Computer-AidedCivilandInfrastructureEngineering 28 (2013) 289–306 Prioritization of Code Development Efforts in Partitioned Analysis Joshua Hegenderfer & Sez Atamturktur∗ GlennDepartmentofCivilEngineering,ClemsonUniversity,Clemson,SC,USA Abstract: In partitioned analysis of systems that are To guide the model validation efforts, many frame- driven by the interaction of functionally distinct but works, such as those presented in Unal et al. (2011), strongly coupled constituents, the predictive accuracy of Jung (2011), Bayarri et al. (2007), and Jiang and thesimulationhingesontheaccuracyofindividualcon- Mahadevan (2007), have been developed to rigorously stituent models. Potential improvement in the predictive and quantitatively assess model biases and uncertain- accuracy of the simulation that can be gained through ties(Figure1).Eachoftheseframeworksdemonstrates improving a constituent model depends not only on the that model validation efforts can be improved through relativeimportance,butalsoontheinherentuncertainty either additional experimentation or further code de- andinaccuracyofthatparticularconstituent.Aneedex- velopment. If additional experimentation is necessary, istsforprioritizationofcodedevelopmenteffortstocost- the efficient and optimal selection of experimental set- effectivelyallocateavailableresourcestotheconstituents tingscanbeachievedthroughalgorithmssuchasthose thatrequireimprovementthemost.Thisarticleproposes presentedinJiangandMahadevan(2007)andWilliams a novel and quantitative code prioritization index to ac- etal.(2011).However,ifcodedevelopment isselected complishsuchataskanddemonstratesitsapplicationon as the next step in model validation, the particular el- acasestudyofasteelframewithsemirigidconnections. emental components of the numerical model requiring Findingsshowthatashigh-fidelityconstituentmodelsare more sophisticated modeling of physics or engineering integrated, the predictive ability of model-based simula- principles remains unknown. Naturally, unlimited time tionisimproved;however,therateofimprovementisde- and resources would render the prioritization of such pendentuponthesequenceinwhichtheconstituentsare code development efforts irrelevant. However, given improved. theinevitablelimitationsinresources,majormodelde- ficiencies must be pinpointed and code development 1 INTRODUCTION efforts must be focused to achieve the greatest reduc- tioninmodeluncertaintyandbias.Thescientificprob- Numerical simulation has become a viable tool for lemofcodeprioritizationhasbeenstudiedtooptimize investigating complex physical systems and processes softwarefaultdetection(Korel,2009)andparallelpro- that are encountered in many civil engineering disci- cessing of finite element (FE) computer codes (Zeyao plines,especiallywhensolelyexperiment-based,empir- andLianxiang,2004);however,quantitativeapproaches ical studies are infeasible. Although numerical models forcodeprioritizationofcomplexnumericalmodelsare offerversatilityinsimulatingvariousoperationalcondi- lackinginthepublishedliterature. tions or design scenarios, they can only provide an ap- Such need becomes especially amplified for com- proximationofreality,andthus,thereisaneedtocheck plex, heterogonous systems that are driven by the in- the validity of model solutions against experimental teraction of functionally distinct but strongly coupled observations. Numerical models therefore, come with constituents commonly tackled by partitioned analy- the burden of quantifying the uncertainties and biases sis procedures. Our focus is therefore on models that in model predictions through tasks that fall under the comprise multiple, isolated, components (or substruc- broadconceptofmodelvalidation. tures), herein referred to as constituents. These con- stituents interact to form a collective system, herein referred to as coupled model. Such focus is relevant ∗To whom correspondence should be addressed. E-mail: [email protected]. as many numerical models in civil and infrastructure C 2012Computer-AidedCivilandInfrastructureEngineering. ⃝ DOI:10.1111/j.1467-8667.2012.00799.x 290 Hegenderfer&Atamturktur (empirical or arbitrary parameters used in place of de- tailed physics modeling) to represent these inherently START semirigid connections. This initial FE model can then be improved by refining the definition of these knobs, suchasthroughthedevelopmentofhigh-fidelitythree- Baseline Models and Uncertainties with Current dimensional,nonlinearFEmodels(constituents).Three Experimental Design s nt possibleconstituentconnectionmodelsareidentifiedto w ment depme be coupled to the initial simplified frame FE model. Neeri Coelo Thesethreeconstituentsarerankedusingtheproposed p v CPI that combines knowledge