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PRINCIPAL HODGE REPRESENTATIONS C. ROBLES 3 1 0 Abstract. WestudyHodgerepresentationsofabsolutelysimpleQ–algebraicgroupswith 2 Hodge numbers h = (1,1,...,1). For those groups that are not of type A, we give a n classification of the R–irreducible representations; a similar classification for type A does a not seem possible. J 3 2 ] 1. Introduction G A This paper is a study of Hodge structures with Hodge numbers h = (1,1,...,1). Exam- . ples of such Hodge structures include the cohomology group H1(X,Q) of an elliptic curve, h the cohomology group H3(X,Q) of a mirror quintic variety [3], and the weight component t a W H6(X,Q) of the cohomology group of a general fibre of a family of quasi-projective m 6 6-folds studied by Dettweiler and Reiter [2, 6]. More precisely, the article addresses the [ question: what are the Hodge representations ( 2.1) with Hodge numbers h = (1,1,...,1)? § 1 To simplify exposition, we call such representations ‘principal,’ cf. Remark 2.6. The prin- v cipal Hodge representations are necessarily of Calabi-Yau type; Calabi-Yau Hodge repre- 6 sentations of (absolutely) simple Hodge groups are classified in [8, B]. I emphasize that 0 § 6 the classification of principal Hodge representations is essentially a representation theoretic 5 question; I will not directly address the Hodge theory of complex algebraic varieties. . 1 0 Motivation. Very roughly, the classification question is motived by the question: Does 3 a Hodge domain admit a distinguished realization as a Mumford–Tate domain. A more 1 : precise statement of the question, and its relation to this work, is given in Section 2.2? v i X Contents. The main results of this paper are characterizations of the principal Hodge r representations (V,ϕ) of a Q–algebraic, absolutely simple[i] group G in the case that (i) the a vector space V is an irreducible G –module, and (ii) the Lie algebra g = sl C. The R R C r+1 6 principal Hodge representations of symplectic groups (type C) are identified in Theorem 3.1, those of orthogonal groups (types B and D) are identified in Theorems 4.1 and 4.3, and those of the exceptional groups of type G are identified in Theorem 5.2. The exceptional 2 groups of types E and F admit no such principal Hodge representations (Corollary 2.15 r 4 and Theorem 5.1). (For the exceptional groups, we may drop the assumption (ii) that V R is irreducible.) Date: January 24, 2013. 2010 Mathematics Subject Classification. 20G05, 58A14. Key words and phrases. Hodge group, Hodge representation, Hodge structure,Mumford–Tate group. Robles is partially supported by NSFDMS-1006353. [i]G is absolutely simple if GC is simple. 