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Quantum mechanics for electrical engineers PDF

434 Pages·2012·12.18 MB·english
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QUANTUM MECHANICS FOR ELECTRICAL ENGINEERS IEEE Press 445 Hoes Lane Piscataway, NJ 08854 IEEE Press Editorial Board Lajos Hanzo, Editor in Chief R. Abhari M. El - Hawary O. P. Malik J. Anderson B - M. Haemmerli S. Nahavandi G. W. Arnold M. Lanzerotti T. Samad F. Canavero D. Jacobson G. Zobrist Kenneth Moore, Director of IEEE Book and Information Services (BIS) Technical Reviewers Prof. Richard Ziolkowski, University of Arizona Prof. F. Marty Ytreberg, University of Idaho Prof. David Citrin, G eorgia Institute of Technology Prof. Steven Hughes, Q ueens University QUANTUM MECHANICS FOR ELECTRICAL ENGINEERS DENNIS M. SULLIVAN IEEE Series on Microelectronics Systems Jake Baker, Series Editor IEEE PRESS A JOHN WILEY & SONS, INC., PUBLICATION Copyright © 2012 by the Institute of Electrical and Electronics Engineers, Inc. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. All rights reserved. Published simultaneously in Canada MATLAB and Simulink are registered trademarks of The MathWorks, Inc. See www. mathworks.com/trademarks for a list of additional trade marks. The MathWorks Publisher Logo identifi es books that contain MATLAB® content. Used with permission. The MathWorks does not warrant the accuracy of the text or exercises in this book or in the software downloadable from http://www.wiley.com/WileyCDA/WileyTitle/productCd-047064477X.html and http://www.mathworks.com/matlabcentral/fi leexchage/?term=authored%3A80973. The book’s or downloadable software’s use or discussion of MATLAB® software or related products does not constitute endorsement or sponsorship by The MathWorks of a particular use of the MATLAB® software or related products. For MATLAB® and Simulink® product information, in information on other related products, please contact: The MathWorks, Inc. 3 Apple Hill Drive Natick, MA 01760-2098 USA Tel: 508-647-7000 Fax: 508-647-7001 E-mail: [email protected] Web: www.mathworks.com No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 750-4470, or on the web at www.copyright.com. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) 748-6011, fax (201) 748-6008, or online at http://www.wiley.com/go/permissions. Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifi cally disclaim any implied warranties of merchantability or fi tness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herein may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profi t or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. For general information on our other products and services or for technical support, please contact our Customer Care Department within the United States at (800) 762-2974, outside the United States at (317) 572-3993 or fax (317) 572-4002. Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic formats. For more information about Wiley products, visit our web site at www.wiley.com. Library of Congress Cataloging-in-Publication Data ISBN: 978-0-470-87409-7 Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 To My Girl CONTENTS Preface xiii Acknowledgments xv About the Author xvii 1. Introduction 1 1.1 Why Quantum Mechanics?, 1 1.1.1 Photoelectric Effect, 1 1.1.2 Wave–Particle Duality, 2 1.1.3 Energy Equations, 3 1.1.4 The Schrödinger Equation, 5 1.2 Simulation of the One-Dimensional, Time-Dependent Schrödinger Equation, 7 1.2.1 Propagation of a Particle in Free Space, 8 1.2.2 Propagation of a Particle Interacting with a Potential, 11 1.3 Physical Parameters: The Observables, 14 1.4 The Potential V(x), 17 1.4.1 The Conduction Band of a Semiconductor, 17 1.4.2 A Particle in an Electric Field, 17 1.5 Propagating through Potential Barriers, 20 1.6 Summary, 23 Exercises, 24 References, 25 vii viii CONTENTS 2. Stationary States 27 2.1 The Infi nite Well, 28 2.1.1 Eigenstates and Eigenenergies, 30 2.1.2 Quantization, 33 2.2 Eigenfunction Decomposition, 34 2.3 Periodic Boundary Conditions, 38 2.4 Eigenfunctions for Arbitrarily Shaped Potentials, 39 2.5 Coupled Wells, 41 2.6 Bra-ket Notation, 44 2.7 Summary, 47 Exercises, 47 References, 49 3. Fourier Theory in Quantum Mechanics 51 3.1 The Fourier Transform, 51 3.2 Fourier Analysis and Available States, 55 3.3 Uncertainty, 59 3.4 Transmission via FFT, 62 3.5 Summary, 66 Exercises, 67 References, 69 4. Matrix Algebra in Quantum Mechanics 71 4.1 Vector and Matrix Representation, 71 4.1.1 State Variables as Vectors, 71 4.1.2 Operators as Matrices, 73 4.2 Matrix Representation of the Hamiltonian, 76 4.2.1 Finding the Eigenvalues and Eigenvectors of a Matrix, 77 4.2.2 A Well with Periodic Boundary Conditions, 77 4.2.3 The Harmonic Oscillator, 80 4.3 The Eigenspace Representation, 81 4.4 Formalism, 83 4.4.1 Hermitian Operators, 83 4.4.2 Function Spaces, 84 Appendix: Review of Matrix Algebra, 85 Exercises, 88 References, 90 5. A Brief Introduction to Statistical Mechanics 91 5.1 Density of States, 91 5.1.1 One-Dimensional Density of States, 92 5.1.2 Two-Dimensional Density of States, 94 5.1.3 Three-Dimensional Density of States, 96 5.1.4 The Density of States in the Conduction Band of a Semiconductor, 97 CONTENTS ix 5.2 Probability Distributions, 98 5.2.1 Fermions versus Classical Particles, 98 5.2.2 Probability Distributions as a Function of Energy, 99 5.2.3 Distribution of Fermion Balls, 101 5.2.4 Particles in the One-Dimensional Infi nite Well, 105 5.2.5 Boltzmann Approximation, 106 5.3 The Equilibrium Distribution of Electrons and Holes, 107 5.4 The Electron Density and the Density Matrix, 110 5.4.1 The Density Matrix, 111 Exercises, 113 References, 114 6. Bands and Subbands 115 6.1 Bands in Semiconductors, 115 6.2 The Effective Mass, 118 6.3 Modes (Subbands) in Quantum Structures, 123 Exercises, 128 References, 129 7. The Schrödinger Equation for Spin-1/2 Fermions 131 7.1 Spin in Fermions, 131 7.1.1 Spinors in Three Dimensions, 132 7.1.2 The Pauli Spin Matrices, 135 7.1.3 Simulation of Spin, 136 7.2 An Electron in a Magnetic Field, 142 7.3 A Charged Particle Moving in Combined E and B Fields, 146 7.4 The Hartree–Fock Approximation, 148 7.4.1 The Hartree Term, 148 7.4.2 The Fock Term, 153 Exercises, 155 References, 157 8. The Green’s Function Formulation 159 8.1 Introduction, 160 8.2 The Density Matrix and the Spectral Matrix, 161 8.3 The Matrix Version of the Green’s Function, 164 8.3.1 Eigenfunction Representation of Green’s Function, 165 8.3.2 Real Space Representation of Green’s Function, 167 8.4 The Self-Energy Matrix, 169 8.4.1 An Electric Field across the Channel, 174 8.4.2 A Short Discussion on Contacts, 175 Exercises, 176 References, 176

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