Gunnar Skirbekk Rationality and Modernity Essays in Philosophical Pragmatics Scandinavian University Press Scandinavian University Press (Universitetsforlaget AS) 0608 Oslo, Norway Distributed world-wide excluding Norway by Oxford University Press, Walton Street, Oxford OX2 6DP Oxford New York Toronto Dehli Bombay Calcutta Madras Karachi Kuala Lumpur Singapore Hong Kong Tokyo Nairobi Dar es Salaam CapeTown Melbourne Auckland Madrid and associated companies in Berlin Ibadan Oxford is a trade mark ofOxford University Press Published in the United States by Oxford University Press Inc., New York © Universitetsforlaget 1993 Reprinted 1994 ISBN 82-00-21718-3 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing ofOxford University Press. Within the UK, exceptions are allowed in respect ofany fair dealing for the purpose of research or private study, or criticism or review, as permitted under the Copyright, Design and Patents Act, 1988, or in the case of reprographic reproduction in accordance with the terms ofthe licences issued by the Copyright Licensing Agency. Enquiries concerning reproduction outside these terms and in other countries should be sent to the Rights Department, Scandinavian University Press, at the address above This book is sold subject to the condition that it shall not, by way of trade orotherwise, be lent, re-sold, hired out orotherwise circulated without the publisher's prior consent in any form ofbinding or cover other than that in which it is published and without a similar condition including the condit.ion being imp.osed.o,n the subsequent .~. . ll.....n.nVl Preface The philosophical horizon of this collection of essays is broadly speaking that ofpresent-day Critical Theory. The way of working is largely that of case-oriented praxeology. And the political and cultural background is that of West-European modernity, Scandi navian style. Apel, Habermas and Wittgenstein are thinkers to whom reference is made - though not exclusively, nor uncritically: in my view, Wittgenstein's relation to modernity remains 'unredeemed', Habermas's reconstructions call for additional contextual elaboration, and ApeI's transcendental pragmatics still awaits the cautious test of further 'arguments from absurdity'. Nevertheless, these philosophies are in my opinion highly pro vocative and promising. They should therefore be honored dis cursively, i.e. with curiosity and critique - and that is the aim of this collection of essays on rationality and modernity. Gunnar Skirbekk Bergen, 1992 Acknowledgement I thank all those friends and colleagues who have given me valuable criticism during numerous dialogues and discussions on the issues presented in these essays. A very special thank-you to Victoria Rosen and Alastair Hannay for 'language laundering' my essays. I also cordially thank Anne Turner and Scandinavian University Press for a most pleasant collaboration. Finally, my gratitude is due to the Norwegian Research Council for giving its support to the publishing of these essays in philosophical pragmatics. G.S. Introduction A philosophy of modernity is a philosophy of crisis. In a post metaphysical age, characterized worldwide by plurality and tensions, the quest for a universal rationality is a complex but urgent task. And after Auschwitz and Hiroshima the question concerning the possibility of a universal ethics can hardly be ignored. The most promising answers in favor of a universal rationality, including a minimal ethics, are, I believe, to be found in those philosophies whichelaborateprocedural andself-reflective conceptions of pragmatic reason. These pragmatic conceptions of universal rationality have to cope with contextualist objections. They have to deal with the situatednessoftheirownlanguage andoftheirown socio-historical embeddedness. Hence there is a search not only for possible deep level competences inherent in all contextually embedded speech acts but also for a normative notion of cultural modernization in terms of institutional and epistemic differentiations. Within this intellectual setting we encounter the current debate of modernity and post-modernity, from literary criticism to social science - the modernists arguing in favor ofsome notion ofuniversal rationality, the post-modernists arguing in favor ofplurality and an unmasking of the notion of rationality as one of power and repression in disguise. This collection of essays deals with rationality and modernity. It focuses on the philosophical discussion of contextuality and universality in connection with rationality and basic norms. Its perspective is that of the 'pragmatic turn'.1 Its discursive dimension is that of a mutual criticism between hermeneutic contextualism on the one hand and trans-contextual pragn1atics on the other, or more precisely, between contextual praxeology as it is found in the late Wittgenstein and universal pragmatics as we find it in Apel or in Habermas. Its basic concern is to elaborate an 10 RATIONALITY AND MODERNITY improved conception of rationality as situated but still universally valid. All the essays have this philosophical horizon in common, and they all attempt to elaborate, from different angles, another position or another way of thinking within this discursive dimension. Their philosophical contribution can be indicated, tentatively at this point, by the following catchwords. It sets forth a discursive elaboration of a 'fallibilistic nleliorism' with a 'pragmatic' coreofuniversal