond Russia. v THIS PAGE INTENTIONALLY LEFT BLANK vi TABLE OF CONTENTS I. INTRODUCTION..................................................................................................1 A. MAJOR RESEARCH QUESTION..........................................................1 B. SIGNIFICANCE OF THE RESEARCH QUESTION ...........................1 C. THE ADMINISTRATION’S NONPROLIFERATION REGIME .......2 D. U.S.-LED NONPROLIFERATION EFFORTS ......................................4 E. INTERNATIONAL NONPROLIFERATION EFFORTS ....................6 F. LITERATURE REVIEW .........................................................................8 1. Domestic Politics and Budgets ......................................................8 2. International Factors ...................................................................11 3. Implementation ............................................................................14 G. POTENTIAL EXPLANATIONS AND HYPOTHESES .....................16 H. RESEARCH DESIGN .............................................................................17 I. THESIS OVERVIEW AND CHAPTER OUTLINE ............................18 II. U.S.-LED NONPROLIFERATION EFFORTS UNDER THE OBAMA ADMINISTRATION ...........................................................................................19 A. THE FOUR-YEAR EFFORT .................................................................19 B. GLOBAL THREAT REDUCTION INITIATIVE (GTRI) .................21 1. Implementation ............................................................................22 2. Domestic Support .........................................................................26 3. International Support ..................................................................27 C. SECOND LINE OF DEFENSE ..............................................................29 1. Implementation ............................................................................29 2. Domestic Support .........................................................................32 3. International Support ..................................................................32 D. GLOBAL INITIATIVE TO COMBAT NUCLEAR TERRORISM (GICNT) ..........................................................................34 1. Implementation ............................................................................34 2. International Support ..................................................................35 E. NUNN-LUGAR COOPERATIVE THREAT REDUCTION (CTR) PROGRAM ..................................................................................37 1. Implementation ............................................................................38 2. Domestic Support .........................................................................40 3. International Support ..................................................................41 F. NUCLEAR SECURITY SUMMITS (NSS) ...........................................43 1. Implementation ............................................................................43 2. Domestic Support .........................................................................45 vii 3. International Support ..................................................................45 G. CONCLUSION ........................................................................................47 III. INTERNATIONALLY LED NONPROLIFERATION EFFORTS UNDER THE OBAMA ADMINISTRATION ..................................................49 A. NUCLEAR NONPROLIFERATION TREATY (NPT) .......................50 1. Implementation ............................................................................50 2. Domestic Support .........................................................................52 3. International Support ..................................................................53 B. COMPREHENSIVE TEST BAN TREATY (CTBT) ...........................55 1. Implementation ............................................................................57 2. Domestic Support .........................................................................57 3. International Support ..................................................................59 C. CONVENTION ON THE PHYSICAL PROTECTION OF NUCLEAR MATERIALS (CPPNM) ....................................................60 1. Implementation ............................................................................61 2. International Support ..................................................................62 D. INTERNATIONAL CONVENTION ON THE SUPPRESSION OF ACTS OF NUCLEAR TERRORISM (ICSANT)...........................63 1. Implementation ............................................................................64 2. International Support ..................................................................64 E. FISSILE MATERIAL CUT-OFF TREATY (FMCT) .........................65 1. Implementation ............................................................................66 2. International Support ..................................................................67 F. UNITED NATIONS SECURITY COUNCIL RESOLUTION (UNSCR) 1540 ..........................................................................................68 1. Implementation ............................................................................69 2. Domestic Support .........................................................................71 3. International Support ..................................................................71 G. UNITED NATIONS SECURITY COUNCIL RESOLUTION (UNSCR) 1887 ..........................................................................................72 1. Implementation ............................................................................73 2. International Support ..................................................................74 H. CONCLUSION ........................................................................................74 IV. ASSESSMENT .....................................................................................................77 A. INTRODUCTION....................................................................................77 B. REPORT CARD ......................................................................................77 C. STRATEGIES AND CONSIDERATIONS ...........................................79 1. Integrating Nuclear Efforts .........................................................79 viii
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