level, importance, and Model Validation and x e E D error contribution. The frame model is then improved Uncertainty Quantification incrementally by coupling the three high-fidelity con- OR nection models in the sequence selected by CPI, and No theresultingimprovementinpredictiveaccuracyofthe Path Selection coupledmodelisquantified. Va lidation Algorithm Criterion The article is organized as follows: Section 2 Met? overviews the pertinent literature on coupling algo- Validated rithmsandrankingproceduresthatareusedasthefoun- Model and END dation for the CPI described in Section 3. Section 4 Uncertainties Yes Quantified introducesthecasestudyapplication,inwhichthepre- dictions of the initially inexact FE model of the steel Fig.1. Genericmodelvalidationframework. frame are compared against experimentally obtained static and dynamic characteristics. In Section 5, the CPI is deployed to rank model constituents, which are engineering are indeed coupled models that are an developed, verified, and validated in Section 6. The amalgam of multiple constituents or systems of con- coupling procedure used to integrate the constituent stituents; see, for instance, the published literature on models to the frame model is described in Section 7. soil–structure interaction (Provenzano, 2003; Qian and Section8presentsacomparisonoftheinitialFEmodel Zhang, 1993), fluid–structure interaction (Kutay and as well as its improved variants against experimental Aydilek,2009;Caracogliaetal.,2009),human–structure data.FinallyinSection9,concludingremarksaremade, interaction (Macdonald, 2009; Wang et al., 2011), and limitations of the proposed approach are summarized, thebroadfieldofsubstructuring(orsubdomains),which andthefuturedirectionisoverviewed. essentially focuses on structure–structure interaction (Mahjoubi et al., 2009; Mahjoubi et al., 2011). While 2 BACKGROUND aimingtoimprovethepredictiveaccuracyofsuchcou- pledsimulationmodels,oneobviousquestionarises:to 2.1 Phenomenonidentificationandrankingtable achievethegreatestreductioninmodeluncertaintyand bias,whichconstituentmustbegiventhehighestprior- Originally proposed as part of the U.S. Nuclear Re- ityforfurthercodedevelopment? actor Commission’s (NRC) Code Scaling, Applicabil- This article presents a code prioritization approach ity, and Uncertainty (CSAU) evaluation procedure for coupled numerical models through the use and ex- (Boyack et al., 1989), the Phenomenon Identification tension of a well-established ranking system, in which and Ranking Table (PIRT) is currently being used by code development efforts are guided to effectively im- theU.S.NRCatthestartofnewprogramstorankcon- prove the predictive capability of the coupled model. stituent phenomena from the perspective of resource A novel, quantitative code prioritization index (CPI) allocation (ARRIA, 2003; Olivier and Nowlen, 2008; isproposedanddemonstratedusingaproof-of-concept Tregoning et al., 2009). The purpose of PIRT is to ef- example, in which the structural system consists of a fectively gather expert opinion about the importance two-storysteelframebuiltinthelaboratorywithsemi- andknowledgelevelofasetofphenomena(Diamond, rigid connections. An initial, simplified FE model is 2006).ThePIRTprocess,typicallycompletedbyacom- developed for the frame system using beam elements, mittee of multidisciplinary experts, provides a system- wherethebeam-to-columnconnectionscanbemodeled atic, structured, and hierarchical methodology to rank as either fixed or pinned connections, neither of which phenomena of interest for resource allocation prob- are representative of reality. One approach commonly lems (Boyack, 2009). The two major scoring compo- utilized in the literature entails adding fictitious knobs nentsofPIRT,(1)theimportanceofaphenomenaand Effortsinpartitionedanalysis 291 (2) the level of current knowledge, constitute the par- ticularphenomena’ssensitivityorimpactontheevalu- ation metric and the current lack of knowledge about thephenomena(and/orparametersassociatedwiththat phenomena), respectively. Although historically PIRT has mainly been used in the nuclear reactor and safety fields,thegeneralandhigh-levelapproachofthePIRT processmakesithighlyadaptabletomanydifferentar- easofscienceandengineering. 