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228 Pages·2005·3.062 MB·English
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FM.qxd 1/18/05 1:03 PM Page iv 11830 Westline Industrial Drive St. Louis, Missouri 63146 PROFESSIONALISM IN PHYSICAL THERAPY: HISTORY, PRACTICE, & ISBN 1-4160-0314-2 DEVELOPMENT Copyright © 2005, Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Permissions may be sought directly from Elsevier’s Health Sciences Rights Department in Philadelphia, PA, USA: phone: (+1) 215 238 7869, fax: (+1) 215 238 2239, e-mail: [email protected]. You may also complete your request on-line via the Elsevier homepage (http://www.elsevier.com), by selecting ‘Customer Support’ and then ‘Obtaining Permissions’. Notice Physical therapy is an ever-changing field. Standard safety precautions must be followed, but as new research and clinical experience broaden our knowledge, changes in treatment and drug therapy may become necessary or appropriate. Readers are advised to check the most current product information provided by the manufacturer of each drug to be administered to verify the recommended dose, the method and duration of administration, and contraindications. It is the responsibility of the licensed prescriber, relying on experience and knowledge of the patient, to determine dosages and the best treat- ment for each individual patient. Neither the publisher nor the author assumes any liability for any injury and/or damage to persons or property arising from this publication. International Standard Book Number 1-4160-0314-2 Acquisitions Editor:Marion Waldman Developmental Editors: Jacqui Merrell and Marjory I. Fraser Publishing Services Manager: Linda McKinley Project Manager: Gail Michaels Designer: Amy Buxton Printed in the United States of America Last digit is the print number: 9 8 7 6 5 4 3 2 1 FM.qxd 1/18/05 1:03 PM Page v This book is dedicated to those early physical therapists whose commitment and vision shaped the foundational concepts of professionalism in physical therapy and to our personal professional mentors, whose insight and professional generosity have contributed to our own professional development, which is the foundation of this text. v FM.qxd 1/18/05 1:03 PM Page vii Reviewers Lisa L. Dutton, PT, PhD Associate Professor of Health Sciences Dean, College of Health Professions The University of Findlay Findlay, Ohio Matthew Hyland, PT, MPA, CSCS President, Rye Physical Therapy and Rehabilitation Rye, New York Part-time Faculty, Member Mercy College Physical Therapy Dobbs Ferry, New York David Lake, PT, PhD Department of Physical Therapy Armstrong Atlantic University Savannah, Georgia George Maihafer, PT, PhD Chair, School of Physical Therapy Old Dominion University Norfolk, Virginia Anne Thompson, PT, EdD Armstrong Atlantic University Savannah, Georgia Camilla M. Wilson, PT, PhD Department of Physical Therapy Wichita State University Wichita, Kansas vii FM.qxd 1/18/05 1:03 PM Page ix Foreword Professionalism in Physical Therapy: History, Practice, & Developmentis a comprehen- sive resource that explores the multifaceted professional roles and the professional development of the physical therapist in the United States. Drs. Swisher and Page challenged themselves to write a scholarly text to discuss professional roles and pro- fessional development, review the history of the profession within the health care systems in which it has operated, encourage us to think about our future in terms of our history, analyze the five roles of the physical therapists established in the Guide to Physical Therapist Practice, and identify principles and issues that should guide pro- fessional decision making in today’s and tomorrow’s practice arenas. They certainly have met their challenge in this most comprehensive resource. The book begins with the historical perspective of the professional role of the physical therapist and takes us through the many definitions and models of profes- sionand professional. The fluid concepts of individual and collective professionalism are stressed. The section on the history of the profession looks at our development as it occurred within the contexts of the social events, health care and legislative activi- ties, and medical milestones from 1910 to the present. The book also includes a ret- rospective analysis of the evolution of ethics within the profession and a discussion of the contemporary practice issues facing the profession, including the Doctor of Physical Therapy degree, specialist certification, direct access practice, physical ther- apist assistants, the Guide to Physical Therapist Practice, and the political action activi- ties of the American Physical Therapy Association (APTA). The next five chapters of the book look at the five roles of the physical therapist that have been identified in the Guide to Physical Therapist Practice: patient/client manager, consultant, critical inquirer, educator, and administrator. The historical perspectives, the dimensions of these roles, and, when available, the ethical and legal issues concerning the roles are presented. The chapter on patient/client management starts with the activities of evaluation, diagnosis, and prognosis and progresses to information on discharge planning and discontinuance of care. Outcomes, clinical decision making, referral and interper- sonal relationships, and