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Quantum Mechanics as a Classical Theory X: Quantization in Generalized Coordinates 6 9 9 L.S.F.Olavo 1 Departamento de Fisica, Universidade de Brasilia, n 70910-900, Brasilia-D.F., Brazil a J February 1, 2008 3 1 v Abstract 2 0 In this tenth paper of the series we aim at showing that our formal- 0 ism, using the Wigner-Moyal Infinitesimal Transformation together with 1 classical mechanics, endows us with the ways to quantize a system in 0 any coordinate representation we wish. This result is necessary if one 6 even think about making general relativistic extensions of the quantum 9 formalism. Besides, physics shall not be dependent on the specific rep- / h resentation we use and this result is necessary to make quantum theory p consistent and complete. - t n a 1 Overview u q The present paper is the tenth part of a series of papers on the mathematical : v and epistemological foundations of quantum theory. The papers of this series Xi may fit into one (or more) of four rather different categories of interest. They may be considered as reconstruction papers, where the existing for- r a malism is derivedwithin the (classical) approachdefined by the use of Wigner- Moyal’s Infinitesimal Transformation. Into such division we might put papers I,II,III[1, 2, 3] and also papers VI,VII and VIII[6, 7, 8]. There are also papers where we resize the underlying epistemology to fit the (purely classical) mathematical developments of the theory. In these cases, allegedpurely quantumeffects arereinterpretedonclassicalgrounds—fromthe epistemological perspective. Into this category we might put papers III,VI,VII and IX[3, 6, 7, 9]. Pertaining to another class of papers we have those trying to expand the applicabilityofquantumtheorytootherfields ofinvestigation. Itisremarkable that such a task was taken with paper II[2], where a quantum theory (of one particle) that takes into account the effects of gravity was developed, and with 1 papers IV and V[4, 5], where this generalized relativistic quantum theory was applied to show that it predicts particles with negative masses. The last category is the one where we try to investigate the boundaries of quantumtheory—therewhereitseemstogiveunsatisfactoryanswers,bothfrom themathematicalandepistemologicalpointsofview. WemightcitepaperIXas one example where the importantquestionofoperatorformationwas discussed atlength. Papersbelongingtothiscategorytrytoremovefromthetheorysome of its formalproblems, as was the case with paper IX, or misinterpretations,as wasthe casewith paper III where the problemofnon-localitywas investigated. The present paper pertains to this last class of interest and is particularly relatedwithformalproblems. Wehavebeentaught,sinceourveryintroduction to the study ofquantummechanics,that,forquantizinga system,weshallfirst write its classical hamiltonian in cartesian coordinates. This quantization may be mathematically represented by p→−i¯h∇ , x→x, (1) where p is the momentum and x the coordinate, and by the transformation H(p,x)→H(−i¯h∇,x). (2) It is only after this quantization has been performed that we may change to another system of coordinates, distinct form the cartesian one[10]. Thisseemstobeaterribleproblem,althoughnotseemedassuchbymanyof us, sincephysics is supposedto treatany(mathematical)systemofcoordinates on the same grounds. If