2.2 Partitionedanalysisprocedures Fig.2. Couplingalgorithms:(a)Block-Jacobi,(b)Block In partitioned analysis procedures, constituent models Gauss-Seidel,(c)BlockNewton,and(d)optimization-based are viewed as discrete entities with data transferred at coupling. the interface between the individual constituent codes strong coupling algorithms are proposed in the litera- throughcouplingalgorithms(RugonyiandBathe,2001; ture(Figures2a–d):theBlock-Jacobimethod(Matthies Xiongetal.,2011).Thistypeofanalysismostoftenre- etal.,2006;FernandezandMoubachir,2005),theBlock sultsinaniterativeprocedureinvolvingprediction,sub- Gauss-Siedel method (Joosten et al., 2009; Matthies stitution, and organization techniques (Felippa et al., et al., 2006), gradient-based Newton-like methods 2001; Larson et al., 2005; Larson, 2009). The advan- (Heil, 2004; Matthies and Steindorf, 2002b; Matthies tageofthepartitionedapproachstemsfromtheability and Steindorf, 2003; Fernandez and Moubachir, 2005), to exploit independent modeling strategies developed and optimization-based methods (Farajpour and in different domains (Leiva et al., 2010) in addition to Atamturktur,2012). time and space discretization that is most appropriate Notethatinpartitionedanalysis,quantification,prop- foreachconstituent(Kassiotisetal.,2011;Joostenetal., agation,andmitigationofuncertaintiesininputparam- 2009). This flexibility obtains solutions for highly com- etersplayanimportantroleforthecompletevalidation plex coupled problems while making efficient use of ofcoupledmodels(AvramovaandIvanov,2010),which well-establishedcodesandexpertknowledgeinvarious iscurrentlyanactiveresearcharea.Thefocusofthisar- fields (Ibrahimbegovic´ et al., 2004). Furthermore, the ticle,however,isexclusivelyonimprovedsophistication ability to solve complex problems through integrated of constituent models to reduce the systematic bias in parallelization on multiple sets of processors can make coupled models predictions; therefore, uncertain input thepartitionedapproachparticularlyefficient(Parkand parametersaretreatedasdeterministicbestestimates. Felippa,1983;AdeliandKamal,1993). Coupling is most commonly classified according to the nature of the mutually dependent parameters. 3 CODEPRIORITIZATIONINDEX In weak coupling (also known as loose or explicit coupling), the state of the constituents does not mu- ThePIRT,overviewedinSection2.1,suppliesaninher- tually interact with each other’s inputs or outputs ently qualitative and subjective evaluation of a system (Matthies and Steindorf, 2002a; Wang et al., 2004). In that is driven by the interaction of coupled constituent partitioned analysis, if the state of the constituents is phenomena. As such, this section details the transfor- affected by model outputs, the coupling interface is mation of PIRT into a quantitative approach through referred to as strong coupling (also known as tight or theCPI.FollowinganapproachsimilartoHemezetal. implicitcoupling)(MatthiesandSteindorf,2003;Zhang (2010), CPI is formulated considering the three fac- andHisada,2004).Instrongcoupling,therepeatedex- tors that determine the importance a constituent has ecutionofconstituentmodelstoachieveself-consistent on the overall predictive accuracy of a coupled simula- state solutions becomes necessary (Ramanath, 2011). tion: (1) the sensitivity of the coupled system behavior Input parameters in strong coupling problems are totheconstituentoutput,(2)theestimatedbiasesinthe defined as either dependent or independent. The de- constituent output, and (3) the estimated uncertainties pendentinputparametersarefunctionsoftheoutputof in the constituent. CPI, therefore, takes the following another constituent; therefore, the coupling algorithm form: mustevaluateandsubstitutetheseparametersasinput CPI SA EA UA (1) for the appropriate constituent. Finding the correct i =∥ i∥×∥ i∥×∥ i∥ values for these dependent variables is the main ques- where SA, EA, and UA, respectively, represent i i i tion to be solved in strong coupling problems. Various the importance (Sensitivity Analysis), estimated error 292 Hegenderfer&Atamturktur (Error Analysis), and current level of knowledge (Un- certaintyAnalysis)foragivenconstituenti,inanappro- priatelychosennorm, . ∥•∥ 3.1 Sensitivityanalysis(SA) The SA term is defined as the measure of the variabil- ityinthemodeloutputduetounitvariabilityinagiven constituent. This term can be quantified using various established screening, local or global sensitivity analy- sistechniques;however,forcomplexproblemsthatare nonlinear in nature and that involve a large number of input parameters of varying uncertainty, global sensi- tivity analysis techniques should be preferred (Cukier et al., 1978). The global sensitivity analysis inherently takes the range and shape of the probability distribu- tions of input parameters into account. Moreover, in global sensitivity analysis techniques, such as the anal- Fig.3. Computationof P:absoluteminimumdiscrepancy: j ysis of variance (ANOVA) (Moaveni et al., 2009; Frey Equation(6)(top)andconvergedminimumdiscrepancy: and Patil, 2002), the sensitivity estimates for each pa- Equation(7)(bottom). rameterarecomputedinthepresenceofuncertaintyof allotherfactorsofinterest;thustakingthepossiblecor- theconstituentofinterest,whichisderivedinEquations relations and dependencies between input parameters (4)–(7). intoconsideration. AnabsoluteminimumdiscrepancyexistsifEquations (4)and(5)givenbelowarebothsatisfied. 