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Published in PSYCHOLOGICAL STUDIES, 2006, VOL.2, NUMBER 2-3 Psychology of Health and Well-Being: Some Emerging Perspectives Ajit K. Dalal Allahabad University, Allahabad Girishwar Misra Delhi University, Delhi ABSTRACT Recent years have evinced growing concern about the psychological factors that improve and impair the health status of a person. This has led to the emergence of health psychology which is practically an interdisciplinary venture involving mind-body interaction. This paper tries to offer an overview of the salient developments in this area by critically examining the concepts and research evidence. The key aspects of Ayurveda are also described contemporary health scenario in the Indian context is presented. In view of the emerging emphases in the field a comprehensive model of health consisting of three components, i.e., restoration, maintenance and promotion is presented. Finally research issues demanding attention are identified. KEY WORDS: Ayurveda, Biomedical model, Coping, Doshas, Health, Life style intervention, Social Support, Stress, Well being. This work was supported by the CAS in Psychology, University of Allahabad. Address correspondence to Ajit K. Dalal, Department of Psychology Allahabad University, Allahabad -211002 Email:[email protected] Girishwar Misra, Department of Psychology, Delhi University, Delhi-110007 Email: [email protected] 2 The field of health psychology emerged in the context of realization that biological mechanisms alone are insufficient to maintain and promote health and well being. To alleviate the physical pain, one has to examine the attitudes, expectations, beliefs and emotional support which the patient has, not just his or her response to the drug treatment. The patients are not mere passive recipients of certain treatment regimen, they should be considered as equal partners acting jointly in achieving the common goal of (better) health. These issues were not attended to by scientific psychology. Clinical psychologists were confined to the study of classification of mental illnesses, etiology, diagnosis and treatment of the afflicted patients. However, their role remained subsidiary to those of the psychiatrists. The domain of health was dominated by mind-body dualism. The clinical psychologists, who were traditionally concerned with health related issues, were largely ill equipped to understand the psychological aspects of physical health problems. Health psychology grew with the realization and research evidence that psychological knowledge can make important contribution in the wide range of health-related domains. It got recognition only in 1970s and the first journal in this area was started in 1982. Since then it has been one of the most rapidly growing fields of psychology. Development of Health Psychology In the last two decades, psychological factors have come to be identified as the major causes of a wide range of diseases and disabilities. For example, Type A Personality is considered a major risk factor in the coronary heart disease (CHD). Prolonged psychological stress is found to be responsible for hypertension, peptic ulcer and many other diseases. Also, psychological factors have been found important in the recovery from the physical ailments. The role of psychologists is now well recognized in the treatment of organic diseases. Patient compliance, doctor-patient communication, attitude change, self-care, etc., are some of the potential areas to which health psychologists are making important contributions. Health psychology is now encompassing the strategies for health promotion and making preventive health measures more effective. . 3 Interestingly the idea that psychological state influences the health of a person has a long history in the Indian thought systems. The ancient Vedic texts proposed an essential unity of the mind and the body and delineated theories and practices to deal with a large number of health related problems. For instance the Atharvaveda and the Yajurveda, provide ample descriptions of a variety of mental disorders, and their remedial measures (see Mondal, 1996). In Ayurveda (the science of life), psychological treatment was integral to the entire treatment process. In modern times too India had taken an early initiative to promote social science research in the field of health. The Bhore Committee Report (1946) that formed the basis of India‟s health policies clearly recognized the role of social and economic factors in the development of health services, particularly in promoting traditional practices and community participation to ensure primary health care. It is an irony that, in spite of rich heritage, India‟s health care system is primarily based on Western medicine which treats a person just as a body, ignoring his or her feelings, beliefs and cultural background. Concepts of Health and Well Being The most acceptable definition of health is given by the WHO (1978): Health is the state of complete physical, mental, social and spiritual well-being, and not merely an absence of disease or infirmity. It is a significant departure from the medical model. It is a definition of positive health and goes beyond the mere absence of a disease: the focus being on maintaining good health, rather than on the treatment of different diseases. This also makes health a multidimensional concept having four dimensions i.e. physical, mental, social, and spiritual. The spiritual dimension of health was added much later in the WHO definition. The WHO‟s revised view recognizes the various levels of human existence. A human being is not merely a physical body. We are also located in the social and moral space and consider spiritual living too as a genuine part of our existence. This view of health is more inclusive and non-body centered. It goes well with the notion of human existence in terms of five sheaths (koshas). A related aspect is the emphasis on balance (sama) or equilibrium. Health is like a dynamic field in