not for this reason, one may wonder about the future ofgeneralrelativisticextensionsofatheorythatneedsthe flatcartesiansystem of coordinates to exist. Within a relativistic theory this need seems to be a scandal that denies from the very beginning any such extension. One mayfind in the literature [12,13, 14] sometrials to overcomethese dif- ficulties, but eventhese approachesarepermeatedwith additionalsuppositions as in ref. [12, 13] where the author has to postulate that the total quantum- mechanicalmomentumoperatorp correspondingtothegeneralizedcoordinate qi q is given by i ∂ p =−i¯h (3) qi ∂q i and has also to write the classical hamiltonian (the kinetic energy term) as 1 H = p∗ gikp (4) 2m qi qk i,k X whatever be the complex conjugate of the classical momentum function. Theseapproachesseemtoberatherunsatisfactoryforwewouldliketoderive ourresultsusing onlyfirstprinciples,without havingto addmorepostulates to the theory. 2 This problem appears because quantum mechanics, as developed in text- books, is not a theory with a clearly discernible set of axioms[11]. Indeed, the rules (1) and (2) above are part of the fuzzy set of axioms one could append to it. We have developed a completed axiomatic (classical) version of quantum mechanics which, we expect, does not depend on the specific set of coordinates used. The aimofthis paper is to showthat ourexpectations areconfirmedby the mathematical formalism. We will show in the second section how to quantize a hamiltonian with a central potential in spherical coordinates using only the three axioms we have already postulated, now written in this coordinate system. This will serve as an illustrative example of how quantization in generalized coordinates shall be done. Thethirdsectionwillaimatgeneralizingthepreviousparticularapproachto any set of orthogonalgeneralized coordinates; that is, to show how to quantize in such coordinates. 2 Spherical Coordinates: an example Webeginbyrewritingourthreeaxioms[1]intheappropriatecoordinatesystem: Axiom 1: Newtonian particle mechanics is valid for all particles which consti- tute the systems composing the ensemble; Axiom 2: For an ensemble of isolated systems the joint probability density function is a constant of motion: dF(r,θ,φ,p ,p ,p ;t) r θ φ =0; (5) dt Axiom 3: The Wigner-MoyalInfinitesimal Transformation,defined as δr δr i ρ(r− ,r+ ;t)= F(r,θ,φ,p ,p ,p ;t)exp( p·δr)d3p (6) r θ φ 2 2 ¯h Z may be applied to representthe dynamics of the system in terms of func- tions ρ(r,δr;t). Using expression (5) (Liouville’s equation), we may write ∂F +{H,F}=0, (7) ∂t where H is the hamiltonian and {,} is the classical Poissonbracket. By means of the hamiltonian, written in spherical coordinates 1 p2 p2 H = p2+ θ + φ +V(r), (8) 2m r r2 r2sin2(θ) " # 3 we find the Liouville equation ∂F p ∂F p ∂F p ∂F r θ φ + + + − ∂t m ∂r mr2 ∂θ mr2sin2(θ) ∂φ ∂V p2 p2 ∂F p2 ∂F − − θ − φ + φ cot(θ) =0. (9) ∂r mr3 mr3sin2(θ) ∂p mr2sin2(θ) ∂p " # r θ As a means of writing the Wigner-Moyal Transformation in spherical coor- dinates, we note that δr=δrr+rδθθ+rsin(θ)δφφ (10) where (r,θ,φ) are the unit normbals, andb b p p b b b p=prr+ θθ+ φ φ, (11) r rsin(θ) giving b b b p·δr=δr·p +δθ·p +δφ·p . (12) r θ φ Usingtherelationbetweentheunitnormalsincartesian(i,j,k)andspherical (r,θ,φ) coordinates b b b r=isin(θ)cos(φ)+jsin(θ)sin(φ)+kcos(θ) θ =icos(θ)cos(φ)+jcos(θ)sin(φ)−ksin(θ) , (13)   