1 2 ROBLES I am unable to give a similar characterization in the case that g = sl C (type A). C r+1 A comparison of the theorems above with the results and examples of 6 suggest that no § such characterization is available in this case: given a representation π : G Aut(V,Q), → the circle ϕ giving π the structure of a principal Hodge representation is essentially unique (if it exists) for types B, C, D and G; in contrast, the circle is far from unique in type A, cf. 6.5. Nonetheless, we may make some general observations (cf. 6.1); for example, if § § G admits a principal Hodge representation (with V not necessarily irreducible), then the R rank r is necessarily odd (Lemma 6.4). The rank one, three and five cases are worked out in 6.2, 6.3 and 6.4, respectively, and examples of rank seven and nine are considered in § 6.5. § Acknowledgements. I thank P. Griffiths for bringing the classification question to my attention. 2. Hodge representations 2.1. Definition. Let V be a rational vector space, w Z, and let Q = V V Q ∈ × → be a nondegenerate bilinear form satisfying Q(u,v) = ( 1)wQ(v,u), for all u,v V. A − ∈ polarized Hodge structure of weight w on V is given by a nonconstant homomorphism φ : S1 Aut(V ,Q) of R–algebraic groups with the properties that φ( 1) = ( 1)w , and R → − − 1 Q(v,φ(i)v) > 0 for all 0 = v V . (Here, i = √ 1.) The associated Hodge decomposition C V = Vp,q is give6 n by∈Vp,q = v V −φ(z)v = zp−qv, z S1 . The Hodge C p+q=w C ⊕ { ∈ | ∀ ∈ } numbers h = (hp,q) of φ are hp,q = dim Vp,q. C Let G be a Q–algebraic group, and let π : G Aut(V,Q) be a homomorphism of Q– → algebraic groups, such that π : g End(V,Q) is injective. Let ϕ : S1 G be a ∗ C R → → nonconstant homomorphism of R–algebraic groups. Then (V,Q,π,ϕ) is a Hodge represen- tation of G if π ϕ is a Q–polarized Hodge structure on V of weight w. Any Q–algebraic ◦ group admitting a Hodge representation is a Hodge group. A Hodge group G is necessar- ily reductive [4, (I.B.6)], and G contains a compact, maximal torus T ϕ(S1); that is, R ⊃ dim (T)= rank(G ), cf. [4, (IV.A.2)]. R R In general, the bilinear form Q and representation π will be dropped from the notation, and the Hodge representation will be denoted by (V,ϕ). 2.2. Context. HodgerepresentationswereintroducedbyGreen,GriffithsandKerrin[4]to determine: (i) which reductive, Q–algebraic groups G admit the structure of a Mumford– Tate group, and (ii) what one can say about various realizations of G as a Mumford– Tate group, and the associated Mumford–Tate domains (which generalize period domains). Mumford–Tate groups are the symmetry groups of Hodge theory: the Mumford–Tate group G = Aut(V,Q) of a polarized Hodge structure (V,Q,φ) is precisely the Q–algebraic φ ⊂ G group preservingthe Hodgetensors [4, (I.B.1)]. Moreover, φ(S1) G (R), so that(V,Q,φ) φ ⊂ is a Hodge representation of G , and the Mumford–Tate group is a Hodge group. φ Mumford–Tate domains arise as follows. Let Fp = Vq,w−q denote the Hodge filtra- q≥p ⊕ tionofV = V CinducedbytheHodgestructureφ. DefineHodgenumbersfp = dim Fp C Q C ⊗ and f = (f•). Then F• is an element of the isotropic flag variety FlagQ(V ), and the latter f C is a = Aut(V ,Q)–homogeneous manifold. (If the weight w is even, then = SO(V ) C C C C G G is an orthogonal group; if w is odd, then = Sp(V ) is a symplectic group.) The period C C G PRINCIPAL HODGE REPRESENTATIONS 3 domain FlagQ(V ) is the = Aut(V ,Q)–orbit of F•. The Mumford–Tate domain f C