Copyright © 2004 By the Post-Tensioning Institute First Edition, 1980 Second Edition, 1986 Third Edition- First Printing, 1996 Fourth Edition - First Printing, 2004 ISBN 1-931085-29-3 Printed in the U.S.A. All rights reserved. This book or any part thereof may not be reproduced in any form without the written permission of the Post-Tensioning Institute. This publication is intended for the use of professionals competent to evaluate the significance and limitations of its contents and who will accept responsibility for the application of the materials it contains. The Post-Tensioning Institute in publishing these recommendations makes no warranty regarding the recommendations contained herein, including warranties of quality, workmanship or safety, express or implied, further including, but not limit ed to, implied warranties or merchantability and fitness for a particular purpose. THE POST-TENSIONING INSTITUTE SHALL NOT BE LIABLE FOR ANY DAMAGES, INCLUDING CONSE QUENTIAL DAMAGES, BEYOND REFUND OF THE PURCHASE PRICE OF THESE RECOMMENDATIONS. The incorporation by reference or quotation of material in these recommendations in any specifications, contract documents, purchase orders, drawings or job details shall be done at the risk of those making such reference or quotation and shall not subject the Post-Tensioning Institute to any liability, direct or indirect, and those making such reference or quotation shall waive any claims against the Post-Tensioning institute. Post-Tensioning Institute Prestressed Rock and Soil Anchor Committee Chairman Heinz Nierlich Dywidag-Systems International USA, Inc. Fairfield, NJ Michael McCray Francis J. Arland U.S. Army Corps of Engineers Mueser Rutledge Consulting Engineers Huntington, WV New York, NY Theodore L. Neff Richard J. Barrows Post-Tensioning Institute Federal Highway Administration Phoenix, AZ Vancouver, WA Matthew J. Niennann Thomas Bird Williams Form Engineering Corp. Schnabel Foundation Co. Golden, CO Sterling, VA Donald A. Bruce Thomas D. Richards, Jr. Geosystems, L.P. Nicholson Construction Co. Venetia, PA Cuddy,PA William R. Fiedler U.S. Burea~:~ of Reclamation David E. Weatherby Technical Service Center Schnabel Foundation Co. Denver, CO Sterling, VA Bernhard Froemel DSI-Lang Geotech, LLC Long Beach, CA Reviewed and endorsed by: ADSC Anchored Earth Retention Committee William S. Heckman, Chairman c/o ADSC: The International Association of Foundation Drilling P.O. Box 280379 Dallas, TX 75228 [email protected] TABLE OF CONTENTS 1.0 SCOPE .. 1 I ••• I ••••• I I I I • I I I ••••••••••••••••••••••••••••••••••••••• • 2.0 DEFINITIONS .......................................................3 3.0 SPECIFICATIONS, RESPONSIBILITIES AND SUBMITTALS ................7 3. 1 Specifications .............................................................7 3.2 Responsibilities ............................................................7 3.3 SUBMITTALS ..............................................................9 4.0 MATERIALS . . . . . . . . . . . . . . . • . • . • . . . . . . . ............................1 1 4.1 General .......................· ..........................................1 1 4.2 Prestressing Steel .........................................................1 1 4.3 Anchorages ...............................................................1 3 4.4 Couplers .................................................................1 4 4.5 Centralizers and Spacers ....................................................1 4 4.6 Corrosion Inhibiting Compounds ..............................................1 4 4.7 Plastic Tubing .........................................................· . ....1 6 4.8 Heat Shrink Sleeves and Tapes ..............................................1 7 4.9 Grout Tubes ...................................... : .......................1 8 4.10 Grout Socks ..............................................................1 8 4.11 Grout ....................................................................1 8 5.0 CORROSION PROTECTION .........................................2 1 5.1 Design Aspects ...........................................................2 1 J 5.2 Corrosion Protection Selection Criteria .........................................2 2 5.3 Corrosion Protection Requirements ............................................2 4 5.4 Corrosion Protection Details .................................................2 9 6.0 DESIGN ................................................... ·. ......3 5 6.1 Introduction ..............................................................3 5 6.2 Feasibility of Anchors ......................................................3 5 6.3 Design Objectives .........................................................3 5 6.4 General Considerations .....................................................3 6 6.5 Site Evaluation ............................................................3 8 6.6 Anchor Capacity/Safety Factors ..............................................4 0 6.7 Bond Length Design .......................................................4 1 6.8 Free Stressing Length ......................................................4 7 6.9 Anchor Geometry ..........................................................4 7 6.10 Tendon Accessories ........................................................4 8 6.11 Cement Grout Mix Design .................................................. .49 6.12 Resin Anchors ............................................................5 0 7.0 CONSTRUCTION .......................................