bφ=−isin(φ)+jcos(φ) b we find the followibng relation between the momenta: p =p sin(θ)cos(φ)+(p /r)cos(θ)cos(φ)−(p /r)(sin(φ)/sin(θ)) x r θ φ p =p sin(θ)sin(φ)+(p /r)cos(θ)sin(φ)+(p /r)(cos(φ)/sin(θ)) . y r θ φ  p =p cos(θ)−(p /r)sin(θ)  z r θ (14) TheJacobian relating the two infinitesimal volume elements dp dp dp =kJk dp dp dp (15) x y z p r θ φ is given by 1 kJk = . (16) p r2sin(θ) It is now possible to rewrite expression (6) as δr δr dp dp dp ρ(r− ,r+ ;t)= F(r,p;t)eh¯i(δr·pr+δθ·pθ+δφ·pφ) r θ φ. (17) 2 2 r2sin(θ) Z 4 With equation (9) and expression (17) at hands we may find the equation satisfiedbythedensityfunctionρ(r,δr;t)inexactlythesamewayaswasprevi- ously done for cartesian coordinates[1]—it is noteworthy that now we have the jacobian (16) that will change slightly the appearance of this equation terms. After some straightforwardcalculations we arrive at ¯h2 1 ∂ ∂ρ 1 ∂ ∂ρ 1 ∂2ρ − r2 + sin(θ) + + m r2∂r ∂(δr) r2sin(θ)∂θ ∂(δθ) r2sin2(θ)∂φ∂(δφ) (cid:20) (cid:18) (cid:19) (cid:18) (cid:19) (cid:21) ¯h2 δr ∂2ρ δr ∂2ρ δθcot(θ) ∂2ρ ∂V ∂ρ + + + +δr ρ=i¯h . m r3 ∂(δθ)2 r3sin2(θ)∂(δφ)2 r2sin2(θ)∂(δφ)2 ∂r ∂t (cid:20) (cid:21) (18) To go from this equation to the equation for the amplitudes we may write δx δx δx δx ρ(x− ,x+ ;t)=ψ†(x− ;t)ψ(x+ ;t) (19) 2 2 2 2 and also write ψ(x;t)=R(x;t)exp(iS(x;t)/¯h) (20) in cartesian coordinates, for example. We then expand expression (19) around the infinitesimals quantities to get, until second order, R 3 ∂2R 1 3 ∂R ∂R ρ(x,δx;t)= R2+ δx δx − δx δx · i j i j  4 ∂x ∂x 4 ∂x ∂x  i j i j  iX,j=1 iX,j=1   i ∂S ∂S ∂S  ·exp δx +δy +δz , (21) ¯h ∂x ∂y ∂z (cid:20) (cid:18) (cid:19)(cid:21) where x ,i=1,2,3 implies x,y,z, and use the relations i ∂ =sin(θ)cos(φ)∂ +(1/r)cos(θ)cos(φ)∂ −(1/r)(sin(φ)/sin(θ))∂ x r θ φ ∂ =sin(θ)sin(φ)∂ +(1/r)cos(θ)sin(φ)∂ +(1/r)(cos(φ)/sin(θ))∂ , y r θ φ  ∂ =cos(θ)∂ −(1/r)sin(θ)∂  z r θ (22) where ∂ is an abbreviation of ∂/∂u, to write the density function in spherical u coordinates as R ∂2R ∂2R ∂R ρ(r,δr;t)= R2+ δr2 +δθ2 +r + 4 ∂r2 ∂θ2 ∂r (cid:26) (cid:20) (cid:18) (cid:19) ∂2R ∂R ∂R +δφ2 +rsin2(θ) +cos(θ)sin(θ) + ∂φ2 ∂r ∂θ (cid:18) (cid:19) ∂2R 1∂R ∂2R 1∂R 2δrδθ − +2δrδφ − − ∂r∂θ r ∂θ ∂r∂φ r ∂φ (cid:18) (cid:19) (cid:18) (cid:19) 5 ∂2R ∂R 1 3 ∂R ∂R +2δθδφ −cot(θ) − δx δx · i j ∂θ∂φ ∂φ 4 ∂x ∂x  (cid:18) (cid:19)(cid:21) iX,j=1 i j i ∂S ∂S ∂S  ·exp δr +δθ +δφ , (23) ¯h ∂r ∂θ ∂φ (cid:20) (cid:18) (cid:19)(cid:21) where now x ,i=1,2,3 means r,θ,φ. i The next step is to take expression (23) into equation (18) and to collect the zeroth and first order terms in the infinitesimals1 to get, as usual[1], the equations (written in spherical coordinates) ∂ ∂S 1 ¯h2 δr· + (∇S)2+V(r)− ∇2R =0 (24) ∂r ∂t 2m 2mR (cid:20) (cid:21) and ∂R2 R2 +∇· ∇S =0. (25) ∂t m (cid:18) (cid:19) Equation (25) is the continuity equation while equation (24) is the same as writing ∂ ∂ψ 1 δr· Hψ−i¯h =0, (26) ∂r ∂t ψ (cid:20)(cid:18) (cid:19) (cid:21) where the ψ is as given in expressbion (20) and the hamiltonian operator H is given by −¯h2 1 ∂ ∂ 1 ∂ ∂ 1 ∂2 H = r2 + sin(θ) + +V(r). 