Quantum Effects in Tribology Quantum Effects in Design, Fabrication, Properties and ApplTicraitbioonslo ogf Symart and Advanced Materials Dmitry N. Lyubimov Director for Science of Engineering Center Lyubimov & Co. Ltd. Shakhty, Rostov Region, Russia Kirill N. Dolgopolov Leading Engineer Laboratory of NanotecEhdniotloorgy and New Materials Rostov State Transport University Xu Hou Rostov-on-Don Harvard University Rostov Region, Russia School of Engineering and Applied Sciences Cambridge, MA, USA With assistance from L.S. Pinchuk p, A SCIENCE PUBLISHERS BOOK CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2017 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper Version Date: 20161013 International Standard Book Number-13: 978-1-4987-6363-9 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. 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Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Preface “...we see unexpected things: we see things that are far from what we would guess – far from what we could have imagined. Our imagination is stretched to the utmost, not, as in fiction, to imagine things which are not really there, but just to comprehend those things which are there.” Richard Feynman, American physicist Paradigm (Greek παράδειγμα “pattern, example, sample”) is defined as universally recognized scientific achievements that, for a time, provide model problems and solutions for a community of practitioners. Thomas Kuhn, The Structure of Scientific Revolution This book is a continuation of the Tribophysics cycle (published by Springer as Micromechanism of Frictiona and Wear. Introduction to Relativistic Tribology) and Quantum Tribophysics. These books considered the changes faced by the atomic- molecular structure of a substance at friction and the associated micromechanisms of forming lubricating layers. They also tried to develop a mathematical formalism relevantly describing the stages of tribosystems evolution resulting from the ongoing tribotransformations. Any theoretical model of modern physics should be based on quantum mechanics as a fundamental physical concept that describes the laws of the microworld. In this book, we introduce the quantum mechanical formalism into the presentation of the basics of tribology—from the revision of views on the nature of friction to the description of its special chapters reflecting the tribomutations, the fields generation as a result of frictional interaction of particles, ‘birth’ and ‘destruction’ of tribosystem elements at the micro-, meso- and macrolevels of its evolution. In the methods of quantum theory, when adapted to the concepts of friction processes, we actively use the publications of the greatest physicists who created the modern picture of our being—from Einstein and Bohr to Penrose and Hawking. In order not to become like the Swift’s commentators1 in interpreting the ideas of classics who built the modern physical worldview that formed the theoretical basis of this book, we apply the method of a broad quotation of the scientists whose works 1 In his numerous travels, the main character of Jonathan Swift, Lemuel Gulliver, finds himself on the island of Glubbdubdrib ruled by a magician-necromancer who is able to communicate with deceased heroes. With his help, Gulliver meets, among others, Homer and Aristotle: “... I soon discovered that both of them were perfect strangers to the rest of the company, and had never seen or heard of them before; and I heard a whisper from a ghost who shall be nameless, that these commentators always kept in the most distant quarters from their principals, in the lower world, through a consciousness of shame and guilt, because they had so horribly misrepresented the meaning of those authors to posterity.” Quantum Effects in Tribology are included in the contents. Talking about quantum models, we try not to distort the meaning put by their creators. We accept this form of information transfer and the layout of the book’s chapters so that the presentation of the selected topic of quantum-mechanical triboprocesses nature is acceptable from both the classical positions of tribology and new ideas in physics. Since quantum theory is an extensive fundamental scientific discipline, it is impossible to include all its methods in one book. Hence, the necessary additional information from each chapter of the scientific disciplines embedded in the book are collected in the form of short definitions, supplements, digressions and explanations, which facilitate a compact presentation of such vast material. The