3.2 Erroranalysis(EA) δk δk r j − j− < γ (4) The EA term is a representative estimate of a con- P(δkj)− P(δkj−r) − stituent’s error contribution to the total error of the system in comparison to the experimental evidence. δkj+r −δkj < γ (5) This term can be quantified using various metrics in- P(δk r) P(δk) + cluding model form error estimates for separate ef- j+ − j fect experiments as defined in Higdon et al. (2008), whereγ isthelimitingslopeasindicatedinFigure3and OberkampfandBarone(2006),Rebbaetal.(2006),and r represents the number of runs over which the slope Atamturkturetal.(2011). is computed (see Figure 3); k is the index number of In this study, for a given constituent, EA is defined computer runs corresponding to the minimum discrep- as a measure of the constituent “correction” necessary ancy over all simulation runs; and δkj is the minimum suchthaterrorinthecoupledmodelpredictionsismin- computeddiscrepancyacrossallsimulationruns.Inthis imized (given a set of uncertainty attributed to other case,thethresholdvaluefordiscrepancyisselectedac- constituents)asshowninEquations(2)and(3) cording to Equation (6); otherwise, a converged mini- mumdiscrepancyexistsandthethresholdvaluefordis- Pj ={P :δj(P,α)<δ tj} (2) crepancyiscalculatedaccordingtoEquation(7); δt δk (6) 1 n j = j EA min P P P (3) 0 j 0 = n − δt β δS δk δk (7) !j=1" # #$% j = j − j + j # # where n is the number of experiments; P0 represents where β represents a pe"rcentage$of the total allowable the nominal value for the fictitious knob; P is the se- reduction discrepancy to limit excessive changes in the j lectedparametervaluefortheconstituentatthejthex- nominal value of the knob (see Figure 3) and δS rep- j periment;δ (P,α)isthediscrepancyoftheconstituent resents the maximum computed discrepancy across all j atthejthexperimentdefinedasafunctionofcollective simulationruns. parametersoftheconstituents;andα istheuncertainty The EA term in Equation (3) seeks to determine assignedtoallotheruncertainparameters.Theδt isthe thenecessarydeviationfromtheinitialparametervalue j discrepancy threshold value at the jth experiment for over all available experiments such that the relative Effortsinpartitionedanalysis 293 difference between model predictions and experimen- tal results (referred to herein as discrepancy) is min- imized. To achieve this minimization, the numerical modelparametersofinterestaresampledwithinaplau- sible range defined for parameter of interest, P, and a set percentage variability, α, for all other param- eters, thus accounting for potential cross-correlations between parameters through the α variability term. Computer runs can be generated using various sam- plingdesignsthatthoroughlyexplorepossiblevaluesfor P in an efficient manner. The EA value realized from Equation (3) is represented as a percentage of the ini- tially assumed parameter value, P. Therefore, higher 0 EAvaluesindicateagreaterestimatederrorforthepa- rameterofinterest. Thevaluesofr,γ,andβ(fromEquations(4)–(7))are assigned according to the specific application of inter- est. If discrepancy throughout the investigated domain is constant (the calculated slope is below the limiting value of γ) or if the discrepancy behavior is divergent Fig.4. Framestructurebuiltinthelaboratory(left)and for any specific experiment j, then a meaningful and frameconnections(right):topconnection(top),middle confidentevaluationof P isdifficult.Thus,ifthegiven j connection(middle),baseconnection(bottom). experiment is not sensitive to parameter P, a selection of P would be unfounded; therefore, the contribution j theCPItermsischosensuchthateachtermisscaledto fromsuchexperimentsisexcludedfromtheanalysis. amaximumofoneoverallpossibleconstituents;there- Notethatifmodelcalibrationofconstituentsiscom- fore,CPIvaluesare,withoutlossofgenerality,bounded pletedpriortotheutilizationoftheCPImetric,thecal- betweenzeroandone,andhigherCPItermsareconsid- ibrated parameter values for the parameters would be eredashigherpriority. usedastheinitialvaluesfortheEAanalysis.Whensuch calibrationactivitiesarenotavailableapriori,thepro- posed method gives the best possible guidance by di- 4 OVERVIEWOFTHECASESTUDY recting the focus of the decision makers and code de- APPLICATION velopers to the constituent that is mostly responsible for the inaccuracies of the coupled model prediction. 