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Send Orders for Reprints to [email protected] Current Pharmaceutical Design, 2015, 21, 000-000 1 Psychological Factors Associated with Response to Treatment in Rheumatoid Arthritis Santiago T.1, Geenen R.2, Jacobs J.W.G.3 and Da Silva J.A.P.1,* 1Rheumatologist, Rheumatology Unit. Centro Hospitalar e Universitário de Coimbra, Portugal; 2Psychologist, Department of Clini- cal and Health Psychology, Utrecht University, Utrecht, The Netherlands; 3Rheumatologist, Department of Rheumatology & Clinical Immunology, University Medical Center Utrecht, The Netherlands Abstract: This paper presents a comprehensive review of research relating psychological domains with response to therapy in patients with rheumatoid arthritis. A holistic approach to the disease was adopted by incorporating not only disease activity but also dimensions of the impact of disease on patients’ lives. Psychological distress, including depression and anxiety, is common among patients with rheumatoid arthritis and has a significant negative impact on response to therapy and on patients' abilities to cope with chronic illness. Evidence regarding the influence of positive psychological dimensions such as acceptance, optimism, and adaptive coping strategies is scarce. The mechanisms involved in these interactions are incompletely understood, although changes in neuro-endocrine-immune path- ways, which are common to depression and rheumatoid arthritis, seem to play a central role. Indirect psychological influences on thera- peutic efficacy and long-term effectiveness include a myriad of factors such as adherence, placebo effects, cognition, coping strategies, and family and social support. Data suggest that recognition and appropriate management of psychological distress may improve re- sponse to treatment and significantly reduce disease burden. Keywords: Psychological factors, depression, coping, treatment, rheumatoid arthritis, placebo, psychological adjustment, psychoneuroimmu- nology. INTRODUCTION the response to treatment in RA, 2) potential mechanisms underly- ing these factors, and 3) interventions used to benefit the patient. The prevalence of clinical depression and anxiety in patients with rheumatoid arthritis (RA) is almost double that of the general 1. EVIDENCE FOR PSYCHOLOGICAL FACTORS AF- population. After adjustment for gender, age, marital status, in- FECTING RESPONSE TO TREATMENT IN RA come, and health conditions other than RA, the estimated odds ratio of depression is 1.63 (95% CI, 1.43- 1.87) for patients with RA, 1.A. Depression, Anxiety, and Efficacy of Therapy compared to the general population [1]. When clinical depression The best evidence for the effect of emotions on response to and self-reported measures of depressive mood are included in es- treatment is provided by randomized control trials, in which poten- timates, prevalence has been shown to be 13-42% in patients with tial confounders, such as adherence and expectations, are randomly RA, and the condition is often unrecognized and undertreated [2, 3, distributed. The COMET [COmbination of Methotrexate (MTX) 4]. Anxiety is also 2 to 4 times more prevalent in RA than in the and ETanercept (ETN)] trial compared the effects of methotrexate general population and often overlaps with depression [5]. The with and without etanercept in 542 patients with RA. A report on impact of psychological distress on response to treatment in RA is this study published in 2011 analyzed 389 patients with data from increasingly recognized [2, 6, 7], thus generating renewed interest the Hospital Anxiety and Depression Scale at baseline and subse- in the psychological factors associated with response to treatment. quent visits during the 2 years of follow-up [10]. Among patients The mechanisms underlying these factors remain largely unclear. who had symptoms of depression or anxiety at baseline, signifi- However, given that similar biological systems and mediators are cantly fewer had clinical remission, low disease activity, and nor- involved in psychological distress and inflammation, ample and mal functioning at the 2-year follow-up, even after correction for complex opportunities for bidirectional interaction arise [8, 9]. Psy- baseline disease activity levels. The bidirectional nature of these chological distress can affect disease activity and response to treat- factors is highlighted by the observation that patients who achieved ment by altering the functioning of the immune, endocrine, and clinical remission less frequently had persistent symptoms of de- central nervous systems. pression or anxiety compared with non-remitters. The relationship Health behavior is another vast field encompassing potential between baseline depression and objective outcome measures was psychological influence on response to treatment and comprises not only driven by tender joint count or patient global health re- factors such as adherence, smoking, exercise, obesity, visits to the ports, which might be considered more prone to psychological in- doctor, and cognition, all of which affect pain and other parameters fluence, but also by correlations between depression and (more) of disease activity and impact. Knowing and understanding the objective measures (ie, erythrocyte sedimentation rate [ESR] and influence of psychological factors underlying response to treatment swollen joint count), which were also statistically significant. At and the mechanisms involved could provide important information baseline, patients with depression had significantly worse measures for selection of therapy, evaluation of response, and even targeted of inflammation and disease activity (C-reactive protein [CRP], psychological interventions aimed at optimizing patient outcome. In ESR, and DAS28 [disease activity score including the assessment this paper, we review the evidence for an association between psy- of 28 joints]) compared with those without depression. In contrast chological factors and response to treatment in RA. The review to depression, anxiety showed no relationship with ESR or CRP. addresses 3 issues: 1) evidence for psychological factors that affect These controlled observations are well aligned with the results of observational studies indicating that depression at baseline and, more particularly, persistent depression during treatment are associ- *Address correspondence to this author at the Department, Serviço de Reu- ated with higher levels of disease activity at all times and negatively matologia, Centro Hospitalar e Universitário de Coimbra, 3000-076 Coim- affect the rates of remission and low disease activity achieved using bra, Portugal; Fax: +351 239400587; E-mail: [email protected] anti-tumor necrosis factor (TNF) therapy [11, 12]. Therefore, rec- 1381-6128/15 $58.00+.00 © 2015 Bentham Science Publishers 2 Current Pharmaceutical Design, 2015, Vol. 21, No. 00 Santiago et al. ognition and appropriate management of depression could improve ing their effect on disease activity and response to treatment. In any the effectiveness of anti-TNF therapy. These psychological influ- case, health behaviors and their modulation have a considerable ences on response to treatment are especially relevant when adopt- impact on disease management. During the last decade, self- ing a holistic approach to the assessment of response to therapy by efficacy has arisen as one of the most important psychosocial vari- incorporating relevant patient-reported outcomes (PROs), such as ables when considering pain and disability in people with RA [33, quality of life and fatigue, alongside depression and anxiety [10]. 