PREDICTORS OF NON-ADHERENCE TO ORAL CHEMOTHERAPY IN CHILDREN WITH ACUTE LYMPHOBLASTIC LEUKEMIA A DISSERTATION SUBMITTED TO THE GRADUATE DIVISION OF THE UNIVERSITY OF HAWAI'I AT MĀNOA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN NURSING December 2010 By Wendy Landier Dissertation Committee: Sandra A. LeVasseur, Chairperson Smita Bhatia Francisco A. Conde Joe Mobley Patricia W. Nishimoto Randal K. Wada Keywords: childhood acute lymphoblastic leukemia, oral chemotherapy, adherence UMI Number: 3448679 All rights reserved INFORMATION TO ALL USERS The quality of this reproduction is dependent upon the quality of the copy submitted. In the unlikely event that the author did not send a complete manuscript and there are missing pages, these will be noted. Also, if material had to be removed, a note will indicate the deletion. UMI 3448679 Copyright 2011 by ProQuest LLC. All rights reserved. This edition of the work is protected against unauthorized copying under Title 17, United States Code. ProQuest LLC 789 East Eisenhower Parkway P.O. Box 1346 Ann Arbor, MI 48106-1346 ii Unpublished Work Copyright (2010) by Wendy Landier All Rights Reserved iii Acknowledgments This dissertation is the product of an extraordinary journey, throughout which I have been blessed with outstanding guidance, mentorship, and support. I was particularly fortunate to be granted access to a rich data set from which I have learned so much, and for that I am extremely grateful to Smita Bhatia, MD, MPH, Principal Investigator of the Children’s Oncology Group (COG) study from which the data were drawn, as well as to the 86 COG institutions that collected the data, and to the patients and their parents who so selflessly participated in order that we could learn from them what might benefit future patients. In addition to providing access to the data, Smita Bhatia also served as an exemplary mentor, overseeing my analysis throughout all its phases and providing expert guidance at each step along the way. I will always be incredibly grateful to her for her kindness and generosity in sharing both her time and expertise with me. I have also been very fortunate to have received outstanding mentorship from the faculty of the School of Nursing at the University of Hawai'i at Mānoa. Sandra A. LeVasseur, PhD, RN, chair of my Dissertation Committee, provided exceptional guidance and support as I progressed through each academic requirement, and always offered thoughtful insight and direction at every juncture. Her remarkable leadership in directing a PhD program that harnesses technology in order to provide the high level of academics and mentoring that I received across the thousands of miles physically separating me from the faculty and university is truly extraordinary, and is what made pursuit of doctoral education possible for me. I will always be indebted for her for providing this incredible learning opportunity. iv Francisco A. Conde APRN, PhD, AOCNS, and Joe Mobley, PhD, MA, both members of my Dissertation Committee, are also outstanding educators who provided me with the foundation in statistical analysis during my coursework that was so necessary for completion of this work. Patricia Nishimoto, RN, DNS, and Randal K. Wada, MD, also key members of my Dissertation Committee, supplied insight and guidance that were extremely helpful in provoking additional thought regarding data interpretation. I will always remember and appreciate the kind assistance that I received from all of my committee members in selflessly sharing their time and insights with me. In addition to the University of Hawai'i faculty, two School of Nursing staff members also provided outstanding support across the years. Aeza Hafalia-Bobo tracked and coordinated all the details necessary for successful defense of both my Comprehensive Exam/Dissertation Proposal and my Dissertation, and James Callahan lent his expertise in providing the audio and video links that allowed on-line participation for those unable to attend in person. In addition to facilitating these events specifically on my behalf, Aeza and James also provided outstanding support throughout my entire experience in the PhD program. I am also incredibly appreciative of the support and kindness of my fellow PhD students throughout this journey – I have many treasured memories and new friendships as a result. I would also like to acknowledge the outstanding guidance that I received from F. Lennie Wong, PhD, statistician at City of Hope, who provided expert statistical guidance and technical review of my analysis, and would like to extend sincere thanks to Lindsey Hageman, MPH, coordinator of the COG study, for her incredible organizational skills in v transforming a massive amount of raw data into a well-annotated data set, and for her persistence in tracking down missing pieces of data from the COG institutions. Additionally, the support received from the American Cancer Society in the form of a Doctoral Scholarship in Cancer Nursing (#DSCN-09-138-01), is also gratefully acknowledged. Finally, I would like to extend heartfelt thanks to my family for their support, patience, and understanding over these past three years. To my husband David – thank you from the bottom of my heart for giving me the time, space, and encouragement that I needed to pursue this dream. The sacrifices that you made were enormous, and I will never forget them. To my sons, Michael and Bryce, and to my sister, Patty – your thoughtfulness and encouragement (and occasional