... ...... .. . .... RAPID APPRAISAL OF AGRICULTURAL KNOWLEDGE SYSTEMS (RAAKS) AND ITS USE IN IRRIGATION MANAGEMENTtRESEARCH "/. '. ?., i !. ./ Y ', .' i . . Report on the Training";iWiorkshop Monique Salomon and Stephan Seegers International Irrigation Management Institute, Pakistan February 1996 With contributions of Raza-ur-Rehman Abbasi Rana Basharat Ali Munawar Ahmad Gulrez Akbar Muhammad Arshad Azmat Beg Mehmood ul Hassan Waqar A. Jehangir Ineke Kalwij Gulraiz Khan Muhammad Rafique Khan Mushtaq A. Khan Neeltje Kielen Cris de Klein Jan Knops Derk Kuiper Zafar Iqbal Mirza Sajjad Naqvi Jos van Oostrum Saeed ur Rehman Nathalie Roovers Ali Hassan Shah Pierre Strosser Niamat Ullah ACKNOWLEDGEMENTS Writing up this report was like re-living the whole training workshop once again. Again we met all the people who made this event into one of our most exciting assignments of 1995. We would like to thank all those that made this possible. Through active participa- tory working we should add. The training workshop was ’constructed’ by all those who provided their perspective. We would like to mention some persons specifically. Pierre Strosser for taking the initiative in trying something new, something complex. Without his belief in the potential of the RAAKS methodology and the people that work with it, this training workshop would not have seen the light. We not only enjoyed the professional support he gave us but especially his and Marcel Kupers’ hospitality and care while staying at their residence. In taking up the difficult task of logistics and arrangements we gave thanks on our bare knees that Cris de Klein was in charge. Though getting up late in the mornings she managed to make workshop-life easy for all those who participated. We would also like to thank Mr Saeed Ur Rehman for arranging interviews and for trying so hard to prevent chaos during the field work. Thanks to Derk, Jos and Nathalie for taking up the challenge to do RAAKS research in a ’real-life situation’ with many cultural obstacles to take. Thanks for making us learn and for the delicious pizza. Humbly we have accepted the defeat by Mushtaq who gave us a heavy beating during the badminton game. Thanks to Mehmood for the enjoyable tour through the fort and old city of Lahore and preventing disasters at the hairdresser. Thanks to Daniyal for his philosophical questions. Thanks to the members of the Dutch Mission, Mr Ron Havinga and Mr Freek Keppel. for sharing their ideas and enthusiasm for participatory action research. Special thanks to the IIMI staff. We have felt very welcome. We very much enjoyed the lovely food, tea and conversations in cantine and corridors. Prof Skogerboe, we like to thank him for making the ttaining workshop possible. 28 January 1996 TABLE OF CONTENT ACKNOWLEDGEMENTS PART 1 INTRODUCTION b 1.1 Background i 1.2 Report on the RAAKS training workshop 1 PART 2 CONCLUSIONS 2.1 Reflection on the training course: facilitators’ perspective 3 2.1.1 Creating a good atmosphere: collaboration between facilitators 3 2.1.2 The first two RAAKS cycles: learning to swim 3 2.1.3 The final RAAKS cycle: formulating action plans for RAAKS research 5 2.1.4 Concluding 6 2.2 Reflection based on the facilitators’ terms of reference 6 PART 3 PROGRAM PART 4 RESULTS Day I: Sunday, December 10 Activity I. 1 : Introduction Pierre Strosser (IIMf-Pakistan) 16 Activity 1.2: Objectives of the workshop and presentation of the program 17 Activity 1.3: Getting acquainted 18 Activity I .4: Learning objectives 19 Activity 1. 