34]. Self-efficacy is the belief that one is capable of performing We could not find any studies addressing the potential influence of competently in specific situations. psychological domains on response to medication in controlled RA patients who report higher levels of self-efficacy experience circumstances. less pain, physical disability, fatigue, and negative mood [35, 36]. 1.B. Disease Activity in the Clinical Setting and Associated Psy- A study of 75 women with RA using questionnaires and a sem- chological Factors: Stress and Personality istructured interview found that the group of patients who could better control the symptoms of RA described significantly lower Although many patients with RA attribute their disease flares to levels of depression, pain, and physical disability [37]. psychological stress, research results are not conclusive [13]. Data indicate that enduring minor and interpersonal stressors can be re- Increases in self-efficacy that arise over the course of training in lated to concurrent or subsequent increases in disease activity [14- self-management or pain coping skills significantly predicted en- 16]. The study by Zautra is especially interesting, the disease activ- hancements in RA pain, health status, and depression [38]. ity increases in association with stress, and concurrent depression 1.C. Psychological Factors Influencing the Effectiveness of was mirrored by higher levels of circulating interleukin (IL) 6. An- Therapy other study revealed a significant relationship between minor stress- ful events and disease activity [14]. Such interactions have been Long-term persistence and effectiveness of treatment in clinical questioned by studies with negative results [13, 15, 17]. To date, practice is affected by factors that are often ignored in short-term studies on the relationship between personality traits, disease activ- clinical trials, namely, adherence, co-medication, and late adverse ity, and response to treatment are scarce and inconclusive [18]. events. Observational studies are best suited to address these as- pects and take into account a diversity of relevant outcomes not A prospective study of patients with RA showed neuroticism to considered in short-term trials. Depression has been consistently be a strong determinant of persistent low mood [19]. In their cross- associated with worse disease outcomes in patients with RA, in- sectional study, Persson et al. (2002) found data to suggest that cluding pain, tender joints, poor adherence to medication, increased neuroticism is strongly associated with self-rated symptoms and healthcare service utilization, disability, and higher rates of early well-being in RA [20]. Conversely, disease activity can influence retirement [2, 5, 39-42]. Conversely, several studies have demon- the expression of personality traits: Hyphantis et al. (2006) found strated that functional disability and loss of valued activities, such that during exacerbations of disease activity in early RA patients, as employment, are associated with an increased risk of depression personality profiling revealed characteristics of a borderline person- [39, 42, 43]. In addition, depression has been identified as an inde- ality disorder [21]. The design of the study did not allow conclu- pendent risk factor for cardiovascular disease, myocardial infarc- sions to be drawn regarding the nature and direction of causal rela- tion, suicide, and all-cause mortality in patients with RA [44, 45]. tionships. Coping strategies are decisive modulators of the impact The literature contains few references to the influence of psycho- of disease on a patient’s function and quality of life. logical factors on the results of surgical management. A recent sys- A recent review addressing the longitudinal association be- tematic review of factors involved in the perioperative management tween coping and psychological distress in RA found evidence that of major lower limb arthroplasty found that RA patients with clini- maladaptive cognitive coping styles and patterns such as pessi- cal depression do not improve to the same extent as those without mism, catastrophizing, and cognitive distortions are associated with [46]. increased levels of psychological distress [22]. In osteoarthritis, catastrophizing is a determinant of pain, psychological disability, 2. POTENTIAL MECHANISMS INVOLVED IN FACTORS and physical disability [23], and increases in psychological distress AFFECTING RESPONSE TO TREATMENT have been observed to predict increases in osteoarthritis pain [24]. 2.A. Interactions between Psychological Domains and Biological Somatization, the interpretation of innocuous bodily sensations as Mechanisms of RA symptoms of disease, has been shown to exert a strong influence on health-related quality of life in RA, even after controlling for pain. It has been repeatedly demonstrated that then immune system plays a pivotal role in the biology of a large array of psychiatric In fact, the number of physical symptoms is affected by concurrent anxiety and depression, neuroticism, and negative affect at least as disorders, including not only major depression but also schizophre- much as by objective measures of disease activity and cumulative nia and autism [47-49]. Such observations support the possibility that the immune system plays a key pathophysiological role in the joint damage [21]. Psychological aspects are obviously pivotal when considering lifestyle factors associated with disease activity concomitant development and progression of psychopathology and and response to treatment in RA. autoimmune disorders. Depression and depressed mood are associ- ated with a proinflammatory cytokine spectrum, as measured in There is strong evidence to support the concept that a compre- peripheral blood. A recent meta-analysis confirmed that patients hensive treatment strategy for RA should include correction of ex- with depression have significantly higher levels of circulating TNF- cessive body weight and cessation of smoking. Both of these condi- alpha and IL-6 than nondepressed age-matched controls. No sig- tions are associated with severity of RA and reduce the efficacy of nificant differences were found for IL- 1(cid:1), IL-2, IL-4, IL-8, IL-10, anti- TNF agents [25, 26]. However, moderate alcohol consumption or interferon [IFN] (cid:2) [50]. CRP also seems to be increased in de- may decrease the severity and progression of RA, possibly by re- pression [51, 52]. Moreover, it has been demonstrated that persis- ducing levels of some inflammatory mediators [27- 29]. Excessive tence of immune activation after treatment of major depression is a drinking will certainly increase the risk of liver toxicity for a variety risk factor for relapse during the following months [53, 54]. There of drugs, including MTX. Aerobic and strengthening exercises have is abundant circumstantial evidence to support these findings. De- been shown to provide significant improvements in the physical and pression has been shown to occur with remarkable frequency after psychological status of RA patients, including reduction in pain and immune challenges such as vaccination [55], administration of en- fatigue and increased sense of well-being [30-32]. Obesity, smok- dotoxin [56], and anti–IFN-(cid:2) therapy [57]. Conversely, there is ing, and lack of exercise have all been related to higher levels of evidence that anti-inflammatory therapies can relieve depressive stress. However, it is not clear whether stress plays a role in mediat- symptoms in the absence