ProbingtheLimitstoMicroRNA-MediatedControlofGeneExpression Araks Martirosyan,1,2 Matteo Figliuzzi,3,4,5 Enzo Marinari,1,6,∗ and Andrea De Martino1,2,7,∗ 1Dipartimento di Fisica, Sapienza Universita` di Roma, Rome, Italy 2SoftandLivingMatterLab,InstituteofNanotechnology(CNR-NANOTEC),ConsiglioNazionaledelleRicerche,Rome,Italy 3Sorbonne Universite´s, UPMC, Institut de Calcul et de la Simulation, Paris, France 4SorbonneUniversite´s, UPMC,UMR7238, ComputationalandQuantitativeBiology, Paris, France 5CNRS, UMR 7238, Computational and Quantitative Biology, Paris, France 6INFN, Sezione di Roma 1, Rome, Italy 7Center for Life Nano Science@Sapienza, Istituto Italiano di Tecnologia, Rome, Italy Abstract – According to the ‘ceRNA hypothesis’, microRNAs (miRNAs) may act as mediators of an effectivepositiveinteractionbetweenlongcodingornon-codingRNAmolecules,carryingsignificantpotential implications for a variety of biological processes. Here, inspired by recent work providing a quantitative 6 descriptionofsmallregulatoryelementsasinformation-conveyingchannels,wecharacterizetheeffectiveness 1 of miRNA-mediated regulation in terms of the optimal information flow achievable between modulator 0 (transcription factors) and target nodes (long RNAs). Our findings show that, while a sufficiently large 2 degree of target derepression is needed to activate miRNA-mediated transmission, (a) in case of differential n mechanisms of complex processing and/or transcriptional capabilities, regulation by a post-transcriptional a miRNA-channel can outperform that achieved through direct transcriptional control; moreover, (b) in the J presence of large populations of weakly interacting miRNA molecules the extra noise coming from titration 6 disappears, allowing the miRNA-channel to process information as effectively as the direct channel. These 2 observationsestablishthelimitsofmiRNA-mediatedpost-transcriptionalcross-talkandsuggestthat, besides providingadegreeofnoisebuffering,thistypeofcontrolmaybeeffectivelyemployedincellsbothasafailsafe ] mechanismandasapreferentialfinetunerofgeneexpression,pointingtothespecificsituationsinwhicheach N ofthesefunctionalitiesismaximized. M Author Summary – The discovery of RNA interference has revolutionized the decades’ old view of . o RNAs as mere intermediaries between DNA and proteins in the gene expression workflow. MicroRNAs (or i miRNAs),inparticular,havebeenshowntobeabletobothstabilizetheproteinoutputbybufferingtranscrip- b tional noise and to create an effective positive interaction between the levels of their target RNAs through a - q simplecompetitionmechanismknownas‘ceRNAeffect’. WithmiRNAscommonlytargetingmultiplespecies [ ofRNAs,thepotentialimplicationisthatRNAscouldregulateeachotherthroughextendedmiRNA-mediated interaction networks. Such cross-talk is certainly active in many specific cases (like cell differentiation), 1 but it’s unclear whether the degree of regulation of gene expression achievable through post-transcriptional v miRNA-mediated coupling can effectively overcome the one obtained through other mechanisms, e.g. by 1 directtranscriptionalcontrolviaDNA-bindingfactors. Thisworkquantifiesthemaximalpost-transcriptional 9 regulatorypowerachievablebymiRNA-mediatedcross-talk,characterizingthecircumstancesinwhichindirect 1 control outperforms direct one. The emerging scenario suggests that, in addition to its widely recognized 7 noise-bufferingrole,miRNA-mediatedcontrolmayindeedactasamasterregulatorofgeneexpression. 0 . 1 0 INTRODUCTION ers. 6 Asthemajordirectregulatorsofgeneexpression,transcrip- 1 : The problem of tuning protein expression levels is cen- tionfactors(TFs)aremostimmediatelyidentifiedasthekey v tral for eukaryotic cell functionality. A variety of molecular potentialmodulatorsofproteinlevels[4]. Inasomewhatsim- i X mechanismsareimplementedtoguarantee,ononehand,that plified picture, one may imagine that a change in amount of protein copy numbers stay within a range that is optimal in a TF can induce a change in the expression level of the cor- r a the given conditions and, on the other, that shifts in expres- respondinggene,andthattheabilitytoregulatethelatter(the sionlevelscanbeachievedefficientlywhenevernecessary[1– outputnode)viatheformer(theinputnode)canbeassessed 3](whereby‘efficiency’hereencompassesbothadynamical byhowstronglythetwolevelscorrelate. Theeffectivenessof characterization,intermsofthetimesrequiredtoshift,anda a regulatory element is however limited by the stochasticity static one, in terms of moving as precisely as possible from ofintracellularprocesses,fromtheTF-DNAbindingdynam- onefunctionalrangetoanother). Quantifyingandcomparing icstotranslation[5]. Aconvenientframeworktoanalyzehow theireffectivenessindifferentconditionsisanimportantstep noiseconstrainsregulationisprovidedbyinformationtheory to both deepen our fundamental understanding of regulatory [6, 7]. In particular, the simplest situation in which a sin- circuitsandtogetcase-by-casefunctionalinsightaboutwhy gle TF modulates the expression of a single protein can be aspecificbiochemicalnetworkhasbeenselectedovertheoth- characterizedanalyticallyundertheassumptionthatthenoise affecting the input-output channel is sufficiently small. The mutual information between modulator and target –a conve- nient quantity through which regulatory effectiveness can be ∗Authorscontributedequally characterized– depends on the distribution of modulator lev- 2 els and can be maximized over it. Remarkably, in at least canthereforegenericallybeobtainedbysolvinganoptimiza- onecasethismaximumhasbeenfoundtobealmostsaturated