4.1 Casestudystructure:laboratoryspecimen The inaccuracies in the selected constituent may orig- inate from either the incompleteness of the modeled The small-scale, prototype structure is a two-story physics or engineering principles or the imprecision in single-bay steel frame shown in Figure 4, in which all themodelparameters. membersoftheframearemadeofA36mildsteel.The connections are secured with two SAE J429—Grade 5 boltsoneachside,andallboltsaretorquedto9.0Nm. 3.3 Uncertaintyanalysis(UA) Thegeometricdimensionsofthetestframearegivenin The UA term can be quantified for a particular model Table1. constituent according to experimental test results or qualitativeexpertopinion.Herein,however,thecurrent 4.2 Initialnumericalmodel levelofknowledge,thatis,uncertaintyanalysis,foreach constituent will be treated as a binary number, where The baseline FE model for the frame (henceforth re- zerorepresentsaphenomenonforwhichtheknowledge ferred to as Model #1) is created in ANSYS v.13.0 us- levelismatureandwhereonerepresentsaphenomenon ing BEAM188 elements as shown in Figure 5. These thatisnotyetwellknown.Ineffect,asrecommendedin are two-noded six-degrees-of-freedom per node linear the PIRT construction process, the UA term restricts elements that consider the cross-section and orienta- codeprioritizationeffortsonlytopoorlyorpartiallyun- tionofthemember(ANSYS,2010).Anisotropiclinear derstoodphenomena. elasticconstitutivemodelisusedwithYoung’smodulus Therefore,theCPItermismaximizedwhenSA,EA, specifiedas200GPa(29,000ksi)andPoisson’sratioas andUAareallhigh.Herein,atypeofnormforeachof 0.33, which are typical values for mild structural steel. 294 Hegenderfer&Atamturktur Table1 Geometricpropertiesofthelaboratoryframestructure Steelframemembergeometricproperties Member Length(cm) Cross-sectiontype Cross-sectiondimensions(cm) Columns 63.5 Angle 5.08 5.08 0.32 × × Beam 124.46 Flat 5.08 0.32 × Baseconnectingtabs 5.08 Angle 5.08 5.08 0.32 × × Columnbaseplates 1.27 Flat 15.24 15.24 × Framebase 1.27 Flat 121.92 243.84 × Boltproperties Bolttype Boltdiameter(cm) SAEJ429—Grade5 0.66 Fig.6. Staticexperimentsetup:cableandpulleysystem (left),measurementlocations(right). top and middle levels are pinned. After the selection Fig.5. BaselineFEmodel(Model#1)fortheframe of a suitable connection type, Model #1 will ultimately structure. be used as a reference while determining the improve- ment gained in predictive accuracy by refining the way in which beam-to-column connections are represented Similar to the approach used by Zapico et al. (2008), intheFEmodel. geometric offsets are considered when modeling the beam-to-column connections (also known as modeling 4.3 Experimentalcampaign tocentroid).Thetwo-boltconnectionsoftheframeare expected to exhibit semirigid behavior with unknown 4.3.1 Static testing. Static testing is conducted using a stiffnesscharacteristics. cable and pulley system designed to apply a point load Intheliterature,suchsemirigidconnectionsareoften in the horizontal direction as shown in Figure 6. Fed- approximatedaseitherfixedorpinneddependingupon eral C8IS Dial Deflection indicators are positioned at the number of bolts, the bolt pattern, and expert judg- the locations shown in Figure 6 to measure horizontal ment(LeeandMoon,2002;Galva˜oetal.,2010).There- deflection. Six separate static tests are conducted us- fore, an initial numerical model (Model #1) is built ing point loads with increased amplitude and applied withsimilarapproximationscommonlyimplementedin at a different location on the structure as shown in practice. For Model #1, to determine a suitable con- Figure 6, while displacements are measured at four nection type, either fixed or pinned connection, model points(L –L )alongasinglecolumnforTests1–3and 1 4 predictions are compared against experimentally ob- two points (L and L ) on the beams for Tests 4–6. 5 6 tainedstaticanddynamicresponse.Inthefixedmodel, The displacement results for the static tests, shown in all connections are assumed to be fixed. However, for Figure 7, are compared to both the pinned and fixed stability, in the pinned model the rotational degrees of connection FE models in Table 2. The static tests are freedom at the base connections as well as the top- completed at force levels where the material has not andmiddle-leveltorsionaldegreesoffreedomarefixed, yielded, that is, it is still in the elastic regime as is whileallremainingrotationaldegreesoffreedomatthe demonstratedinthelinearresponseshowninFigure7. Effortsinpartitionedanalysis 295 Static Test 6: Measurement PointL 6 130 120 110 N)100 ( e c 90 r o F 80 70 Simm.fixed 60 Simm.pinned Exxperiment 50 0 5 10 15 20 Displacement (mm) Fig.7. StatictestcomparisonbetweentwoalternativeFE models(pinnedconnectionsandfixedconnections)and Fig.8. Modeshapes:experimentaltesting(top)andFE experimentaldata. modelpredictions(bottom). Table4 