which different elements operate in communion and harmony. Health thus refers to proper functioning of the body and the mind, as well as, the capacity to participate in social activities, performing the roles and abiding by the moral 4 principles. It takes into consideration the nutritional status, immunity from diseases, and better quality of social and family life. The concern is not with cure i.e., treating and preventing organic malfunctioning, but with healing the person, i.e., regenerating a sense of well-being and fitness to deal with one‟s life conditions. In the backdrop of the expanded definition of health the terms health and well-being are often used interchangeably. Well-being comprises people‟s evaluations, both affective and cognitive of their lives (Diener & Suh, 1997). It is an outcome of a complex array of biological, socio-cultural, psychological, economic and spiritual factors. Analyzing the discourse on health Nandy (2000) calls for attending to the plurality of the notion of health and emphasizes on the need to bring to our psychological inquiry “something of the sagacity, insights and cumulative wisdom of the people with whom we live” (p.111). The conceptualization of the state of well-being is closer to the concept of mental health and happiness, life satisfaction and actualization of one‟s full potential. Verma and Verma (1989) have defined general well-being as the subjective feeling of contentment, happiness, satisfaction with life‟s experiences and of one‟s role in the world of work, sense of achievement, utility, belongingness, and no distress, dissatisfaction or worry, etc. The text of Taittiriya Upnishada has elaborated that happiness; joy and well-being are the moments when there is an unobstructed manifestation of ananda (bliss) which is our original or true nature. It is the opaqueness of our mental faculties that obstructs the manifestation and experience of ananda. The principle that is responsible for opaqueness, inertia, dullness, darkness, depression, etc. is called tamas. The principle that is responsible for brightness, illumination, transparency, etc. is called sattva. Greater is the transparency of the mental faculties, i.e., sattva, greater is the experience of ananda (see Kiran Kumar, 2002). Thus an ideal state of human functioning and constitutes health and well-being as a state of mind (somewhat equivalent to the concept of subjective well- being) which is peaceful, quiet, serene, and free from the conflicts and desires. Accordingly a healthy person is of an auto locus person (Swastha) who flourishes on the recognition of life force derived from the material reality (Panch Mahabhutas) and, therefore, offers remedies for being healthy by opening a dialogue with its environment and recognition of order and cohesion (Dharma) in the entire life world (Sristi). The nutrition (ahar), world of leisure (vihar) and thoughts (vichar) need to be synchronized in 5 proper order. Health and well-being are both personal as well as social. The desire for the well being of everyone (Kamaye duhkhtaptanam praninamartinshanam) has been a core Indian concern that has panhuman relevance. Undoubtedly such a conceptualization of health and well-being is significant in its own right (Sharma & Misra, in press). The Biomedical Model The biomedical model has managed to attain world-wide acceptance and has been adopted as an official health care programme by almost all countries. It considers disease as a form of biological malfunctioning; some kind of biochemical imbalance or neuro physiological disturbance. In this, the body is held as a machine that can be analyzed in terms of parts, i.e., a system of synchronized organs. A disease is seen as impaired functioning of a biological mechanism and the doctor‟s role is to intervene, either physically or chemically, the malfunctioning of the specific body part. The model is based on the assumption of mind-body dualism in which psychological and social processes are considered independent of the disease process. Though the emotional state of the patient is considered important, it is kept outside the purview of medical treatment. The biomedical model of health care has not fulfilled the expectations it aroused. Adherence to this model has helped in reducing mortality by controlling prevalence of contagious diseases. The human life span is increasing all over the world though the actual contribution of biomedicine towards this success is debated. Improved economic status, social hygiene and health consciousness have also made significant difference in this scenario. Moreover, though mortality is going down, an increasingly large population continues to suffer from various chronic and degenerative diseases. The biomedical model has serious limitations in terms of its adequacy for health practices. The model treats a patient as an organism, a biological entity. The proponents of this model were more interested in the disease than the patient. Thus, when the curative aspect is taken up, the emphasis is on the nature of diseases, its various symptoms and on the ways to remove them. In this process, the patient is only a recipient of certain medication, and no cognizance is taken of the psychological state of the patient. Biomedical practices envisage no role for the patient and his or her support group in the process of diagnosis and in deciding about the course of treatment. The interest in the 6 patient as a person is only incidental. The model breaks down when it comes to the preventive health care, where there are no cooperative-captive patients; where people are under no compulsion to comply with the prescribed health procedures. People may even pay no heed when they are told about the adverse health consequences of some of their habits, like smoking. There may be differences in phenomenological meanings of illness and health. In brief, unless people are willing to cooperate, no preventive health care is possible, or can be sustained. Stress and Health Paradigm In today‟s world where stress