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Processing and Presentation of Antigens PDF

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PROCESSING AND PRESENTATION OF ANTIGENS Edited by Benvenuto Pernis Samuel C. Silverstein Henry J. Vogel College of Physicians and Surgeons Columbia University New York, New York Academic Press, Inc. Harcourt Brace Jovanovich, Publishers San Diego New York Berkeley Boston London Sydney Tokyo Toronto COPYRIGHT © 1988 BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. 1250 Sixth Avenue San Diego, California 92101 United Kingdom Edition published by ACADEMIC PRESS INC. (LONDON) LTD. 24-28 Oval Road, London NW1 7DX Library of Congress Cataloging-in-Publication Data Processing and presentation of antigens. Includes index. 1. Antigen-antibody reactions. 2. Antigens—Receptors. 3. T.cells. I. Pernis, Benvenuto. II. Silverstein, Samuel C. III. Vogel, Henry J. (Henry James), Date [DNLM: 1. Antigen-Presenting Cells—immunology. 2. Antigens—immunology. QW 573 P963] QR187.A1P76 1988 616.07'92 87-26971 ISBN 0-12-551855-2 (alk. paper) PRINTED IN THE UNITED STATES OF AMERICA 88 89 90 91 9 8 7 6 5 4 3 2 1 Preface Antigen processing and presentation have been much discussed in im- munology since the time when "instructive" theories of antibody formation postulated that antibodies are molded on the surface of antigens. Since the bulk of antigen administered to an organism ends up in macrophages and related cells, it was assumed that macrophages are the cellular sites of antibody production. This is not the case, and the nature of the early events taking place after the introduction of antigens has been a matter of uncertainty and controversy for a long time. Recently, however, intense interest has been focused, from a new perspective, on the fate of antigens at the very beginning of the immune response. It is now clear that Τ cells generally do not respond to intact protein antigens and that antigens must be processed and presented by antigen-processing cells. The best studied among such cells are macrophages and dendritic cells, but the concept is emerging that any cell, e.g., a virus-infected fibroblast, can actually process protein antigens and present them. Antigen processing appears to consist essentially of limited intracellular proteolysis followed by recycling of the relevant peptides, in association with histocompatibility antigens, to the cell membrane. Macrophages, dendritic cells, and antigen-binding Β lym- phocytes all have the capacity to present antigens. The presentation of immunogenic peptides involves an interaction with histocompatibility molecules, and the structural basis for this interaction is beginning to be understood. This volume brings together the views of outstanding immunologists, biochemists, cell biologists, and virologists who have a common interest in the early phases of the immune response. Antigen processing and pre- sentation comprise a series of events that are much more complex and sophisticated than had been thought for a long time and that constitute an essential part of the biology of the immune response to T-dependent protein antigens. xiii xiv PREFACE It is a pleasure to acknowledge the advice and help of Dr. Baruj Benacerraf, Dr. Charles R. Cantor, Dr. Franco Celada, Dr. Leonard Chess, Dr. Harold S. Ginsberg, Dr. Hugh O. McDevitt, Dr. David Sabatini, and Dr. Jack L. Strominger in the development of this volume. We are grateful for the fine support of the College of Physicians and Surgeons (P&S) of Columbia University without which this volume would not have reached fruition. This volume was developed from a P&S Biomedical Sciences Symposium held at Arden House, on the Harriman Campus of Columbia University, from May 30 through June 1, 1986. Benvenuto Pernis Samuel C. Silverstein Henry J. Vogel 1 Processing of Native Antigen by Accessory Cells and Presentation of Membrane-Bound MHC-Associated Antigen to Specific Τ Cells1 BARUJ BENACERRAF, LOUIS D. FALO, JR., AND KENNETH L. ROCK Department of Pathology Harvard Medical School Boston, Massachusetts 02115 INTRODUCTION The understanding of the numerous and complex steps which, starting with the introduction of a protein antigen, its uptake, processing by ac- cessory cells, and suitable presentation to clonally specific Τ cells in as- sociation with class II MHC molecules, results ultimately in specific cel- lular and humoral responses, has been one of the major achievements of twentieth century biology. Immunologists concerned with the phenomenology of immune responses and with the fate of the antigens soon realized that the clonal selection theory which postulated the selective activation of specific lymphocytes by antigen bound to their antibody receptors was unable to explain the fundamental requirement demonstrated by Landsteiner (1) that a carrier protein