rationality. Attempts are made, on the one hand, to defend a pragmatic (gradualistic and 'post-skeptical') notion ofuniversal reason, including basic norms, and on the other hand to perform case-oriented 'piecemeal negations' and 'sublations' with the use of arguments from absurdity (including self-referential arguments). So, what is philosophically novel and important can be summarized in terms of a pragmatic meliorism which allows for a universality denied by contextualist positions. At the same time this pragmatic meliorism, emphasizing, as itdoes, attempts atovercomingthe 'negative',avoids someoftheproblems inherent in universalistic positions which for the main operate with 'positive' goals and ideals. As a further hint, helping to situate these essays in their proper intellectual landscape, I will add a few remarks on some characte ristics of contemporary Norwegian philosophy. Itis convenientto startwith Arne Nress. Coming originally from a Spinozist position, the young Arne Nress elaborated a strongly empiricist position during his stay in Vienna in the thirties.2 But gradually he dissolved this position from within and was thereby led toward a possibilistic and pluralistic position (of a 'holistic' kind later found in Kuhnian philosophy). This skeptical trend finally broughthim to his presentposition, adeepecology (or 'eco sophy') reminiscent of Spinoza but which, in a Nressian perspec tive, implies a strong practical commitment. In the fifties and sixties, Nress, togetherwithotherphilosophers and socialscientists, played an active role in discussing and analyzing political topics such as fascism and democracy, non-violence and civil resistance.3 And all along he held an open discussion with philosophers with otherpositions,includingphenomenologicalpositions, interestedin INTRODUCTION 11 problems related to human actions and intentions.4 During these debates the parties managed to a large extent to overcome the traditional opposition between analytic and continental philo sophy.s The result of these and other discussions was a widely held consensus in favor of an analytically and contextually interpreted 'transcendental' pragmatics. In this intellectual environment - skeptically inclined and with a sensitivity to the urgent political problems of a modern world some 'mediation' between continental questions and an analytic way of working turned to a large extent into a common heritage. The essays of this book are indebted to this heritage. * This collectionofessays has the following structure: (1) In the first essay, "Praxeological Reflections", I offer a reflection upon lifeworld activities, in the style of thinking found in praxeological pragmatics. In so doing I indicate the need for an 'overcoming' of contextualist thinking in the direction of epistemic questions of a more universalistic nature. (2) The next essay, "Arguments from Absurdity", addresses these epistemic questions by analyzing various cases of informal 'reductio ad absurdum' arguments. I argue in favor of a gradualist notion of 'contingent necessity' (in harmony with a praxeological pragmatics of late-Wittgensteinian provenance). (3) The following essay, "Pragn1atism and Pragma tics", focuses on the transcendental-pragmatic and universal pragmatic conceptions of these epistemic questions, viz. the Apelian andHabermasian notionsofadiscoursetheoryoftruth and rightness. Criticizing the idea of an ideal speech situation, and of consensus as a criterion ofvalidity, I argue in favor ofa gradualist and melioristic conception ofnormative and theoretical validation, aconceptionwhichfocuses on arguments ratherthan onconsensus, a conception which confirms an asymmetric 'primacy of the negative' and asserts a constitutive notion of rationality as a regulative idea. In a slogan we could say that my strategy is that 12 RATIONALITY AND MODERNITY of 'strengthening by weakening'. (4) In "Madness and Reason", with the subtitle "Reductio ad pathologicu111 as a via negativa for elucidating the universal-pragmatic notion ofrationality?", I argue along these lines in favor of this 'weak' version of universal pragmatics. (5) In "Contextual and Universal Pragmatics" I discuss the interrelationship between praxeological pragmatics and uni versal (transcendental) pragmatics; butin this essay my criticism is n1ainly directed against the former (for its inadequate notion of philosophical reflection and of lifeworld modernization). (6) However, the following essay, "The Pragmatic Notion ofNature", comments critically on the high-level paradigmatic conceptuali zations in Habermasian thinking (focusing especially on his dealings with the notion of nature). The point I am making is one that favors gradualism. (7) In "Ethical Gradualism and Discourse Ethics" I discuss discourse ethics in relation to the debate concerning the notion of a 'moral subject' on the borderline between humans and animals. Prior to the 'principle of universali zation' interpreted in quasi-utilitarian terms,6 we must find out who arethe 'affected' subjects, entitledtomorally relevantinterests (and 'advocatory representation' if unable to participate in a discourse). I consider the virtues of a paradigmatic (dichotomic) thinking and of a gradualist analysis of intermediary cases, and discuss the adequacy of the standard ethical positions, arguing in favor ofdiscourse ethics as the final horizon for such a discussion. "Modernization of the Lifeworld" (8) and "Rationality and Con textuality" (9) add