Quantitative Accuracy of Iterative Reconstruction Algorithms in Positron Emission Tomography A thesis submitted to the University of Manchester for the degree of Doctor of Philosophy in the Faculty of Biology, Medicine and Health 2016 Ian Armstrong School of Health Sciences Contents List of figures...............................................................................................................4 List of tables.................................................................................................................6 List of abbreviations.....................................................................................................7 Abstract........................................................................................................................9 Declaration.................................................................................................................10 Copyright statement...................................................................................................11 Acknowledgements....................................................................................................12 The Author.................................................................................................................13 1. Introduction........................................................................................................14 1.1 Cancer........................................................................................................14 1.2 The birth of Positron Emission Tomography.............................................16 1.3 Quantification of uptake of radio-labelled compounds in tumours...........16 1.4 The growth of PET and PET/CT imaging and its applications..................20 1.5 PET/CT in the UK and NHS......................................................................26 1.6 PET in Manchester.....................................................................................28 1.7 Scope of this project...................................................................................30 1.8 Thesis structure..........................................................................................32 1.9 References..................................................................................................42 2. Principles of Positron Emission Tomography................................................50 2.1 Overview....................................................................................................50 2.2 Gamma-ray interactions.............................................................................51 2.3 PET detector design...................................................................................52 2.4 Development of PET hardware..................................................................55 2.5 Factors that degrade PET data....................................................................57 2.6 Advances in PET design............................................................................62 2.7 Time of flight PET.....................................................................................64 2.8 References..................................................................................................67 3. PET image acquisition and reconstruction.........................................................72 3.1 Overview....................................................................................................72 3.2 PET data collection....................................................................................73 3.3 Data corrections.........................................................................................77 3.4 Image reconstruction..................................................................................84 3.5 Analytical reconstruction...........................................................................84 2 3.6 Iterative reconstruction...............................................................................87 3.7 References................................................................................................100 4. First paper............................................................................................................109 5. Second paper........................................................................................................138 6. Third paper...........................................................................................................157 7. Fourth paper.........................................................................................................168 8. Summary and conclusions................................................................................177 8.1 Impact on quantification..........................................................................177 8.2 Improvements in image quality................................................................180 8.3 Conclusions..............................................................................................182 8.4 References................................................................................................184 9. Future work after PhD......................................................................................185 9.1 Correlation with lung nodule and lymph node histology.........................185 9.2 Continuation of development of extended NEMA phantom...................187 9.3 Assessment of image quality with next-generation PET scanners...........189 9.4 References................................................................................................191 Thesis word count: 25,790 (excluding papers and references) 3 LIST OF FIGURES Figures in Chapter 1: Introduction Figure 1.1 Illustration of activity concentration of FDG in blood and 19 tissue over time Figure 1.2 NEMA image quality phantom 34 Figures in Chapter 2: Principles of Positron Emission Tomography Figure 2.1 Block detector design 56 Figure 2.2 Different coincidence event types 60 Figure 2.3 Illustration of the statistical noise observed in images 61 Figure 2.4 Representation of depth of interaction and inter-crystal 62 scatter Figures in Chapter 3: PET image acquisition and reconstruction Figure 3.1 An example PET image 72 Figure 3.2 Example of a sinogram 74 Figure 3.3 Example of direct-plane and cross-plane sinograms 75 Figure 3.4 Illustration of 2D and 3D data acquisition 76 Figure 3.5 Assignment of events into TOF sinograms 77 Figure 3.6 Distribution of scattering angle cross-section for different 80 gamma-ray energies Figure 3.7 Example of backprojection for a varying range of 85 projection angles Figure 3.8 Schematic representation of the ramp filter 86 Figure 3.9 Illustration of filtered backprojection 86 Figure 3.10 Representation of depth of interaction and inter-crystal 94 scatter and resultant image Figure 3.11 Schematic illustration of the Gibbs artefact 96 Figures in Chapter 4: First paper Figure 1 Transaxial PET images of the NEMA IQ phantom 116 Figure 2 Max-AC recovery for each of the six spheres filled in the 118 8:1 phantom Figure 3 Max-AC values where the reconstruction parameters are 120 set to minimize the variation of recovery across the different sphere sizes Figure 4 AC recovery for the 10 mm and 37 mm sphere for max- 122 AC, mean-AC and peak-AC Figure 5 Coefficient of variation of AC measurements for the 124 10 mm and 37 mm sphere for