•..........5 1 7.1 General .................................................................5 1 7.2 Fabrication ...............................................................5 1 7.3 Storage and Handling ......................................................5 2 7 .4. Drilling ..................................................................5 2 iii 7.5 Water Pressure Testing, Pre-grouting and Re-drilling Rock Anchor Drill Holes .........5 6 7.6 Tendon Repairs ...........................................................5 7 7.7 Tendon Insertion ...........................................................5 7 7.8 Grouting .................................................................5 9 7.9 Installation of Anchorage ....................................................6 5 8.0 STRESSING, LOAD TESTING AND ACCEPTANCE ......................6 7 8.1 General ..................................................................6 7 8.2 Equipment ................................................................6 7 8.3 Testing ..................................................................7 0 8.4 Lock-Off Procedure ........................................................7 7 8.5 Initial Lift-Off Reading ......................................................7 8 8.6 Acceptance Criteria ........................................................7 9 8.7 Procedures in the Event of Failure During Testing ...............................8 1 8.8 Finishing Work for Permanent Anchors .........................................8 3 8.9 Monitoring Service Behavior .................................................8 3 9.0 REFERENCES AND BIBLIOGRAPHY ..................................8 5 9.1 Reference Standards .......................................................8 5 9.2 Selected Bibliography ......................................................8 7 SUPPLEMENTARY REQUIREMENTS FOR EPOXY-COATED STRAND TENDONS .89 S1.0 SCOPE ...........................................................8 9 S3.0 SPECIFICATIONS, RESPONSIBILITIES AND SUBMITTALS .............8 9 S4.0 MATERIALS ................•..............•......•................8 9 S4.3 Anchorages ...............................................................9 1 S6.0 DESIGN •.•......................................•................9 1 S6.6 Anchor Capacity/Safety Factors ..............................................9 1 56.7 Bond Length ..............................................................9 1 56.8 Free Stressing Length ......................................................9 1 S7.0 CONSTRUCTION ..................................................9 2 57.2 Fabrication ...............................................................9 2 S7 .3 Storage and Handling ......................................................9 2 S7.7 Tendon Insertion ...........................................................9 2 57.9 Installation of Anchorage ....................................................9 3 S8.0 STRESSING, LOAD TESTING AND ACCEPTANCE ......................9 3 58.1 General .................................................................9 3 88.2 Equipment ................................................................9 4 S8.3 Testing ..................................................................9 4 S8.4 Lock-Off Procedure ........................................................9 4 88.6 Acceptance Criteria ........................................................9 5 S8.7 Procedures in the Event of Failure (Strand Slippage) .............................9 7 S9.0 REFERENCES AND BIBLIOGRAPHY ..................................9 8 S9.2 Selected Bibliography ......................................................9 8 iv RECOMMENDATIONS COMMENTARY 1.0 SCOPE C.l.O SCOPE These Recommendations have been prepared to These Recommendations do not deal with the design of provide guidance in the application of permanent anchored structures in general, but are limited to consid and temporary prestressed rock and soil anchors erations specific to the prestressed anchors themselves. utilizing high strength prestressing steel. They rep The applicability of certain sections of these resent the current state of practice and provide prac Recommendations will depend upon the type of specifica tical guidance for the design, installation and testing tion used and whether the anchors are for permanent or of grouted prestressed rock and soil anchors, but temporary application. are not necessarily applicable to other anchor sy::; tems such as those, which rely only on mechanical anchorage to the ground. These Recommendations also do not intend to establish any requirements for soil nails, including the ones for protection against corrosion. Due to the broad nature of these Recommendations, particular sections should be clearly referenced, when included in the specifications for a specific project. These Recommendations contain major technical revisions and supersede the 1996 Edition. The major revisions include modified requirements for: J • Protection against corrosion • Grouts and grouting activities • The use of epoxy-coated strand A condensed version of supplementary requirements for epoxy-coated strand, as prepared by an ADSC Task Section 3 and 9 of the 1996 Recommendations were Group, together with most of the 1996 text on the same combined into an enlarged Section 3. Additionally, subject, have been moved for convenience and relative numerous changes were made for further enhancing emphasis into a Supplement to these Recommendations. the understanding of the anchor technology. A summary and the titles of the standard specifica tions, as well as of the references cited throughout this document can be found in Section 9. The values stated in either Sl units or imperial units are to be regarded as standard. Within the text, the imperi al units are shown in brackets. The values stated in each system are not exact equivalents, and so each system must be used independently of the other. These Recommendations were prepared by the PTI Committee for Prestressed Rock and Soil Anchors with input and review by the ADSC Anchored Earth Retention Committee RECOMMENDATIONS COMMENTARY 2 2.0 DEFINITIONS Additive: Substance, which is incorporated into the Bleed: The autogenous flow of mixing water within, dry components of a cement-based grout as deliv or its emergence from, newly placed grout; caused ered to the site. by the settlement of the solid materials within the grout mass and further facilitated in anchors by filter Admixture: Substance added to the grout compo ing action of strands ("wicking"). nents during mixing to modify in a controllable fash ion fluid grout properties (e.g., bleed, pressure filtra Bond Length: The length of the grout body that tion, shrinkage, hydration, rheology) or set prope.r transmits the applied tensile load to the surrounding ties (e.g., strength, permeability, durability). soil or rock. (See also the definition of Tendon Bond Length) Alignment Load (AL): A nominal minimum load applied to an anchor during testing to keep the test Bondbreaker: A sleeve placed over the anchor ten ing equipment correctly positioned. don in its free stressing length to allow elongation of the tendon free stressing length during stressing. Anchor: A system used to transfer tensile loads to the ground (soil or rock), which includes the pre Cast: The amount of curvature of a length-of strand, stressing steel, anchorage, corrosion protection, which is not restrained when placed on a flat surface. bond breaker, spacers, centralizers and grout. Centralizer: A device to support and position the ten Anchor Head: The means by which the prestressing don inside the drill hole or the sheath, so that a min force is permanently transmitted from the prestressing imum grout cover is provided. steel to the bearing plate (wedges and wedge plate for Coarse-Grained Soils: Soils with more than 50 per strand tend6ns or anchor nut for bar tendons.) cent, by weight, of material larger than the No. 200 Anchor Nut: The threaded device that transfers the sieve size. prestressing force in a bar to a bearing plate. Cohesive Soils: Soils that exhibit plasticity. Anchorage: The combined system of anchor head, Atterberg limits are commonly ·used to determine bearing plate, trumpet and corrosion protection that plasticity and better define a soil as cohesive or non is capable of transmitting the prestressing force from cohesive. the prestressing steel to the surface of the ground or Consolidation Grout: Portland cement based grout the supported structure. that is injected into the drill hole, prior to tendon Anchorage Cover: A cover to protect the anchorage grouting, to either reduce the permeability of the from corrosion and physical damage. rock immediately surrounding the hole or to other wise improve the ground conditions (e.g., improve Apparent Free Tendon Length: The length of tendon drill hole stability). that is apparently not bonded to the surrounding grout or ground, as calculated from the elastic load Contractor: The person/firm, which performs the extension data during testing. anchor construction. Bearing Plate: A steel plate under the anchor head Corrosion Inhibiting Compound: Material used to that distributes the prestressing force to the protect against corrosion and/or lubricate the pre anchored structure. stressing steel. 3 Coupler: The means by which the prestressing force Free Stressing (unbonded) Length: The designed can be transmitted from one partial-length of a pre length of the tendon that is not bonded to the sur stressing tendon to another (mainly for bars). rounding ground or grout during stressing. Creep Movement: The movement that occurs under Fully Bonded Anchor: Anchor in which the free a constant load and as measured during the creep stressing length without bondbreaker is surrounded test of an anchor. by grout, after stressing, and so is bonded to the sur rounding structure or ground. Creep Test: A test to determine the long-term load carrying capacity of an anchor under a constant load. Gel Time: Time between the start of mixing of a polyester resin with the catalyst, and the point at Design Load: Anticipated final maximum effective which the liquid phase changes to a viscous state. load in the anchor after allowance for time dependent losses or gains. (Also referred to as Working Load.) Grit: Fine-grained material impregnated onto the outer surface of the epoxy coating, which improves DetenslonableAnchor Head: An anchor head that is the epoxy-coating bond to cement grout. restressable and, in addition, permits the tendon to be completely detensioned in a controlled way at Grout Sock: A gee-textile encasement around all or any time during the life of the structure. part of the ground anchor length, used to control grout loss in certain highly permeable ground conditions. Downward Sloped Anchor: Any prestressed anchor, which is inclined greater than 0.1 rad. (5 degrees) Holiday: A discontinuity in a coating that is not dis below the horizontal. cernible to a person with normal or corrected vision. Elastic Movement: The recoverable movement Horizontal Anchor: Any prestressed anchor, which is measured during an anchor test. placed at a slope within 0.1 rad (5 degrees) of the horizontal. Encapsulation: A corrugated or deformed tube pro tecting the prestressing steel against corrosion in Initial Set: A degree of stiffening of the grout mixture the tendon bond length. less than the final set, indicating the time in hours and minutes required for the grout to stiffen suffi Epoxy-Coating: A product containing pigments, ciently to resist, to an established degree, the pene thermosetting epoxy resins, cross linking agents, tration of a weighted test needle (Vicat, ASTM and other additives, which is applied in the form of a C191). powder onto a clean, heated metallic substrate and fuses to form a continuous barrier coating. Lift-Off: Checking the load ("lift-off load") in the ten don at any specified time with the use of a hydraulic Fpu: Specified minimum tensile strength of the ten jack, by lifting the anchorhead off the bearing plate. don as defined in the pertinent ASTM Specification. Lock-Off Load: The prestressing force in an anchor Final Set: A degree of stiffening of the grout mixture immediately after transferring the load from the jack greater than the initial set, indicating the time in hours to the stressing anchorage. and minutes required for the grout to stiffen suffi ciently to resist, to an established degree, the pene Memory: The tendency of seven-wire prestressed tration of a weighted test needle (Vicat, ASTM C191 ). strand to retain the position in which it has previous ly been, such as on a reel or spool. Fine-Grained Soils: Soils with at least 50 percent, by weight, of material smaller than the No. 200 sieve size. 4