tionproblemoverthedistributionofinputs. Thistypeofap- by the actual information flow measured in a living system proachprovidesanupperboundtotheeffectivenessofareg- (for more details see [8, 9]). In other terms, for sufficiently ulatory mechanism as well as indications concerning which smallnoiselevelsinthechannelthatlinksTFstotheirfunc- parameters,noisesourcesand/orinteractionsmosthamperits tionalproducts,onemayquantifytheoptimalregulatoryper- performance. formanceachievableintermsofthemaximumnumberofbits It would be especially important to understand in which ofmutualinformationthatcanbeexchangedbetweenmodu- conditions the degree of control of the output variable (i.e. latorandtarget. the ceRNA/protein level) that can be accomplished through Several control mechanisms however act at the post- post-transcriptional miRNA-mediated cross-talk may exceed transcriptional level [10–12]. Among these, regulation by that obtainable by different regulatory mechanisms. In this small regulatory RNAs like eukaryotic microRNAs (miR- work we characterize the maximal regulatory power achiev- NAs) has attracted considerable attention over the past few able by miRNA-mediated control and compare it with that years[13–15]. Inshort,miRNAsaresmallnon-codingRNA of a direct, TF-based transcriptional unit [45]. In principle, moleculesencodedbynuclearDNA,thatcaninhibittransla- since fluctuations can be reduced by increasing the number tionorcatalyzedegradationofmRNAswhenboundtothem ofmolecules,an(almost)arbitraryamountofinformationcan viaprotein-mediatedbase-pairing. miRNAsappeartobecru- betransmittedthroughabiochemicalnetwork.However,cells cial in an increasing number of situations ranging from de- havetofacetheburdenofmacromolecularsynthesis[46–48]. velopment to disease [16–18]. Their function however can Optimality is therefore the result of a trade-off between the differsignificantlyfromcasetocase. Forinstance,theyhave benefitsofreducedfluctuationsandthedrawbacksoftheas- been well characterized as noise buffering agents in protein sociated metabolic costs. For this reason, we start by fixing expression[19,20]oraskeysignalingmoleculesinstressre- a maximal rate of transcription (or, alternatively, the maxi- sponse[21]. Recently,though,investigationsofthemiRNA- mal number of output molecules) so as to have a simple but mediatedpost-transcriptionalregulatory(PTR)networkhave reasonableframeworktocharacterizeandcomparethecapac- hintedatapossiblymoresubtleandcomplexrole. Itisindeed ities of the different regulatory channels. Next, we quantify nowclear[22–27]thatthemiRNA-RNAnetworkdescribing how an input signal is processed by the transcriptional (TF- thepotentialcouplingsstretchesacrossamajorfractionofthe based)andpost-transcriptional(miRNA-mediated)regulatory transcriptome, withalargeheterogeneitybothinthenumber elementsbycharacterizingtheresponseintheoutputceRNA’s of miRNA targets and in the number of miRNA regulators expressionlevels. Insuchasetting,informationflowisham- foragivenmRNA.Thecompetitioneffectsthatmayemerge pered by intrinsic noise if the target gene is weakly dere- insuchconditionssuggestthatmiRNAsmayactaschannels pressedbytheactivationofitscompetitor. Otherwise, target through which perturbations in the levels of one RNA could derepressionappearstohaveastrongimpactonaregulatory betransmittedtootherRNAspeciessharingthesamemiRNA element’scapacity. Uponvaryingthemagnitudeofderepres- regulator(s). Such a scenario has been termed the ‘ceRNA sion by tuning the kinetic parameters, we then show that in effect’, whereby ceRNA stands for ‘competing endogenous certain regimes miRNA-mediated regulation can indeed out- RNA’ [28]. In view of its considerable regulatory and ther- perform direct control of gene expression. Finally, we argue apeutic implications, the ceRNA effect has been extensively that the presence of miRNA molecules in large copy num- analyzedboththeoreticallyandexperimentally[29–44]. bersnotablyreducesthelevelofintrinsicnoiseonweaklytar- getedtranscripts.Inthiscase,themutualregulationofceRNA Theapparentubiquityofpotentiallycross-talkingceRNAs molecules by miRNA-mediated channels may become a pri- howeverraisesanumberoffundamentalquestionsaboutthe marymechanismtofinelytunegeneexpression. effectivenessof“regulationviacompetition”perse.Although Besides providing a quantitative characterization of the hundredsoftargetsarepredictedforasinglemiRNA,obser- maximalregulatorypowerachievablethroughmiRNA-based vationsshowthatonlyfewofthemaresensitivetochangesin post-transcriptional control, these results provide important miRNA expression levels. Most targets are likely to provide hintsonthecircumstancesinwhichregulationbysmallRNAs a global buffering mechanism through which miRNA levels mayfunctionasthemaintunerofgeneexpressionincells. areoverallstabilized[28,29]. Effectivecompetitionbetween miRNA targets requires that the ratio of miRNA molecules to the number of target sites lies in a specific range, so that RESULTS the relative abundance of miRNA and RNA species must be tightly regulated for the ceRNA mechanism to operate [29– 34]. On the other hand, the magnitude of the ceRNA ef- MathematicalmodelofceRNAcompetition fect is tunable by the miRNA binding and mRNA loss rates [33,34,42]. Theperformanceofaregulatoryelement,how- We consider (see Fig. 1) a system formed by two ceRNA ever,doesnotonlydependonkineticparameters,butalsoon species (whose levels are labeled m and m , respectively) 1 2 therangeofvariability(andpossiblyonthedistributionitself) and one miRNA species (with level labeled µ), whose tran- ofmodulatorlevels(e.g. TFs)[8,9]. Themaximalregulatory scriptions are activated