R R D isDth⊂e G (R)–orbit of FG•. φ ⊂ D As a G (R)–homogeneous manifold D G (R)/R; here R is the centralizer of the circle φ φ ≃ φ(S1) and contains the compact, maximal torus T, cf. [4, II.A]. Thehomogeneous manifold G (R)/R is a Hodge domain. One may see from this discussion that one subtlety that φ arises in the subject is the fact that a Hodge domain will admit various realizations as a Mumford–Tate domain (and with inequivalent G (R)–homogeneous complex structures). φ One would like to know if a given Hodge domain admits a distinguished realization as a Mumford–Tatedomain.[ii] Theclassification ofprincipalHodgerepresentationsismotivated by this question. AHodge representation (V,φ) of Gis principalif and only if fp+1 = fp 1, cf. Definition − Q 2.5. Equivalently, theperioddomain = Flag (V )is afullflagvariety, andthehorizontal f C D distribution (known as Griffiths’ transversality or the infinitesimal period relation) on the period domain is bracket–generating. In this case, the centralizer R of the circle φ(S1) is D the torus T, cf. Remark 2.18. So the principal Hodge representation yields a distinguished realization of the Hodge domain G (R)/T as a Mumford–Tate domain D . φ ⊂ D 2.3. The grading element T . Fix a Hodge representation (V,ϕ). To the circle ϕ(S1) ϕ is naturally associated a semisimple T ig . What follows is a terse review of T ; see ϕ R ϕ [8, 2.3] for details. The semisimple T h∈as the property that the T –eigenvalues of V are ϕ ϕ C § rational numbers (in fact, elements of 1Z), and the T –eigenspace decomposition 2 ϕ V = V , V d=fn v V T (v) = ℓv C ℓ ℓ C ϕ { ∈ | } Mℓ∈Q is the Hodge decomposition: that is, Vp,q = V , where ℓ = (p q)/2 1Z. Additionally, the T –eigenvalues of g are integers, and the Tℓ –eigenspace de−compos∈iti2on ϕ C ϕ g = g , g d=fn ζ g [Tℓ,ζ]= ℓζ , C ℓ ℓ C { ∈ | } Mℓ∈Z is the Hodge decomposition associated to the weight zero Hodge structureAd π on g: that is, gℓ,−ℓ = g . Moreover, ◦ ℓ g (V ) V and [g ,g ] g . ℓ q q+ℓ k ℓ k+ℓ ⊂ ⊂ In particular, the Hodge filtration F• of V , defined by Fp = V , is stabilized by the C ≥p parabolic subalgebra dfn (2.1) p = g ≥0 of g . C Fix a compact maximal torus T G containing the circle ϕ(S1). Let t g and R R t g denote the associated Lie alg⊂ebras. Then T it. Let ∆ = ∆(g ,t ) ⊂t∗ denote C ⊂ C ϕ ∈ C C ⊂ C [ii]Byanalogy,thedistinguishedrealization ofarationalhomogeneous varietyG/Pistheuniqueminimal homogeneousembeddingG/P֒→PV. ThePlu¨ckerembeddingoftheGrassmannian Gr(k,Cn)≃SL(Cn)/P k is an example. 4 ROBLES the roots of t . Let Λ Λ t∗ denote the root and weight lattices. The connected real C rt ⊂ wt ⊂ C groups G with Lie algebra g are indexed by sub-lattices Λ Λ Λ . The torus is R R rt wt ⊂ ⊂ T = t/Λ∗, where Λ∗ d=fn Hom(Λ,2πiZ), and the weights Λ(V ) of V are contained in Λ. (Conversely, if U is an irreducible g – C C C module of highest weight µ Λ, then U is a G –module.) Any T Hom(Λ, 1Z) determines ∈ C ∈ 2 a circle ϕ : S1 T such that T = T. ϕ → Notice that t g p; so we may select a Borel subalgebra b so that t b p. C 0 C ⊂ ⊂ ⊂ ⊂ Define positive roots by ∆+ d=fn ∆(b) = α ∆ gα b . { ∈ | ⊂ } LetΣ = σ ,...,σ denotethesimplerootsof∆+,andlet T1,...,Tr Hom(Λ ,Z) t 1 r rt C { } { } ⊂ ⊂ denotethedualbasisoft ; thatis, σ (Tj) = δj. Thelattice Hom(Λ ,Z)istheset of grading C i i rt elements. The fact that the T –eigenvalues of g are integers implies T Hom(Λ ,Z); ϕ C ϕ rt that is, T is a grading element. Therefore, T is necessarily of the form∈n Ti for some ϕ ϕ i ni Z. The condition gσi b p= g≥0 is equivalent to ∈ ⊂ ⊂ (2.2) σ (T ) = n 0, i ϕ i ≥ for all 1 i r. ≤ ≤ 2.4. Real, complex and quaternionic representations. Suppose that V is an irre- R ducible G –module. Then there exists an irreducible G –module U such that one of the R C following holds. ◦ As a G –module U is real: V = U U∗. R C ≃ ◦ As a G –module U is quaternionic: V = U U∗ and U U∗. R C ⊕ ≃ ◦ As a G –module U is complex: V = U U∗ and U U∗. R C ⊕ 6≃ Notice that U is complex if and only if U is not self-dual. The real and quaternionic cases are distinguished as follows. Define (2.3) Tcpt d=fn 2 Ti. nXi∈2Z Let µ Λ(U) Λ be the highest weight of U. If U U∗, then ∈ ⊂ ≃ (2.4) U is real (resp., quaternionic) if and only if µ(Tcpt) is even (resp., odd), cf. [4, (IV.E.4)]. 2.5. Principal Hodge representations. Let m d=fn max q Q V = 0 1Z. { ∈ | q 6 } ∈ 2 Then the T –eigenspace decomposition of V is ϕ C V = V V V V , C m m−1 1−m −m ⊕ ⊕···⊕ ⊕ and the Hodge numbers are h = (h ,h ,...,h ,h ), where h = dim V . m m−1 1−m −m ℓ C ℓ Definition 2.5. The Hodge representation (V,ϕ) is principal if the Hodge numbers are h = (1,1,...,1,1); that is h = 1 for all m ℓ m. ℓ − ≤ ≤ PRINCIPAL HODGE REPRESENTATIONS 5 Remark 2.6. The Hodge representation (V,ϕ) is principle if and only if T is the mono- ϕ semisimple element of a principal sl C sl(V ). See [7]. 2 C ⊂ If (V,ϕ) is principal, then it is necessarily the case that (2.7) the T –eigenvalues of V are multiplicity-free, ϕ C (2.8) and m = 1 (dim V 1) . 2 C C − The eigenvalues are determined by the weights Λ(V ) t∗ of V . Precisely, the T – eigenvalues of V are λ(T ) λ Λ(V ) . In particCula⊂r, (CV,ϕ) isCprincipal if and onϕly C ϕ C { | ∈ } if (2.9) λ(T ) λ Λ(V ) = m, m 1, m 2,..., 2 m, 1 m, m ϕ C { | ∈ } { − − − − − } and (2.8) holds. Note that the T –eigenvalues of V are multiplicity-free only if ϕ C (2.10) V is weight multiplicity-free. C Recall that Λ(U∗) = Λ(U). So, if V = U U∗, then Λ(V ) = Λ(U) Λ(U). The C C − ⊕ ∪ − necessary condition (2.10) implies (2.11) The g –module U is either real or complex. C (2.12) If U is complex, then Λ(U) Λ(U) = . ∩− ∅ 2.6. Multiplicity-free representations. Suppose that (V,ϕ) is a principal Hodge repre- sentation, and that V0 V is an irreducible G –submodule. Let U be the corresponding R R ⊂ irreducible g –module, cf. 2.4. By (2.10), it is necessarily the case that C § (2.13) U is weight multiplicity-free. The weight multiplicity-free representations have been classified by [5, Theorem 4.6.3], in the case that g is simple. Let ω ,...,ω denote the fundamental weights of g . C 1 r C Theorem2.14. Letg be asimple, complex Lie group. The irreducible, weightmultiplicity- C