5: Participatory working 20 Activity 1.6: RAAKS: principles and framework 22 Activity I .7: PRA and RAAKS 33 Activity I .8: Wrap up (Evaluation of the day) 35 Day 2: Monday, December 11 Activity 2. I : Review of day I 37 Activity 2.2: The Benin case: introduction arid video 37 Activity 2.3: Exercise phase A: the Benin case 39 Activity 2.4: Presentation phase B: windows nnd tools 42 Activity 2.5: Exercise phase B: the Benin case 45 Activity 2.6: Evaluation of the day 50 Day 3: Tuesday, December 12 Activity 3.1: Inventory of questions about RAAKS 52 Activity 3.2: Presentation of the windows and tools used in phase R: the Benin case 52 Activity 3.3: Questions on the use of windows and tools of phase R 62 Activity 3.4: Windows phase R: the case of irrigation in Farooqahad 63 Activity 3.5: Presentation of windows and tools in phase C: the Benin case 64 Activity 3.6: Review of RAAKS workshop 65 Activity 3.7: Presentation of the field work 66 Activity 3.8: Preparations for the field work 67 Activity 3.9: Evaluation of the day 68 FIELD WORK Day 4: Wednesday, December 13 4.1 Results 69 4.2 Observations and discussions 69 4.3 Evaluation of the day 69 Day 5: Thursday, December 14 5.1 Results 70 5.2 Observations and discussions 70 5.3 Evaluation of the day 71 Day 6: Saturday, December 16 6.1 Results 72 6.2 Observations and discussions 72 6.3 Evaluation of the day 73 Day 7: Sunday, December 17 7.1 Results 74 7.2 Observations and discussions 74 7.3 Evaluation of the day 75 EVALUATION DAY Day 8: Monday December 18 Activity 8.1: Evaluation of the field work and participatory working 76 Activity 8.2: Evaluation of working with RAAKS 78 Activity 8.3: Evaluation by participants on working with RAAKS within their own organization 78 ACTION PLANS FOR RESEARCH PROPOSAL WRITING Day 9: Tuesday, December 19 Day 10: Wednesday, December 20 Activity 1: Outline for the 2 days of research proposal writing 79 Activity 2: Three components: presentations 81 Activity 3: Formulating action plans for research proposal writing 82 Activity 4: Results 85 Activity 5: Evaluation of day 9 96 Activity 6: Final evaluation of the workshop 97 PART 5 FACILITATION PROCESS 5.1 Creating a learning atmosphere 98 5.2 Facilitating learning by groups 100 5.3 Dealing with problems in analysis 104 PART 6 EXERCISES, CHECKLISTS, ENERGIZERS 6.1 Exercises Exercise 1 : Getting acquainted 106 Exercise 2 : Expectations of the participants 107 Exercise 3 : Formulating learning objectives 107 Exercise 4 : Participatory working 108 Exercise 5 : RAAKS and PRA 109 Exercise 6 : Evaluation of the day 110 Exercise 7 : RAAKS methodology - phase A 111 Exercise 8 : RAAKS methodology - phase B 112 Exercise 9 : Inventory of questions about RAAKS 114 Exercise 10: RAAKS methodology - windows phase B 114 Exercise 11: Field work preparations 115 Exercise 12: Mapping exercise 116 Exercise 13: Evaluation of the field work 117 Exercise 14: Evaluation working with RAAKS - the RAAKS quiz 118 Exercise 15: SWOT analysis on using RAAKS within own work 120 Exercise 16: Formation of groups for research proposal formulation 121 Exercise 17: Research proposal formulation - phase A 121 Exercise 18: Research proposal formulation - phase C: action plans 122 6.2 Checklists Checklist 1: Group work 123 Checklist 2: Observation exercise 123 Checklist 3: Group contract (field work) 123 Checklist 4: Interview groups 124 Checklist 5: Observation points for interviews 124 Checklist 6: Field report 125 Checklist 7: Actor workshop 126 Checklist 8: Format for the research proposal 127 Checklist 9: Instrument for action plan 128 6.3 Energizers The number game 129 Simon says 129 Animal farm 130 Dancing lesson 130 Fruit salad 131 ANNEXES 1 RAAKS in the picture 2 Field report Recky group 3 Field report Food for future group 4 Nominees for awards 5 Discoveries on the farmers’ track. Prints and picture on agricultural innovation 6 Curriculum vitae Monique Salornon and Stephan Seegers I Information on the Department of Communication and Innovation Studies 8 Introduction Pierre Strosser (IIMI-Pakistan) 9 Presentation of the field work 10 Three components: Presentations 11 Action Plan IIMI Research Component Decision Support Systems ” . PART 1. INTRODUCTlON PART 1. INTRODUCTION 1.1 Background From Novemher 1994 till July 1995 Anouk Hoeherichts, graduate from the Department of Communication and Innovation Studies from Wageningen Agricultural University (WAU) has done research for the lnternational Irrigation Management Institute (IIMI) in Lahore, Pakistan. Her research focused on how farmers perceive the quality of the irrigation services. Participatory Rural Appraisal (PRA) was used to identify farmers’ performance