2m r2∂r ∂r r2sin(θ)∂θ ∂θ r2sin2(θ)∂φ2 (cid:20) (cid:18) (cid:19) (cid:18) (cid:19) (cid:21) (27) b In this sense, we may say, since the infinitesimals are all independent, that we have derived the Schr¨odinger equation written as −¯h2 1 ∂ ∂ 1 ∂ ∂ 1 ∂2 r2 + sin(θ) + ψ+ 2m r2∂r ∂r r2sin(θ)∂θ ∂θ r2sin2(θ)∂φ2 (cid:20) (cid:18) (cid:19) (cid:18) (cid:19) (cid:21) ∂ψ +V(r)ψ =i¯h , (28) ∂t wheretheconstantcomingfromexpression(26)mightbeappendedintheright hand term above and reflects a mere definition of a new reference energy level. We thus have quantized the system using only spherical coordinates from the very beginning as was our interest to show. In the next section we will generalize this result to any set of orthogonal coordinate systems. 1thiscumbersomeexercisewasperformedusingalgebraiccomputation. 6 3 Orthogonal Coordinates In this case we have the transformation rules x =x (u ,u ,u ) ; α=1,2,3, (29) α α 1 2 3 wherex arethe coordinateswritteninsomesystem(notnecessarilythe carte- α sian one), u are the coordinates in the new system and the differential line i element is given by[15] dr=h du e +h du e +h du e , (30) 1 1 1 2 2 2 3 3 3 wherethe e arethe unitnormalsinthe new (u ,u ,u )-coordinatesystemand i 1 2 3 ∂r h e = . (31) i i ∂ui The momenta (p ,p ,p ) canonically conjugate to the u-coordinate system 1 2 3 are given by du du du p=m h 1e +h 2e +h 3e = 1 1 2 2 3 3 dt dt dt (cid:18) (cid:19) p p p = 1e + 2e + 3e , (32) 1 2 3 h h h (cid:18) 1 2 3 (cid:19) or du p =mh2 i, (33) i i dt such that p·δu=p δu +p δu +p δu . (34) 1 1 2 2 3 3 The Hamiltonian may be written as[16] 1 p2 p2 p2 H = 1 + 2 + 3 +V(u) (35) 2m h2 h2 h2 (cid:20) 1 2 3(cid:21) and the Liouville equation becomes ∂F 3 p2 ∂F 3 3 p2 ∂h ∂V ∂F + i + i i − =0. (36) ∂t mh2∂u mh3∂u ∂u ∂p i=1 i i j=1"i=1(cid:18) i j(cid:19) j# j X X X Sincethecoordinatetransformation(29)isaspecialtypeofcanonicaltrans- formation, we shall have the Jacobian of the momentum transformation given by 1 kJk = , (37) p h h h 1 2 3 for the Jacobian of the coordinate transformation is kJk =h h h (38) u 1 2 3 7 and the infinitesimal phase space volume element is a canonical invariant[17]. With the density function given by δu δu i dp dp dp ρ u− ,u+ ;t = F(u,p;t)exp p·δu 1 2 3, (39) 2 2 ¯h h h h (cid:18) (cid:19) Z (cid:18) (cid:19) 1 2 3 it is straightforwardto find the differential equation it satisfies as ∂ρ ¯h2 1 ∂ h h ∂ ∂ h h ∂ 2 3 1 3 −i¯h − + + ∂t m h h h ∂u h ∂(δu ) ∂u h ∂(δu ) (cid:26) 1 2 3 (cid:20) 1 (cid:18) 1 1 (cid:19) 2 (cid:18) 2 2 (cid:19) ∂ h h ∂ 3 δu ∂h ∂2ρ 3 ∂V 1 2 i j + − + δu ρ=0. (40) ∂u h ∂(δu ) h3 ∂u ∂(δu )2 i∂u 3 (cid:18) 3 3 (cid:19)(cid:21) iX,j=1 j i i  Xi=1 i The reader may easily verify that, with the coordinate transformationgiven by  x=rsinθcosφ h =1 1 y =rsinθsinφ ; h =r , (41) 2   z =rcosθ h =rsinθ   3 we recover the result of equation (18).  We now write the density function as δu δu δu δu ρ(u− ,u+ ;t)=ψ†(u− ;t)ψ(u+ ;t), (42) 2 2 2 2 with the, generally complex, amplitudes written as ψ(x;t)=R(u;t)exp(iS(u;t)/¯h) (43) and expand these amplitudes until second order in the infinitesimal parameter δu, to find (until second order) R 3 ∂2R 3 ∂R ρ(u,δu;t)= R2+ δu δu − Γk −  4  i j ∂ui∂uj ij∂uk!  iX,j=1 Xk=1   3 3 1 ∂R ∂R i ∂S − δu δu ·exp δu , (44) i j i 4 ∂ui∂uj ¯h ∂ui! iX,j=1  Xi=1   where Γ is the Christoffel Symbol[18]. The reader may verify that expression  (44) gives the correct (23) result when expressed in spherical coordinates. We then insertthis expressioninto equation(40) and collect the zeroth and first order terms on the infinitesimals2 to get the equations (written in general orthogonalcoordinates) ∂ ∂S 1 ¯h2 δu· + (∇S)2+V(u)− ∇2R =0 (45) ∂u ∂t 2m 2mR (cid:20) (cid:21) 2Again,algebraiccomputation wasusedthroughout. 