POLIC Y POLITICS AND for Nurses and Other Health Professionals Advocacy and Action Edited by: Donna M. Nickitas, PhD, RN, CNAA, BC Professor and Graduate Specialty Coordinator Dual Degree MS/MPA Hunter College Hunter-Bellevue School of Nursing The City University of New York Deputy Executive Director, Doctor of Nursing Science Program Graduate Center, The City University of New York New York, NY Editor Nursing Economic$, The Journal for Health Care Leaders Pitman, NJ Donna J. Middaugh, PhD, RN Associate Dean Coordinator, Nursing Administration Master’s Specialty College of Nursing University of Arkansas for Medical Sciences Little Rock, AR Nancy Aries, PhD Interim University Dean for Undergraduate Education City University of New York New York, NY 56598_FMxx_000i_0xvi:56598_Nickitas 3/8/10 12:46 PM Page ii World Headquarters Jones and Bartlett Publishers Jones and Bartlett Publishers Canada Jones and Bartlett Publishers International 40 Tall Pine Drive 6339 Ormindale Way Barb House, Barb Mews Sudbury, MA 01776 Mississauga, Ontario L5V 1J2 London W6 7PA 978-443-5000 Canada United Kingdom [email protected] www.jbpub.com Jones and Bartlett’s books and products are available through most bookstores and online booksellers. To contact Jones and Bartlett Pub- lishers directly, call 800-832-0034, fax 978-443-8000, or visit our website, www.jbpub.com. Substantial discounts on bulk quantities of Jones and Bartlett’s publications are available to corporations, professional associations, and other qualified organizations. For details and specific discount information, contact the special sales department at Jones and Bartlett via the above contact information or send an email to [email protected]. Copyright © 2011 by Jones and Bartlett Publishers, LLC All rights reserved. No part of the material protected by this copyright may be reproduced or utilized in any form, electronic or me- chanical, including photocopying, recording, or by any information storage and retrieval system, without written permission from the copyright owner. The authors, editor, and publisher have made every effort to provide accurate information. However, they are not responsible for errors, omissions, or for any outcomes related to the use of the contents of this book and take no responsibility for the use of the products and procedures described. Treatments and side effects described in this book may not be applicable to all people; likewise, some people may require a dose or experience a side effect that is not described herein. Drugs and medical devices are discussed that may have limited avail- ability controlled by the Food and Drug Administration (FDA) for use only in a research study or clinical trial. Research, clinical prac- tice, and government regulations often change the accepted standard in this field. When consideration is being given to use of any drug in the clinical setting, the health care provider or reader is responsible for determining FDA status of the drug, reading the package in- sert, and reviewing prescribing information for the most up-to-date recommendations on dose, precautions, and contraindications, and determining the appropriate usage for the product. This is especially important in the case of drugs that are new or seldom used. Production Credits Publisher: Kevin Sullivan Composition: Auburn Associates, Inc. Acquisitions Editor: Amy Sibley Cover Design: Timothy Dziewit Associate Editor: Patricia Donnelly Cover and Title Page Images: left to right, Courtesy of the Editorial Assistant: Rachel Shuster National Library of Medicine (taken at the American National Senior Production Editor: Carolyn F. Rogers Red Cross Hospital No. 1 in Paris, France); © Kim Seidl/ Marketing Manager: Rebecca Wasley ShutterStock, Inc.; © Rmarmion/Dreamstime.com Photo and Permissions Associate: Emily Howard Printing and Binding: Malloy, Inc. V.P., Manufacturing and Inventory Control: Therese Connell Cover Printing: Malloy, Inc. Library of Congress Cataloging-in-Publication Data Policy and politics for nurses and other health professions : advocacy and action / edited by Donna M. Nickitas, Donna J. Middaugh, Nancy Aries. p. ; cm. Includes bibliographical references and index. ISBN-13: 978-0-7637-5659-8 (pbk.) ISBN-10: 0-7637-5659-8 (pbk.) 1. Medical policy–United States. 2. Nursing–United States. I. Costello-Nickitas, Donna M. II. Middaugh, Donna J. III. Aries, Nancy. [DNLM: 1. Health Policy–United States. 2. Health Care Costs–United States. 3. Lobbying–United States. 