of somatic disease [48, 58, 59]. Antide- Psychological Factors and Rheumatoid Arthritis Current Pharmaceutical Design, 2015, Vol. 21, No. 00 3 pressive drugs have immunomodulatory effects. Despite conflicting ute directly to depression through special type II CRH receptors in results, their effect seems to be predominantly immunosuppressive, the central nervous system [71, 72]. Antidepressants also influence namely, a shift from TH2 to TH1 cytokine response patterns and these mechanisms, for example, by increasing glucocorticoid recep- decrease in levels of TNF-alpha, IL-1, and IL-6 while maintaining tor expression and function [73, 74]. Studies on depressed patients or increasing levels of anti-inflammatory cytokines such as IL-4 found that the long-term effectiveness of antidepressant therapy and IL-10 [60, 61]. Sertraline, a selective serotonin reuptake inhibi- depends on the correction of HPA axis hyperactivity [75, 76]. De- tor (SSRI), was recently shown to decrease adjuvant-induced arthri- pression is also associated with low levels of melatonin in plasma tis in rats as potently as MTX. This effect was associated with a and urine and alteration of circadian rhythms in RA patients. Mela- significant increase in levels of the anti-inflammatory cytokine IL- tonin and sleep have complex interactions with the immune system. 10, a decrease in TNF-alpha levels, and a decrease in cyclooxy- Humoral and cellular immunity are significantly influenced by genase-2 production [62]. Similarly, the SSRI fluoxetine has been melatonin through specific receptors, selective melatonin receptor shown to promote remission in an experimental model of autoim- MT1/MT2, and high-affinity nuclear receptors, which are found on mune encephalomyelitis [63]. Individual case reports suggesting leukocytes. similarly remarkable effects of antidepressants in RA do not pro- Melatonin inhibits translocation of NF-(cid:1)B to the nucleus, thus vide proof, but may boost our interest in researching this field [64]. reducing the production of proinflammatory cytokines such as IL-6 In summary, depression is associated with a proinflammatory and TNF-alpha. However in most circumstances, this hormone cytokine environment in the absence of any overt inflammatory seems to have a predominantly anti-adrenocortical and anti-stress condition and can be induced by immune challenges. Immuno- action. modulators can influence the risk and expression of various psycho- Antidepressives have shown to raise melatonin levels in de- logical conditions and states. Immune mediators and autoimmune pressed patients and to promote the restoration of biological conditions can be modulated by psychoactive drugs. Such observa- rhythms [61]. While these interactions are incompletely understood tions offer a myriad of possible bidirectional interactions between at present, they do have potential in this field. The evidence briefly mood disorder and RA. Increased activity of RA when associated summarized above demonstrates that there is an overlap between with depression and stress may be conceived as a simple reflection the biological mechanisms underlying conditions classically con- of the coexistence of 2 inflammatory conditions. The increased sidered diverse and independent, namely, autoimmune and other resistance to therapy in these circumstances may be related to the inflammatory diseases on the one hand and psychological condi- additional load of inflammatory mediators. Conversely, the in- tions and traits on the other. This overlap provides potentially am- creased prevalence of depression in RA and its amelioration with ple biological bidirectional communications and effects between anti-TNF therapy may simply reflect the ability of the proinflamma- these mechanisms. tory cytokines IL-6 and TNF-alpha to induce depression and sick- ness [51, 65]. Relief from depression when RA is in remission may 2.B. Psychological Dimensions Associated with Patient- be a direct effect of therapy on the biology of depression, at least as Reported Outcomes and the Impact of Disease on Patients’ much as an indirect effect through improvement in the symptoms of Lives RA and its impact on the patient’s ability to enjoy life. In psoriasis, a randomized controlled trial of etanercept found that patients re- PROs are becoming increasingly relevant as measures of dis- ceiving anti-TNF-alpha drugs gained significant relief from depres- ease activity and response to therapy [77]. Given that these meas- ures are more prone to emotional influence than the DAS28, the sive symptoms independently of improvement in disease activity, thus indicating a possible direct influence of TNF-alpha on depres- scientific community questions their validity and reproducibility. sion [66]. It has been proposed that blockade of proinflammatory However, such criticism must be reconsidered if we recognize that they convey dimensions of disease and illness that are indispensible cytokines with biologics could represent a new approach to treating depression [67] that could also prove to be useful in inflammatory if we are to grasp the full impact on patients, in other words, the conditions such as RA. The neuroendocrine biology of RA provides true importance of disease. Arthritis has intrinsically subjective dimensions, including pain, fatigue, depression, and anxiety, and several potential avenues for bidirectional psychological interac- tions. Similarly to immune challenge, acute psychological stress is these dimensions are as representative of disease burden as the associated with overactivation of the hypothalamic-pituitary- number of swollen joints. adrenal (HPA) axis, resulting in increased levels of circulating cor- The RA Impact of Disease (RAID) score conveys patients’ tisol and activation of the autonomic nervous system. Cortisol sup- views on the impact of RA [78]. The more than 500 patients who presses inflammation through an array of mechanisms, including were involved in the development of the RAID score identified 7 inhibition of the production of proinflammatory cytokines. These major domains as representing the overall burden of the disease: findings suggest that stressful circumstances would decrease in- pain (21%), functional disability (16%), fatigue (15%), emotional flammatory responses and ameliorate inflammatory conditions [68, well-being (12%), sleep disturbance (12%), coping (12%), and 69]. However, chronic stress has a different biology: under persis- physical well-being (12%) [79]. This study shows that patients tent activation, the HPA axis eventually reduces the production of consider emotions an integral part of their disease. Therefore, de- glucocorticoids, and persistent stress results in significant down- pression, anxiety, and other psychological dimensions such as help- regulation of the expression of glucocorticoid receptors. The same lessness, fear, and invalidation should not be seen as extrinsic fac- finding is observed in chronic persistent systemic inflammation. tors undermining the reliability of the “true measures of disease Chronic stress actually results in diminished levels of circulating activity”, but as valid “additional measures of disease”. We will fail glucocorticoids relative to levels that would have been adequate to grasp the disease completely if we insist on keeping emotions given the intensity of concomitant inflammation or psychological and other subjective dimensions out of the equation. Below, we distress. These relatively low levels of circulating glucocorticoids discuss each of the domains elected by patients to describe the im- act upon