indicators. Pierre Strosser, initiator of the research, supervised on IlMl’s part. Monique Salomon supervised on behalf of the Department of Communication and Innovation Studies of the Wageningen Agricultural University (WAU). In April 1995 Monique Salomon, Anouk Hoeherichts and Pierre Strosser facilitated a three day workshop for llMl staff in Pakistan. The results of the PRA research were presented and an introduction was held to Rapid Appraisal of Agricultural Knowledge Systems (RAAKS) including a short fieldwork. Main ohjective of this workshop was to sensitize IIMI researchers to participatory approaches for improving irrigation performance, and identify opportunities of using these approaches in IIMI’s current and hture research activities. As a result, opportunities for using RAAKS were identified for three distinct research components of IIMl’s current research programme, i.e. Decision Support Systems, Water User Associations, and Watercourse Management. A terms of reference was made hy llMl staff for fiirther collahoration with the Department of Communication and Innovation Studies. It was decided to launch a research prngramme to apply RAAKS in 11Ml’s research programme. Tlre Department of Irrigation from WAU, IIMl’s counterpart in this research programme, would he involved as well. The research will take place from Novemher 199s to May 1996. including extensive periods of fieldwork. An interdisciplinary team nf researchers with knowledge of RAAKS has heen formed. consisting of a cultural anthropologist (Nathalie Roovers). a specialist in tropical animal hushandry (los van Oostrum) and a hiolngist (Derk Kuiper). Each researcher will work in one of IIMl’s three research compnnents. They will he part of a RAAKS research group involvinp IlMl staff already working on these components. The teams will he responsihle for the application of RAAKS in their research activities. The research is preceded hy a RAAKS training workshop of ten days for staR of hotli lJMl and other organizations working in the three research areas. The training workshop is a refresher course for the researchers. The training workshop will he faciliVeted hy Monique Salomon. staff memher nf the Department of Communication and Inncivation Studies and Stephaii Seegers, private RAAKS ccinsultant. Both facilitators are associates of the RAAKS consultants network I’ERSPECTIVES. t 1.2 Report on the RAAKS Training Workshop This repnrt is a retlecticin on the results on the RAAKS training workshop held at IlMl Pakistan heedquarters in Lahore from Decemher 10 to 20, 1995. The authors have written this text with the intention to make a document that people can use in their work. A document people will consult once 1 in a while, something which is practical hut also provides the necessary hindsight to get to grips with situations. A document that will contribute to the continuous joint learning of facilitators, trainers, researchers, extensionists who are learning ahout the RAAKS methodology andlor on innovation in general. This text is more than 'just' a consultancy report. Not only does it provide results frnm the training workshop (see Part 3) and an assessment to what extent the terms of reference have heen met (see Part 2.2). It can also he used as a training manual using the exercises, checklists and energizers presented in the annexes. It provides learning points and insights in the process of working with and training in RAAKS (see Part 2. I). For those readers who will facilitate RAAKS (supported) activities such as training, (action-) research and interventions, this document contains specific information on facilitating the process of such activities (see Part 4). There can only he joint learning on RAAKS and the social organisation of innovation if we listen to each other, if we are open tn cnmments and suggestions. Most participants in the training workshop have experienced two facilitators who are eager to learn. We would like to invite all readers to enahle us to continue and provide us with feedhack. 2
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