4.3.2 Modal testing. Model 4507B Bru¨el and Kjær MACofexperimentallycollectedmodes (B&K)unidirectionalaccelerometersaredistributedto Mode 1 2 3 88 locations, 6 inches apart throughout all beams and columns(seeFigure4),andaModel8207B&Kmodal 1 1 0.003 0.002 impact hammer is used to excite the structure. Each 2 0.003 1 0.001 hammer strikeis repeated five times to reduce degrad- 3 0.002 0.001 1 ing effects of noise through averaging. Using Reflex software from B&K, natural frequencies (see Table 3) calculated(Table4).Thelowoff-diagonaltermsinTa- and mode shapes (see Figure 8) are extracted from ble 4 demonstrate the linear independence of each of the experimental data. The rational fraction polyno- theexperimentallydeterminedmodes. mial parameter estimation technique (Richardson and Formenti,1982)isimplementedtogeneratestabilitydi- 4.4 Test-analysiscorrelation agramsformodeselection.Thefirstthreeglobalmodes of the structure are identified as shown in Figure 8 Tables 2 and 3 show that the baseline model with and listed in Table 3. As a means of verifying the or- fixedconnectionsunderestimatesthedeformationsand thogonality of the experimentally collected modes, the overestimates the natural frequencies, while the base- modal assurance criterion (MAC) (Allemang, 2003) is line model with pinned connections overestimates the Table2 Comparisonofbaselinemodelsandexperimentaldataforstatictests Test 1 2 3 4 5 6 Mean FixedFEaverageerror(%) 44.4 84.8 55.6 46.8 24.3 18.9 45.8 PinnedFEaverageerror(%) 32.8 196.5 76.7 18.8 100.5 126.3 91.9 Table3 Naturalfrequenciesfromexperimentaltestingandbaselinemodels Mode Description Testfrequency(Hz) FixedFEfrequency(Hz) Error(%) PinnedFEfrequency(Hz) Error(%) 1 Sway 23.09 27.97 21.13 16.30 29.41 2 Bending 29.58 33.21 12.27 14.01 52.64 3 Torsion 37.04 47.56 28.40 25.96 29.91 296 Hegenderfer&Atamturktur deformations and underestimates the natural frequen- tions presented in Wu and Li, 2006) and treated as cies. As seen, neither the fixed nor the pinned connec- constituents. tions are suitable to represent the connections of the Similar to da Silva et al. (2008), three linear, rota- frame of interest. However, the FE model with fixed tional springs are added at each connection of the ini- connections more accurately predicts the static tests tial FE model (Model #1), which are used to capture with a 46.1% lower average error than the FE model rotations of the connection in all three directions. The withpinnedconnections.Also,theFEmodelwithfixed springs are modeled using linear, COMBIN14 (spring- connections predicts the values of the natural frequen- damper) elements (ANSYS, 2010). As the spring con- ciesinthecorrectorderofmodes,whilepinconnections stantstendtozero,theconnectionbehavesasapin,and yieldanincorrectmodesequence. as the spring constants tend to infinite the connection AlthoughtheFEmodelwithfixedconnectionsyields becomes fixed. The stiffness of the bolted connections a closer agreement to experiments and has been se- utilizedintheframestructure,however,liesomewhere lected as the connection type to be used in Model #1, betweenthesetwoextremeswithunknownspringcon- itstillhasanapproximately20%averageerrorfornat- stants.Also,notethatthoughthislinearrepresentation ural frequencies and 45% average error over all static ofsemirigidspringssuppliesanimprovementbeyonda tests, necessitating further improvement of the model fixed or pinned connection, it fails to incorporate non- sophistication. lineareffects. The FE model can be further improved by develop- ingthree-dimensional,nonlinearFEmodelsofthecon- 5 IDENTIFICATIONANDPRIORITIZATIONOF nectionsthataccountforfrictionbetweenthemembers CONSTITUENTS andpretensioninthebolts(asitwillbediscussedinSec- tion6).Thesehigh-fidelity,nonlinearFEmodelsofcon- The structure of interest comprises two main con- nectionsmustbedevelopedseparatelyforthetop,mid- stituents: the steel members and the connections. dle, and base connection; however, the limitations on Though the material behavior of mild steel is widely projectresourcesmayinhibitmodeldevelopmentofall studied,theboltedsemirigidsteelconnectionsbetween three connections. Thus, to efficiently utilize the avail- beamandcolumnarehighlyuncertainandareofgreat able resources, one must prioritize among these three interest in the design and analysis communities. Lee possible constituent models to achieve the highest im- and Moon (2002) and CEN (1997) provide provisions provement in predictive capability. Such prioritization forapproximateanalysisofsemirigidsteelconnections; is achieved herein using the linear FE models of the however, many assumptions are made while establish- constituentalongwiththeCPImetricintroducedinSec- ing these provisions, such as