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Yun-Shik Lee Principles of Terahertz Science and Technology Yun-Shik Lee Physics Department Oregon State University Corvallis, Oregon 97331 USA ISBN 978-0-387-09539-4 e-ISBN 978-0-387-09540-0 Library of Congress Control Number: 2008935382  2009 Springer Science+Business Media, LLC All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, LLC, 233 Spring Street, New York, NY 10013, USA), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use in this publication of trade names, trademarks, service marks and similar terms, even if they are not identified as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights. Printed on acid-free paper. 9 8 7 6 5 4 3 2 1 springer.com To my parents Su-Ho Lee and Soon-Im Shin Preface Over the last two decades, THz technology has ripened enough that a thor- ough summary and review of the relevant topics is in order. Many different disciplines such as ultrafast spectroscopy, semiconductor device fabrication, and bio-medical imaging involve the recent development of THz technology. Itisanimportanttasktolaydownacommongroundamongtheresearchers, so that they can communicate smoothly with one another. Besides, the THz communityisgrowingfastandtheTHztechnologyisinatransitionalperiod. The THz research activities have mainly focused on generation and detection until lately, but the focal point has shifted to the practical applications such as high-speed communication, molecular spectroscopy, security imaging, and medical diagnosis, among many others. Thisbookcoversabroadrangeoftopicsandfundamentalissues.Individu- alsfromdistinctdisciplineshavehelpeddevelopingnewTHztechnologies,and in order to reach the next level, i.e., practical applications, the technology re- quiresits researchersto understand and communicatewith one another. This bookservesthisgeneralpurposebyprovidingtheresearcherswithacommon reference, thus bridging “the THz gap”. I have tried to elucidate the fundamentals of THz technology and science for their potential users. This book surveys major techniques of generating, detecting,andmanipulatingTHzwaves.Italsodiscussesanumberofessential processes where THz waves interact with physical, chemical, and biological systems. Scientists and engineers of various disciplines realize that the THz gap in the electromagnetic spectrum is now accessible thanks to the recent advances in THz source and detection technologies. Many are seeking ways by which they can incorporate the new technologies into their expertise and research agenda. Younger researchers, who wish or are to join THz research groups, would also find this new field challenging due to many barriers, the lackofcomprehensiveintroductionand/orinstructionamongthem.Potential users of THz technology should be prepared in the essential concepts and techniquesofTHzscienceandtechnology;Ihopethisbookbeanintroductory guide for the new comers. viii Preface Duringtheprocessofwritingthisbook,manycolleagues,friends,andstu- dentsgavemeworthycriticismandintroduction.Althoughitisimpossibleto acknowledge all scientific contributions, I am deeply grateful of those whose works I use in this book. I am much obliged to Joe Tomaino, Andy Jameson, and Jeremy Danielson for their invaluable advice. I am indebted to the Na- tional Science Foundation and the Alexander von Humboldt-Foundation for their generous support. Finally, I thank my wife, JungHwa, for her support in every possible ways. Corvallis September 2008 Yun-Shik Lee Contents 1 Introduction............................................... 1 1.1 Terahertz Band ......................................... 1 1.2 Terahertz Generation and Detection ....................... 3 1.2.1 Terahertz Sources ................................. 3 1.2.2 Terahertz Detectors................................ 5 1.3 Terahertz Applications ................................... 7 2 Basic Theories of Terahertz Interaction with Matter....... 11 2.1 Electromagnetic Waves in Matter.......................... 11 2.1.1 The Wave Equation ............................... 12 2.1.2 Reflection and Transmission ........................ 14 2.1.3 Coherent Transmission Spectroscopy................. 17 2.1.4 Absorption and Dispersion ......................... 19 2.1.5 Plasma Frequency ................................. 21 2.1.6 Electric Dipole Radiation........................... 21 2.1.7 Quasi-Optical Propagation in Free Space ............. 24 2.2 Terahertz Radiation and Elementary Excitations ............ 28 2.2.1 Quantum Theory of Electric Dipole Interaction ....... 28 2.2.2 Energy Levels of Hydrogen-like Atoms ............... 34 2.2.3 Rotational and Vibrational Modes of Molecules ....... 36 2.2.4 Lattice Vibrations ................................. 43 2.3 Laser Basics ............................................ 