by a single TF each (with levels la- effectivenessofagivengeneticcircuit–quantifyinghowpre- beled, respectively, f , f andf ). BothceRNAsareinturn 1 2 µ cisely the output level can be determined by the input level– targetedbythemiRNA.miRNA-ceRNAcomplexes(levelsla- 3 catalytically(i.e. withmiRNArecycling)atratesκ [49]. In i addition, ceRNA and miRNA molecules degrade (resp. syn- thesize) at rates d (resp. b ) and δ (resp. β), respectively. i i StepsleadingtotheformationoftheRNA-inducedsilencing complex (RISC), allowing for the miRNA-ceRNA binding, areneglectedforsimplicity.TFlevelsaretreatedasexternally controlledparameters. Denoting the TF-DNA binding/unbinding rates by k and in k , respectively (for simplicity, these parameters are taken out to be the same for all involved TFs), the TF binding sites’ fractional occupancies n (0 ≤ n ≤ 1, (cid:96) ∈ {1,2,µ}) obey (cid:96) (cid:96) thedynamics dn (cid:96) =k (1−n )fh−k n , (1) dt in (cid:96) (cid:96) out (cid:96) accordingtowhichtranscriptionalactivationrequirestheco- FIG.1. SchematicrepresentationofthebasicceRNAnetwork operative binding of h TF molecules for each RNA species model. Themodelcomprisesthreetranscriptionfactors(TF , TF 1 2 involved. In general, the occupancies by different TFs equi- andTF )controllingthesynthesisoftwoceRNAspecies(ceRNA µ 1 librate on different timescales [50]. However it is often as- andceRNA )andonemiRNAspecies,respectively. Thefractional 2 sumedthatthetranscriptionalon/offdynamicsismuchfaster occupanciesofTFbindingsitesaredenotedbyn ,n andn ,re- 1 2 µ spectively.BothceRNAsaretargetsforthemiRNA,withwhomthey than transcription itself [51, 52]. As a consequence, each n(cid:96) formcomplexesdenotedrespectivelyasC andC . Theamountof canbefixedatits‘equilibrium’value. 1 2 moleculesforeachspeciesisdenotedbythevariablenexttothecor- respondingnode.Reactionratesarereportednexttothecorrespond- ingarrow. n = kinf(cid:96)h . (2) (cid:96) k fh+k in (cid:96) out Everyprocessintheaboveschemecontributestotheover- beledc withi=1,2)assembleanddisassembleatratesk±, all level of noise. We represent the mass-action kinetics of i i respectively, whereas complexes can be degraded both stoi- the system through the set of coupled Langevin processes chiometrically(i.e. withoutmiRNArecycling)atratesσ and (i=1,2)[41,53] i dm i =−d m +b n −k+µm +k−c +ξ −ξ++ξ− , dt i i i i i i i i i i dc i =k+µm −(k−+κ +σ )c +ξσ+ξ+−ξ−−ξκ , (3) dt i i i i i i i i i i dµ (cid:88) (cid:88) (cid:88) (cid:88) (cid:88) =−δµ+βn − k+µm + (k−+κ )c +ξ − ξ++ ξ−+ ξκ , dt µ i i i i i µ i i i i i i i i where the mutually independent random (Poisson) ‘forces’ ξ , ξ±, ξ , ξκ and ξσ denote, respectively, the intrinsic i i µ i i noiseinceRNAlevels(duetorandomsynthesisanddegrada- tionevents),intheassociation/dissociationprocessesofcom- (cid:104)ξ (t)ξ (t(cid:48))(cid:105)=(d m +b n )δ(t−t(cid:48)) , (4) plexes, in the miRNA level, in the catalytic complex decay i i i i i i and in the stoichiometric complex decay. Each of the above (cid:10)ξi+(t)ξi+(t(cid:48))(cid:11)=ki+miµδ(t−t(cid:48)) , (5) noisetermshaszeromean,whilecorrelationsaregivenby (cid:10)ξ−(t)ξ−(t(cid:48))(cid:11)=k−c δ(t−t(cid:48)) , (6) i i i i (cid:104)ξ (t)ξ (t(cid:48))(cid:105)=(δµ+βn )δ(t−t(cid:48)) , (7) µ µ µ (cid:104)ξκ(t)ξκ(t(cid:48))(cid:105)=κ c δ(t−t(cid:48)) , (8) i i i i (cid:104)ξσ(t)ξσ(t(cid:48))(cid:105)=σ c δ(t−t(cid:48)) , (9) i i i i whereweintroducedthesteadystatemoleculenumbers 4 ceRNA degradation but, again, the ceRNA level is weaklysensitivetosmallchangesinµasmostceRNAs areboundincomplexeswiththemiRNA; • if µ (cid:39) µ , ceRNA is susceptible to µ: spontaneous 0,i i andmiRNA-mediateddecaychannelshavecomparable weights and the ceRNA level is very sentitive to small changesinµ. The behaviour of the FFs (see Fig. 2B) emphasizes how noise patterns change in the different regimes. In the dis- FIG. 2. Cross-talk scenario in the ceRNA network. Steady played example, ceRNA and ceRNA become susceptible statevaluesof(A)theceRNAandmiRNAlevels, and(B)thecor- 1 2 respondingFanofactors. MarkersdenoteGAcomputations,curves forln(f1) (cid:39) 2.5andln(f1) (cid:39) 2.1,respectively. Indeed,one correspondtoapproximateanalyticalsolutionsobtainedbythelinear observes that the corresponding FFs peak close to these val- noiseapproximation. Valuesofthekineticparametersarereported ues, in accordance with the observation that stochastic fluc- inTableI. tuations are enhanced when the rates of substrate supply are adequately balanced in a stoichiometrically coupled system [34,54,55]. TheFFforceRNA appearstoapproachonefor 2 largevaluesoff ,asexpectedforthepurePoissonbirth/death 1 b n +k−c process that characterizes the free regime [56]. On the other mi = id i+k+iµi , (10) hand, for very small but nonzero mean fractional occupancy i i n (corresponding to small values of f ), m will with high 1 1 1 µ= βnµ+(cid:80)i(ki−+κi)ci , (11) probability only take on the values 0 or 1, as a transcribed δ+(cid:80) k+m moleculewillquicklyundergodegradationorsequestrationin i i i acomplex. Insuchasituation,themeanandvarianceofm k+µ m 1 c = i i . (12) will be calculated by summing up zeros and ones over time, i σi+ki−+κi leadingtoaFFequaltoone. Weshallbeinterestedinthefluctuationsofmolecularlevels aroundthesteadystatethatariseduetointrinsicnoisesources. Measuringtheperformanceofregulatoryelements The stochastic dynamics of the system can be simulated via the (GA, see ). Fig. 2A shows typical GA results for m , 1 TheamplitudeofceRNAderepression m and µ, with the corresponding Fano factors (FFs) shown 2 inFig. 