Oxford Political Theory Series editors: David Miller and Alan Ryan Real Freedom for All Oxford Political Theory Oxford Political Theory presents the best new work in contemporary political theory. It is intended to be broad in scope, including originalcontributionsto political philosophy, and also work in appliedpolitical theory. The series will contain works of outstanding quality with no restriction as to approach or subject matter. OTHER TITLES IN THIS SERIESJustice as Impartiality Brian Barry Multicultural Citizenship: A Liberal Theory of Minority Rights Will Kymlicka The Politics of Presence Anne Phillips On Nationality David Miller Richard Hillier (1993) Justificatory Liberalism: An Essay on Epistemology and Political Theory Gerald Gaus Real Freedom for All What (If Anything) Can Justify Capitalism? Philippe Van Parijs CLARENDON PRESS · OXFORD GreatClarendonStreet,OxfordOX26DP OxfordNewYork AucklandBangkokBuenosAiresCapeTownChennai Dar esSalaamDelhiHongKongIstanbulKarachiKolkata KualaLumpurMadridMelbourneMexicoCityMumbaiNairobi SãoPauloShanghaiTaipeiTokyoToronto Oxfordisaregisteredtrademark ofOxfordUniversityPress intheUK andincertainothercountries PublishedintheUnitedStatesby OxfordUniversityPressInc., NewYork ©PhilippeVanParijs1995 Firstpublished1995 Firstissuedinpaperback1997 Allrightsreserved.Nopartofthispublicationmaybereproduced, storedinaretrievalsystem,or transmitted,inanyform orbyanymeans, withoutthepriorpermissioninwriting ofOxfordUniversityPress, oras expresslypermittedbylaw, or under termsagreedwiththeappropriate reprographcsrightsorganization.Enquiriesconcerningreproduction outsidethescopeoftheaboveshouldbesenttotheRightsDepartment, OxfordUniversityPress,attheaddressabove Youmustnotcirculatethisbookinanyotherbindingorcover andyoumustimposethissameconditiononanyacquirer BritishLibraryCataloguinginPublicationData Dataavailable LibraryofCongressCataloginginPublicationData Parijs,Philippevan,1951– Realfreedomforall:what(ifanything)canjustifycapitalism? /PhilippeVanParijs. —(Oxfordpoliticaltheory) Includesbibliographicalreferencesandindex. 1. Socialjustice.2. Capitalism—Moralandethicalaspects. 3.Guaranteedannualincome.4.Income.5.Basicneeds. 6.Liberty. I.Title.II.Series. JC578.P371995330.1—dc2094-44910 ISBN0-19-827905-1 ISBN0-19-829357-7(Pbk.) For Sue This page intentionally left blank Preface Workonthisbookstartedintherainyspringof1977,asIwassettlingdowninasmallgreencommunewithinhitching distanceofBielefeld University. Whatexactlyis fundamentallywrong, Iwanted tofindout,withthecapitalistsocieties welivein?Froma closereadingofDasKapital,mysearchgraduallybroadened,as ImovedontoBerkeleyandthento Oxford, into an attempt to survey critically old and new economic indictments of capitalism. When I returned to Belgium in 1980, I discovered with excitement John Roemer's novel approach to the theory of exploitation. This prompted metowidenfurther mycriticalsurveytoencompass ethicalcondemnations ofcapitalism. Around 1985 the outcome became, under the title What (If Anything) is Wrong with Capitalism?, what I believed to be a full draft of the whole book. In fact, I had only a very preliminary version of its last two chapters. Three intellectual developmentsconspired to preventthebook from achieving rapid completion alongthese lines and toimpose instead itspresent, unexpectedstructureand character. First, I became convinced thatitwas only by taking so-calledneo-liberalthought,andaboveallthelibertariandefenceofcapitalism,as seriouslyas itdeservesthattheLeft could ever hope to regain the ideological nerve which it so badly needed in order to reach beyond purely defensive struggles. Secondly, as a resultofthinking about radical strategiesfor fightingunemploymentinWestern Europe,I hit upon a simple idea—here called basic income—that I later discovered had already been discussed and advocated by others under a variety of labels. Rather suspicious at first, I grew increasingly confident of its importance and of its crucial relevance to the question of the legitimacy of capitalism. Finally, I was persuaded that the book would be far better organized iffromtheoutsetI speltouttheconceptionofjusticetowhichI graduallyrealized I couldsubscribe. Intheprocessofdoingso,Icameupagainstunsettlingdifficultieswhichcompelledmetodelveintoliberaltheoriesof justice to an extent I had not anticipated. Some stepping stones along this long and tortuous road have formed separate publications. The most recent among them are earlier versions of (parts of) chapters 2 to 4: ‘Basic Income Capitalism’, Ethics, 102/3 (April 1992), 465–84; ‘EqualEndowments as Undominated Diversity’, RechercheséconomiquesdeLouvain,56/3–4 (1990),327–56; ‘WhySurfers Should be Fed: The Liberal Case for an Unconditional Basic Income’, Philosophy and Public Affairs, 20/2 (spring 1991), 101–31. I am viii PREFACE very grateful to the publishers and editors for allowing me to use the material