has become a very common experience, it is one of the most used and abused terms in the public discourse. A large number of symptoms in medical diagnoses are attributed to stress. Today stress management has become a booming enterprise. The focus in this endeavor is both on environmental factors, called stressors, and on internal factors, the mental state of strain. As Lazarus (1985) has noted appraisal of the stressors is critical in stress experience. His three-stage model of appraisal: primary appraisal, secondary appraisal and reappraisal , suggests that coping efforts are primarily contingent on the mode of appraisals. To respond to any situation, first, it is to be interpreted as a potential threat, danger, challenge or impertinent. Second, one needs to evaluate the response choices. Of course, such evaluation will depend on the perception of the event itself. When people fail to handle their stress experiences the mental and physical health problems start surfacing. People utilize different types of coping strategies. The two broad categories of coping are: Problem focused and emotion focused. While the former attends to the nature of the problem and its solution, the latter deals with engaging the self. Coping often depends on the availability of resources and perception of control. Researchers distinguish between primary and secondary control (Misra, 1994; Rothbaum, Weisz & Snyder, 1982). While primary control refers to person‟s control over the environmental factors, secondary control aims to bring changes in one‟s own self and involves the degree to which the person adapts to the environmental stresses. When the environmental stresses persist people experience burn out. It may, however, be remembered that there are certain stresses that are positive in terms of their consequences. These are called U stresses. 7 There is increasing evidence that grief, depression, and other negative feelings are linked with the increased risk of organic (like cancer) and infectious (like cold) diseases. For example, recent bereavement has been linked with the increased risk of a number of diseases, such as CHD, tuberculosis, allergies and peptic ulcers (Clegg, 1988). Stress related negative emotions tend to suppress body‟s immune system over an extended time, rendering the person vulnerable to a host of diseases. The immune system protects the body from the invading microorganisms - bacteria, virus, fungi and parasites. These are called antigens. The immune system of the body, rather than being a centralized system, operates through a blood circulatory process throughout the body and gets activated wherever antigens are encountered. Called lymphocytes, there are special types of white blood cells, medically called as T-cells, B-cells and NK (natural killer)-cells. These blood cells multiply, differentiate and mature in bone marrow, thymus, lymph nodes, and spleen and in other body parts. The lymphocytes produce their own antigens to mobilize a direct attack to kill the invading foreign microorganisms in the blood stream. Glasser (1976) pointed out that the immune system must be extraordinarily efficient in destroying the invading bacteria and viruses on an ongoing basis to keep us healthy. Even when they temporarily give in, they always keep the fight going on. It is only when the body‟s immune system is destroyed by a virus called Human Immuno-deficiency Virus (HIV) that people become highly vulnerable to all kinds of infections. In recent years, a new field of pyschoneuroimmunology has emerged to examine the mediating role of psychological factors in immune deficiency (Valliant & Mukamal, 2001). The effect of stress on the body‟s immune functioning is, however, mediated by a number of factors, including nature and severity of stressors. Schleifer and associates (1989; 1993) concluded that depression was associated with immunodepression, primarily among older and hospitalized patients. Also, a mild physical stress experienced in the recent past was sufficient enough to enhance immunity against the adverse effects of the present stress experience. Stressful Life Events Be it a failure in an examination or an interview, or the death of someone near and dear, all of us experience such tragic events in our lives and usually cope with them successfully. Of course, this is not true with everyone every time. It is now well 8 established that the mortality rate is much higher among widows and widowers than among married persons of the same age. The pioneering work of Selye (1976) has suggested that stressful events lead to health impairing physiological changes and illness. People fall ill because of some kind of pressure their lives go through. Following Selye‟s work, stress was defined in medical science as a specific physiological condition, the general adaptation syndrome. This syndrome or physiological change is caused by a person‟s own adaptive response to the stresses experienced. This means that although the syndrome itself is specific (specific changes in bodily systems) the condition of stress it results in a generalized state of the person (Radley, 1994). Since stress works through the central nervous system the relationship of a stressor to the internal state depends on the meaning of that event for the person. Also, stress engenders changes to which a person must adapt. As change happens to be an essential aspect of life, it is hard to conceive of a state of stress which is qualitatively different from any other state of being alive. The experienced stress thus affects general health status by lowering immunity, rather than causing a specific disease. However, there are significant individual differences in responses to stress. Holmes and Rahe (1967) developed a measure of overall stress due to life events. They tried to establish linkages between the level of stress and strain (physical, psychosomatic and mental illness). A measure of negative events was found to be a better predictor of strain than just a change measure (Agrawal & Naidu, 1988). One