2B,asfunctionsoff . Numericalresultsarematched 1 against analytical estimates obtained by the linear noise ap- We shall focus on quantifying the regulatory capacity of proximation(see). thepost-transcriptionalandtranscriptionalchannelsthatlink, Inparticular,inFig.2oneseesthatanincreaseofm1isac- respectively,TF1toceRNA2andTF2toceRNA2,asdepicted companiedbyaconcomitantincreaseofm andbyadecrease inFig. 3. 2 of the average number of free miRNA molecules. This is an Inwhatfollows, weshalltakethenumberoftranscription instanceofmiRNA-mediatedceRNAcross-talk.Indeed,upon factorsasthekeyinputvariables(f1forthemiRNA-mediated up-regulating m1 by injecting the corresponding TF (i.e. by channelandf2 forthedirectchannel),andthenumberoftar- increasingf1),theleveloffreemiRNAswilldecreaseasmore get RNAs m2 as the key output variable. It is reasonable to andmoremoleculeswillbeactivelyrepressingceRNA ,caus- think that an effective regulator should have a sensible im- 1 inginturnanup-regulationofceRNA .f willthuspositively pactonthetargetmolecule. Asafirstmeasureofregulatory 2 1 correlate with m . One easily sees that steady-state ceRNA performancewewillthereforeconsidertheamplitudeofvari- 2 levelsdependonµthroughasigmoidalfunction,namely[42] ation(AOV)ofmiviafj,definedas m = biniF [µ] , F [µ]= µ0,i . (13) ∆ij =mi(fjmax)−mi(fjmin) , (14) i d i i µ +µ i 0,i corresponding to the difference between the maximum and theminimumsteadystatelevelofceRNA obtainedbyvary- Theconstantµ0,i = kdi+i (1+ σik+i−κi)actsasa‘soft’threshold ingfj fromfjmintofjmax. Clearly,largervialuesof∆ij imply forthemiRNAlevel,allowingtodistinguishthreesituations: stronger degrees of derepression of ceRNA induced by the i correspondingTF.Forsakesofsimplicity,weshalladoptthe • if µ (cid:28) µ , ceRNA is free or unrepressed: spon- 0,i i following notation to distinguish the AOV induced by tran- taneous ceRNA degradation dominates over miRNA- sciptionalandmiRNA-mediatedcontrolchannels: mediated decay channels, so that, effectively, the ceRNAlevelisweaklysensitivetosmallchangesinµ; ∆ ≡∆ , (15) • if µ (cid:29) µ , ceRNA is bound or repressed: miRNA- 22 TF 0,i i ∆ ≡∆ . (16) mediated ceRNA decay dominates over spontaneous 21 miRNA 5 FIG.3. Schematicrepresentationofthechannelsunderconsideration.(A)miRNA-channel,(B)TF-channel. Note that the AOV only involves mean levels. As such, it is where uthneabsylestteoma.ccount for the intrinsic degree of stochasticity of Z =(cid:90) fjmaxdf (cid:32) 1 (cid:20)dm2(fj)(cid:21)2(cid:33)1/2 (20) j 2πeσ2 (f ) df fjmin m2 j j isanormalizingfactor. Forp = p oneobtainsthechannel Maximalmutualinformation opt capacity Inordertoevaluatetheimpactofnoise,asafurtherquanti- Iopt(m2,fj)=log2Z . (21) fierofregulatorypowerweshallemploythemutualinforma- S1Figureprovidesaqualitativeyetintuitiverepresentationof tion (MI), a standard information-theoretic measure of chan- howtheshapeoftheinput/outputrelationandthesizeoffluc- nelperformancegivenby(i,j =1,2)[52] tuations affect information flow. Intuitively, the normalizing (cid:90) p(m ,f ) factorZ’counts’thenumberofdistinguishableoutputlevels I(mi,fj)= p(mi,fj)log2 p(m )ip(fj )dmidfj , (17) comparing the local slope of the input/output curve with the i j noise strength: if the slope is too low or the fluctuations are wherep(m ,f )standsforthejointprobabilitydistributionof toohighnoinformationcanbetransmittedthroughthechan- i j m andf , whilep(m )andp(f )denoteitsmarginals. The nel. We shall use the following notation to distinguish the i j i j MI is a non-negative quantity that vanishes when m and f capacitiesofthedirectandindirectchannels: i j are independent. Conversely, when I(m ,f ) = I one can i j reliably distinguish (roughly) 2I different values of the out- I (m ,f )≡I , (22) putvariableupontuningtheinput(see[9,45,52]forfurther opt 2 2 TF detailsabouttheusefulnessofthisschemefortheanalysisof Iopt(m2,f1)≡ImiRNA . (23) transcriptionalregulatoryorbiochemicalmodules).Themax- Weshallfurthermoredenotetheirdifferenceby∆I = I − TF imalachievableinformationflowforafixedchannel(i.e. for I . miRNA given kinetic parameters) is called the channel capacity and We are henceforth going to adopt the following protocol. can be computed by maximising the MI over the input vari- Aftergeneratingtheoutputdata(m ,σ )bysimulatingthe able (in this case, over the distribution of the TF level). In circuit’s dynamics via the GA, the o2ptimm2al input distribution the simplest case, one can assume that the channel is Gaus- will be constructed according to Eq. (19). We shall then let sian, meaning that for every given input fj the output m2 is thecircuitprocessaninputsignalsampledfromthatdistribu- describedbytheconditionalprobabilitydensity tionandcalculatetheMIforboththetranscriptionalandpost- 1 (cid:20) (m −m (f ))2(cid:21) transcriptionalchannels(seetheflowchartinFig. 4). Channel p(m |f )= exp − 2 2 j , (18) capacities will then be compared, with the goal of clarifying 2 j (cid:112)2πσ2 2σ2 (f ) m2 m2 j the conditions under which the former can be more effective where both the average m (f ) and variance σ2 (f ) = thanthelatter. (cid:10)(m −m (f ))2(cid:11) depend 2onjthe input variable mf2. Ijn the 2 2 j j limit of small variance, the distribution p (f ) of TF levels opt j ComparingindirectmiRNA-mediatedregulationwithdirect thatmaximisestheMIbetweenm andf reads[45] 2 j transcriptionalcontrol 1 (cid:32) 1 (cid:20)dm (f )(cid:21)2(cid:33)1/2 p (f )= 2 j , (19) Target prediction algorithms suggest that miRNA binding opt j Z 2πeσm22(fj) dfj affinitiesvarysignificantlyamongtheirtargets[57].Suchhet- 6 As displayed in Fig. 5, the maximal amount of information transmittedthroughthepost-transcriptionalchannel(Fig.5A) increasesmonotonicallywithk+ (forfixedk+)anddisplays 1 2 amaximumversusk+ (forfixedk+). Indeed,thehigherk+, 2 1 1 the higher c , and the more information about changes in f 1 1 canbetransmittedthroughthemiRNA-channel. Ontheother hand, ceRNA is unrepressed by the miRNA for small val- 2 uesofk+whileitisstronglyrepressedforhighvaluesofk+, 2 2 for any value of the input. In both regimes, ceRNA is only 2 weakly sensitive to changes in the level of its competitor. In such conditions, no information can be transmitted through themiRNA-channel. Theinformationflowisthereforemaxi- malbetweenthesetwoextremes. Forthetranscriptionalchannel,weexpecttoseemaximum information transmission when the target, ceRNA , is unre- 2 pressed by the miRNA, in which case the channel is effec- tivelydecoupledfromtherestofthenetwork,whilenoinfor- mation transmission is expected when the target is fully re- pressedbythemiRNA.Indeed, inFig. 5Boneseesthat, for smallvaluesofk+(unrepressedtarget),I isthehighestand 2 TF itdecreasestozeroask+increasestogetherwiththedegreeof 2 target repression. Moreover, since a higher k+ moves m to FIG.4. Flowchartofthemethod.AC++implementationisavail- 1 2 largervalues(i.e. towardsthefreeregime),I increaseswith ableathttps://github.com/araksm/ceRNA. TF k+ and decreases with k+ in the susceptible regime. Notice 1 2 that, when post-transcriptional capacity is highest, miRNA- erogeneitiesindeedaremappedtothemiRNAbindingkinet- mediated regulation is as effective as transcriptional control ics and are shown to influence the susceptibility of the tar- (seeFig. 5C). gets to the miRNA molecules [36]. Moreover, the level of Theintuitionthatthechannelcapacityisstronglycoupled complementarity between the regulator and the target seems tothetarget’ssizeofderepression(itsAOV)isconfirmedby to be decisive for the selection of a decay channel (catalytic thefactthatthelatterindeeddisplaysaverysimilarbehaviour or stoichiometric) for the miRNA-ceRNA complex [15, 27]. (seeS2Figure). One may therefore expect that the effectiveness of miRNA- mediatedpost-transcriptionalcontroldependsstronglyonthe kineticparameterscharacterizingthenetwork. miRNA-mediatedregulationmayrepresentthesolecontrol Hereinparticular, wearegoingtoinvestigatehowtheca- mechanismincaseofdifferentialcomplexprocessing pacitiesoftheseregulatoryelementsareaffectedbychanges in(i)miRNA-ceRNAbindingkinetics,(ii)miRNArecycling Direct experimental measurements of miRNA-recycling rates,and(iii)effectivetranscriptionratesofallRNAspecies ratesarechallenging[59]. Howeveritiswellknownthatthe involved. degreee of complementarity of a miRNA to its target lead to In order to contrast the performances of miRNA- and TF- different repression pathways [60] and that differential com- channelsweshallstartbyanalyzingtheirrespectiveresponses plex processing strongly affects reciprocity of competition tothesameinputsignal. Moreprecisely,theinputvariablefj [33]. Inordertobetterquantifythedegreeofregulatorycon- willbevariedfrom0toavaluefmaxdefinedbythecondition trolachievableincaseofdifferentprocessingmechanismswe nj(fmax)=0.99(i.e. fromasituationinwhichthepromoter changedthevaluesofmiRNA-recyclingratesκ1andκ2keep- is always free to one in which it is essentially always occu- ing fixed all the other parameters, obtaining the results dis- pied). played in Fig. 6. Both I and I are higher for small TF miRNA values of the recycling rates, and decrease as miRNA recy- cling increases. The observed dependence of I on κ miRNA 1 ThecapacityofthemiRNA-channelismaximalinaspecificrange agreeswiththeresultsof[42],wherethesensitivityofmiRNA ofmiRNA-ceRNAbindingrates moleculestochangesinthelevelsoftheirtargetsdecreasesas themiRNArecyclingrateincreases,eventuallyvanishingfor AvailableestimatesofRNAbindingenergeticsindicatethat κ (cid:29)σ . Indeed,forlargeκ miRNAsbecomeinsensitiveto 1 1 1 the target sites of an individual small non coding RNA can changesinf ,andhencenoinformationcanbetransmitted. 1 spanawiderangeofaffinitybothinmammaliancells[57]and Remarkably (see Fig. 6C), for large κ and small κ 2 1 in bacteria [58]. To explore the functional consequences of miRNA-mediatedregulationmaybethesolemechanismable such heterogeneities we analyse the behaviour of the regula- toeffectivelycontrolthetargetlevel. Inthiscase,infact,I TF torychannelschangingthevaluesofthecomplexassociation becomesespeciallysmallasthetargetiscompletelyrepressed rates k+ and k+ while keeping fixed all others parameters. bythemiRNAwhileI staysfinitesincetheactivationof 1 2 miRNA 7 FIG.5. Dependenceofthetranscriptionalandpost-transcriptionalchannelcapacitiesonmiRNA-ceRNAassociationrates.(A)I . miRNA (B)I (C)∆I =I −I .ValuesofthekineticparametersarereportedinTableI. TF TF miRNA FIG.6. Dependenceofthetranscriptionalandpost-transcriptionalchannelcapacitiesonmiRNArecyclingrates. (A)I . (B)I miRNA TF (C)∆I =I −I .ValuesofthekineticparametersarereportedinTableI. TF miRNA ceRNA cantitrateawaythemiRNAandthereforederepress lation outperforms TF-based control can occur. Such a pos- 1 m . sibility might indeed be realized for relatively large values 2 Asforthepreviouscase, thebehaviouroftheAOVcorre- ofk+,wherethemiRNA-mediatedchannelworksoptimally. 1 latesstronglywiththisscenario,i.e. largerAOVcorresponds ThisregimeisexploredinFig. 