free representations U of g , with highest weight µ, are as follows: C (a) If g = sl C, then U is one of kCr+1, and µ = ω ; SymaCr+1, and µ = aω ; or C r+1 k 1 Syma(Cr+1)∗, and µ = aωr. V (b) If g = so C, then U is either the standard representation C2r+1, with µ = ω ; or C 2r+1 1 the spin representation, with µ =ω . r (c) If g = sp C, then either U is the standard representation C2r, with µ = ω ; or C 2r 1 r 2,3 and U rC2r, with µ = ω . r ∈ { } ⊂ (d) If g = so C, thenVU is either the standard representation C2r, with µ = ω ; or one C 2r 1 of the spin representations, with µ = ω ,ω . r−1 r (e) If g is the exceptional Lie algebra e (C), then µ = ω ,ω and dim U = 27; if g = C 6 1 6 C C e (C), then µ = ω and dim U = 56. If g is the exceptional Lie algebra g (C), then 7 7 C C 2 U = C7 and µ = ω . There are no weight multiplicity-free representations for the 1 exceptional Lie algebras e and f . 8 4 From (2.13) and Theorem 2.14(e) we obtain the following. 6 ROBLES Corollary 2.15. The exceptional Lie groups of type E and F admit no principal Hodge 8 4 representations. 2.7. Weights. It will be helpful to review some well-known properties of the weights Λ(U) of the irreducible g –module U. Assume g is semi-simple, and let µ denote the highest C C weight of U. Given any weight λ Λ(U), there exists an (ordered) sequence σ ,...,σ ∈ { i1 iℓ} of simple roots such that (i) λ = µ (σ + +σ ), and − i1 ··· iℓ (ii) µ (σ + +σ ) Λ(U), for all 1 j ℓ. − i1 ··· ij ∈ ≤ ≤ By (i), any weight λ of U is of the form µ λiσ , for some 0 λi Z. So, (2.2) implies i µ(T ) is the largest eigenvalue of U: − ≤ ∈ ϕ (2.16) λ(T ) µ(T ) for all λ Λ(U). ϕ ϕ ≤ ∈ If Uµ U is the highest weight line, then the weight space of λ = µ (σ + +σ ) is Uλ = ⊂g−σiℓ g−σi1 Uµ. In particular, since π∗ : gC End(V,Q) is−injecit1ive,··fo·r eaicℓh 1 i r, th·e·r·e exists· λ Λ(U) such that λ σ Λ→(U). Therefore, both λ(T ) and i ϕ λ(≤T ) ≤n are eigenvalues∈of U. In particular,−T –ei∈genvalues of V are multiplicity-free ϕ i ϕ C − only if n = 0 for all 1 i r. By (2.2), n 0. Therefore, if the Hodge representation i i 6 ≤ ≤ ≥ (V,ϕ) is principal, it is necessarily the case that (2.17) n > 0, i for all 1 i r. ≤ ≤ Remark 2.18. It follows from this discussion and (2.1) that the stabilizer p = g of the ≥0 Hodge filtration F• in g is the Borel b. In particular, the Hodge domain is G (R)/T, with C φ T a compact, maximal torus. Let µ∗ denote the highest weight of U∗. SwappingU and U∗ if necessary, we may assume that (2.19) µ(T ) µ∗(T ). ϕ ϕ ≤ Then (2.9) and (2.16) yield (2.20) m = µ(T ). ϕ Define (2.21) m∗ d=fn µ∗(T ) m. ϕ ≤ By (2.9), any two T –eigenvalues of V differ by an integer; therefore ϕ C 0 m m∗ Z. ≤ − ∈ If U is complex, so that V = U U∗ then (2.7) and (2.19) force C ⊕ m∗ < m. The notation (λ1 λr) d=fn λ = µ λiσ i ··· − will be convenient. For example, µ is denoted (0 0). Set ··· λ = λi. | | X PRINCIPAL HODGE REPRESENTATIONS 7 The weights λ Λ(U) : λ = 1 may be described very easily: let µ = µiω ; then, i { ∈ | | } µ σ is a weight of U if and only if µi = 0, cf. [1, Proposition 3.2.5]. If g