of the reasons for the lack of a linear relationship between life stressors and illness could be person‟s own appraisal orientation (Lazarus, 1985). Attention is also paid to the study of daily hassles (irritants) which seem to have cumulative effect. Daily hassles are stable, repetitive, low intensity problems encountered in daily life. Noise, environmental pollution, job dissatisfaction, crowded neighborhood are few examples of such daily hassles. It has bee observed that people scoring high on life events and daily hassles were more prone to falling ill in the near future. In the Indian context, Thakar and Misra (1999) have reported negative relationship between daily hassles and well-being among working women. Ayurveda: An Indigenous Model of Health and Well Being 9 Ayurveda offers a different perspective on life and health in which wholeness, integration, freedom, connectivity, creativity and enjoyment are prominent. Etymologically the word Ayurveda is concerned with prolonged healthy life. Consistent with its thesis of the identity of mind and body it posits that any disturbance, physical or mental, manifests itself both in the somatic and in the psychic spheres, through the intermediary process of the vitiation of the “humors”. Ayurvedic therapy aims at correcting the doshas or the imbalances and derangements of the bodily humors (namely vata or bodily air, pitta or bile, and kapha or phlegm) and restoring equilibrium. As Fields (2001) has articulated healing involves restoration of balanced states of being within the organism-that is, at the level of the doshas or constituent principles of the mind/body complex, and between organism and environment. It does so by coordinating all of the material, mental, and spiritual resources of the whole person, recognizing that the essence of these potencies are manifestations of cosmic forces. Ayurveda is a principal architect of the Indian concepts of person and the body (Kakar, 1982). As a paradigm it shows how body, mind and spirit interactions can be predicted, balanced, and improved upon to enable people to live gracefully and harmoniously. For Ayurveda, spirit and matter, soul and body, although different, are not alien, insofar as they can be brought together in a healthy relationship with consequences that are mutually beneficial. In Ayurveda, balance or equilibrium (sama) is synonymous with health. Also, the maintenance of equilibrium is health and, conversely, the disturbance of the equilibrium of tissue elements characterizes the state of disease. The principal word for health in Sanskrit, swastha, means „established in oneself‟ or “self abiding”. It is nothing but establishment in one‟s own essential nature. Incidentally Patanjali also considers this state as the goal of Yoga. This seems to be appropriate for the holistic view of the human being as a unity incorporating psychophysical as well as spiritual dimensions. Material or bodily and spiritual both kinds of concerns deserve our attention. While delineating health Ayurveda emphasizes on one‟s relationship with the environment, seasons, and events within which one is situated. Depending on the incongruence/congruence between the person and the environment anything can become health/disease promoting. Thus, this view is decentred and non-dispositional in an 10 important way. Ritu Satmya, for example, is the principle of adaptation that states that food should be according to the season (rainy, winter, and hot). The normal functioning of a person, according to Charaka includes the following criteria ; alleviation of pain, normal voice, normal complexion, increased strength, appetite, proper digestion , and nourishment of body, proper elimination of waste, proper sexual functioning, sufficient sleep at the proper time, absence of dreams indicating morbidity, happy awakening, and unimpaired mind, intellect, and sense organs ( Charaka Samhita, 3: 8.89). Also, body is considered to be an instrument in achieving higher goals and a person must look after it properly for the sake of these goals. The terms Sharir and Deha used for body indicate that it breaks and is a container or envelope, respectively. It has many connotations in various traditions. Ayurveda views body as the ground of well being at material as well as spiritual levels. Zimmerman (1987) considers Ayurveda as an ecological theory and views body as a place and its condition depends on the factors like climate, season, diet and custom. The therapeutic intervention is therefore two fold i.e., rendering the environment appropriate to the needs of the person and rendering patient‟s diet and regimen appropriate to the ecological conditions. Ayurvedic health care concentrates on all the three i.e., body, mind and Self (sarira, manas, atman). A Comprehensive Model of Health and Well-being In view of the preceding discussion, it is now possible to present a comprehensive model to incorporate the various facets of health and well-being and to present the various psychological conditions which are linked with health, as causes, concomitants and consequences. As shown schematically in Fig. 1 health comprises of the three main domains i.e.: restoration, maintenance and growth of life processes. Restoration is essentially the illness domain where the primary focus is on bringing the person back from the state of illness (incongruity / disjunction) to the state of health or reestablishing the congruence and conjunction. Here health practically implies the process of recovery from the disease. Thus, it involves curative and healing interventions that can free the patient from the bodily suffering and pain. Patients, health practitioners, caregivers, and hospitals are immediately concerned with this domain. Disability rehabilitation also falls within it.

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For instance the Atharvaveda and the Yajurveda, . Researchers distinguish between primary and secondary control (Misra, 1994; Rothbaum,.
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