the technological advances that may affect patient/client management are explored. The chapter on the physical therapist as consultant covers the roles in that arena, as well as the consulting process, consulting fees, the traits that make a good con- sultant, and the importance of trust in the consultative relationship. The chapter on critical inquiry begins with a history of physical therapist involve- ment in this area and progresses to evidence-based medicine and outcomes research. The role of the staff physical therapist is examined in light of using research, publishing case reports, assessing new concepts and techniques, and serv- ing as a research subject. Guidelines for critiquing research reports and assessing products and courses are also included in this chapter. The chapter on the physical therapist as educator probes the many contemporary educational roles. These range from the physical therapists who provide instruction to patients/clients to tenured professors in institutions of higher education. Teaching ix FM.qxd 1/18/05 1:03 PM Page x x Foreword opportunities in the clinic, continuing education courses, and the academic environ- ment are all delineated. Theories of teaching and learning are also discussed. The chapter on the physical therapist as administrator stresses the roles now com- mon to all physical therapists in practice, including billing for services, documenta- tion, and delegation and supervision of support personnel. This chapter includes theories of organization, management, and leadership. The varied responsibilities of first-line managers, midlevel managers, and chief executive officers are presented. The APTA Standards of Practice are some of the many figures provided. Each of these five chapters finishes with interesting, thought-provoking case sce- narios that challenge us to examine the roles of the physical therapist from profes- sional and ethical perspectives. The last part of this book explores the organizational, political, and cultural con- texts of professionalism in the U.S. health care system and professional develop- ment, leadership, and exemplary practice as it pertains to the physical therapist. Projecting into the future, the authors examine the potential of the APTA to influ- ence the individual, institutional/organizational, and societal realms of physical therapist practice. The book is easy to read, contains many tables and figures, and at the end of each chapter includes questions and/or case scenarios for reflection on the content. Drs. Swisher and Page are two exemplary teachers and mentors who have written an outstanding, very thorough book that I would recommend to all physical therapist practitioners and physical therapist students. It is always a pleasure to see how effec- tively background knowledge and skill come together to provide a truly unique resource. Marilyn Moffat, PT, PhD, FAPTA, CSCS Professor, Physical Therapy Department New York University FM.qxd 1/18/05 1:03 PM Page xi Preface We became interested in writing a text on professionalism in physical therapy because of the challenges we faced in teaching the depth and breadth of issues and skills that are included in this umbrella topic in physical therapy curricula. A major challenge in teaching this topic was the paucity of written resources to assist stu- dents in learning this material. Over the years in academics and clinical practice, we have seen many changes that have provoked questions about how the profession of physical therapy and our professional roles have been evolving. We have been particularly interested in the impact of those changes on the day-to- day efforts of physical therapists. As faculty who are preparing graduates to make their efforts professional in the bigger context of the systems in which they work, understanding those changes and their impact becomes essential. This is especially important as the profession of physical therapy moves toward a doctoring profession. Therefore we felt a need for a text that could provide a framework in which to organize content related to physical therapy as a profession, the professional roles of physical therapists, and their development as professionals. We hope that the text is of value to faculty who may be responsible for all or part of this content and to cur- riculum committees as they define this thread of content in their programs. We hope that students will become actively engaged in the content through the questions for reflection and scenarios in each chapter. Physical therapists seeking an update on their profession, especially through the eyes of the American Physical Therapy Association’s Guide to Physical Therapist Practice,will find this text valuable as a reflection on the profession’s past as well as fuel for thought on current professional issues. Physical therapists who are begin- ning to explore opportunities beyond direct patient care will gather some insight into administration, consultation, and teaching. The development of this text has been an enriching experience that has been a major part of our ongoing professional development. We have listened to our clinical colleagues about the challenges they face in providing quality patient care, we have listened to our fellow teachers discuss the challenges of teaching professionalism, and we have listened while our colleagues