47 3 Generation and Detection of Broadband Terahertz Pulses . 51 3.1 Ultrafast Optics......................................... 51 3.1.1 Optical Pulse Propagation in Linear and Dispersive Media............................................ 51 3.1.2 Femtosecond Lasers................................ 54 3.1.3 Time-resolved Pump-Probe Technique ............... 58 3.1.4 Terahertz Time-Domain Spectroscopy................ 59 x Contents 3.2 Terahertz Emitters and Detectors Based on Photoconductive Antennas............................................... 59 3.2.1 Photoconductive Antenna .......................... 59 3.2.2 Generation of Terahertz Pulses from Biased Photoconductive Antennas ......................... 61 3.2.3 Substrate Lenses: Collimating Lens and Hyper- Hemispherical Lens ................................ 67 3.2.4 Terahertz Radiation from Large-Aperture Photoconductive Emitters .......................... 70 3.2.5 Time-Resolved Terahertz Field Measurements with Photoconductive Antennas ......................... 74 3.3 Optical Rectification..................................... 76 3.3.1 Nonlinear Optical Interactions with Noncentrosymmetric Media......................... 77 3.3.2 Second-Order Nonlinear Polarization and Susceptibility Tensor............................... 80 3.3.3 Wave Equation for Optical Rectification.............. 84 3.3.4 Dispersion at Optical and Terahertz Frequencies ...... 87 3.3.5 Absorption of Electro-Optic Crystals at the Terahertz Frequencies....................................... 90 3.4 Free-Space Electro-Optic Sampling ........................ 92 3.5 Ultrabroadband Terahertz Pulses.......................... 98 3.5.1 Optical Rectification and Electro-Optic Sampling...... 98 3.5.2 Photoconductive Antennas .........................101 3.6 Terahertz Radiation from Electron Accelerators .............103 3.7 Novel Techniques for Generating Terahertz Pulses ...........106 3.7.1 Phase-MatchingwithTiltedOpticalPulsesinLithium Niobate ..........................................106 3.7.2 Terahertz Generation in Air ........................108 3.7.3 Narrowband Terahertz Generation in Quasi-Phase- Matching Crystals.................................109 3.7.4 Terahertz Pulse Shaping ...........................112 4 Continuous-Wave Terahertz Sources and Detectors ........117 4.1 Photomixing............................................117 4.2 Difference Frequency Generation and Parametric Amplification122 4.2.1 Principles of Difference Frequency Generation.........123 4.2.2 Difference Frequency Generation with Two Pump Beams ...........................................125 4.2.3 Optical Parametric Amplification....................129 4.3 Far-Infrared Gas Lasers ..................................132 4.4 P-Type Germanium Lasers ...............................133 4.5 Frequency Multiplication of Microwaves ....................136 4.6 Quantum Cascade Lasers.................................138 4.6.1 Lasing and Cascading..............................139 Contents xi 4.6.2 Prospective Development...........................140 4.7 Backward Wave Oscillators ...............................141 4.8 Free-Electron Lasers .....................................144 4.8.1 Operational Principles .............................144 4.8.2 Free Electron Laser Facilities .......................146 4.9 Thermal Detectors.......................................146 4.9.1 Bolometers .......................................147 4.9.2 Pyroelectric Detectors .............................151 4.9.3 Golay Cells.......................................154 4.10 Heterodyne Receivers ....................................155 5 Terahertz Optics...........................................159 5.1 Dielectric Properties of Solids in the Terahertz Region .......159 5.2 Materials for Terahertz Optics ............................161 5.2.1 Polymers.........................................162 5.2.2 Dielectrics and Semiconductors......................164 5.2.3 Conductors .......................................168 5.3 Optical Components .....................................170 5.3.1 Focusing Elements.................................170 5.3.2 Antireflection Coatings.............................171 5.3.3 Bandpass Filters ..................................172 5.3.4 Polarizers ........................................174 5.3.5 Wave Plates ......................................175 5.4 Terahertz Waveguides....................................177 5.4.1 Theory of Rectangular Waveguides ..................177 5.4.2 Hollow Metallic Tubes .............................179 5.4.3 Dielectric Fibers ..................................181 5.4.4 Parallel Metal Plates ..............................183 5.4.5 Metal Wires ......................................184 5.5 