must be immunogenic to elicit antibody responses to the haptenic determinants it bears. The protein carrier requirement indicated that im- munogenecity is indeed distinct from specificity and was only understood when it was established that Τ cells are required for an antibody response (2,3) and recognize antigen only on the surface of live cells as a complex with MHC molecules (4,5). These discoveries defined one of the major problems in immunology: Immunogenecity requires the transformation of 'Based on the Opening Address delivered at the symposium "Processing and Presentation of Antigens," held at Arden House on the Harriman Campus of Columbia University, May 30 through June 1, 1986. PROCESSING AND PRESENTATION 3 Copyright © 1988 by Academic Press, Inc. OF ANTIGENS All rights of reproduction in any form reserved. 4 BARUJ BENACERRAF et al. a water soluble native protein into a membrane-associated protein by cells specialized for this process. As is the case for major discoveries, Nature grudgingly revealed the secrets that permitted immunologists to assemble appropriately the various pieces of this puzzle. Moreover, it is only recently that one of the most important steps in this process, antigen processing and presentation by accessory cells to Τ lymphocytes, has become sufficiently clarified to be the topic of this treatise in which immunologists, cell biologists, and phys- ical chemists will discuss their findings. We are beginning, finally, to ap- preciate the problems involved in transforming a water soluble hydrophilic native protein antigen into a membrane-associated protein, or fragment thereof, capable of reacting specifically with both the membrane-bound la molecules on antigen-presenting cells and the Τ cell receptor. I propose first to discuss the major advances and insights that have brought us where we are today, and then some recent results from our laboratory concerning the interaction of antigen with class II MHC mol- ecules and the precise mechanism involved in antigen processing, the single major issue left unresolved to date. HISTORICAL The first insights into the complexity of antigen processing were as fol- lows: (a) The realization by Unanue and associates (6-7) and us (8) that the critical requirement for accessory cells, originally macrophages, was to present T-dependent antigens and to initiate immune responses. Unanue and Askonsas made the important and unexpected observation that mac- rophages, after degrading most of the ingested antigen, showed "persis- tence of immunogenicity associated with a small percentage of antigen retained by the cells in a form which was protected from rapid breakdown and elimination." (b) The demonstration by Gell and Benacerraf that the specificity of cellular immune reactions, which reflects the immunity of Τ lymphocytes, was directed to denatured unfolded sequential determi- nants, whereas the epitopes recognized by humoral antibodies were in most cases determined by the tertiary structure of the intact antigen (9). This unexpected finding was confirmed in other systems by several lab- oratories (10,11). The study of the cells besides macrophages with antigen-presenting properties, generally referred to as accessory cells, revealed that several cell types, closely related to macrophages, function as highly effective antigen-presenting cells; among these are the dendritic cells of the spleen 1. ANTIGEN PROCESSING AND PRESENTATION 5 (12) and the Langerhans cells (13) of the skin. More recently it was realized, as will be documented later in this volume, that class II MHC-bearing Β cells are also very effective antigen-presenting cells, particularly for an- tigens previously bound to their immunoglobulin receptors (14,15). The seminal contributions of Rosenthal and Shevach (4) and of Yano et al. (16), alluded to earlier, then established that the in vitro pulsing of live macrophages with antigen enabled these cells to present antigen to specific Τ lymphocytes in the MHC-restricted fashion required for their activation. ANTIGEN PROCESSING The efforts of several laboratories became concerned with an analysis of the steps involved in antigen processing by macrophages to present membrane-bound antigens to specific Τ cells, and of the changes imparted to the antigens to make them immunogenic for Τ cells. Ziegler and Unanue (17) showed that inhibition of macrophage catabolism by ammonia or chloroquine is associated with impaired antigen presentation to Τ cells. Similar results were reported by Lee et al. (18) and by Berzofsky and associates (19). Moreover, it was determined that the essential step in the processing of antigens, blocked by these inhibitors of lysosomal enzymes, is indeed the denaturation or unfolding of the antigens. Accordingly, the processing requirements are bypassed when the antigen is denatured in vitro previous