7. to higher achievable information flow in the regulatory ele- Remarkably,onefindsthatpost-transcriptionalcontrolout- ment(seeS2Figure). Thissuggeststhat,althoughtargetsthat performstranscriptionalonewhen aredegradedpurelycatalyticallycannotcompeteformiRNA atsteadystate(asalsoshownforbacterialsmallRNAs[61]), (i) the effective trascription rate of ceRNA exceeds that 2 they can be notably derepressed if one of their competitors ofceRNA (b n >b n ,seeinTableI)inpresenceof 1 2 2 1 1 decaysstoichiometrically. weakcatalyticdegradation(Fig. 7A); (ii) the effective transcription rate of ceRNA is smaller 1 Effectivederepressionofarepressedtargetmaybeconditionalon thanthatofthemiRNA(b n <βn ,seeinTableI)in 1 1 µ theactivationofitscompetitorandofmiRNA presenceofstronglycatalyticallydegradedtarget. (see Fig. 7B). Transcriptional and post-transcriptional channel capacities are expected to depend on the effective transcription rates of A more detailed analysis shows that, in these scenarios, the ceRNAs and the miRNA, described respectively by the wheneverI >I thetarget’sderepressionsizeislarger miRNA TF quantities b n and βn , since these bear a direct impact on whenthesignalisprocessedpost-transcriptionallyratherthan i i µ the regime (repressed, susceptible or unrepressed) to which throughthedirecttranscriptionalchannel,asshowninS3Fig- each ceRNA belongs. In particular, upon changing the frac- ure. Again,theAOVappearsthereforetobeagoodproxyfor tional occupancies, situations where miRNA-mediated regu- thechannelcapacity. 8 FIG.7. Dependenceof∆IonthefractionaloccupancyoftheTF bindingsiteintheoptimalityrangeforthepost-transcriptional miRNA-mediatedchannel.(A)Caseoftargetswithweakcatalytic degradation(smallκ andκ ). (B)Caseofastronglycatalytically 1 2 degradedtarget(largeκ )withaweaklycatalyticallydegradedcom- 2 FIG. 8. Channel capacities as a function of the target’s de- petitor(smallκ ).Notethatn (cid:39)1for(A)whilen (cid:39)0.5for(B). 1 µ µ greeofderepression(AOV).Theblackcurvecorrespondstodirect ValuesofthekineticparametersarereportedinTableI. transcriptionalcontrolinabsenceofmiRNAs,whilethebluecurve describesthebehaviorofthemiRNA-mediatedpost-transcriptional channel.Forbothchannelslnmmin =4.62.Thepredictedmaximal 2 Previousworkhadpointedtonear-equimolarityofceRNAs MIinthePoissonianlimitgiveninS1Textisshownasadashedline. andmiRNAswithinanetworkasoneofthecentralprecondi- ValuesofthekineticparametersarereportedinTableI. tions for significant ceRNA regulation [34, 42, 62]. On the other hand, experiments on liver cells have shown that such conditionsmaynotbemetinphysiologicalconditions,where vanishinglysmall. the number of miRNA target sites can vastly exceed that of Similarly in Fig. 8 one can see that I increases miRNA miRNA molecules [29, 30]. Our results suggest that target (roughly) logarithmically with ∆ if the latter exceeds miRNA derepression may be significant even if the competitor is in a certain threshold, whereas it is essentially zero below this lowcopynumbers,providedacertainheterogeneityinkinetic value.Inotherwords,themiRNA-mediatedchannelisunable parameters(e.g. foracatalyticallydegradedtargetandasto- to convey any information unless the degree of target dere- ichiometrically degraded competitor) is present, in line with pression is sufficiently high. Hence I can be close to miRNA recentexperimentspointingtoakeyroleofparameterdiverse- zero even though ∆ is finite. Notice that the derepres- miRNA ness[36]. sionthresholdformiRNA-mediatedinformationtransmission islargerthanthecorrespondingthresholdfordirecttranscrip- tionalinformationflow. Asufficientlyhighdegreeoftargetderepressionisrequiredfor Acloseanalysisrevealsthatsuchafeatureisduetotheran- informationtransmission domfluctuationsonthelowestexpressionlevelofthetarget, mmin. Belowthreshold,infact,thedegreeofderepressionof 2 thetargetissmallerthanthefluctuationsonmmin causedby We have seen that AOV displays a dependence on kinetic 2 intrinsic noise (reported in Fig. 8). Therefore the response parameters that very closely matches the one found for the observed at the level of the output is indistinguishable from channel capacities. In particular, whenever I > I , miRNA TF thenoise. InthemiRNA-mediatedpost-transcriptionalchan- we found ∆ > ∆ . One may be lead to think that miRNA TF nelthethresholdAOVislargersincenoiseonmminishigher. theAOVbyitselfmayfullydescribethecapacityofmiRNA- 2 AssoonastheAOVovercomesrandomfluctuationsonmmin, mediatedpost-transcriptionalinformationprocessingandthat 2 thechannelcapacitiesstartstoincreasewith∆ . stochasticity could, to a large degree, be neglected. In some miRNA situations,however,thesizeoftheoutputrangeispoorlyin- formativeaboutthechannelperformance. Thisbecomesclear byexploringtherelationshipbetweentheAOVandthechan- Noisereductionmakesthecapacityofthepost-transcriptional nel capacity at a quantitative level. In Fig. 8 the depen- channelcomparabletothatofthetranscriptionalchannelinthe dence of the optimal MI on the AOV is discussed for two limitoflargepopulationsofweaklyinteractingmiRNAs cases: (i)directtranscriptionalregulationbyTFinabsenceof miRNAmolecules(blackcurve), (ii)miRNA-mediatedpost- We will now focus specifically on the influence of the transcriptionalregulation(bluecurve). miRNA-ceRNA binding component of the intrinsic noise, InFig. 8weindeedseethatforlargeenoughAOV,where which will be studied upon varying miRNA-ceRNA bind- fluctuationsoneachlevelaresmallcomparedto∆ ,theTF- ing rates and miRNA population size. We shall consider TF channel capacity approaches the theoretical limit of a Pois- twodifferentscenarios,namely(a)direct,TF-basedtranscrip- sonian channel worked out in S1 Text. On the other hand, tional regulation in absence of miRNAs (corresponding to forsmallvaluesof∆ ,thecapacityofTF-channelbecomes k+ = 0 for i = 1,2), and (b) indirect post-transcriptional TF i 9 themiRNA-ceRNAbindingaffinitiesareexperimentallychal- lenging. However,computationalmethodspredictaconsider- abledegreeofheterogeneityacrossdifferentmiRNA-ceRNA pairs[57]. Remarkably, forthemajorityofcasesreportedin the literature, the predicted miRNA-binding energies of the RNAsonthe‘inputside’ofthechannelarelowerthanthose oftheRNAsonthe‘outputside’,inlinewiththeoptimalcon- ditionshighlightedbyourmodel.Forexample,bindingaffini- tiesbetweenthelongnon-codingRNAlinc-MD1anditsreg- ulatorymiRNAs(playingacentralroleinskeletalmusclecell FIG.9. Comparisonoftranscriptionalandpost-transcriptional differentiation)aresignificantlylowerthanthosecharacteriz- regulationforafixedoutputvariationrange. (A)Dependenceof ingmiRNAinteractionswithlinc-MD1’scompetitors,namely ITFandImiRNAonω.