is simple, and i C − 6 U is weight multiplicity-free, then µ = pω , by Theorem 2.14. Therefore, the two largest i T –eigenvalues of U are m = µ(T ) and m n = (µ σ )(T ). The following lemma is a ϕ ϕ i i ϕ − − consequence of this discussion and equations (2.7) and (2.9). Lemma 2.22. Assume that g is simple. Suppose that (V,ϕ) is a principal Hodge rep- C resentation of G, and that V is an irreducible G –submodule. Let U be the associated R R irreducible, weight multiplicity-free g –module (cf. 2.4) of highest weight µ = pω , and C i § satisfying (2.19). (a) If U is real (V = U), then n = 1. C i (b) Suppose U is complex (V = U U∗ and U = U∗). Then 0 < m m∗ Z. Define C 1 i∗ r by µ∗ = pωi∗. Then⊕m∗ = m 16if and only if ni > 1;−and m∈∗ = m 1 ≤ ≤ − − and ni∗ = 1 if and only if ni > 2. 3. Symplectic Hodge groups Theorem 3.1. Let G be a Hodge group with complex Lie algebra g = sp C. Assume C 2r that (V,ϕ) is a Hodge representation with the property that V is an irreducible G –module. R R Let T be the associated grading element ( 2.3), and assume the normalization (2.2) holds. ϕ § Then the Hodge representation is principal if and only if one of the following holds: (a) V = C2r is the standard representation, and T = T1+ +Tr; C ϕ ··· (b) r = 2, V 2C4 is the irreducible G –module of highest weight ω , and T = T1+T2; C C 2 ⊂ (c) r = 3, V V 3C6 is the irreducible G –module of highest weight ω , and T = C C 3 ϕ 3T1+T2+T⊂1. V Proof. The representations of G are self-dual. So the representation U associated to V C R (cf. 2.4) is either realor quaternionic. By (2.11), if(V,ϕ) is principal,then U is necessarily § real, so that V = U. The condition (2.13) and Theorem 2.14(c) restrict our attention to C the case that U is one of the the following fundamental representations: either U = C2r ω1 of highest weight ω = σ + +σ + 1σ , 1 1 ··· r−1 2 r (cid:0) (cid:1) for arbitrary r; or U = rC2r of highest weight ωr V ω = σ +σ if r = 2, 2 1 2 ω = σ +2σ + 3σ if r = 3. 3 1 2 2 3 (A) Let’s begin with the case that µ = ω . The weights of C2r are 1 Λ(C2r) = ω ω (σ + +σ ) 1 i r 1 1 1 i { } ∪ { − ··· | ≤ ≤ } ω (σ + +σ ) 2(σ + +σ ) σ 1 i r 1 . 1 i−1 i r−1 r ∪ { − ··· − ··· − | ≤ ≤ − } Itisstraightforward tocheck thatT = T1+ +Tr is theuniquegradingelement satisfying ϕ ··· the normalization (2.2), and yielding the consecutive, multiplicity-free eigenvalues (2.9). 8 ROBLES (B) Next, consider the case that r = 2 and µ = ω2. Here dimCU = 5 and the weights of U are Λ(U) = (σ +σ ), σ , 0 1 2 1 {± ± } = ω , ω σ , ω (σ +σ ), ω (2σ +σ ), ω 2(σ +σ ) . 2 2 2 2 1 2 2 1 2 2 1 2 { − − − − } It is clear that T = T1 +T2 is the unique element satisfying the normalization (2.2), and yielding the consecutive, multiplicity-free eigenvalues (2.9). (C) Finally, suppose that r = 3 and µ = ω3. Then dimCU = 14, and the weights of U are Λ(U) = (000), (001), (011), (021), (022), (111), (121), { (122), (132), (221), (222), (232), (242), (243) . } Above, we utilize the notation (λ1λ2λ3) = ω (λ1σ +λ2σ +λ3σ ) introduced in 2.7. 