to pulsing, as shown for ovalbumin (20), Listeria, hen egg lysozyme (21,22), and sperm whale myoglobin (19,23). Dissociating effectively the antigen processing from the presenting step, Grey and associates (20) demonstrated that dead, glutaraldehyde-fixed cells, which could effectively present previously pulsed and processed ovalbumin, could not present the native antigen; however, such glutar- aldehyde-fixed cells were capable of presenting in vitro, denatured and proteolytically cleaved ovalbumin. An analysis by several groups (19-24) of the changes effected in the antigen by denaturation which permitted antigen presentation by fixed cells revealed the unmasking and exposing of hydrophobic sequences. Moreover, DeLisi and Berzofsky (24) pointed out the presence of amphipathic structures in several of the immunogenic peptides they studied which were capable of bypassing processing by live accessory cells. The general conclusion from these experiments was that antigen is nor- mally ingested by accessory cells and metabolized in lysozomes to unfolded chains or fragments capable, in many cases, of associating by themselves 6 BARUJ BENACERRAF et al. with the cell membrane to permit presentation to Τ cells, in association with la molecules. The demonstration by several laboratories that antigen, with membrane-binding properties, could be effectively presented by iso- lated la-bearing membranes (25) or liposomes (26,27), and activate Τ cells, was in agreement with this interpretation. However, in spite of these considerable advances, the process by which a denatured antigen fragment is stably associated with the membrane of the antigen-presenting cell remains largely undefined. To explain the specificity of Ir gene function and the definitive role played by la molecules in determinant selection for Τ cells (28), we pro- posed in 1978 that processed antigens and class II MHC molecules are capable of some degree of specific association, previous to and independent of the interaction of these two components with the Τ cell receptor. The accumulating evidence in favor of this hypothesis will be detailed in another section. As part of this discussion, however, we want to emphasize that the affinity of the binding between antigen and la molecules reported re- cently by Unanue's laboratory (29) is much too weak to account for the stable association of pulsed processed antigen with the macrophage's membrane, observed over days in culture. Moreover, it would seem un- likely that nature would not have evolved one or more specific mechanisms to ensure the integration of processed antigens and their transport to the membrane of the antigen-processing cell. The recent analysis of the membrane anchoring of several immunolog- ically relevant integral membrane proteins, such as Thy-1 (30) and decay accelerating factor (DAF) (31), had identified phosphatidylinositol as the membrane-anchoring domain of these molecules, which share with pro- cessed antigens the remarkable requirement for considerable mobility on the plane of the membrane. This is not to imply that there is any evidence other than analogy that processed antigen might be anchored by phos- phatidylinositol or a similar covalently bound lipid soluble moiety, but rather that the search for such a possible binding may prove informative and has indeed been undertaken in our laboratory (32). To approach this problem, antigen-pulsed cells were treated with various enzymes and immediately fixed with paraformaldehyde to prevent antigen reexpression. These cells were then added to specific Τ cell hybrids to determine whether the membrane-bound processed antigen was effectively released. As a control, the integrity of class II MHC molecules as detected on the same cells by an alloreactive Τ cell following the enzymatic treat- ment was tested in parallel. It has been already established that treatment with proteolytic enzymes such as trypsin or pronase (under conditions that spare la molecules) do not interfere with antigen-presenting properties of antigen pulsed, fixed cells (21,33). Our own experiments were in com- 1. ANTIGEN PROCESSING AND PRESENTATION 7 plete agreement with these conclusions. However, we observed that, in contrast to proteases, both phospholipase A, purified from Naja naja ven- om, and phospholipase C, purified from Clostridium perfringens, were able to abolish totally the antigen-presenting capacity of antigen-pulsed fixed cells to antigen-specific Τ cells in several antigen systems, while leaving unaffected the capacity of these same cells to stimulate alloreactive hybrid Τ cell clones (32). Since these experiments were conducted with broadly active phospholipases capable of hydrolyzing many types of phosphatidyl bonds, they do not identify the critical structure or structures to which processed antigen may be anchored on the