PROBLEMS IN HISTORICAL EPISTEMOLOGY SYNTHESE LIBRARY STUDIES IN EPISTEMOLOGY, LOGIC, METHODOLOGY, AND PHILOSOPHY OF SCIENCE Managing Editor: J AAKKO HINTI KKA, Florida State University, Tallahassee Editors: DON A L D D A V IDS 0 N, University of California, Berkeley GABRIEL NUCHELMANS, University of Leyden WESLEY C. SALMON, University of Pittsburgh VOLUME 191 JERZY KMITA Professor of Logic and Methodology of Science, Adam Mickiewicz University, Poznan PROBLEMS IN HISTORICAL EPISTEMOLOGY Translated from the Polish by Michael Turner D. REIDEL PUBLISHING COMPANY PWN -POLISH SCIENTIFIC PUBLISHERS WARSZAWA Library of Congress Cataloging-in-Publication Data Kmita, Jerzy. [Z problem6w epistemologii historycznej. English] Problems in historical epistemology / Jerzy Kmita ; translated from the Polish by Michael Turner. p. cm.-(Synthese library; v. 191) Translation of: Z problem6w epistemologii historycznej. Iucludes index. lSBN-13: 978-94-010-7136-9 e-lSBN-13: 978-94-009-1421-6 DOl: 10.1007/978-94-009-1421-6 1. History-Philosophy. I. Title. D16.8.K55513 1988 87-21918 901-<ic19 elP This translation has been made from Z probZemow epistemoZogii histo rycznej published by Panstwowe Wydawnictwo Naukowe, Warszawa, 1980. English edition published by PWN-Polish Scientific Publishers, Miodo wa 10, 00-215 Warszawa, Poland, in co-edition with D. Reidel Publishing Company, P.O. Box 17, 3300 AA Dordrecht, Holland. Distributors for U.S.A. and Canada: Kluwer Academic Publishers, 101 Philip Drive, Norwell, MA 02061, U.S.A. Distributors for Albania, Bulgaria, Cuba, Czechoslovakia, German De mocratic Republic, Hungary, Korean People's Republic, Mongolia, Peo ple's Republic of China, Poland, Romania, the U.S.R.R., Vietnam, and Yugoslavia: ARS POLONA, Krakowskie Przedmiescie 7, 00-068 Warszawa, Poland. Distributors for all remaining countries: Kluwer Academic Publishers Group, P.O. Box 322, 3300 AH Dordrecht, Holland. All rights reserved. © Copyright 1988 by PWN-Polish Scientific Publishers, Warszawa Softcover reprint of the hardcover 1st edition 1988 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording or by any information storage or retrieval system, without written permission from the copy right owner. TABLE OF CONTENTS PREFACE vii CHAPTER 1 / EPISTEMOLOGICAL COGNITION AS HISTORICAL COGNITION 1 1.1. Factographical Versus Theoretical Historicism 2 1.2. Framework Regu1adties 10 1.3. Assumptions of Historical Epistemology 15 1.4. The Relation Born by General Statements of His- torical Epistemology on Methodological Norms and Directives 26 Notes 31 CHAPTER 2 / THE RELATION OF CORRESPON- DENCE 34 2.1. Literal Reference 34 2.2. The Characteristics of Essentially Corrective (Strict) Correspondence 39 2.3. Remarks of Traditional Understandings of Corre- spondence 47 2.4. An Example of Essentially Corrective Correspon dence, A Debate with the Views of P. K. Feyer- abend 64 Notes 75 CHAPTER 3 / THE OPPOSITION OF THEORY AND EXPERIENCE 81 3.1. 'Dogma of Empiricism' 81 3.2. Performed Action as the Essentially Corrected Correspondence Rendering of Undertaken Action 96 [VJ VI TABLE OF CONTENTS 3.3 TWlo Kinds of OpposiHon of Theory and Experi- ence: The Relative and the Absolute 112 Notes 128 CHAPTER 4 I THE DUHEM-QUINE THESIS 132 4.1. The Comprehensive Instrumentalism of W. V. Quine 132 4.2. The Comprehensive Instrumentalism of W. V. Quine from the Viewpoint of Historical Epistemo- logy 147 Notes 160 CHAPTER 5 I ALTHUSSER'S INSTRUMENTALISM 162 5.1. A Marxist Variant of Theoretical Historicism Methodology 162 5.2. Althusser's Conception of Historical Materialism 167 5.3. 'Anti-EIl'lipiricism' as a Consequence of the 'Meth odologically' Instrumentalist Interpretation of His- torical Materialism 172 Notes 182 SUBJECT INDEX 185 PREFACE It was only after I had finished this volume that I came across the book by Barry Bames, Scientific Knowledge and Sociologi cal Theory (Routledge and Kegan Paul). I am in full ag,reement with certain ideas expounded in that book, although it also contains others that I must object to. I have decided to make some remarks about them at the beginning of my book, as I believe that they may prove useful by way of int,roduction to the English version of this volume. I hope that anyone who has professional reasons to turn his attention to this volume will have acquainted himself with Scientific Knowledge and Socio logical Theory before he proceeds any further. I fully share Barnes' view that it is possible and desirable to undertake descrtptive-sociological investigations of scientific research. The main subjeot of this research should be the na tural science, and ,moreover, such findings in these