3 1 2 3 − § In particular, the weights of U include ω , ω σ , ω (σ +σ ) . Since the remaining 3 3 3 3 2 3 { − − } weights are all of the form ω (aσ +bσ +cσ ), with 0 a,b,c Z and a+b+c 3, 3 1 2 3 − ≤ ∈ ≥ this forces 1 = n = n . 3 2 The conditions (2.8) and (2.20) yield 13/2 = µ(T ) = µ(n T1+T2+T3), so that n = 3. ϕ 1 1 Thus,thegradingelementisnecessarilyoftheformgiven in(c). GivenT = 3T1+T2+T3,is ϕ straight-forward tocomputeΛ(U)(T ) = 13/2,11/2,..., 11/2, 13/2 . Thus(2.9) holds. ϕ { − − } Finally, observe that in each of the cases (A), (B) and (C) above, (2.3) yields Tcpt = 0, so that µ(Tcpt) = 0 and V = U is real by (2.4), as required. (cid:3) C 4. Orthogonal Hodge groups Theorem 4.1. Let G be a Q–algebraic group with complex Lie algebra g = so C. C 2r+1 Assume that (V,ϕ) is a Hodge representation of G with the property that V is an irreducible R G –module. Let T be the associated grading element ( 2.3), and assume the normalization R ϕ § (2.2) holds. Then the Hodge representation is principal if and only if one of the following holds: (a) V = C2r+1 is the standard representation, and T = T1+ +Tr; C ϕ ··· (b) V = U is the spin representation, C ωr (4.2) T = 2r−2T1 + 2r−3T2 + 2r−4T3 + +2Tr−2 + Tr−1 + Tr, ϕ ··· and (r 2)(r 1) 4Z. − − ∈ Theorem 4.3. Let G be a Hodge group with complex Lie algebra g = so C. Assume C 2r that (V,ϕ) is a Hodge representation with the property that V is an irreducible G –module. R R Let T be the associated grading element ( 2.3), and assume the normalization (2.2) holds. ϕ § Then the Hodge representation is principal if and only if one of the following holds: (a) r 4 is even, V = U is a spin representation (µ = ω ,ω ), C r−1 r ≥ (4.4) T = 2r−3T1 + 2r−4T2 + 2r−5T3 + +2Tr−3 + Tr−2 + Tr−1 + Tr, ϕ ··· and (r 3)(r 2) 4Z; − − ∈ PRINCIPAL HODGE REPRESENTATIONS 9 (b) r 5 is odd, V = U U∗, where U U∗ is a spin representation (µ = ω ,ω ) and C r−1 r T≥is one of ⊕ 6≃ ϕ T = 2r−2T1 + 2r−3T2 + +4Tr−3 + 2Tr−2 + Tr−1 + 3Tr, (4.5) Tϕ = 2r−2T1 + 2r−3T2 +··· +4Tr−3 + 2Tr−2 + 3Tr−1 + Tr. ϕ ··· Proof of Theorem 4.1. Let U be the irreducible so C–module associated to V as 2r+1 R in 2.4. All representations of so C are self-dual; therefore, if (V,ϕ) is principal, it is 2r+1 § necessarily the case that U is a real representation of G , by (2.11), and V = U. By R C (2.13), U is weight multiplicity-free. The irreducible, multiplicity-free representations of so C are given by Theorem 2.14(b): either U = C2r+1 is the standard representation, 2r+1 with highest weight ω = (σ + σ + + σ ) ; 1 1 2 r ··· or U is the spin representation of highest weight ω = 1(σ + 2σ + + rσ ) . r 2 1 2 ··· r We consider each case below. The standard representation. Suppose that U = C2r+1 is the standard representation. The weights of U are Λ(V ) = ω ω (σ + +σ ) 1 i r C 1 1 1 i { } ∪ { − ··· | ≤ ≤ } ω (σ + +σ )+2(σ + +σ ) 1 i r . 