Artificial Materials at Terahertz Frequencies ................189 5.5.1 Metamaterials ....................................189 5.5.2 Photonic Crystals .................................194 5.5.3 Plasmonics .......................................202 5.6 Terahertz Phonon-Polaritons..............................211 6 Terahertz Spectroscopy of Atoms and Molecules...........215 6.1 Manipulation of Rydberg Atoms...........................215 6.2 Rotational Spectroscopy..................................220 6.2.1 Basics of Rotational Transitions.....................220 6.2.2 High-Resolution Spectroscopy.......................222 6.2.3 Atmospheric and Astronomical Spectroscopy..........224 6.3 Biological Molecules .....................................232 6.3.1 Liquid Water .....................................233 6.3.2 Normal Modes of Small Biomolecules ................236 6.3.3 Dynamics of Large Molecules .......................248 xii Contents 7 T-Ray Imaging ............................................259 7.1 Introduction ............................................259 7.2 Imaging with Broadband THz Pulses ......................261 7.2.1 Amplitude and Phase Imaging ......................261 7.2.2 Real-Time 2-D Imaging ............................264 7.2.3 T-Ray Tomography................................266 7.3 Imaging with Continuous-Wave THz Radiation..............273 7.3.1 Raster-Scan Imaging...............................274 7.3.2 Real-Time Imaging with a Microbolometer Camera ....278 7.4 Millimeter-Wave Imaging for Security ......................281 7.4.1 Active Imaging....................................282 7.4.2 Passive Imaging...................................284 7.5 Medical Applications of T-Ray Imaging ....................288 7.5.1 Optical Properties of Human Tissue .................288 7.5.2 Cancer Diagnostics ................................289 7.5.3 Reflective Imaging of Skin Burns ....................292 7.5.4 Detection of Dental Caries..........................294 8 Terahertz Spectroscopy of Condensed Matter..............295 8.1 Intraband Transitions in Semiconductors ...................295 8.1.1 Band Structure of Intrinsic Semiconductors...........296 8.1.2 Photocarrier Dynamics.............................297 8.1.3 Impurity States ...................................299 8.1.4 Semiconductor Nanostructures: Quantum Wells, Quantum Wires, and Quantum Dots.................302 8.2 Strongly Correlated Electron Systems ......................311 8.2.1 Quasiparticle Dynamics in Conventional Superconductors ..................................312 8.2.2 Low Energy Excitations in High Temperature Superconductors ..................................317 References.....................................................327 Index..........................................................337 1 Introduction Terahertz (THz) radiation is electromagnetic radiation whose frequency lies between the microwave and infrared regions of the spectrum. We cannot see THz radiation, but we can feel its warmth as it shares its spectrum with far-infrared radiation. Naturally occurring THz radiation fills up the space of our everyday life, yet this part of the electromagnetic spectrum remains the least explored region mainly due to the technical difficulties involved in makingefficientandcompactTHzsourcesanddetectors.Thelackofsuitable technologies led to the THz band being called the “THz gap”. This techno- logical gap has been rapidly diminishing for the last two decades. Optical technologies have made tremendous advances from the high frequency side, while microwave technologies encroach up from the low frequency side. This chaptergivesabriefperspectiveonthebasicpropertiesofTHzradiationand its interaction with materials, which lays down the foundation to discuss the progress of THz science and technology in subsequent chapters. 1.1 Terahertz Band “Terahertzradiation”isthemostcommontermusedtorefertothisfrequency band, analogous to microwaves, infrared radiation, and x-rays. It is rather awkwardtouseafrequencyunitfornamingaspectralband.Nevertheless,as “terahertz” has become a symbolic word designating the entire field, we will universally use this term throughout this book. An alternative and seemingly betterterminologyis“T-rays”,where“T”standsforterahertz.Itwasinitially coined for an imaging technique, and will be used in Chapter 7, which is dedicated to T-ray imaging technologies and applications. Until quite recently, THz technologies had been independently developed by researchers from several different disciplines. In practice, different com- munities use different units to describe the spectrum of THz radiation. We will use THz (1012 Hz) as the universal unit in this book, but other units

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