4. Policy Making–United States. WA 540 AA1 P766 2011] RA395.A3P587 2011 362.10973--dc22 2010006367 6048 Printed in the United States of America 14 13 12 11 10 10 9 8 7 6 5 4 3 2 1 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page iii Dedication In memory of my parents, John and Anna Costello: Thank you for encouraging me to follow my dream and discover my passion of becoming a registered professional nurse. For my husband, Michael: Thank you for all your patience, love, and guidance on my journey promoting advocacy and action for my patients, students, and colleagues. Donna M. Costello-Nickitas I dedicate this book to my husband Robert and our son Robert Guy, who have awakened my soul and are my inspiration in everything I do and every choice I make. They have taught me to love unconditionally, enjoy life and live with purpose. Also, to the memory of my mother, Alpha Duff, a teacher, who taught me to never stop learning.Ex Deo familia. Ex pertinacia victoria. Donna J. Middaugh To the memory of my father, Leon J. Aries, a surgeon, who taught me that caring for one’s patients was the fundamental job of all health professionals. Nancy Aries iii 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page iv 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page v Contents Foreword ix Richard H. Carmona, RN, MD, MPH, FACS Preface xi Contributors xiii Section I Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 1 To Engage or Not Engage: The Choice Confronting Nurses and OtherHealthProfessionals 3 Nancy Aries 2 Health Status and Access to Care 25 Paula Lucey Section II The Health Labor Force: Understanding the Distribution of Power and Influence . . . . . . . . . . . . . . . . . . .51 3 Physicians 53 Nancy Aries and Barbara Caress 4 Nurses 75 Donna M. Nickitas v 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page vi vi Contents 5 Allied and Other Health Professionals 103 Donna M. Nickitas Section III Healthcare Providers: Understanding How Power, Markets, and Government Impact the Organization and Delivery of Care . . . . . . . . . . . . . . . . . . . . . .121 6 Hospitals: The Power of Institutional Interests 123 Nancy Aries and Barbara Caress 7 Long-Term Care 143 Emma Kontzamanis and Keville Frederickson 8 Mental and Behavioral Health: Clinical and Policy Impact on MentalHealthTrends 155 Kunsook Bernstein and Joseph Saladino 9 Public Health Policy: Promotion, Prevention, and Protection 181 Mary Mincer Hansen and Mary Jones Section IV Healthcare Finance: Understanding the Role of Markets in Government . . . . . . . . . . . . . . . . . . . . . . . . . . . .209 10 Healthcare Costs: Follow the Money! 211 Jonathan Engel 11 The History of Health Insurance in the United States 237 Leah Curtin and Franklin A. Shaffer 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page vii Contents vii Section V Drivers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .261 12 Advancing the Use of Technology in the Organization and DeliveryofHealthCare 263 Diane J. Skiba and Donna Dulong 13 Healthcare Quality 287 Donna J. Middaugh 14 Health Services Research 309 Donna M. Nickitas, Keville Frederickson, and Jonathan Small 15 Conclusions: A Policy Toolkit for Healthcare Providers and Activists 327 Roby Robertson and Donna J. Middaugh Appendix A: Web Resources 353 Compiled by Lametria Wafford Appendix B: Glossary of ManagedCare Terminology 357 Index 365 Photo Credits 377 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page viii 56598_FMxx_000i_0xvi:56598_Nickitas 3/1/10 12:16 PM Page ix Foreword Ihave been fortunate to have worked in the health field at every professional level through 5 decades. Being a registered nurse has afforded me a unique vantage point and lens to view through the “ret- rospectoscope” as well as peer into the future. Nurses by their nature and training view their pa- tients, community and even the world with great refractive holistic clarity. Being a nurse first has made me a better physician and surgeon general. The core values of nursing are with me in all of my endeavors. In fact, I am most proud to al- ways state, “once a nurse, always a nurse”! I have watched nursing evolve from a subservient role where we could not write our nursing notes in the progress notes and our observations and con- structive input were not always welcome. Today we have evolved as health leaders, consummate patient advocates, and clinical and administrative experts, and public polls often demonstrate that nurses are among the most trusted professionals. Our nursing leadership is apparent at all levels of our healthcare systems to include advising on, constructing, and implementing policy. Policy development and execution is complex and multi- factorial while being essential to the orderly, efficient, and effective conduct of any organization. Understanding the process and components of effective policy takes years of training and expe- rience. Nurses are perfectly positioned to assume a growing role in policy by virtue of their train- ing, experience, holistic approach, selfless service, and extraordinary public credibility. We should require our nurses and all health professionals to be knowledgeable about the inter- section of policy and politics and encourage them to take an active role in the policy arena. Today more than ever we need well-informed nurses and health professionals to guide our non- partisan discussions about health reform. As nurses, we serve a special interest group, but our spe- cial interest group is often the forgotten constituent in the partisan political debate—the patient! This textbook, Policy and Politics for Nurses and Other Health Professions, is a wonderful guide for the novice or the professor and it will serve to improve policy health literacy for all. Richard H. Carmona, RN*, MD, MPH, FACS 17th Surgeon General of the United States Distinguished Professor, University of Arizona Vice Chairman, Canyon Ranch President, Canyon Ranch Institute *Inactive ix