Public Administra tion Theory and Practice Temp.indd 1 9/10/2010 2:22:44 PM This page is intentionally left blank. Temp.indd 2 9/10/2010 2:22:44 PM Public Administra tion Theory and Practice Hoshiar Singh Pardeep Sachdeva Temp.indd 3 9/10/2010 2:22:44 PM Copyright © Hoshiar Singh, Pradeep Sachdeva, 2012 Licensees of Pearson Education in South Asia No part of this eBook may be used or reproduced in any manner whatsoever without the publisher’s prior written consent. This eBook may or may not include all assets that were part of the print version. The publisher reserves the right to remove any material present in this eBook at any time. ISBN 9788131761182 eISBN 9788131775936 Head Office: A-8(A), Sector 62, Knowledge Boulevard, 7th Floor, NOIDA 201 309, India Registered Office: 11 Local Shopping Centre, Panchsheel Park, New Delhi 110 017, India Contents ` 1 M eaning, Scop e and Importance of Public Administration 1 2 Theories of Organisation 22 3 Principles of Organisation 41 4 Administrative Behaviour 61 5 Structure of Organisation 81 6 Personnel Administration 112 7 Financial Administration 192 8 Accountability and Control 228 9 Administrative Reforms 250 10 Administrative Law 268 11 Administrative Culture 291 12 New Public Management 302 13 Good Governance 310 14 C omparative and Development Administration: Meaning, Nature, Scope and Importance 324 15 Public Policy 335 Temp.indd 5 9/10/2010 2:22:44 PM This page is intentionally left blank. Temp.indd 6 9/10/2010 2:22:44 PM 1 Meaning, Scope and Importance of Public Administration Public administration consists of the activities undertaken by a government to look after its people, or to manage its affairs. Before discussing the various interpretations of the concept of public administration, it is pertinent to understand the meaning of the terms ‘public’ and ‘administration’ separately. The word ‘public’ stands for the people of a definite territory or state. As the will of the people of a state is represented by the government of the state, the word ‘public’ also has a specialised, governmental mean- ing. Therefore, the acts of administration performed by the government are called ‘public administration’. Those acts which are undertaken by individuals in their own capacity are termed ‘private administration’. The English word ‘administer’ is derived from the Latin words ad and ministrare, which means ‘to serve’. Thus, in simple words ‘administration’ means the ‘management of affairs’, or looking after the people. It is a process of management which is practised by all kinds of organisations from the household to the most complex system of the government. Whenever two or more people cooperate to accomplish common goals, an administrative activity is assumed to have been involved. In the words of H. Simon, ‘Administra- tion can be defined as the activities of groups cooperating to accomplish common goals.’1 According to J. M. Pfiffner ‘Administration is the organisation and direction of human and material resources to achieve desired ends.’2 J. S. Hodgson describes administration as ‘a kind of activity found in both public and busi- ness affairs’. It means getting things done, a process which is concerned much more with relations between persons than with manipulation of objects. Therefore, administration means appropriate organisation of men and material in pursuit of desired ends. T C P A he oncept of ublic dministration The concept of public administration has been given various interpretations by different thinkers. As the term itself signifies, ‘public administration’ simply means the activities undertaken by the government to Chapter 1.indd 1 6/1/2010 9:28:41 AM 2 Public Administration: Theory and Practice fulfil its desired ends. The difference, however, is only regarding the ‘activities’ which are to be considered as administrative activities. Some thinkers take a broad view and consider all governmental activities aimed at fulfilment of public policy as administrative activities, while others take a narrow view and include only those activities that are concerned with the executive branch of the government. The definitions given by prominent writers can be broadly classified into three different categories on the basis of the importance they attach to different aspects of administrative functioning. There are some who emphasise the function of implementation of public policy; for example, L. D. White observes, ‘Public administration consists of all those operations having for their purpose the fulfilment or enforce- ment of public policy.’3 Similarly, according to J. S. Hodgson, ‘Public administration comprises all activi- ties of persons or groups in governments or their agencies, whether these organisations are international, regional or local in their scope, to fulfil the purpose of these governments or agencies’. Thinkers like J. M. Pfiffner lay more emphasis on the coordinating role of the administration. In his opinion ‘Administration consists of getting the work of government done by coordinating the efforts of the people so that they can work together to accomplish their set tasks.’4 Then there are others who emphasise upon the administra- tive function of implementing the law of the country. In the words of H. Walker, ‘The work which the government does to give effect to a law is called administration.’5 However, the definition given by F. A. Nigro is more comprehensive and includes, besides the afore- mentioned functions, the relationship between public administration and political process as well as its association with the community as a whole. Nigro summarises the meaning of public administration in these words: Public Administration is cooperative group effort in a public setting; covers all three branches—executive, legislative and judicial—and their inter-relationships; has an important role in the formulation of public policy and is thus a part of the political process; is more important than, and also different in significant ways from private administration; as a field of study