desensitized target cells [70, 71] and thus favor the in- pact of RA (RAID score) and explore their psychological dimen- crease in proinflammatory cytokine level and foster chronic in- sions. flammation. This paradoxical inhibition of glucocorticoid produc- Pain tion in chronic stress and/or inflammation occurs mainly at the level A cross-sectional study showed strong associations between the of the adrenal response to adrenocorticotropic hormone. The pro- severity of pain, sleep disturbances, and depression [80]. Given the duction of corticotropin-release hormone (CRH), induced by both biological pathways revised above, it is conceivable that these in- psychological stress and proinflammatory cytokines (IL-6, TNF), fluences might be mediated by increased inflammation. However, remains elevated in chronic distress. Increased CRH levels contrib- 4 Current Pharmaceutical Design, 2015, Vol. 21, No. 00 Santiago et al. Kojima et al. (2009) observed that severity of depression is posi- tive vs passive, and engagement vs disengagement) and categorized tively associated with pain in patients with RA independently of the employing a hierarchical taxonomy of coping [102]. RA patients intensity of inflammation as measured by other parameters [81]. adopting passive coping strategies (especially avoidance, helpless- Depression, anxiety, and chronic stress have been shown to de- ness, and wishful thinking) tend to have more pain and higher de- crease the pain threshold and increase sensitivity to pain of different grees of disability [22, 103, 104]. origins in humans and experimental pain in animals: pressure pain, Cross-sectional studies consistently showed that avoidance - thermal pain, visceral pain, formalin-induced hyperalgesia, and oriented coping is linked to poor psychological well-being [105, responsiveness to repetitive noxious mechanical stimuli (wind-up) 106]. Catastrophizing has been found to be especially harmful for [82-84]. It is difficult to ascertain the effect of emotions on disease daily functioning in patients with RA [107] and in patients with activity and pain threshold in human disease, as one emotion tends other rheumatic conditions such as low back pain, fibromyalgia, to affect another. However, it seems reasonable to conceive that and osteoarthritis [108]. In this regard, people with RA may be both the disease process and pain are affected by emotions. hypersensitive to certain stressors and/or generate a more marked Functional Disability response to stress [109]. While the use of active coping strategies is usually found to be helpful, in instances where it is not possible to Studies indicated that the Health Assessment Questionnaire change the stressor, continued attempts at problem solving may score, the most frequently used measure of physical disability in RA, is associated with depression [85] and pain [2]. It has also been result in heightened distress. It has been suggested that coping flexibility, ie, the use of a variety of coping strategies in different suggested that loss of valued activities caused by long-term disabil- situations, may be the most beneficial factor for adjustment to RA, ity and joint damage leads to depression [86]. Fatigue and pain also increase physical disability [87]. particularly because of the fluctuating and often unpredictable course of the disease [110]. The concepts of “locus of control” and Fatigue “self-efficacy” also deserve consideration in this context. Patients Although fatigue is a likely consequence of the disease process with an internal locus of control are more likely to take control of in RA [89], previous reports have shown that it is associated with their health, feel capable of developing strategies to deal with pain pain and depression [90, 91], more strongly so than with other pa- (self-efficacy), and report lower pain intensity [111]. On the other rameters of disease activity [87]. Psychosocial factors including hand, those with an external locus of control have low confidence health beliefs, perception of illness, and poor social support may in their ability to manage and reduce their pain and may thus avoid influence the fatigue associated with RA [36, 92]. intensifying their activity level [112]. Emotional Well-being In a cross-sectional study of 70 RA patients, it was suggested Patients consider emotions an important outcome of their dis- that patients with both a high internal locus of control and high self- ease [79]. Studies have shown that quality of life is significantly efficacy described better health status than patients with a low in- lower in patients with RA than in patients with other inflammatory ternal locus of control and low self- efficacy [113]. Moreover, conditions, because their depression or anxiety scores are higher higher levels of self-efficacy for physical activity increase the prob- [93, 94]. ability that patients with RA will achieve their physical activity goals [114]. Finally, increasing self-efficacy beliefs is a common Kojima et al. (2009) suggested that disease activity evaluated ingredient of cognitive-behavioral therapy and has proven effective by routine objective clinical examinations does not mirror the [38]. Spiritual and religious resources are relatively recent areas of physical and mental quality of life of RA patients [81]. Clinicians study in pain research. Both can have a substantial impact on the should assess the psychosocial status, as well as their subjective patient’s perception of pain, suffering, and disease burden. A multi- disease status, in order to improve quality of life of RA patients center cross-sectional study of 580 patients [115] showed signifi- [85]. This observation is coherent with the findings of Persson et al, cant associations between spiritual resources, positive appraisal, who suggested that psychological factors performed better than and internal adaptive coping strategies, suggesting that spiritual disease activity as predictors of well-being among RA patients [95]. resources go beyond fatalistic acceptance and actually operate as an Interestingly, a subanalysis of the COMET study involving active active coping strategy. early RA patients demonstrated that clinical remission with drug treatment is associated with improvement of PROs such as depres- In a meta-synthesis analyzing the status of spiritual well-being, sion and anxiety [10]. In summary, it seems reasonable to expect the investigators identified four consistent situations related to RA that the abrogation of the inflammatory process in RA will assist in patients' spiritual well-being: living with the disease, reclaiming controlling depression and anxiety in some but not all patients. control, reframing the situation, and bolstering courage [116]. The Thus, comorbid depression and anxiety must be evaluated and authors highlight that spiritual well-being should be incorporated taken into account when trying to assess and control the impact of into quality of life evaluations of RA patients and may afford an RA on patients’ lives [94]. evaluation tool able to explain the variability of the effectiveness of various interventions. In a recent case-control study [117], the Sleep Disturbances authors found that 637 patients with RA and 496 healthy controls Sleep disturbances have been associated with higher levels of score differently on 8 specific domains of the Trait Emotional Intel- pain, fatigue, and depression in patients with RA [96-98]. In a lon- ligence Questionnaire. The RA group scored higher on relationships gitudinal analysis, Nicassio et al. (1992) found that pain can exac- and empathy