(B)FFofm2atthecorrespondingsteadystate. the MAML1 and MEF2C mRNAs, as predicted by miRanda AOVandmm2in arethesameforbothchannels,namely∆miRNA = algorithm [39, 64]. Likewise, the circular RNA CDR1 has ∆ =210±1andmmin =11±1.Valuesofthekineticparameters TF 2 beenfoundtocontainaround70bindingsiteswithhighcom- arereportedinTableI. plementarity for miR-7, corresponding to a strong effective couplingthroughwhichitcanregulatetheexpressionofmiR- 7’s target genes [37, 65, 66]. Finally, the high sequence ho- miRNA-mediatedregulation(correspondingtonon-zerocom- mology of pseudogenes (long non-coding RNA genes devel- plex binding rates). Kinetic parameters will however be re- oped from protein-coding genes but unable to produce pro- scaledas teins) with their parental gene allows them to compete for a largenumberofsharedmiRNAs[28,38,67]. OurstudyalsopointstothepotentialrelevanceofmiRNA- δ → δ∗ =ωδ , ceRNAcomplexdecaychannels. Itisknownthat, incaseof k+ → (k+)∗ =ωk+ , (24) sufficientcomplementarity,miRNAmoleculescanfunctionas i i i siRNAs and cleave their targets after binding them [15, 27]. where ω > 0 is the re-scaling factor. Note that the above Such targets decay catalytically and are therefore effectively choicedoesnotchangem aslongask−c (cid:28)b n and(k−+ degraded by the miRNAs. Our model predicts that miRNA- 2 i i i i i κ )c (cid:28)βn (bothofwhicharetrueinthecaseweconsider). mediatedcontrolmaybethepreferredregulatorymechanism i i µ Bychangingωonemaythereforecharacterizethedependence in presence of kinetic heterogeneities at the level of miRNA of the channel capacities onthe kinetic parameters δ and k+ recycling rates. In particular, targets that undergo catalytic i whilekeepingtheoutputrangeapproximatelyfixed,suchthat degradationmaybeefficientlyderepressedbytheircompeti- ∆ (cid:39)∆ foreveryω. tors. Thistypeofscenariohasbeenobservedinexperiments miRNA TF Fig. 9Ashowshowthethechannelcapacitieschangewith concerning the bacterial small RNA Qrr [61]. Qrr represses ω. One sees that in general I < I , so that at fixed its targets by distinct mechanisms. For instance, luxR is re- miRNA TF AOVthemiRNA-mediatedchanneltypicallyhassmallerca- pressed catalytically, luxM stoichiometrically, while luxO is pacitythanthedirectone.However,inthelimitofsmallω,i.e. silencedthroughtranslationalrepression. luxMandluxOare whenmiRNApopulationsaresufficientlylargeandmiRNA- howeverabletoderepressLuxRinthepresenceofQrr. Inthe ceRNAcouplingsareweak,themiRNAchannelcanperform lightofourresults,theseobservationsmaythereforepointto aseffectivelyasapuretranscriptionalchannel.Thisresultcan ahigherthanexpectedrolefortheceRNAeffectinvivo,espe- be understood by examining the noise levels (see Fig. 9B). ciallyincasesinwhichheterogeneitiesinkineticparameters For small ω (or high µ ), in particular, the FF approaches arethoughttobestrong[34,59,62,68,69]. 0,2 thePoissonianlimitsince(i)forµ(cid:38)µ relativefluctuations 02 inmiRNAlevelsaresmall,extranoisecomingfrommolecu- lar titration disappears and the target degradation constant is DISCUSSION rescaledasd →d +k+µ(f );(ii)µ(cid:28)µ targetceRNA 2 2 2 1 0,2 is seen in free regime, where it is not sensitive to miRNA Non-codingRNAmolecules,andmiRNAsspecifically,are molecules.Insuchconditions,miRNA-mediatednoisebuffer- increasinglyassociatedtoregulatoryfunctions. Besidesmak- ing[20]cannotbeobserved, neverthelesstranscriptionaland ing it mandatory to characterize the specific role of ncRNAs miRNA-mediatedregulationareeffectivelyequivalent. onacase-by-casebasis, especiallyforsituationslikedisease ordifferentiation,thisfactalsoraisesthequestionofwhatin- gredients can make miRNAs a preferred tool to regulate the ObservedheterogeneitiesinmiRNA-targetinteractionstrengthmay level of a target RNA over, for instance, the target’s TF. A enableregulationbymiRNA-mediatedcross-talk possibleanswerliesinthenoise-bufferingrolethatmiRNAs canplay,whichisespeciallyevidentingeneticcircuitrieslike The quality of miRNA-target interaction influences the incoherentfeed-forwardloops[19,20]. Byreducingrelative binding kinetics and may be decisive for the activation of fluctuationsintheoutputlevel,miRNAscanconferrobustness the target decay channel [15, 27, 63, 64]. Estimations of to gene expression profiles. However the so-called ‘ceRNA 10 hypothesis’opensthewaytothepossibilitythattheirregula- tiveness of microRNA-mediated post-transcriptional control toryfunctionsarecarriedoutatabroader, thoughmoresub- of gene expression by computing the capacity of the corre- tle,level. Inshort,accordingtotheceRNAscenariomiRNAs sponding regulatory channel and comparing it to that of di- canmediateaneffectivepositiveinteractionbetweentheirtar- rect,TF-driventranscriptionalregulation. Evidently,multiple get RNAs driven by the targets’ competition to bind them. factorscaninfluencetheflowofinformationacrossnodesin In this sense, miRNAs can be seen as a sort of ‘channel of abiochemicalnetwork,startingfromtheintrinsicnoisinessof