to the earlierdiscussion ofuniversal pragmatics, points of view and arguments from the debate on maturation and modernization, and in this perspective I discuss the recent debate betweenApelandHabermas onLetztbegrilndung('ultimate norma tivejustification')andSittlichkeit('ethicallife'). OncemoreIargue in favor of my gradualist and meliorist version of pragmatic philosophy. Even though each essay can be read alone, there is still a fairly tight web tying the various perspectives and approaches together into one overall discussion of the basic issue, viz. that of the 'ernbeddedness of universal reason'. These essays, as well as the INTRODUCTION 13 philosophical tradition to which they belong, represent another approach to these problems, a way of thinking which can be dis tinguished both from the point of view of contextual praxeology and from that of universal pragmatics (i.e. pragmatics either in Apel or in Habermas).7 Making that approach visible, both theore tically and practically, is the common aim of these essays in philosophical pragmatics. NOTES 1. Itisthus 'post-positivist' andpost 'philosophyofconsciousness'.Cf. Karl Otto Apel, Transformation der Philosophie, Frankfurt a.M.: Suhrkamp, 1973; and Dietrich Bohler, Tore Nordenstam and Gunnar Skirbekk, eds., Die pragmatische Wende. Sprachspielpragmatik oder Transzendental pragmatik? Frankfurt a.M.: Suhrkamp, 1986. 2. Cf. Erkenntnis undwissenschaftliches Verhalten (1936). 3. Cf., e.g., the UNESCO project on the notion ofdemocracy, led by Nress (Democracy, Ideology and Objectivity; Studies in the Semantics and Cognitive Analysis ofIdeological Controversy, Arne Nress et al., Oslo, 1956); the thesis on Nazism by his colleague Arild Haaland (Nazismen i Tyskland. Enanalyseavdensforutsetninger,Oslo, 1955);andNress'swork onGandhianethics (Gandhi andtheNuclearAge, N.J., 1965, Gandhiand Group Conflict, Oslo, 1974). 4. E.g., Hans Skjervheim,whocriticizedtheNressianempiricisminthe study ofman. Cf. ObjectivismandtheStudyofMan, Oslo, 1959. (InThe Theory ofCommunicative Action, Boston, 1984, Habermas makes this comment: "Wherein consists then the special methodological difficulties ofunder standing in the sciences that must gain access to their object domains through interpretation? H. Skjervheim already dealt with this problem in 1959. He is among those who reopened the debate concerning social scientific objectivism, a discussion that has come to a provisional close with the comprehensive examination by Richard Bernstein, The Restruc turing of Social and Political Theory (1976). Under the spectacular 14 RATIONALITY AND MODERNITY impression of Peter Winch's book, The Idea ofSocial Science (1958), it was not sufficiently noticed that SkjervheilTI was the one who had first worked out the methodologically shocking consequences ofthe Verstehen problematic;hadworkedout,thatis,whatisprobletnaticabout Verstehen." in: Vol. I, pp. 111.) 5. One perspective of this 'mediating' process was the following: quite a number of those from the continental tradition were interested in phenomenological descriptions and intentional explanations of human actions, and quite a number of those from analytic philosophy were interestedintheanalysisofhuman actions, includingalongthelinesofthe Wittgenstein of PhilosophicaL Investigations. Both groups were case oriented and interested in understanding the phenomena. Add to this that both were discussing these problems with the same social scientists, and with each other- in a small society one has to listen to other people and even read what they are writing. As time passed, the importanceofSchul richtungen gradually decreased. Through their detailed case studies of contextual preconditions inherent in (speech) acts, the Wittgensteinian philosophers made an importantcontribution to this process ofcombining these two traditions (hence supplementing a similar contribution by the phenomenologists). We could say that Norwegian philosophers (less burdened than their British colleagues by a local tradition) put the late Wittgenstein to proper use at an early stage. Knut-Erik Tran~y, who became acquainted with Wittgenstein in England, analyzed methodological rules in terms of constitutivenorms.JakobMel~eandhis 'Jacobins'elaboratedapraxeology ofbasic actions (which in one perspective reminds us of a Heideggerian phenomenology). Ingemund Gullvag developed an analytic version of a universal pragmatics. Some ofthe articles from these discussions are now available in three collections, published at the Scandinavian University Press: Praxeology, Gunnar Skirbekk, ed., 1983; Essays in Praglnatic Philosophy I, lngemund Gullvag and Helge H~ibraaten, eds., 1985; and Essays in Pragmatic PhiLosophy II, Helge H~ibraaten, ed., 1990. Today thereis aWittgenstein archive at the University ofBergen, computerizing his Nachla~. 6. Cf.,e.g.,1. Habermasin MoralConsciousnessandCommunicativeAction, Cambridge, Mass.: MITPress, 1990,p. 65: "Thusevery valid normhas to fulfill thefollowingcondition: (D)Allaffectedcanaccepttheconsequences and the side effects its general observance can be anticipated to have for INTRODUCTION 15 the satisfaction of evel)'one's interests (and these consequences are preferred to those ofknown alternative possibilities for regulation)", 7. For the application of my conception ofpragmatic meliorism on practical issues, cf. Gunnar Skirbekk, Eco-Philosophical Manuscripts, Bergen: Ariadne, 1992.
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