and lower on stress management, emotion manage- erbate sleep disturbances in RA patients, and that both factors can ment, adaptability, assertiveness, impulsiveness, and self-esteem contribute to depression over time [99]. Additionally, sleep depriva- (p<0.0025). tion can cause musculoskeletal pain, even in healthy people, and it In summary, coping strategies play a key role in determining adds to fatigue and to decreased overall sense of well-being. the impact of similar disease conditions on suffering, pain, disabil- Moreover, sleep deprivation has been shown to result in higher ity, and enjoyment of life. Physicians frequently recognize this in circulating levels of CRP, prostaglandin E2, and IL-6 [100]. their practice, although a structured approach to the assessment and Coping Styles and Strategies training of coping strategies is usually absent. The stress-coping model has been widely used to understand psychological adjustment to RA. Coping refers to the cognitive and 2.C. Psychological Influences on Measures of Disease Activity behavioral efforts that people make to manage situations that are and Response to Therapy considered as stressful [101]. Numerous coping strategies have Placebo and nocebo effects - Psychological influences on pain, been differentiated (eg, problem- focused vs emotion-focused, ac- suffering and modulation by medical treatment. Psychological Factors and Rheumatoid Arthritis Current Pharmaceutical Design, 2015, Vol. 21, No. 00 5 In randomized clinical trials of DMARDs, 15-35% of patients [10]. However, one should refrain from assuming that depressed with RA respond to placebo according to the American College of patients exaggerate in their assessment of tender joints or global Rheumatology (ACR) 20% criteria. Improvements are usually evi- health. As outlined above, there is abundant reason to assume that dent within 1-3 months and may persist for as long as 12 months depression may actually change the disease and its impact on the [118, 119]. A meta-analysis of placebo response in osteoarthritis patient. Cross-sectional studies provide conflicting results, with [120] confirmed an appreciable effect size of placebo in the treat- most describing an association between depressed mood and objec- ment of this condition, particularly for subjective outcomes (pain, tive measures of disease activity, such as CRP and ESR [6, 11, 81, stiffness, self-reported function) and the doctor’s global assessment. 129, 130]; however, others do not find such associations [131, 132]. Placebo seems to have no effect on more objective outcomes, such Some authors have found that anxiety does not correlate with ESR as range of motion. The contextual features underlying the placebo or CRP in RA patients [10, 133], whereas others show that anxiety effect have been closely studied in pain and may reflect nonspecific and disease activity were positively associated when measured aspects of the patient-physician relationship, including attention, simultaneously and 6 months apart [6]. While the latter study found compassionate care, modulation of expectations, anxiety, and self- some support for the condition that a higher level of disease activity awareness [121]. Curiously, in a multicenter randomized controlled is a risk factor for increased psychological distress, the findings did trial of a new agent for RA resistant to MTX, ACR20 response rates not confirm the hypothesis that psychological distress is a risk fac- in both the placebo and active drug groups were higher among pa- tor for future exacerbation of disease activity. tients from Latin America and Eastern Europe than patients from Furthermore, in patients with RA and concomitant/secondary the USA [122]. Some authors have hypothesized that patients with fibromyalgia, DAS28 has been reported to overestimate disease RA from economically disadvantaged countries with a lower socio- activity [124, 125], possibly because of application of the visual economic status and lower educational level have a substantially analog scale for general health and tender joint count, which focus poorer clinical status than those from developed countries, who on the more subjective components of DAS28 [48]. These authors have considerably greater capacity for improvement [123]. It could suggested that in order to reliably estimate an individual’s disease also be argued that the opportunity of receiving such new agents activity, the individual components of DAS28 should also be exam- can be expected to have a much higher emotional bearing—and ined, and that if the 2 measures listed above are high relative to thus potential placebo effect—in developing countries. The deter- ESR and swollen joint count, tender joints should be assessed. In minants of the magnitude of the placebo effect on osteoarthritis the study by Mattey et al. (2010), discontinuation of anti-TNF was pain were identified in a meta-analysis of randomized controlled associated with depression, anxiety, and disease activity at baseline, trials: the pain-relieving effect of placebo was greater when the suggesting that disease activity and psychological distress also in- active treatment effect, the baseline level of pain, and the sample dependently predict the effect of biologics [12]. size were higher and when placebo was administered by injection [120]. Interestingly, the placebo effect increases as the effect size of 2.D. Influence of Psychological Factors on Long-Term Effec- treatment increases. This finding suggests that a higher level of tiveness of Treatment expectation of benefit by participants (and assessors), as reflected in Many factors can negatively influence the long-term effective- the placebo effect, is also part of the effect of the experimental ness of drugs that have been shown to be efficacious in shorter medication [120, 124]. In any case, the data from this meta-analysis clinical trials. Most of these relate to cognitions and behavior, thus suggest that placebo is truly more effective as an analgesic over entering the realm of psychological domains. nontreatment (observation only). The superior placebo effect in this Adherence, Beliefs, Expectations, and Communication meta-analysis was observed in studies with larger samples, suggest- ing that in the presence of superior placebo effects, larger samples Reported adherence rates in RA vary from 30% to 93% [34, are needed to show significant differences and positive studies have 134]. This will forcibly have a high impact on the results of treat- a higher chance of publication than negative ones (publication bias) ment in clinical practice. Expectations regarding the effects and [120]. In fact, numerous neurofunctional studies have now estab- side effects of therapy are essential for successful adherence [135]. lished beyond reasonable doubt that the effect of placebo on neu- Female gender, middle age, busy lifestyle, cognitive deficits, de- ronal activity at CNS sites associated with modulation of physical pression, higher income, and employment status have all been asso- pain is similar to that of analgesics [125, 126]. This means that ciated with nonadherence [136, 137]. Garcia- Gonzalez et al. placebo significantly changes the pain experience and, therefore, (2008) found that Hispanic and African American patients have the perception of painful disease. A similar yet contrary effect is significantly lower levels of adherence to medication than Cauca- observed with nocebo, ie, the detrimental effect induced by nega- sian patients [138]. The authors attributed these findings to a tive cognitions [127]. Although the scientific