sciences whose cognitive value has never been questioned by profession als. These investigations must avoid becoming entangled in epistemologtical controversies, and through epi:stemo}.ogy in ,phi losophical controversies. They must not defend any of the contended theses and must not Hrterally ,rely on evaluative pre mises that have been questicmed. Thus it is possible and desira ble to treat science a,s one of the domains of culture that can be studied by sociology (or, as the author of Scientific Know ledge and Sociological Theory would have salid, one among the complex of such domai:ns). I especially concur with Barnes ovoc his claim :that Mannheim's sodology of knowledge does not approach science from the purely sociological point of. view. (And the same dB true f.or the phenomenological ,conception of sociology, I would add, ,though I have not enough space herre to elaborate on the slUbject). When Mannheim speaks about the [VII] VIII PREFACE 'scientific character' of research on society, he holds that the task of the sociologist is t·o explain instances .of ideological distortion a of truth, as if, la Hegel, he has already learned the truth. Marx does the same for that matter. In Mannheim's writings the sociologist is explicitly engaged in epistemological contro versies, and through ~pistemology he gives an absolute status to his own truths or the truths of the fraction to which he belongs. Again, Marx did the same when he acted in the role of a journalist who draws his arguments from science. I take issue with Barnes,on the .other hand, when he says that it is unimportant for sociology .of knowledge what conclu sions have ben reached in philosophical analysis of science an analysis which is always engaged epistemologically. It is possible that my defense .of these findings is motivated by the fact that for a long time I have been personally engaged in such investigations, and now I am determined tQ defend their honour. I do not intend, however, t.o use epistemological argu ments in support of my position. I will emphasize two other reasons instead. Firrst, I believe that ,one can effectively argue for the ex istence of what I call social methodological consciousness of scientific practice (a counterpart, in some degree, of Durhheim's c.ollective consciousness). If we grant that such consciousness exists, it is not difficult to confront various epistemological versions of philosophy of science with corresponding historical -social states of that consciousness and find out that the versions of philosophy of science represent states of the con sciousness; that they serve as 'witnesses' to the existence of thQse states. But Piiofessor Barnes makes no provisions for per mitting a soci.ologist of science to study this role of philosophy of science. Neither has he made any room for functional ex planation of historical-social states of methodological con sciousness (or states of culture represented by historically determined scientific disciplines, in his terminology) in terms external to consciousness. If, however, such explanation is not forthcoming, we will be left with the idealist formula spiritus PREFACE IX flat ubi vult. Where sociological research on science is at stake, I know of no better proposal to break out of the confinement imposed by this formula than Marx' historical materialism, as long as it is properly interpreted. In the right interpretation, it pemnirts us t.o pJnpoint functional reasons for the production of :the ,relevant results of scientific research and for the emergence ,of meth,odological consciousness /Which regulates that produc tion and is approprialtely TeJpresented by particular versions of the iPhilosophical investigation of science. Secondly, philosophy of ,science, as a type of philosophy, is entitled, I believe, to undertake epistemological or even ethical evaluation of research practice. This practice is controlled by such evaluations, and philosophy only expresses them. If such evaluations were to be discontinued, philosophy of science vould serve no purpose. This would on turn obliterate cultural motivation for engaging in scientific research, and consequent ly science wouLd cease to exist as a social phenomenon. To sum up : this book fully ackno'wledges that the epistemo logical claims of the philosophical analysis of science are gr,o undless. It has been written, however, ,in an attempt to demon strate that philosophical analysis of science is indispensable as an expression ,of the methodological consciousness which regula te,s scientibc research and as an instrument of eultural-ax.iolo gioal (,Le. epistemological or ethical) evaluation of ilts results.