communication’ between RNAs through which RNA levels eachreactionstep. canbealteredandnoisecanbeprocessed(bothbufferedand Our basic challenge was therefore understanding in which amplified). Previous work [42] has shown that the ceRNA circumstances miRNA-mediated control can outperform the effect may generate both highly plastic and highly selective TF-based one, thereby obtaining insight on why the ceRNA ceRNA-ceRNA couplings, thereby representing a potentially effect appears to be so often employed by cells in situations powerfulmechanismtoimplementgeneregulationatthepost- where accurate tuning and/or shifts of expression levels are transcriptionallevel. required.Wehavethereforeconsidered,alongthelinesof[33, Although predicted theoretically, the extent and relevance 34, 41–44], a mathematical model of the ceRNA effect and of ceRNA effect in vivo is poorly understood. On one hand, characterizeditssteadystateintermsofbothmeanmolecular considerable evidence points to the ceRNA effect playing a levels and regulatory capacities of the miRNA-mediated and majorroleincertaindis-regulatedortransientcellularstates. TF-basedchannelsviastochasticsimulations. For instance, it has been shown that the expression of the Wehavefirstconsideredhowthetwochannelsprocessin- tumor-suppressorgenePTENcanberegulatedbyitsmiRNA- puts (the TF levels f and f ) that vary in the same range. 1 2 mediatedcompetitorsVAPA,CNOT6L,SERINC1orZNF460 We have shown that, while the capacity of the TF-channel [70]. Furthermore, many pseudogenes have been found to dependsmonotonouslyoneachmiRNA-ceRNAbindingrate compete with their parental genes for a shared pool of com- and is largest when the target is unrepressed by miRNAs monmicroRNAs,thusregulatingtheirexpressionascompet- (as might have been expected), the capacity of the post- itive endogenous RNA [28, 38, 67, 71] . Such mechanisms transcriptionalchannelismaximalinaspecificrangeofval- seem to be of particular relevance in cancer. For instance, ues of the miRNA-ceRNA binding rates. In agreement with murinemodelsengineeredtooverexpressthepseudogenesof [33],wefoundthatmiRNA-channel’sefficiencyistunableto theproto-oncogeneBRAFdevelopanaggressivemalignancy optimality by the binding kinetics. Furthermore, our model resemblinghumanBcelllymphomasince,byfunctioningas suggests that both capacities decrease as the miRNA recy- ceRNAs, they elevate BRAF expression both in vitro and in clingratesincrease,confirmingpreviousindicationsobtained vivo[38]. Likewise, thelongnoncodingRNAlinc-MD1has bydifferentanalyticaltechniques[42]. Consistentlywiththe been shown to regulate the skeletal muscle cell differentia- scenarioobservedexperimentallyforthebacterialsmallRNA tionclockbyspongingmiRNAsfromitscompetitors,thereby Qrr [61], our model finally suggests that catalytically regu- enacting a ceRNA mechanism. In particular, MAML1 and lated targets are weakly capable of competing for miRNAs MEF2C(codingfortranscriptionfactorsthatactivatemuscle- butmightbesignificantlyderepressedbytheircompetitors. specific gene expression) compete with linc-MD1 for miR- Inaddition,post-transcriptionalmiRNA-mediatedinforma- 133andmiR-135respectively[39]. Takentogether,theavail- tionprocessingwasshowntobecharacterizedbyathreshold able evidence indicates that miRNA activity depends on the behaviourasafunctionoftheAOV.Inotherterms,noinfor- miRNA:targetratio, onmiRNAtargetsiteabundanceandon mation can be transmitted across the channel unless the tar- miRNA binding affinities. Further analyses of high through- get’sdegreeofderepressionissufficientlylarge. Thisimplies put datasets confirm this observation [30, 36]. One may thattheregulatoryeffectivenessofthechanneliswellencoded therefore question how said factors may influence miRNA- by the degree of target derepression when the latter is suffi- mediatedpost-transcriptionalcontrol. ciently high, in which case it is possible to identify regimes The problem however arises of quantifying the degree of inwhichpost-transcriptionalregulationismoreaccuratethan control that can be exerted through miRNAs. Taking the transcriptionalcontrol. ‘channel’ analogy more strictly (as done before for simpler Togetadeeperinsightontheoriginoftheobservedthresh- regulatory elements [9, 45, 52]), one may resort to informa- oldbehaviouronemusthowevergobeyondtheAOVandcon- tiontheoreticconceptsandtoolstocharacterizepreciselyhow sider more carefully how the miRNA-ceRNA binding noise wellmiRNAscanprocessfluctuationscomingfromthemod- affectstheoverallpicture.AftershowingthatmiRNA-ceRNA ulatornodesandtransferthemtothetargetnodes. Thisissue bindingnoiseisindeedattheoriginofthethresholdbehaviour goes beyond noise buffering, specifically including the abil- that limits the miRNA-channel capacity, we have uncovered ity to respond to large changes in the mean levels as well as the rather remarkable property that in presence of large but to changes in the structure of fluctuations. As the properties weaklyinteractingmiRNApopulationstheceRNAeffectcan of a channel are conveniently encoded in the mutual infor- regulategeneexpressionaseffectivelyasthetarget’smodula- mationbetweentheinputandoutputnodes,askinghowwell tornodeitself. a channel can function amounts to asking what is the chan- The present work has focused on a small genetic circuit nel’scapacity,i.e. themaximumvalueoftheinput-output(or made up of a single miRNA species and two target RNA modulator-target)mutualinformationachievablethroughthat species at steady state. Previous work has however shown channel. Thisworkaimedpreciselyatquantifyingtheeffec- thatcross-talkispossibleevenduringtransients[44]. Going