method has endeav- stronger feeling of depression and perceptions of medication as ored to separate placebo effect from active medication effects, we harmful in ethnic minorities. Similar findings have been reported by must recognize that, when it comes to pain, placebo effects are at Kumar et al. (2008), who compared South Asian patients with Cau- least as real as those achieved with active medication. The efficacy casian British patients [139]. Health expectations and patient atti- of “proven effective” medication also incorporates the placebo tude also influence the kinds of treatments that can be realistically effect and would certainly be diminished by efforts to exclude any offered. Psychological aspects of the prescribing physician and influence of context on the effect of medication by diminishing the divergence between patients and physicians also play a role. For placebo effect. Systematic reviews show that the doctor-patient example, patients with early RA were less reluctant to accept com- relationship has an important therapeutic effect, irrespective of bination therapy with conventional DMARDs and biologics than prescribed treatment. rheumatologists [133-136], and a study analyzing the European Physicians who assume a warm, friendly, and calming style are League Against Rheumatism Recommendations on the manage- more effective than those who maintain consultations formal and do ment of glucocorticoid therapy demonstrated important discrepan- cies between patients’ and rheumatologists’ perspectives that might not offer encouragement [128]. negatively affect the implementation of the recommendations [137]. The DAS Score and its Components Such beliefs and divergence need to be addressed, as they may Results from the COMET study show that the self-assessed, unduly interfere with the physician’s selection of therapy and with subjective parameters of disease activity (ie, tender joint count and the patient’s commitment to the strategy. Communicating, discuss- global health reports) had a stronger association with depression ing the goals and alternatives of the treatment with the patients, and than the objective parameters (swollen joint count and ESR), al- making joint decisions seem to be essential for achieving optimal though the correlation was statistically significant in both cases adherence [48, 140]. 6 Current Pharmaceutical Design, 2015, Vol. 21, No. 00 Santiago et al. Social Aspects of Response to Therapy such as disease activity, disability, and health status has not been Psychological aspects can both influence and be influenced by established for persons with RA [150]. At present we can only social context. Examples include the presence or absence of en- speculate that, since treatment with antidepressants is associated with reduced levels of proinflammatory cytokines, these drugs hold couragement by family, social support, and invalidation, as well as aspects related to cultural/geographical background and gender. RA promise as adjuvant therapies for RA, especially in patients with is especially challenging for spouses or partners. depression. Both partners and patients may lack the confidence to commu- Psychological interventions have also been expanded for pa- tients with rheumatic diseases and relatively high scores for anxiety nicate effectively about fatigue and pain and resist discussing pain- or depressive symptoms but who do not fulfill the established diag- related topics with each other. nostic criteria for these conditions. Evidence showed that over and Partners who resist discussing pain (eg, overprotective partners) above standard care, psychological interventions can successfully reveal higher levels of caregiver tension, and their patient partners improve physical and psychological performance and reduce long- described much higher levels of psychological disability and pain term consumption of medical resources [151-154]. catastrophizing [141]. Furthermore, depressed partners may experi- ence coping problems with a chronic illness. High levels of spousal A meta-analysis of randomized controlled trials in RA demon- depressive symptoms, for example, have been shown to predict strated that cognitive- behavioral therapies are effective at improv- ing pain, disability, coping, self-efficacy, and psychological dis- worsening of disability and disease activity over a 1-year period [23, 142]. Well-intentioned people close to the patient can offer tress, with small to moderate effect sizes [151]. unhealthy social support. Spouses who, for instance, in an assertive Can we Use the Placebo Effect to Benefit the Patient? and lecturing way “know” what is best for the patient can impede the patient’s feeling of independence and self-control [143]. One review highlighted the placebo effect and some determi- nants of “placebo responses” [155]. Treatments that are perceived Lack of reciprocity in a relationship, ie, obtaining more support as being more powerful tend to have a stronger placebo effect than than one provides (over- benefit) and providing more support than those that are perceived to be less so. one receives (under-benefit) is psychologically distressing [144]. Social support beyond the immediate family is critical in the ad- Furthermore, the same substance has been found to be more justment to RA. powerful when it is branded than when it is not. Greater placebo effects have been reported with injections than with oral medication Obtaining support from others generally results in mental bene- in many conditions. Moreover, adherence to what the patient be- fit and physical health and may dampen the destructive impact of lieves to be a beneficial treatment is itself beneficial to health out- disease stressors or external stressors, as shown in patients with comes [156, 157]. The environment in which the patient receives fibromyalgia [145] and in patients with RA [146]. Patients with RA treatment may also modify outcome. Patient-physician communica- may benefit from emotional social, informational, behavioral, or tion plays a key role in the placebo response. A positive consulta- tangible forms of social support. tion is one where the physician gives a confident diagnosis, is opti- High levels of social support, such as (the perception of) being mistic that the treatment will help and be safe, wants to monitor the cared for and having assistance available from family and friends, patient’s progress, and reassures the patient that things will improve may protect against anxiety [133]. Workplace support can help soon. Addressing the patients’ concerns and misinterpretations may individuals to adjust better to painful disorders. Li (2006) found that reduce the nocebo effects of fear and diminish the risk of intoler- patients who reported low workplace support were much more ance and early treatment withdrawal. likely to develop depressive symptoms within 18 months [42]. Few Although there is no general opinion on the role of placebo and studies have investigated the interaction between cul- how to optimize it, practicing clinicians know that they would pay a tural/geographical background and response to treatment in RA. disservice to their patients if they disregarded it and, even more, if Recent studies found racial/ethnic differences in PROs of function they tried to avoid it. Physicians recognize hope as an essential part and global disease assessments [147, 148]. These discrepancies of what they have to offer their patients. could result from differences in interpretation and completion of outcome instruments, which, although often transculturally vali- Patient