membrane of the antigen-presenting cell. Nevertheless, this can be considered the first evi- dence that such specific bonds may exist and in many cases might be the objective of the antigen processing step. In addition, such a reaction might provide a general mechanism by which an antigen-presenting cell could stably associate otherwise water soluble proteins with their plasma mem- brane. The issue remains, however, whether denatured antigen with hy- drophobic sequences of amphipathic structure, as referred to earlier, might not be capable of binding stably to the membrane of the antigen-presenting cells by themselves, without the need for an intervening lipid. A com- parative study of the reversibility of binding of such material to fixed membranes as compared to physiologically processed antigen should answer these critical questions. In addition, the analysis for covalent- ly bound lipids of lipase released labeled antigen should also prove very informative. SPECIFIC INTERACTION OF ANTIGEN WITH CLASS II MHC MOLECULES The specificity of Ir gene phenomena resulting from MHC polymorphism and the demonstrated role of Ia molecules in determinant selection for Τ cell responses led us to propose together with Rosenthal that processed antigen is capable of specific interaction with class II MHC molecules (28,34). However, the small number of Ia molecules, even in a hetero- zygous individual, was considered a major objection to this hypothesis. We felt, notwithstanding, that the increasing realization that the Τ cell has a single receptor capable of binding both processed antigen and class II MHC molecules required some degree of intimate interaction between these two entities. Furthermore, even if the alternative explanation promoted by Klein and Nagy (35) to explain Ir gene phenomena, i.e., Τ cell-repertoire defects caused by tolerance to autologous molecules 8 BARUJ BENACERRAF et al. in the context of self-la, were a valid mechanism, it also presupposes a similar specific interaction between antigen and la molecules at the stage of induction of tolerance. The first evidence that antigens and la molecules could associate re- versibly came from functional studies of Τ cell activation involving com- petition phenomena in antigen-presenting cells. Werdelin was the first to demonstrate that the response of primed Τ cells in culture to antigen- pulsed macrophages could be inhibited by closely related nonimmunogenic molecules in the guinea pig (36). We investigated this phenomenon in the mouse using Τ cell hybrid clones, antigen-presenting Β cell lines, and in- itially, copolymer antigens under Ir gene control. We confirmed and ex- tended Werdelin's observation and were able to demonstrate that non- immunogenic GT copolymer at 0.1 mg/ml competed effectively with comparable pulsing concentrations of immunogenic GAT, at the level of the H-2d antigen-presenting cell, and rendered such a cell unable to activate a GAT-specific, H-2d restricted Τ cell hybrid. Moreover, this phenomenon was I-Ad restricted, as it was not observed with H-2 b-presenting cells, and quantitatively reversible by increasing the concentration of GAT. In ad- dition, a H-2(dxbF) accessory cell pulsed with GAT and GT could be com- 1 peted for by presentation to H-2 d- but not to H-2 b-restricted lines (37). This MHC-restricted competition phenomenon at the level of the antigen- presenting cell was confirmed with other copolymer systems, GLphe, GLleu, restricted to I-E (38), and more recently with a native antigen, bovine insulin. In this last system we showed that the presentation of processed bovine insulin, which for H-2 b Τ cells involves a determinant contributed by both alpha and beta chains, is inhibited by the nonim- munogenic alpha chain (39). Similar results involving Ir gene-associated antigen competition for the la molecule in antigen-presenting cells have been recently reported by Unanue and associates (40). Using a different approach to document the interaction of selected pro- cessed antigens with class II MHC molecules, we reasoned that such an interaction should cover or allosterically alter unique epitopes on la mol- ecules normally recognized by selected alloreactive cells. Considering that H-2b cells, in contrast to H-2d cells, were not suitable to demonstrate GAT/ GT competition, we prepared a series of H-2 b anti-H-2d hybrid clones specific for I-Ad and explored whether any of these alloreactive clones could be inhibited if the H-2 d stimulator cell had been pulsed with GAT or GT. Approximately 5% of such alloreactive cells could be selectively inhibited if GAT or GT, but not other unrelated antigens, had been used to pulse the stimulator cells (41). Moreover, when we compared the ef- fective concentrations of GAT required to demonstrate these inhibitory

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