in many components of the American Physical Therapy Association debate important professional issues. This text is for them, from them. These interactions stimulated our thinking about professional- ism, and we hope that the resulting text reflects the complexity of many issues that face physical therapists and the profession as a whole. We thank all of the people—students, colleagues, patients—who have made us pause to think about some aspect of professionalism in physical therapy. We became prouder of the profession with each of these interactions because of the level of thoughtfulness and commitment to the profession that we have encountered. The willingness of these numerous people to solve the problems they identified and to look at the long-term, big picture made us confident and excited about the future of our profession. xi FM.qxd 1/18/05 1:03 PM Page xii Acknowledgments This text on professionalism in physical therapy would not have been possible with- out the efforts of a number of people. We are especially grateful to Marion Waldman, Jacqui Merrell, Marjory I. Fraser, Gail Michaels, and Cynthia Mondgock. Their thoughts, motivational communications, and efforts were always professional, and we thank them for their assistance in making this text a reality. Laura Lee Swisher Catherine G. Page xii Ch01.qxd 1/19/05 1:43 AM Page 1 PART I Historical Perspective and Professional Practice Issues 1 Introduction: The Physical Therapist as Professional As much as we would like to think so, physical therapy is not yet completely recognized as a profession. – Catherine Worthingham1 Before deciding on a definition of [physical therapy], physical therapists must decide whether they really want to be professional or just make believe they are by paying lip service to professionalism. – Mary E. Kolb2 As a profession, we have arrived. We have defined our scope of practice. We have developed a unique body of knowledge. We are documenting the effectiveness of our outcomes. We adhere to a code of ethics. And we take responsibility for the well-being of patients and clients. True autonomy is the destination. – Ben Massey, Jr.3 W D P M ? HAT OES ROFESSIONAL EAN As Catherine Worthingham1observed in 1965, physical therapy has not always been considered a profession. In the 1966 Presidential Address to the American Physical Therapy Association (APTA), Mary Kolb described the definition of physical therapy in the Dictionary of Occupational Titlesas narrow, technical, and obsolete; she called on physical therapists (PTs) to engage in a “reappraisal of the role of physical therapy and a more appropriate definition of the field.”2 Not until 35 years later could Massey3state that physical therapy had arrived as a profession. Undoubtedly, most PTs currently in practice believe that they are professionals and would consider being called “unprofessional” an insult. However, even though most people use the term professionalfrequently in everyday conversation, its mean- ing may not be altogether clear or may differ among groups. Forinstance, athletes who are paid to compete are called “professionals” to distinguish them from am- ateur athletes. This use of the word clearly is in contrast to the ideas of Massey and Kolb. Indeed, the use of professionand professionalvaries so much that some have wondered aloud whether these words now mean anything at all.4 The concept of professionand professionalhas been the subject of vigorous scholarly debate spanning much of the twentieth century and continuing today. The rigor and 1 Ch01.qxd 1/19/05 1:43 AM Page 2 2 PART I Historical Perspective and Professional Practice Issues length of the debates reflect the ambiguity and multiple meanings of these terms and their importance as societal concepts embodying the legitimate expectations of the pub- lic for certain attitudes and behaviors exhibited by professionals. Consumers who feel that they received inadequate or impersonal physical therapy services, for example, may complain that the PT “was not professional.” Changes during the last 50 years in the way that professions are viewed have raised a number of important questions for professionals, scholars, and members of society. These questions include the following: Should an occupation be designated a profession on the basis of the ● possession of specific characteristics, the developmental process by which the profession as a whole has gained recognition and status by the public, or the power the profession is able to wield? Does being a professional still hold meaning? Have health care professionals ● been “deprofessionalized” by managed care and “deskilled” by bureaucratic control within organizations? Which is more important—the individual or the collective dimension of ● being a professional? Should medicine continue to be the paradigm for what it means to be a ● profession and a professional? Have professionals fulfilled their implied contract with society to be ● accountable and self-regulating? Given such questions, exploring the meanings of profession and professionalsin some depth is appropriate. This chapter defines related terms, provides some back- ground on the concepts related to professionalism, discusses the evolution of PTs’ ideas about professionalism in the United States, addresses specific attributes important to being a professional, and reflects