Education and Self-Management dated, may not guarantee transcultural comparability of results. Encouraging and supporting people with RA to take more con- 3. INTERVENTIONS USED TO BENEFIT THE PATIENT trol of their illness by engaging in self-management has increas- ingly become a focus in many health services. One particular push Treating Depression/Anxiety for this approach is the increasing recognition that with an ageing Given its impact on the patient’s quality of life, clinically overt population and the consequent increase in the frequency of chronic depression associated with RA should be treated as a separate en- disease, health services will have to change their model for treating tity, as long as there are no contraindications. The evidence that chronic disease [158]. The primary objectives of patient education concomitant depression hinders the efficacy of DMARDs further are to present the rationale for the treatment in an understandable supports the need to systematically look for and treat depression in way, to elicit active collaboration between patients (and their care- RA. This assertion holds, even if effective treatment with biological givers) and the clinician, and to help patients gain confidence in agents such as infliximab, etanercept, or adalimumab has been their ability to adapt to the consequences of the disease. It is par- shown to reduce the prevalence of depression in RA patients. Yet, it ticularly important to encourage RA patients and spouses to adopt remains unclear whether antidepressants and psychological thera- the belief that they can learn the skills necessary to cope better with pies confer their expected benefits in patients with RA who are the patients' illness-related problems and overcome helplessness. diagnosed with an anxiety disorder or depression according to es- Self-management is defined as the extent to which the patient regu- tablished criteria [4]. The possibility of using antidepressants or lates and is responsible for his/her own treatment and care. Self- psychological interventions for depression with the intention of management and medical care are more complementary than in- improving RA (especially, but not only, in the presence of con- compatible, and both patients and professionals depend on each comitant depression) is appealing and biologically plausible. Unfor- other to control disease activity and pain and prevent (progression tunately, this possibility has never been formally tested. Antide- of) joint destruction and disability. This dependence includes the pressants have a beneficial effect on pain and reduce disease activ- management of daily activities and medication. ity in patients with RA [149]. However, the impact of antidepres- sants or cognitive behavioral therapy on broad healthcare outcomes Psychological Factors and Rheumatoid Arthritis Current Pharmaceutical Design, 2015, Vol. 21, No. 00 7 Fig. (1). The determinants of “placebo responses”. (Doherty M. and Dieppe P., 2009). Enabling self-management for people with long-term conditions committed health professionals can play an important role in should be part of rheumatology practice. Many rheumatology teams enhancing patients’ well-being by promoting self-awareness, provide general education in self-management. However, many coping skills to deal with stress, sense of empowerment and clinicians are uncertain how to help. confidence, and the ability to live with meaning and hope [163]. The most effective means of providing a self-management pro- Patient Education. Coping Skills gram is through individual cognitive behavioral therapy, which uses a variety of techniques, including cognitive restructuring of dys- To enhance physical and psychological functioning, cognitive- functional beliefs and “worry” thoughts, relaxation training, posi- behavioral interventions generally try to modify coping strategies tive self-talk, and exposure to anxious situations, thoughts, and by addressing dysfunctional thoughts and pain- related behaviors worries. with the aim of improving long-term psychological and physical outcomes. The purpose of the initial component of training in cop- In cognitive behavioral therapy, the essential self-management ing skills is to help patients and spouses involve actively in the strategies of problem solving and goal setting improve self-efficacy process of learning new strategies (eg, relaxation, and pacing of and confidence that one can do something to make a difference. A activity and daily resting periods) and to replace unhelpful cogni- systematic review of general self-management programs in rheu- tions with helpful ones. matic diseases suggested incorporation of the cognitive behavioral therapy and self-efficacy principles [159]. Data suggest that in pa- This phase enhances self-efficacy, reduces perceptions of help- tients with RA, cognitive behavioral therapy targeting illness cogni- lessness, and helps patients to better cope with the disease-related tions results in better outcomes [160]. However, any psychological problems. Patients and their partners are stimulated to practice and intervention should only be provided after a thorough psychiatric integrate these new cognitive and behavioral coping strategies and evaluation. Self-determination theory is popular in the field of self- to apply them efficiently at home and at work. In the relapse phase, management [161]. The basic premise of this theory is that motiva- patients are stimulated to continue use of their coping strategies and tion is determined by 3 basic needs: autonomy, competence, and treatment gains. social relatedness. Of these, autonomy takes a central position: if a Most well-designed studies on psychosocial interventions in behavior is autonomous, it is voluntary, originating from one’s own RA have highlighted training in relaxation and coping strategies, values, and self- determined. A patient will be more inclined to including stress management, avoidance of catastrophizing, and conduct and persist in autonomous behavior than in externally di- positive reinforcement of healthy behavior in order to improve per- rected behavior. Competence includes the need to feel that one is ceptions of control and self-efficacy. These interventions have pro- really able to achieve something and is related to the construct of duced statistically significant improvements in pain scores, exhibi- self-efficacy. The third basic need, social relatedness, is the extent tions of pain behavior, reductions in affected joint counts and im- to which one finds support in one’s environment, including one’s provements in patients' scores of helplessness, self-efficacy, disabil- coach or therapist. High levels of autonomy, competence, and so- ity, and distress [151, 152, 164]. Typically, relapses occur when the cial relatedness enhance self-management. Motivational interview- intensity of symptoms begins to increase, since patients’ perception ing is the primary tool for ensuring autonomous motivation [162]. of symptom control is diminished, and when patients experience Even in the absence of a formal program, research reveals that psychological distress of any origin [165]. 