small deformation in the tion3.TheCPIrequiresasensitivityanalysis,anderror connection,negligibledeformationinthebeamandcol- estimate analysis, which are discussed in the following umn compared to the deformation in the connection, sections. andnegligibleslipdeformation. Several investigators acknowledged and demon- 5.1 Sensitivityanalysis strated that traditional assumptions of connections be- ing either fixed or pinned can lead to significant er- Herein, a global effect sensitivity analysis, ANOVA, is rorsintheanalysis of static(Leeand Moon, 2002) and utilized. The selection of the plausible ranges, within dynamic response (da Silva et al., 2008; Galva˜o et al., whichspringconstantsmayvary,iscriticalinANOVA; 2010; Tuu¨rker et al., 2009; Wong et al., 1995), design therefore, plausible ranges are determined by varying and sizing of members (Lee and Moon, 2002), as well individualspringconstantsfromfreetoanalmostfixed asdesignagainstprogressivecollapse(Liuetal.,2010). conditiononeatatime,whiletheremainingspringcon- The findings obtained in Section 4.4 of this study also stantsareleftconstantattheirnominalvalues.See,for support these earlier studies that neither the fixed nor instance,Figure9,wheretheresultingnaturalfrequen- thepinnedconnectionsareacceptabletorepresentthe ciesareplottedasthestrongaxisbendingstiffnesscon- two-bolt connection used in the steel frame studied stantsfortoplevelbeamsisvaried.Asonespringcon- herein. Therefore, while demonstrating the application stantisvaried,thenaturalfrequenciesvarybetweenan of the proposed CPI metric, this study demonstrates upperbound(correspondingtoafixedconnection)and mitigation of potential errors originating from the in- a lower bound (corresponding to a pinned connection) complete and inexact modeling of the semirigid steel in an asymptotic manner. Appropriate ranges for each connections through a rigorous modeling approach, spring constant can then be selected to ensure a semi- where connections are parameterized (similar to the rigid behavior. As demonstrated in Figure 9, for the structural parameter identification for flexible connec- strong axis bending stiffness constant at the top level, Effortsinpartitionedanalysis 297 50 60 40 50 %) z)30 y ( 40 H c q( an Fre20 screp 30 TTeesstt 13 Di P 10 MMooddee 12 20 P0 1 Mode 3 P 3 0 0 2 4 6 8 10 10 10 10 10 10 105 1010 Stiffness (N-m) Base Rotational Stiffness (N-m) Fig.9. Sensitivityofnaturalfrequenciestostrongaxis Fig.10. DiscrepancyversusParameter1andselected bendingstiffnessconstantatthetoplevel. parametervaluesforStaticTests1and3. therangeischosentobe1.1 101–1.1 106 Nmasin- × × 5.2 Erroranalysis dicatedwithdashedlines. After selecting the ranges for each stiffness con- Theparameterofinterest,P(seeTable5forparameter stant, the sensitivities of natural frequencies and lat- numbersandcorrespondingconstituents),isallowedto eraldisplacementstothespringconstantsareanalyzed varyfrom1.1 101 to1.1 1010 Nm;α ischosentobe × × throughANOVA.AsseeninFigure9,theanalytically equal to 10%, γ is set to 0.5, n is 4, and β is chosen to computed modes can swap their order when the stiff- beequalto20%.Onehundredscenariosaregenerated ness constant is varied. For proper implementation of throughLatin-Hypercubesampling.Figure10plotsdis- ANOVA on natural frequencies, a mode-pairing algo- crepancy as a function of spring constant for Parame- rithmisdeveloped,whichoperatesonthespatialprop- ter 1 for Static Tests 1 and 3, where the discrepancy is ertiesofeachmodetoproperlyreorderswappedmodes computedasapercentageoftheexperimentalvaluefor according to a reference mode sequence. Table 5 lists each experiment. The plot shows the initial parameter therelativecontributionofthestiffnessconstantstothe value and algorithm chosen parameter values for each overall variability in the predicted features, where the experiment,respectively. normalized sensitivities are summed for each connec- In Figure 10, P represents the nominal value for 0 tion level. Results indicate that the most sensitive con- the knob, which in this case is the stiffness constant stituentstomodeloutputarethemiddle,base,andtop of the base connection, and P and P represent the 1 3 connections, respectively. The torsional stiffness con- selected values, P , that minimize the discrepancy of j stants are insensitive to the predicted features for all Model #1 against Static Tests 1 and 3, respectively, ac- connection levels and thus, are not included in further cording to Equations (4)–(7). P shows a case where 1 discussionandareheldatnominal(i.e.,fixed)values. an absolute minimum discrepancy exists. Here, the Table5 SensitivityanalysiswithnormalizedR2(%)valuesforeachparameter Naturalfrequency Maxhorizontaldisplacement Parameternumberand