contained in these articles. In addition, the critical explorations of Anglo-American political philosophy and of Marxist social thought which form the substance of Qu'est-ce qu'une société juste? (Paris: Le Seuil, 1991) and Marxism Recycled (Cambridge: Cambridge University Press, 1993), respectively, have been precious ingredients in—though also to some extent unwelcome digressions from—the preparation of this book. Alongthe road, I have accumulated many debts. Johannes Berger and Andrew Glyn guided my first steps. Thanks to IanSteedman and HillelSteiner, Robert van der Veenand Percy Lehning,Erik Wrightand Steven Lukes, workonthe book benefited greatly from the exceptionally productive periods I spent at the Universities of Manchester (1983), Amsterdam (1985), and Wisconsin (1990) and at the European University Institute in Florence (1990–1), where I wrotethefinalfulldraft. However, most oftheworkwas doneinLouvain-la-Neuve. As a seniorfellowoftheBelgian National Fund for Scientific Research, I wrote the bulk of the preliminary drafts in the friendly and stimulating surroundings of the University of Louvain's economics department. And after returning from Florence to Louvain's newly created Hoover Chair of economic and social ethics, I used all my spare time to make the thousands of local improvements which I felt the book could not do without, and also to do some further thinking on the argument's overallsignificance and onwhatI believedtobeitsmost vulnerablesteps. To allthose who enabledme toenjoythese environments and benefit from them as much as I did, I am extremely grateful, not least among them to the Hoover Chair's secretary Annick Dabeye, who—along with OUP's competent editorial staff—efficiently helped me through the final stages. Further,I cannotimagine what thisbook wouldhave looked likehad I notjoined, in 1981, what later became known as the September Group. The Group's ambition to combine unflinching intellectual rigour and a passionate commitment to the values characteristic of the radical Left, the tremendous stimulation provided by its annual meetings,thepainsittookinsubjectingtoitscriticalscrutinysomeancestorofmostchaptersofthisbook,havedeeply affected both its form and its content. To all present members of the Group (Pranab Bardhan, Sam Bowles, Bob Brenner, Jerry Cohen, John Roemer, Hillel Steiner, Robert van der Veen, and Erik Wright) and not least to its two former members(JonElsterandAdamPrzeworski),Iam deeplygratefulforwhatIhavelearnedbothfromtheirown work and from their comments on mine. In addition, earlier versions of one or more chapters benefited from helpful written comments by Dick Arneson, Christian Arnsperger, John PREFACE ix Baker, Wendy Carlin, Ian Carter, Andrew Glyn, André Gorz, Sue James, Jeroen Knijff, Anton Leist, David Miller, Gérard Roland, Ian Steedman, and three anonymous readers, and from stimulating oral reactions from audiences to which they were presented in Amsterdam, Antwerp, Barcelona, Beijing, Berlin, Bristol, Brussels, Cambridge (Mass.), Canterbury, Chicago, Davis, Florence, Geneva, Ghent, Leuven, Liège, London, Louvain-la-Neuve, Madison, Madrid, Montevideo, Montreal, New York, Paris, Pisa, Plios, Siena, and Thessaloniki. Brian Barry, Louis Gevers, Erik Schokkaert, and Susan Strange deserve special thanks because they served as thorough discussants on at least one occasion, and so do several cohorts of my MA students in economics, who were subjected to different stages of various chapters. Among allthese comments, some haveforcedme toclarifymy formulations. Others haveledme to workout furtherimportant twists in my argument.Others stillhaveleftme with thenaggingfeelingof an unresolved difficultytowhichI, or someonebetterequippedor moreingenious than I, should onedayreturn. But Ihavelearned from all of them, and am most grateful to their authors for having taken the trouble to make them. Finally, Rebecca,Jonathan, Benjamin, and Sarah were all born at some point in the course of the long preparation of what at home was simply called ‘the book’ (somewhat confusingly, as I unwittingly wrote and unexpectedlypublished threeother books overthisperiod).Eachofthem displayedsomeunderstandingfor thepeaceIneededtoworkonit, andnowandthenpolitelyenquiredintohowfar itstillwasfromcompletion.Noneofthem, Iam sure,willregretthat it is finally out of the way. Nor will, I am even more certain, their mother. Combining the lonely writing of a lengthy theoretical text with a (fair?) share in the running of a large household—and a number of other things besides—was never easy. It even repeatedly seemed impossible. That it proved possible in the end I undoubtedly owe in part to having stubbornly resisted some of the demands the family made on me, but to an incomparably greater extent, in countless ways, and more than to anyone else on Earth, to Sue. P. V. P.
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