8 Current Pharmaceutical Design, 2015, Vol. 21, No. 00 Santiago et al. Patient Education. Therapeutic Contract: Promoting Adher- 4. CONCLUSION ence This article reviews the potential psychological determinants, The factors most associated with increased adherence to medi- mechanisms, and interventions that may be involved in response to cation in RA are higher levels of self-efficacy and social support treatment in RA, including not only disease activity, but also the [166, 167]. The interested practitioner should promote these factors impact of the disease on the patient. The psychological conse- and investigate and correct (where possible) problems with adher- quences of RA are gaining importance, and PROs are increasingly ence. The cause of such behavior has been addressed by the self- taken into consideration. The psychological burden of RA on expectation efficacy theory [168]: adherence is influenced by the spouses, relatives, and caregivers is also attracting more attention. balance between patients’ beliefs about the need for treatment and A true partnership with patients and their caregivers based on edu- their concerns about the risks. Communication between physician cation, shared decision-making, and self-management is an indis- and patient is crucial to adherence. Muller et al. (2012) found that pensable tool for ensuring the success of therapy. In parallel, re- patients who were satisfied with their physicians had significantly searchers and clinicians now realize that the psychological status of higher levels of adherence than those who were not [48]. Other patients with RA, especially those with depression, must be taken studies have found that improved patient knowledge about the dis- into account in order to achieve the best possible results in a variety ease and the medication and a higher frequency of visits to the phy- of relevant outcomes, from immune regulation to pain, disease ac- sician are correlated with better adherence [169, 170]. In addition, tivity, prevention of disability, and quality of life. The biological more frequent monitoring will increase the chance of early identifi- mechanisms underlying these factors, with emphasis on neuroendo- cation and control of disease flares, adverse effects, and substantial crine immunology, are becoming increasingly clear, opening novel mood changes To promote adherence, practitioners require support avenues for intervention (Fig. 2). and training in communicating the benefits and risks of therapies Access to psychological support tailored to the psychological and in assessing and incorporating of patients’ beliefs into the con- needs of the individual patient is warranted for optimal outcome, as sultation process, while policymakers need to reduce barriers to is conventional treatment. All RA patients should be evaluated for access to treatment, such as drug costs where this is relevant [171]. depression, and appropriate treatment with antidepressants or psy- chotherapy should be started when indicated. The potential benefits Working on the Social Environment of antidepressive interventions for RA in the absence of depression Invalidation (lack of understanding and discounting by others) have not been established. Such approaches will facilitate greater is a crucial social aspect of disease burden. It includes negative improvements in the psychological and physical status of people social responses (denying, lecturing, and overprotecting), as well as with RA, enabling them to live a more fulfilling and possibly also a lack of positive social responses (supporting and acknowledging), longer life. and may represent a significant problem for people with RA [143]. Invalidation may actually increase the risk of becoming depressed 5. FUTURE RESEARCH and physically impaired [172], thus highlighting the need to take Research is needed to clarify whether inclusion of PROs in invalidation into account in research and clinical settings [4]. In- current disease evaluations can lead to improved relevant outcomes deed, greater satisfaction with emotional support and social com- for the patient by narrowing the gap between the patient and the panionship are related to reduced distress in patients with RA [173]. physician’s perspective. The sensitivity to change of many PROs Fig. (2). Potential associations between psychological state and response to treatment in RA. In most cases, the root cause remains unclear, although it is most probably bidirectional and may change during different phases of the disease course. Psychological Factors and Rheumatoid Arthritis Current Pharmaceutical Design, 2015, Vol. 21, No. 00 9 should be assessed (eg, RAID score). New PROs should be con- [5] Isik A, Koca SS, Ozturk A, Mermi O. Anxiety and depression in tinuously developed to guarantee that truly relevant domains are patients with rheumatoid arthritis. Clin Rheumatol, 2007; 26: 872- covered in a cross-culturally valid way. Instruments such as the 8. Personal Life Impact Measurement Scales seem especially promis- [6] Overman CL, Bossema ER, van Middendorp H, Wijngaards-de Meij L, Verstappen SM, Bulder M, Jacobs JW, Bijlsma JW, ing [174, 175]. Studies addressing the influence of psychological Geenen R. The prospective association between psychological dis- variables on response to medication in randomized controlled trials tress and disease activity in rheumatoid arthritis: a multilevel re- are urgently needed, as are new efforts and training to foster our gression analysis. Ann Rheum Dis, 2012; 71: 192-7. understanding of coping strategies, by focusing on longitudinal and [7] Wiltink J, Beutel ME, Till Y, Ojeda FM, Wild PS, Munzel T, within- person research designs (eg, daily diary studies). Outcome Blankenberg S, Michal M. Prevalence of distress, comorbid condi- criteria should be related to the autonomous needs and goals of each tions and well being in the general population. J Affect Disord, patient, namely, preserving autonomy, social relationships, and 2011; 130: 429-37. valued activities. [8] Dickens C, Creed F. The burden of depression in patients with rheumatoid arthritis. Rheumatology (Oxford), 2001; 40: 1327-30. Available evidence indicates the need for a trial on the potential [9] Bruce TO. Comorbid depression in rheumatoid arthritis: patho- role of antidepressant medication in patients with RA. The indica- physiology and clinical implications. Curr Psychiatry Rep, 2008; tion is obvious in the presence of comorbid depression, as this di- 10: 258-64. rectly impacts the patient’s quality of life. However, the immuno- [10] Kekow J, Moots R, Khandker R, Melin J, Freundlich B, Singh A. modulatory effects of antidepressants and the presence of biological Improvements in patient-reported outcomes, symptoms of depres- pathways that are common to depression and RA support the hy- sion and anxiety, and their association with clinical remission among patients with moderate-to-severe active early rheumatoid ar- pothesis that antidepressants may have positive effects on RA, even thritis. Rheumatology (Oxford), 2011; 50: 401-9. in the absence of depression. Basic and clinical research designed to [11] Hider SL, Tanveer W, Brownfield A, Mattey DL, Packham JC. understand the biological pathways involved in interactions be- Depression in RA patients treated with anti-TNF is common and tween disease process and psychosocial domains will play a key under-recognized in the rheumatology clinic. Rheumatology (Ox- role in opening new avenues of intervention. ford), 2009; 48: 1152-4. 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Abstract: This paper presents a comprehensive review of research relating psychological domains with response to therapy in patients with rheumatoid arthritis. A holistic approach to the disease was adopted by incorporating not only disease activity but also dimensions of the impact of disease on
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Most books are stored in the elastic cloud where traffic is expensive. For this reason, we have a limit on daily download.