descriptionofstiffness Mode1 Mode2 Mode3 %BeamTop %BeamMid %Column & Total Base 1 Rotational(strongaxis) 47.7 36.9 65.3 18.1 7.3 37.2 212.3 212.3 2 Torsional 0.00 0.00 0.00 0.00 0.00 0.00 0.01 Middle 3 Rotational(strongaxis) 33.2 51.8 23.1 17.1 5.9 35.2 166.3 251.6 4 Rotational(weakaxis) 2.2 0.02 0.17 0.08 82.8 0.00 85.3 5 Torsional 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Top 6 Rotational(strongaxis) 12.0 11.1 11.2 13.4 4.0 27.6 79.2 136.1 7 Rotational(weakaxis) 4.9 0.30 0.32 51.3 0.02 0.00 56.9 8 Torsional 0.00 0.00 0.00 0.00 0.00 0.00 0.00 298 Hegenderfer&Atamturktur Table6 Erroranalysisofthethreeconstituentmodels Descriptionof Average Constituent stiffness EA(%) constituentEA Base Rotational(strongaxis) 49.8 49.8 Middle Rotational(strongaxis) 51.2 59.1 Rotational(weakaxis) 66.9 Fig.11. FEconnectionmodels:topconnection(left),middle Top Rotational(strongaxis) 54.0 61.9 connection(middle),andbaseconnection(right). Rotational(weakaxis) 69.8 phases: first, the initial frame FE model (Model #1) is Table7 coupled with only the middle connection model result- CPIforthethreeconstituentmodels ing in Model #2. Second, the base connection model is Constituent SA EA UA CPI added to Model #2 to obtain Model #3. Finally, Model ∥ ∥ ∥ ∥ ∥ ∥ #4isconstructedbyaddingthetopconnectionmodelto Baseconnection 0.84 0.80 1.00 0.68 Model#3. Middleconnection 1.00 0.95 1.00 0.95 Topconnection 0.54 1.00 1.00 0.54 6 DEVELOPMENT,VERIFICATION,AND VALIDATIONOFCONSTITUENTS selected parameter value,P, is the parameter value at 1 the computed minimum discrepancy. P shows a case 3 6.1 Constituentmodeldevelopment where the discrepancy converges to a minimum. Here, the selected parameter value, P3, is selected with a β The connection models are developed as three- valueof20%,thatis,atthepointwherethediscrepancy dimensional nonlinear FE models in ANSYS v.13.0. is20%ofthetotalpossiblereductionindiscrepancy. As suggested by Kim et al. (2007), Bursi and Jaspart Table 6 lists the EA term computed as a percentage (1997a,b, 1998),andSelametandGarlock(2010),both of the nominal value, P0, according to Equations (2) themembersoftheconnectionsandtheboltsaremod- and (3). For this application, the discrepancy tends to eled using three-dimensional solid finite elements (as varyonalogarithmicscaleforparametervalues.There- opposed to simplified bolt models such as the coupled fore, the percentages computed in Equation (3) are bolt model, spider bolt model, and no-bolt models as modifiedtorepresentlog-basedpercentages.InTable6, discussedinKimetal.(2007)).SOLID187,a10-noded theEAtermsareaveragedforeachconnection.Results tetrahedral element with quadratic displacement inter- indicatethatthelargesterrorisassociatedwiththetop, polation is used to model steel members and bolts. Ef- middle,andbaseconnections,respectively. fects of friction, represented using contact and target elements available in ANSYS v.13.0, CONTA174, and TARGET170, are modeled at all interfaces including: 5.3 CPIcalculation beamtocolumn,bolttocolumn/beam,andboltholeto The CPI values of the three connection models, calcu- bolt shank. The coefficient of friction is assumed for a lated according to Equation (1), are listed in Table 7. ClassAsurfaceandsetto0.35(AISC,2008).Themesh As the knowledge level for each connection stiffness size for all elements is selected through a mesh refine- is low (i.e., constituents are highly uncertain), the UA ment study to assure that the numerical discretization terms for each connection are set to one. The SA and is sufficiently fine to properly capture the deformation EA terms are normalized such that the highest value and stress concentration in critical regions. Figure 11 in each respective category is one. This normalization presentstheFEmodelsforallthreeconnections. bounds all three terms in the CPI calculation between As suggested by Citipitioglu et al. (2002), Kim et al. zeroandone. (2007),andPirmozetal.(2008,2010),pretensioningof Table 7 prioritizes the three constituents in the fol- theboltsisincludedinthemodel.However,asopposed lowingorderofimportance:middle,base,andtopsug- to using temperature or initial displacement methods gesting that the available resources should be devoted commonly found in the literature, pretension elements toobtainanimprovedrepresentationofthemiddlecon- availableinANSYSv.13.0,PRETS179,thatdirectlyap- nectionfirstandthebaseconnectionnext.Accordingly, ply a pretensioning force to the bolt volumes are im- three FE models with gradually improved representa- plemented. This pretensioning force is determined by tion of connections are developed in three successive converting the torque applied on the bolts using
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