QUALITY AND SAFETY IN ANESTHESIA AND PERIOPERATIVE CARE QUALIT Y AND SAFET Y IN ANESTHESIA AND PER IOPER ATI V E CAR E EDITED BY KEITH J. RUSKIN, MD Professor of Anesthesia and Critical Care University of Chicago Chicago, Illinois MARJORIE P. STIEGLER, MD Associate Professor of Anesthesiology University of North Carolina Chapel Hill, North Carolina STANLEY H. ROSENBAUM, MD Professor of Anesthesiology, Medicine, and Surgery Yale University School of Medicine New Haven, Connecticut 1 1 Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and certain other countries. Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016, United States of America. © Oxford University Press 2016 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by license, or under terms agreed with the appropriate reproduction rights organization. Inquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above. You must not circulate this work in any other form and you must impose this same condition on any acquirer. Library of Congress Cataloging- in- Publication Data Names: Ruskin, Keith., editor. | Stiegler, Marjorie P., editor. | Rosenbaum, Stanley H., editor. Title: Quality and safety in anesthesia and perioperative care / edited by Keith J. Ruskin, Marjorie P. Stiegler, Stanley H. Rosenbaum. Description: Oxford ; New York : Oxford University Press, [2016] | Includes bibliographical references and index. Identifiers: LCCN 2016006863 (print) | LCCN 2016007645 (ebook) | ISBN 9780199366149 (alk. paper) | ISBN 9780199366156 (e-book) | ISBN 9780199366163 (e-book) | ISBN 9780199366170 (online) Subjects: | MESH: Medical Errors—prevention & control | Patient Safety—standards | Anesthesiology—standards | Perioperative Care—standards | Patient Care Team—standards Classification: LCC RD82 (print) | LCC RD82 (ebook) | NLM WX 153 | DDC 617.9/60289—dc23 LC record available at http://lccn.loc.gov/2016006863 This material is not intended to be, and should not be considered, a substitute for medical or other professional advice. Treatment for the conditions described in this material is highly dependent on the individual circumstances. And, while this material is designed to offer accurate information with respect to the subject matter covered and to be current as of the time it was written, research and knowledge about medical and health issues are constantly evolving and dose schedules for medications are being revised continually, with new side effects recognized and accounted for regularly. Readers must therefore always check the product information and clinical procedures with the most up- to- date published product information and data sheets provided by the manufacturers and the most recent codes of conduct and safety regulation. The publisher and the authors make no representations or warranties to readers, express or implied, as to the accuracy or completeness of this material. Without limiting the foregoing, the publisher and the authors make no representations or warranties as to the accuracy or efficacy of the drug dosages mentioned in the material. The authors and the publisher do not accept, and expressly disclaim, any responsibility for any liability, loss, or risk that may be claimed or incurred as a consequence of the use and/ or application of any of the contents of this material. 9 8 7 6 5 4 3 2 1 Printed by WebCom, Inc., Canada In memory of Lloyd Leon Ruskin זיכרונו לברכה CONTENTS Foreword ix PART II: Clinical Applications Preface xiii 9. Adverse Event Prevention Acknowledgments xv and Management 131 Contributors xvii Patrick J. Guffey and Martin Culwick PART I: Scientific Foundations 10. Complex Systems and Approaches 1. Patient Safety: A Brief History 3 to Quality Improvement 143 Loren Riskin and Alex Macario Robert K. Stoelting 11. Crisis Resource Management and 2. Cognitive Load Theory Patient Safety in Anesthesia Practice 158 and Patient Safety 16 Amanda R. Burden, Elizabeth Harry Jeffrey B. Cooper, and John Sweller and David M. Gaba 3. Errors and Violations 22 12. Quality in Medical Education 167 Alan F. Merry Viji Kurup 4. The Human- Technology Interface 48 13. Regulating Quality 174 Frank A. Drews Robert S. Lagasse and Jonathan R. Zadra 14. Creating a Quality 5. Deliberate Practice and Management Program 189 the Acquisition of Expertise 66 Richard P. Dutton Keith Baker 15. Health Information Technology 6. Fatigue 80 Use for Quality Assurance Michael Keane and Improvement 200 7. Situation Awareness 98 Christine A. Doyle Christian M. Schulz 16. Safety in Remote Locations 213 8. Creating a Culture of Safety 114 Samuel Grodofsky, Meghan Thomas R. Chidester Lane- Fall, and Mark S. Weiss viii Contents 17. Medication Safety 228 20. Managing Adverse Events: The Aftermath and the Second Alan F. Merry Victim Effect 269 18. Operating Room Fires Sven Staender and Electrical Safety 242 Stephan Cohn Index 275 and P. AlLan Klock, Jr. 19. Disruptive Behavior: The Imperative for Awareness and Action 254 Sheri A. Keitz and David J. Birnbach FOREWORD Although safety issues confront many indus- community. Human factors is an applied dis- tries, the most complex challenges— by far— cipline that draws upon the cognitive, social, lie in patient safety. As Lewis Thomas1 pointed physiological, and engineering sciences to out, nineteenth- century physicians could in- understand the conditions that affect human fluence the outcome of illness only modestly at performance and to devise ways to enhance best. Advances in medical science and technol- and protect that performance. Medical safety ogy now enable extraordinary interventions researchers have particularly drawn on the that can dramatically improve patients’ lives. contributions that human factors science has On the other hand, highly specialized proce- made to commercial aviation safety, through dures that are designed to intervene precisely concepts such as situation awareness, crew in intricate physiological processes are inher- resource management, threat and error man- ently vulnerable to adverse events and are ter- agement, high- reliability organizations, and ribly unforgiving of errors. Moreover, patients safety culture. Procedures such as checklists who seek medical care often have multiple dis- and explicit practices for data monitoring have ease processes, further increasing their vul- also emerged from aviation, as have principles nerability to mishap. for designing equipment interfaces such as Modern healthcare systems are extremely the visual displays in modern airline cockpits complex, involving many individual profes- that help pilots maintain situation awareness. sionals with different kinds of expertise who These concepts, procedures, and design prin- must work together as teams. Diverse organ- ciples can be adapted to improve patient safety. izational factors influence how effectively in- Human factors science has also improved dividuals and teams are able to do their work. safety in many industries by chipping away at Every action in the extended healthcare proc- long- standing but misleading concepts of the ess provides opportunities for things to go nature of the errors made by expert profession- wrong, adversely affecting patient outcome. als. For many years, it was assumed that if a By the time the Institute of Medicine’s 1999 well- trained professional could normally per- report, To Err Is Human,2 galvanized public form some task without difficulty, then errors awareness of the extent of iatrogenic harm, an- in the performance of that task in an accident esthesiologists had already established them- sequence must be the “cause” of that accident. selves as leaders in the medical community’s This philosophy implies that the professional search for ways to improve patient safety. who made the error is deficient in some way. As part of that search, the medical com- But in reality, accidents almost always involve munity has examined ways in which other the confluence of many factors, and the in- industries have improved their safety, and this teraction of those factors is partly a matter of has led to collaboration with the human factors chance. Errors are only part of this confluence,
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