contents of the book center around the development of Bohr’s theory on the nature of the measurement of physical parameters with respect to friction units and the impact of this process on the properties of the tribosystem. Very useful are the ideas about the non-locality of quantum objects, reduction of the wave function and the elements of secondary quantization formalism. The evolution of friction units is depicted in the form of spatial transitions of a quantum tribosystem: the birth of the elements of the tribosystem structure out of the physical vacuum in the friction process, the formation of friction subsystems by those elements; the interaction between the subsystems, through interpenetration of non-local connections, leading to the formation and transformation of the tribosystem as a whole. Using the chosen approach, one may obtain not only the quantum microparameters that reveal the nature of the fundamental processes that base the frictional interaction, but also derive the relations to evaluate the quantities traditionally accepted in tribology. Use of the formalism of quantum theory allows reliable and logical bringing together of mechanical and atomic-molecular friction models with the ideas of modern tribology, such as tribonic model of frictional interaction of solids, which is given in detail for the first time in tribological literature. The book shows that the application of the laws of quantum mechanics allows creation of an integrated friction model or even a unified tribological theory in general scientific sense. We hope that the first such essay in tribology will find its supporters and yield in both solving theoretical problems and popularization of tribology and related scientific areas among the physics audience. With profound respect to all who open this book. vi Contents Preface v 1 Problems in Creation of the Generalized Physical Model of 1 Friction and Wear 1.1 Subject and Methods of Tribology 1 1.2 Classical Structure of Friction Science 3 1.3 Paradigms of Tribology 11 1.4 The Analogy Principle as a Step towards a New Paradigm of Friction 16 2 Quantum Algorithm for Solving the Fundamental Paradox of 22 Tribology 2.1 Continuity of the Instrument – Object Relation (Bohr’s 23 Measurement Concept) 2.2 The Einstein – Podolsky – Rosen Paradox and the Problem 32 of ‘Incompleteness’ of Quantum Equations 2.3 Information Contents of Quantum Parameters 50 2.4 Changes in Physical Parameters of Quantum Systems as a 55 Result of Measurement 3 Quantum Spaces of Tribosystems 64 3.1 The Concept of Linear Vector Spaces 64 3.2 Linear Spaces in Quantum Mechanics 69 3.3 Relation between the Quantum Values for Dimensional Subspaces 78 3.4 Spatial Transformations in Quantum Mechanics 86 3.5 Transitions between Subspaces in a Quantum Tribosystem 96 4 Quantum Dynamics of Tribosystems 107 4.1 Minkowski Space as the Observable Tribosystem World 108 4.2 Quantum Principle of Least Action (Feynman Diagrams and 119 Tribosystem Wave Function) 4.3 The Action of Force Fields on the Wave Function of a Tribosystem 131 4.4 Relativistic Corrections to the Tribosystem Wave Function 139 5 Quantum States of Manifested Tribosystem 146 5.1 Secular Equation of Manifested Tribosystem 147 5.2 Quantum Representations of Mechanical Parameters of a 152 Tribosystem Quantum Effects in Tribology 5.3 Macrocharacteristics of a Manifested Tribosystem 158 5.4 Evaluation of the Degree of Quantum Entanglement between 162 Various Tribosystems Epilogue 177 Bibliography 179 Index 187 viii Chapter 1 Problems in Creation of the Generalized Physical Model of Friction and * Wear The centuries-old history of the study of friction and wear was marked in the second half of XX century by the formation of a specialized discipline – tribology [1]. Unfortunately, that did not lead to the devel- opment of a unified doctrine, which would make it possible to describe the processes of friction, lubrication and wear. This is evidenced, first of all, by the definitions of tribology as a science. 1.1 Subject and Methods of Tribology For the first time the term ‘tribology’ was proposed by a group of British experts in a report to the Parliament on lubrication problems. Its contents ran as follows: “Tribology is a science and technology of interacting surfaces in relative motion, as well as related phenomena and their practical consequences” [2]. *Work carried out with the financial support (Project No. 14-29-00116) the grant of the Russian Science Foundation, K.N. Dolgopolov (Rostov State Transport University) participated in the project. 1