1 1 i−1 i r ∪ { − ··· ··· | ≤ ≤ } It is straight forward to confirm that T = T1 + + Tr is the unique grading element ϕ satisfying the normalization (2.2) and such that th·e··T –eigenvalues of U satisfy (2.8) and ϕ (2.9). In particular, Tcpt = 0, by (2.3), so that U is real, by (2.4), as required by (2.11). The spin representation: preliminaries. Suppose that U is the spin representation. Then µ = ω . The weights of U are parameterized by r (4.6a) (U) = λ = (λ1,...,λr) Zr λ1 0,1 , and λi λi−1 0,1 , 1 < i r ; L { ∈ | ∈ { } − ∈ { } ∀ ≤ } specifically, (4.6b) Λ(U) = ω λiσ λ (U) . r i { − | ∈L } It will be convenient to define (i) a filtration 0 = 0 1 2 r−1 r = { } F ⊂ F ⊂ F ⊂ ··· ⊂ F ⊂ F (U), L (4.7a) s d=fn λ (U) 0= λ1,...,λr−s , 0 s r; F { ∈ L | } ≤ ≤ and (ii) a decomposition (U) = 0 1 r, L L ⊔L ⊔···⊔ L (4.7b) s d=fn s s−1 (4=.6) λ (U) λr−s = 0, λr−s+1 = 1 , 0 s r, L F \F { ∈ L | } ≤ ≤ with the convention that −1 = . F ∅ The spin representation is of dimension 2r. By (2.8) and (2.20), (4.8) 1(2r 1) = m = ω (T ). 2 − r ϕ 10 ROBLES The spin representation: examples. Before continuing with the proof, we consider some examples. Example 4.9. If r = 2, then dim U = 4, and the weights λ are C ∈ L (00), (01), (11), (12). This forces T = T1+T2. TheT –graded decomposition of U is U U U U . ϕ ϕ 3/2 1/2 −1/2 −3/2 ⊕ ⊕ ⊕ Thus (2.8) and (2.9) hold. Moreover, Tcpt = 0, so that ω (Tcpt) is even; thus, U is real. r Example 4.10. If r = 3, then dim U = 8, and the weights are C (011) (111) (112) (000), (001), , . (012) (122) (123) This forces T = 2T1 + T2 + T3. For this grading element, ω (T ) = 17, as required by ϕ r ϕ 2 (4.8), and the eigenvalues 1p p = 1,3,5,7 of T are all multiplicity free. Moreover, {±2 | } ϕ Tcpt = 2T1, so that ω (Tcpt)= 1 is odd; thus, U is quaternionic. r Example 4.11. If r = 4, then dim U = 16, and the weights are C (0111) (1111) (1112) (0011) (0112) (1122) (1222) (0000), (0001), , , . (0012) (0122) (1123) (1223) (0123) (1233) (1234) So, in order to have multiplicity-free, T –eigenvalues, we must have n = n = 1, n = 2 ϕ 4 3 2 andn = 4. Thischoice doesindeedgive consecutive eigenvalues 1p p = 1,3,5,...,15 , 1 {±2 | } and in particular satisfies ω (T ) = 1(4+2 2+3 1+4 1) = 115, as required by (4.8). 4 ϕ 2 · · · 2 Moreover, Tcpt = 2(T1+T2), so that ω (Tcpt) = 1+2= 3 is odd; thus, U is quaternionic. r Example 4.12. If r = 5, then dim U = 32, and the weights are C (00000) (00111) (01111) (01112) (11111) (11112) (11122) (11123) (00001) (00112) (01122) (01222) (11222) (11223) (12222) (12223) , , , . (00011) (00122) (01123) (01223) (11233) (12233) (11234) (12333) (00012) (00123) (01233) (01234) (12234) (12334) (12344) (12345) In order for T to have the consecutive, multiplicity-free eigenvalues required by (2.9), we ϕ must have T = 8T1+4T2+2T3+T4+T5. For this grading element, (2.8) holds. Moreover, ϕ Tcpt = 2(T1+T2+T3), so that ω (Tcpt) =1+2+3 is even; thus, U is real. r The spin representation: completing the proof. We now return to the proof of Theorem 4.1. Observe that 2 = (0 0), (0 01), (0 011), (0 012) . F { ··· ··· ··· ··· } The T –eigenvalues for these weights are ϕ 2(T ) = m, m n , m (n +n ), m (n +2n ) . ϕ r r−1 r r−1 r F { − − − } By (4.6), all other weights of the representation satisfy (4.13) λ(T ) m (n +n +n ) for all λ 2. ϕ r−2 r−1 r ≤ − 6∈ F

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