REAL ANALYSIS A Historical Approach Saul Stahl Real Analysis: A Historical Approach Real Analysis: A Historical Approach Saul Stahl A Wiley-Interscience Publication JOHN WILEY & SONS, INC. New York / Chichester / Weinheim / Brisbane / Singapore / Toronto This text is printed on acid-free paper. Copyright 0 1999 by John Wiley & Sons, Inc. All rights reserved. Published simultaneously in Canada. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, 222 Rosewood Drive, Danvers, MA 01923, (978) 750.8400, fax (978) 750-4744. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 605 Third Avenue, New York, NY 10158-0012, (212) 850-6011, fax (212) 850-6008, E-Mail: PERMREQ ® WILEY.COM. For ordering and customer service, call 1-800-CALL-WILEY. Librwy of Congress Cataloging in Publication Dam: Stahl, Saul. Real analysis : a historical approach / Saul Stahl. P. cm. " AWiley-Into science publication." Includes bibliographical references and index. ISBN 0-471-31852-3 (cloth : ak paper) 1. Mathematical analysis. 2. Functions of real variables. 1. Title. QA300.S882 1999 515-dc21 99-21917 CIP Printed in the United States of America 10987654321 Preface A Focused and Historical Approach The need for rigor in analysis is often presented as an end in itself. Histor- ically, however, the excitement and impatience that characterized the first century and a half of calculus and its applications induced mathematicians to place this issue on the proverbial back burner while they explored new territo- ries. Ironically, it was developments in physics, especially the study of sound and heat, that brought the pathological behavior of trigonometric series into the foreground and forced the mathematical world to pay closer attention to foundational issues. It is the purpose of this text to provide a picture of analysis that reflects this evolution. Rigor is therefore introduced as an explanation of the convergence of series in general and of the puzzling behavior of trigonometric series in particular. The first third of this book describes the utility of infinite, power, and trigonometric series in both pure and applied mathematics through several snapshots from the works of Archimedes, Fermat, Newton, and Euler offer- ing glimpses of the Greeks' method of exhaustion, preNewtonian calculus, Newton's concerns, and Euler's miraculously effective, though often logically unsound, mathematical wizardry. The infinite geometric progression is the scarlet thread that unifies Chapters 1 to 5 wherein the nondifferentiability of Euler's Trigonometric Series provides the crucial counterexample that clarifies the need for this careful examination of the foundations of calculus. v vi PREFACE Chapters 6 to 10 consist of a fairly conventional discussion of various aspects of the completeness of the real number system. These culminate in Cauchy's criterion for the convergence of infinite series which is in turn applied to both power and trigonometric series. Sequential continuity and differentiability are discussed in Chapters 11 and 12 as is the maximum principle for continuous functions and the mean value theorem for differentiable ones. Chapter 13 covers a discussion of uniform convergence proving the basic theorems on the continuity, integrability, and differentiability of uniformly convergent series and applying them to both power and trigonometric series. While the expo- sition here does not follow the historical method, a considerable amount of discussion and quoted material is included to shed some light on the concerns of the mathematicians who developed the key concepts and on the difficulties they faced. Chapter 14, The Vindication, uses the tools developed in Chapters 6 to 13 to prove the validity of most of the methods and results of Newton and Euler that were described in the motivational chapters. Intended Audience for this Book This text and its approach have been used in a Junior/Senior-level college introductory analysis course with a class size between 20 and 50 students. Roughly 40% of these students were mathematics majors, of whom about one in four planned to go on to graduate work in mathematics; another 40% were prospective high school teachers. The balance of the students came from a variety of disciplines, including business, economics, and biology. Pedagogy Experience indicates that about three quarters of the material in this text can be covered by the above described audience in a one-semester college- level course. In the context of this fairly standard time constraint, a trade-off between the historical background material and the more theoretical last two chapters needs to be made. One strategy favors covering uniform conver- gence (through Cauchy's theorem about the continuity of uniformly conver- gent series of continuous functions (13.2.1-3)) instead of the more traditional Maximum Principle and Mean Value Theorem. Each section is followed by its own set of exercises that vary from the routine to the challenging. Hints or solutions are given for most of the odd- numbered exercises. Each chapter concludes with a summary. The excerpts in the appendices can be used as independent reading or as an in-class line- by-line reading with commentary by the professor. This book contains sections which can be considered optional material for a college course; these sections are indicated by an asterisk. The least optional PREFACE vii of the optional sections is 4.2 which describes the rudiments of Newton's Poly- gon Method. While the details look daunting, the material can be covered in two 50-minute long lectures. The purpose of Section 6.4 is to provide an elementary and self-contained proof of the existence of irrational numbers. Section 9.4 is included as an explanation of some concerns of higher math- ematics. All of these optional sections reinforce the importance of infinite series and infinite processes in mathematics. The Riemann integral proved to be a thorny problem. Within the limita- tions of one semester it is impossible to do justice to historical motivation, the traditional contents of the course, uniform convergence, and the Riemann integral. Therefore I have decided to state and make use of the integrability of continuous functions without proof. This is applied for the first time in the proof of Theorem 13.2.4, a place to which a typical class is unlikely to get in one semester. SAUL STAHL Lawrence, Kansas Acknowledgments Fred van Vleck proofread portions of the manuscript. I am indebted to him and to my colleagues Bill Paschke and Pawel Szeptycki for their patience when they were subjected to my ramblings and half baked ideas. My thanks are also due to Jessica Downey, Andrew Prince, and Sharon Liu of John Wiley & Sons, Inc. and to Larisa Martin and Sandra Reed for their help in converting my notes into a book. Your comments are welcome at Stahl©math.ukans.edu S. S. ix
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