max-AC, mean-AC and peak-AC Figure 6 Max-AC for the 10 mm and 37 mm sphere filled with 126 2:1, 4:1 and 8:1 (bottom row) concentration ratio Figure 7 Activity concentration recovery for each sphere after 3 129 iterations of each reconstruction algorithm 4 Figures in Chapter 5: Second paper Figure 1 Phantom sphere profiles 146 Figure 2 Coronal PET images 146 Figure 3 Bland-Altman plots of relative differences for SUV 149 max relative to OSEM Figure 4 Bland-Altman plots of relative differences for SUV 149 peak relative to OSEM Figure 5 Bland-Altman plots of relative differences for TLG-40 150 relative to OSEM Figure 6 Percentage differences versus lesion volume 150 Figures in Chapter 6: Third paper Figure 1 Coronal and transaxial PET images for patient with BMI 162 of 26.6 kg/m2 Figure 2 Coronal and transaxial PET images for patient with BMI 163 of 42.4 kg/m2 Figure 3 Plots of measured SNR in the liver 164 Figure 4 Categorical visual assessments of image quality 165 Figure 5 Noise-equivalent count rate against 18F-FDG activity in 166 the NEMA phantom Figures in Chapter 7: Fourth paper Figure 1 Graphical representation of the estimation of ensemble 170 variance Figure 2 Sections through various 3-D regions that were evaluated 170 Figure 3 Coefficient of variation of EV values of spherical regions 171 Figure 4 Estimated covariance kernels from 200 replicate images 172 Figure 5 Comparison of estimated and measured EV for spherical 172 regions Figure 6 Repeatability of EV measures using data from separate 173 phantoms Figure 7 Spatial variation of covariance kernels 174 Figure 8 EV values calculated from different locations in the 173 phantom Figure 9 Comparison of estimated EV from NEMA background 173 Figure 10 Ratios of measured EV in background and NEMA 175 spheres with various reconstruction parameters Figure 11 Covariance kernels derived from four patient livers 175 Figure 12 Comparison of estimated EV values using covariance 174 kernels from four patient livers Figures in Chapter 8: Summary and conclusions Figure 8.1 Gains in SNR using TOF for 88 routine patients 181 5 LIST OF TABLES Tables in Chapter 1: Introduction Table 1.1 Top ten causes of registered male deaths in England and 14 Wales for 2014 Table 1.2 Top ten causes of registered female deaths in England 15 and Wales for 2014 Table 1.3 T, N and M classifications based on disease 23 characterisation for lung cancer Table 1.4 Disease staging of lung cancer according to T, N and M 24 classifications Tables in Chapter 2: Principles of Positron Emission Tomography Table 2.1 Characteristics of positron-emitting radionuclides that are 51 commonly used in PET imaging Table 2.2 Physical characteristics of scintillation crystals for PET 55 detectors Tables in Chapter 4: First paper Table 1 Reconstruction parameters to give minimum dependency 119 of max-AC on sphere size Tables in Chapter 5: Second paper Table 1 Phantom recovery data in unfiltered images 145 Table 2 Phantom recovery data 145 Table 3 Patient liver noise 147 Table 4 Relative uptake differences for matched voxel COV 148 Table 5 Relative uptake differences for matched SUV 148 max Table 6 SUV changes for lesions with borderline values for 151 max malignancy Tables in Chapter 6: Third paper Table 1 Patient demographics in study group 160 Table 2 Liver SNR, mediastinum SUV and lesion SUV for 163 mean max image data Table 3 Relative changes of liver SNR, mediastinum SUV 164 mean and lesion SUV for image data max Table 4 Summary of reductions in prescribed activity and 166 scanning time 6 LIST OF ABBREVIATIONS AC Activity concentration ATP Adenosine triphosphate BGO Bismuth germinate CMUH Central Manchester University Hospitals COV Coefficient of variation CRG Clinical Reference Group CT Computed tomography DG Deoxyglucose DG-6-P Deoxyglucose-6-phosphate EV Ensemble variance FBP Filtered back-projection FDEV Fourier-derived ensemble variance FDG Fluorodeoxyglucose FOV Field of view FWHM Full-width half-maximum GE General Electric HD HD·PET (Siemens reconstruction algorithm) ICSCNM Intercollegiate Standing Committee on Nuclear Medicine IQ Image quality (PET phantom) LAC Linear attenuation coefficient LOR Line of response LSO Lutetium oxyorthosilicate MLEM Maximum likelihood expectation maximisation MR Magnetic resonance MRC Medical Research Council NEC Noise equivalent counts NEMA National Electrical Manufacturers Association NHS National Health Service NICE National Institute for Clinical Excellence OP Ordinary Poisson OSEM Ordered subset expectation maximisation PERCIST PET Response Criteria in Solid Tumours PET Positron emission tomography PET/CT PET with integrated CT PET/MR PET with integrated MR PMT Photomultiplier tube PSF Point spread function RM Resolution modelling ROI Region of interest SNR Signal-to-noise ratio 7 SUV Standardised uptake value TLG Total lesion glycolysis TOF Time of flight TNM Tumour, Node, Metastases (cancer scoring system) UHD ultraHD·PET (Siemens reconstruction algorithm) VOI Volume of interest WMIC Wolfson Molecular Imaging Centre 8 ABSTRACT The University of Manchester Ian Armstrong. Doctor of Philosophy. Quantitative Accuracy of Iterative Reconstruction Algorithms in Positron Emission Tomography 2016 Positron Emission Tomography (PET) plays an essential role in the management of patients with cancer. It is used to detect and characterise malignancy as well as monitor response to therapy. PET is a quantitative imaging tool, producing images that quantify the uptake of a radiotracer that has been administered to the patient. The most common measure of uptake derived from the image is known as a Standardised Uptake Value (SUV). Data acquired on the scanner is processed to produce images that are reported by clinicians. This task is known as image reconstruction and uses computational algorithms to process the scan data. The last decade has seen substantial development of these algorithms, which have become commercially available: modelling of the scanner spatial resolution (resolution modelling) and time of flight (TOF). The Biograph mCT was the first scanner from Siemens Healthcare to feature these two algorithms and the scanner at Central Manchester University Hospitals was the first Biograph mCT to go live in the UK. This PhD project, sponsored by Siemens Healthcare, aims to evaluate the effect of these algorithms on SUV in routine oncology imaging through a combination of phantom and patient studies. Resolution modelling improved visualisation of small objects and resulted in significant increases of uptake measurements. This may pose a challenge to clinicians when interpreting established uptake metrics that are used as an indication of disease status. Resolution modelling reduced the variability of SUV. This improved precision is particularly beneficial when assessing SUV changes during therapy monitoring. TOF was shown to reduce image noise with a conservation of FDG uptake measurements, relative to non-TOF algorithms. As a result of this work, TOF has been used routinely since mid-2014 at the CMUH department. This has facilitated a reduction of patient and staff radiation dose and an increase of 100 scans performed each year in the department. 9 DECLARATION No portion of the work referred to in the thesis has been submitted in support of an application for another degree or qualification of this or any other university or other institute of learning. 10
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