on current and future issues in phys- ical therapy professionalism. Preliminary Definitions of Profession and Professional The concept of profession is an ancient one that has roots in Greek and Roman times.5 The early origins of the word are reflected in its Latin precursor profiteor, which means “to profess a belief.” This root meaning suggests that professionals have historically been expected to have a sense of “calling,” or vocation.6Although not everyone construes this calling as religious, society still expects professionals to exhibit dedication to their work and clients. The following preliminary definitions provide a starting point for discussion: Aprofession is an occupation that is viewed by society as a profession on the basis of it characteristics, development, or power. Professionalism is the internalized conceptualization of expected professional obligations, attributes, interactions, atti- tudes, values, and role behaviors in relation to individual patients and clients and society as a whole. Professionalism may be collective (practiced by the profession as a whole) or individual.7,8Individual professionalismrefers to the internalized beliefs of an individual member of a profession regarding professional obligations, attri- butes, interactions, attitudes, values, and role behaviors. Individual professionalism might also be called “professional role concept.” Sociological Perspective Much literature has been devoted to the discussion of what it means to be a profes- sion, especially in sociology. According to Ritzer,9sociological literature about the Ch01.qxd 1/19/05 1:43 AM Page 3 Chapter 1 Introduction: The Physical Therapist as Professional 3 professions takes three approaches: structural, processual (or process), and power. The structural approach focuses on the static characteristics that an occupation must possess to be considered a profession. The process approach focuses on either the stages and developmental periods that an occupation must pass through or activities that its members must perform to achieve recognition as a profession. Those advocating the power approach believe that a profession’s ability to obtain the political and social power to define its work is its most important characteristic. As Ritzer9 notes, these three approaches are not mutually exclusive. Indeed, when defining the term profession, most people blend these approaches. Structural Approach Although Emile Durkheim5wrote about the positive functions of the professions as early as 1890, the structural approach to professions is most associated with Talcott Parsons,10the founder of the structural-functionalist school of sociology. In translat- ing Max Weber’s11work to English in the mid-1900s, Parsons became interested in the professions.10Weber (1864-1920) had delineated the characteristics of priests, which formed a foundation for later definitions of professionals, and had also dis- cussed the link among professionalization, bureaucracy, and rationalization. Adherents of Parson’s perspective believed that existing social structures were the result of the positive function they served within society.10 The work of Parsons precipitated a tremendous amount of work in sociology during the 1950s and 1960s focusing on the professions. Much of this scholarshipattempted to further refine the characteristics of the of true professions, in contrast to “semiprofessions” or nonprofessions.12 Although debate about the number andnature of these traits has been considerable, the classic definition of a profession includes at least four: a body of theoretical knowledge, some degree of professional autonomy, an ethic that the members enforce, and accountability to society(Box 1-1). Processual Approach The second sociological approach to professions places less emphasis on an abstract “ideal type” definition of characteristics of professions than on “professionaliza- tion”—the social processes or developmental stages through which occupations move to attain the power and status that professions have traditionally held in soci- ety.9,15-17 Central to this perspective is the recognition that an occupation can enhance its autonomy and professional status through social and political actions. For example, legislation requiring a license to engage in a particular occupation stage partly represents public acknowledgment of the professional status attained by that occupation. In a classic article, Wilensky wondered about the “professionaliza- tion of everyone.”18 Much of the sociological literature about professions has emphasized autonomy as the sine qua nonof a profession. Those occupations with extensive autonomy in their work are considered “true professions”; those with less autonomy are either “semiprofessions” or not professions at all.12Moore19and Pavalko20built on the idea of autonomy as the defining attribute of professions in developing a continuum or hierarchy of professionalism. A hierarchical continuum of characteristics combines the structural and processual approaches to defining a profession.9 Pavalko’s continuum allows assessment of an occupation’s level or stage of professionaliza- tion (Figure 1-1). Use of the continuum requires placing a mark along the line between occupation and profession that best represents where an occupation is in

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