8 and ∂R2 R2 +∇· ∇S =0. (46) ∂t m (cid:18) (cid:19) Equation (46) is the continuity equation while equation (45) is the same as writing ∂ ∂ψ 1 δu· Hψ−i¯h =0, (47) ∂u ∂t ψ (cid:20)(cid:18) (cid:19) (cid:21) where the ψ is as shown in expresbsion (43) and the hamiltonian operator H is given by b −¯h2 1 ∂ h h ∂ ∂ h h ∂ 2 3 2 3 H = + 2m h h h ∂u h ∂u ∂u h ∂u 1 2 3 (cid:20) 1 (cid:18) 1 1(cid:19) 2 (cid:18) 1 2(cid:19) b ∂ h h ∂ + 1 2 +V(u). (48) ∂u h ∂u 3 (cid:18) 3 3(cid:19)(cid:21) Because the infinitesimals are all independent, the term inside brackets in equation(47)mustvanishidentically. Thisallowsustosaythatwehavederived the Schr¨odinger equation written as −¯h2 1 ∂ h h ∂ ∂ h h ∂ 2 3 2 3 + 2m h h h ∂u h ∂u ∂u h ∂u 1 2 3 (cid:20) 1 (cid:18) 1 1(cid:19) 2 (cid:18) 1 2(cid:19) ∂ h h ∂ ∂ψ + 1 2 ψ+V(u)ψ =i¯h , (49) ∂u h ∂u ∂t 3 (cid:18) 3 3(cid:19)(cid:21) wheretheconstantcomingfromexpression(47)mightbeappendedintheright hand term above and reflects a mere new definition of the reference energy level—or a new definition of the function S by adding this constant factor. Wethushavequantizedthesystemusingonlygeneralorthogonalcoordinates from the very beginning as was our aim to show. The extension of this result for non-orthogonal coordinate systems is straightforward and will not be done here. 4 Conclusions We have shown that the process of quantization is coordinate system indepen- dent. This result does not bring anything new to the machinery of quantum theory, since its formal apparatus for application on computational problems remains untouched. However,when showing this coordinate system independence, we also show thatthe formalismisinconformitywithourexpectationsthatphysics shall not depend on the way we choose to represent it. 9 Although this seems to be sterile from the point of view of calculations, it gives the formalism coherence and wideness. Coherence for the reasons ex- plained above and wideness for now it is possible to justify any trial to find a general relativistic extension of this formalism. Theseresultsmayalsobe seenasanotherconfirmationofourguessesabout the classical nature of quantum theory. References [1] Olavo,L.S.F, quant-ph/9503020 [2] Olavo,L.S.F, quant-ph/9503021 [3] Olavo,L.S.F, quant-ph/9503022 [4] Olavo,L.S.F, quant-ph/9503024 [5] Olavo,L.S.F, quant-ph/9503025 [6] Olavo,L.S.F, quant-ph/9509012 [7] Olavo,L.S.F, quant-ph/9509013 [8] Olavo,L.S.F, quant-ph/9511028 [9] Olavo,L.S.F, quant-ph/9511039 [10] Fock, V.A., ”Fundamentals of Quantum Mechanics”, (Mir Publishers, Moscow,1982) [11] Mehra, J., ”The quantum Principle: Its interpretation and epistemology” (D. Heidel Publising Co., Holland, 1974). [12] Gruber, G. R., Found. Phys. 1, 227 (1971) [13] Gruber, G. R. , Progressof Theor. Phys. 6,31 (1972) [14] Pauli, W., ”Die Allgemeinen Prinzipien der Wellenmechanik”, (J.W.Edwards Publishing Co., Ann Arbor, Michigan, 1950) [15] Gradshteyn, I.S. and Ryzhik, I.M, ”Table of Integrals, Series and Prod- ucts”, (Academic Press, Inc., London, 1980) [16] Brillouin, L, ”Les Tenseurs en Mechanique et en Elasticite”, (Masson et Cie, Paris, 1949) [17] Goldstein, H. ”Classical Mechanics” (Addison-Wesley, Cambridge, 1950) [18] Weinberg, S., ”Gravitation and Cosmology, principles and applications of the general theory of relativity” (John Willey and Sons, Inc., N.Y., 1972) 10

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