and practice has been much influenced in recent years by the human relations approach; is closely associated with numerous private groups and individuals in providing services to the community. The aforementioned definitions take a broader view of public administration. There are thinkers who take a narrower view, and as students of public administration we are more concerned with this ideology. In this category comes D. Waldo who defines public administration as ‘the art and science of management as applied to the affairs of state’.6 According to M. E. Dimock, ‘Public administration is the fulfilment or enforcement of public policy as declared by the competent authorities. It deals with the problems and powers, the organisation and techniques of management involved in carrying out the laws and policies formulated by the policy-making agencies of government’. He further adds, ‘Public administration is law in action. It is the executive side of government’.7 All these definitions make it clear that public administration is really government in action. In com- mon usage, public administration is concerned with the executive—the operative and the most obvious part of government. In other words, it is mainly concerned with the executing and implementing parts of governmental activity, and with administering of the law of the land with equity, speed and smoothness. An ignorant Indian villager may not know anything of the Constitution of the country but a daroga or a patwari is a living reality to him or her. Therefore, public administration comprises the systematic execu- tion of the will of the people, which has been discovered, formulated and expressed in the form of laws by the legislature. For instance, the assessment and rating of taxes, provision of criminal justice, postal Chapter 1.indd 2 6/1/2010 9:28:41 AM 3 Meaning, Scope and Importance of Public Administration services, recruitment of armed forces personnel etc., are all acts of public administration. To summarise, it may be said that public administration is the non-political machinery of the government carrying on its work for the welfare of the people according to the laws formulated by the state. It is the permanent execu- tive as distinguished from the political one. We must, at this stage, also be clear that public administration is concerned with people and not things. However, there is a school of thought which holds that in the future the tendency will be to shift from the administration of persons to the administration of things. But this appears to be only a narrow view. Things may be arranged, but ultimately it is the participation of the human element that matters. Things, no doubt, are of great importance to the administrator who arranges them but they cannot be administered. Administration has to do with human beings for whom it is meant. It is essentially a matter of social relationships. It must not also be forgotten that the administrator is neither a philosopher nor a politician but the non-political side of the executive. T s p a he cope of ublic dministration There are different opinions about the scope of public administration, i.e., whether it is to be understood as the managerial part of the governmental work (the entire complex of activities of only the executive branch of government) or of all the branches of the government, i.e., legislative, executive and judicial. There are thus two divergent views regarding the scope of the study of public administration: integral view and managerial view. According to the integral view, public administration is a sum-total of all the activities undertaken in pursuit of and in fulfilment of public policy. These would include not only managerial and technical, but also manual and clerical activities. Thus, the activities of all persons working in an organisation from top to bottom constitute administration. In other words, public administration is conceived in a comprehensive sense to include all activities of the government whether they are performed in the executive, legislative or judicial branches of the government. L. D. White adopts this view of public administration. According to him, public administration ‘consists of all those operations having for their purpose the fulfilment or enforcement of public policy’. According to the managerial view, the work of only those persons who are engaged in the performance of managerial functions in an organisation constitutes administration. It is these persons who shoulder the responsibility of keeping the enterprise on even keels and to run it most efficiently. Their job is to plan, programme and organise all the activities in an organisation so as to achieve the desired ends. L. Gulick subscribes to the managerial view. He defines the managerial techniques by the word POS- DCORB, each letter of which stands for a different management technique i.e., Planning, Organising, Staffing, Directing, Coordinating, Reporting and Budgeting. Planning means working out in broad outline the things that need to be done, and the method to be adopted to accomplish the purpose set for the enterprise. Organising means building up the structure of authority through which the entire work to be done is properly arranged and defined in order to achieve the desired goals. Staffing means appointing suitable persons to the various posts under the organisation. It comprises the whole of personnel management. Directing involves making decisions, issuing orders and instructions, and embodying them for the guidance of the staff. Coordinating means interrelating the vari- ous parts of organisational work and, thus, eliminating overlaps and conflict in different activities of an organisation. Reporting means keeping both the supervisors and subordinates informed of what is going on and arranging for the collection of such information through inspection, research and records. Budgeting means fiscal planning, accounting and control, i.e., all activities relating to financial management. Chapter 1.indd 3 6/1/2010 9:28:42 AM