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PROCESSING AND EVALUATION OF LOW DENSITY POLYETHYLENE/CHITOSAN ANTIMICROBIAL FILMS TAN YI MIN NATIONAL UNIVERSITY OF SINGAPORE 2016 PROCESSING AND EVALUATION OF LOW DENSITY POLYETHYLENE/CHITOSAN ANTIMICROBIAL FILMS TAN YI MIN B. Eng. (Hons.), National University of Singapore A THESIS SUBMITTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY DEPARTMENT OF MECHANICAL ENGINEERING NATIONAL UNIVERSITY OF SINGAPORE 2016 DECCLARATTION I hereby ddeclare that tthe thesis iss my originaal work andit has beenn written by me in its entirety. I hhave duly accknowledgeed all the soources of infformation wwhich have been used iin the thesiss. This theesis has alsoo not been ssubmitted foor any degreee in any unniversity previously. ______________________________ Tan Yi Minn 088 January 20016 i ABSTRACT Polyethylene (PE) is a conventional material that is commonly used for packaging as it is low in cost, has good processability and versatility in fabrication. However, extensive use and disposal of PE has resulted in serious environmental pollution as synthetic polymers are non-biodegradable and resistant to degradation. Rising environmental awareness has led to studies on the incorporation of natural materials as a degradable component into PE, to impart biodegradable properties for the reduction of environmental footprint at the end of life. In this study, low density polyethylene (LDPE)/chitosan films were fabricated via a compression molding process. Chitosan, a natural biopolymer has immense potential for applications in food technology, due to its biocompatibility, non-toxicity, short time biodegradability, excellent film forming ability and inherent antimicrobial properties. To obtain good mechanical properties of the blends, interfacial compatibility and miscibility between the hydrophobic synthetic and hydrophilic natural polymers are critical. Despite studies conducted with the incorporation of compatibilisers for better interface adhesion, mixing studies to achieve better miscibility of LDPE/chitosan films have not been investigated. Experimental results showed that an increase in the length of compounding enhanced the interfacial adhesion between the polymers, and a higher degree of miscibility of the blends was achieved. It could be observed from the experimental results that the degree of crystallinity increased with increasing compounding length. The fabricated LDPE/chitosan films also displayed good thermal stability. Furthermore, an improvement in miscibility of the blends led to improved mechanical properties of the films. Statistical analysis of data using the ii Abstract variance (ANOVA) procedure was used to verify the results obtained from mechanical testing. The tensile strength increased by ~ 25 % whereas elongation at break increased by two-fold. Films that were fabricated from blends compounded with an L/D ratio of 60:1 had the highest tensile strength and elongation at break values, and the tensile strength was comparable to that of LDPE films. In addition, in a preliminary in-vitro bacterial study, the growth of E. coli was inhibited by LDPE/chitosan films containing 20 wt. % content of chitosan within 24 h. Hence, LDPE/chitosan films have the potential to be a useful material in the area of food technology. iii ACKNOWLEDGEMENTS I would like to express my earnest appreciation and gratitude to all the people who have provided me with their help and support for the completion of this thesis, and would like to thank the National University of Singapore (NUS) for awarding me a NUS Research Scholarship. First of all, I would like to express my sincere gratitude to my supervisors, Associate Professor Thian Eng San, Dr. Lim Szu Hui Cynthia, Dr. Tay Bee Yen and Dr. Lee Mun Wai for their guidance, advice and encouragement throughout the duration of this research study. I would like to thank them for sharing with me both their invaluable knowledge in scientific research and also their enriching life experiences. I would like to express my greatest appreciation to Prof. Ho Bow for his expert advice and guidance in the antibacterial study, and also to Mr. Ng Han Chong for his assistance in ensuring that the antibacterial assessments could be conducted smoothly. Special thanks also go to Dr. Lim Poon Nian for her patience and guidance in the microbiological experimental techniques during the study. I am thankful to Mr. Abdul Khalim Bin Abdul and Mr. Ng Hong Wei of the Materials Group for their constant kind assistance involving experimental work, and am grateful for the help of Ms. Ma Cho Cho, Ms. Xie Hong and Mr. Goh Ming Hao from A*STAR SIMTech for their assistance in the operation of equipment for the characterisation of experimental samples. iv Acknowledgements I would also like to give my sincere appreciation and thanks to the past and present members of BIOMAT laboratory, including Dr. Lim Poon Nian, Dr. Lim Jing, Dr. Li Jinlan, Dr. Chang Lei, Dr. Wang Zuyong, Dr. Zhang Qinyuan, Mr. Feng Yong Yao Jason, Ms. Lam Ruey Na, Ms. Qiu Xihe Ms. Tong Shi Yun, Mr. Wu Yang and Mr. Wu Bin, for all their assistance, encouragement and company throughout the course of my study. The good memories that were spent with all of you will be remembered fondly. I am very grateful to Ms. Chia Sing Ling, Mr. Markas Law Lee Lam, Mr. Matthew Law Lee Liong, Mr. Gong Feng, Ms. Li Liu, Ms. Lu Jia, Dr. Song Bohang, Ms. Jiang Weizhou, Mr. Sim Xian Hui, Mr. Chan Ng Poh Huat Paul, Ms. Chng Shuyun, Ms. Deng Xinying, Mr. Eng Hengky, Ms. Munirah Abdul Manan, Ms. Tan Cher Lin Clara, Ms. Teo Siew Cheng, Mr. Yan Hengchao and Ms. Foong Yuet Ee for their friendship and support along the way. I will always treasure the great times that we spent together. I am really appreciative of the encouragement from many of my friends too. Most importantly, I would like to give my heartfelt thanks and deepest gratitude to my family and Mr. Kong Xin Xian for their everlasting love, care and concern for me. Their unconditional encouragement and unwavering support have always spurred and motivate me to bring out the best in myself, to strive for excellence. With love and warmest appreciation, I dedicate this PhD thesis to them. v PUBLICATIONS, CONFERENCES AND AWARDS International Publications 1. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. Improve Miscibility of Low Density Polyethylene/Chitosan Blends through Variation in Compounding Length. Journal of Applied Polymer Science (Accepted). 2. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. Functional Chitosan-Based Grapefruit Seed Extract Composite Films for Applications in Food Packaging Technology. Materials Research Bulletin 2015, 69: 142-146. 3. Z. Yang, Z.S. Liu, Z. Ding, J. Hu, Y. M. Tan, S Swaddiwudhipong, K. Lee. Strength Analyses of the Menisci and the Ligaments of the Knee Joint under Different Loading Cases. Journal of Life Medicine 2014, 2: 85-9. 4. Z. Yang, Z. Ding, Z.S. Liu, S Swaddiwudhipong, Y. M. Tan, K. Lee. Comparative Study on Strength of Knee Joint using various Material Models. International Journal of Computational Materials Science and Engineering 2012, 1: 1250013. International Conferences Oral Presentations 1. Y.M. Tan, X.H. Sim, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. Functional Organic Chitosan-Based Grapefruit Seed Extract Hybrid Films: Enhancing the Hydrophobicity for Extended Food Packaging Applications. 8th International Conference on Materials for Advanced Technologies of the Materials Research Society of Singapore (ICMAT), Singapore 28th June 2015 – 3rd July 2015. vi Publications, Conferences and Awards 2. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. An Investigation on the Effect of Miscibility on the Microstructure and Mechanical Properties of Polyethylene/Chitosan Composite Films. 31st International Conference of the Polymer Processing Society (PPS-31), Jeju Island, Korea 7th June – 11th June 2015. 3. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. Functional Chitosan-Based Grapefruit Seed Extract Composite Films for Applications in Food Packaging Technology. 6th International Symposium on Functional Materials (ISFM), Singapore 4th August 2014 – 7th August 2014. Poster Presentations 1. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. Biopolymer-Based Composite Thin Films: Application in Food Packaging Technology, SIMTech Postgraduate Research Poster Exhibition, 16 August 2013. 2. Y.M. Tan, P.N. Lim, E.S. Thian. Synthesis and Characterisation of Magnesium-Substituted Hydroxyapatite for Tissue Engineering Applications. International Conference of Young Researchers on Advanced Materials (ICYRAM), Singapore, 1st July – 6th July 2012. Conference Proceedings 1. Y.M. Tan, S.H. Lim, M.W. Lee, B.Y. Tay, E.S. Thian. An Investigation on the Effect of miscibility on the Microstructure and Mechanical Properties of Polyethylene/Chitosan Composite Films. 31st International Conference of the Polymer Processing Society (PPS-31), 7th June – 11th June. 2015, pp. 765. Awards 1. Best Poster Presenter Award (Second Runner-Up) at the SIMTech Postgraduate Research Poster Exhibition, 16 August 2013. vii Table of Contents TABLE OF CONTENTS Declaration………………………………………………………….. ……...i Abstract……………………………………………………………………..ii Acknowledgements ...................................................................................... iv Publications, Conferences and Awards ..................................................... vi Table of Contents………………………………………………………….ix List of Figures .............................................................................................. xi List of Symbols ........................................................................................ xviii CHAPTER 1 INTRODUCTION 1.1 Background ........................................................................................... 1 1.2 Research Aims ...................................................................................... 8 1.2.1 Objectives ........................................................................................ 8 1.3 Scope ...................................................................................................... 9 CHAPTER 2 LITERATURE REVIEW 2.1 Role of Packaging ................................................................................ 10 2.1.1 Forms of Packaging .................................................................... 11 2.1.2 Functions of Packaging ............................................................... 13 2.1.2.1 Containment ...................................................................................... 13 2.1.2.2 Protection .......................................................................................... 13 2.1.2.3 Convenience ...................................................................................... 15 2.1.2.4 Communication ................................................................................. 17 2.1.3 Improvements in Packaging ........................................................... 19 2.2 Developments in Food Packaging ........................................................ 20 2.3 Technologies in Active Packaging ....................................................... 21 2.3.1 Applications of Active Packaging Technology ............................. 23 2.4 Antimicrobial Packaging ...................................................................... 27 2.4.1 Antimicrobial Agents ..................................................................... 33 2.5 Packaging Incorporated with Natural Antimicrobial and/or Antioxidative Agents .......................................................................... 33 2.6 Biopolymer Materials ........................................................................... 35 2.6.1 Chitosan .................................................................................... 38 2.6.1.1 Chitosan as a Food Additive Directly Incorporated into Foods ........ 45 2.6.1.2 Chitosan Solutions as an Edible Coating or a Liquid Additive ........ 47 2.6.1.3 Chitosan-Based Films for Controlled Release of Active Compounds ... 53 2.6.1.4 Chitosan Blend Films ........................................................................ 55 ix

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International Journal of Computational Materials Science and. Engineering . 2.6.1.6 Economic Aspects for the Production of Chitosan processing operations and also to human health. Improper Furthermore, increasing research to develop new methodologies for the production of
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