help with statistics) were so very much appreciated. And to Mom and Dad, who fostered in me a love of learning and the belief that I could be anything that I wanted to be – I only wish that I could have shared a bit of this extraordinary journey with you. It is in your honor that I dedicate this work. vi Abstract Overall survival for pediatric patients with acute lymphoblastic leukemia (A.L.L.) treated with contemporary therapy now exceeds 85%; however, approximately 20% will experience relapse. Since A.L.L. is the most common malignancy in children, relapsed patients comprise a large proportion of the total number of children with cancer. The prognosis for long-term survival following relapse is generally poor; thus, relapsed A.L.L. is a significant contributor to cancer-related mortality in children. Poor adherence to oral medication is a substantial problem in contemporary health care and may contribute to unexplained relapses in children with A.L.L. Therapy for pediatric A.L.L. includes a prolonged “maintenance” phase that requires daily 6- mercaptopurine (6MP), a self- or parent/caregiver-administered oral chemotherapy agent given for approximately two years. 6MP has been shown to be a critical component of the curative regimen for A.L.L.; thus, children with A.L.L. who fail to adhere to oral 6MP chemotherapy as prescribed may be at increased risk of leukemia relapse. This study used extant questionnaire data from a cohort of children with A.L.L enrolled on a Children’s Oncology Group study (AALL03N1) to determine the prevalence of self/parent-reported non-adherence to oral 6MP during the maintenance phase of A.L.L. therapy, and to identify sociodemographic and behavioral predictors of non-adherence to oral 6MP. Twenty-two percent of children in the cohort were non-adherent to oral chemotherapy, defined as missing more than one dose of 6MP for non-medical reasons over the 112-day observation period. The risk of non-adherence was significantly vii increased for those who failed to perceive the severity of the child’s illness (Odds ratio [OR] 1.89, 95% Confidence Interval [CI] 1.00-3.55, P=0.049) or the benefits of treatment with oral 6MP (OR 1.78, 95%CI 1.07-2.94, P=0.025). Vulnerable subgroups included Hispanic ethnicity (OR 2.25, 95%CI 1.30-3.90, P=0.004) and older age (OR 1.07 per year, 95%CI 1.02-1.12, P=0.005). Study findings suggest that even occasional reports of missed 6MP doses may herald a significant adherence problem; that patients and their parents may need ongoing reminders regarding the subclinical and asymptomatic nature of leukemia in remission; and that frequent review with families regarding the purpose, function, and proper administration of oral 6MP is imperative. viii Table of Contents COPYRIGHT...............................................................................................................................................ii ACKNOWLEDGMENTS...........................................................................................................................iii ABSTRACT..................................................................................................................................................viii LIST OF TABLES.......................................................................................................................................xi LIST OF FIGURES...................................................................................................................................xii LIST OF ABBREVIATIONS...................................................................................................................xiii CHAPTER 1: INTRODUCTION................................................................................................................1 1.1. CHILDHOOD ACUTE LYMPHOBLASTIC LEUKEMIA (A.L.L.).................................................................1 1.2. RELAPSE IN CHILDHOOD A.L.L...........................................................................................................1 1.3. TREATMENT OF CHILDHOOD A.L.L.....................................................................................................2 1.4. ADHERENCE TO MEDICATION..............................................................................................................8 1.5. THEORETICAL FRAMEWORK..............................................................................................................12 CHAPTER 2: REVIEW OF LITERATURE............................................................................................17 2.1. ADHERENCE DEFINED........................................................................................................................17 2.2. SIGNIFICANCE OF ADHERENCE..........................................................................................................19 2.3. MEASURING ADHERENCE IN CHILDHOOD A.L.L...............................................................................20 2.4. ADHERENCE IN PEDIATRIC ONCOLOGY.............................................................................................23 2.5. DETERMINANTS OF ADHERENCE........................................................................................................28 2.6. CONCLUSIONS: ADHERENCE IN CHILDHOOD A.L.L...........................................................................38 CHAPTER 3: METHODOLOGY.............................................................................................................41 3.1. BACKGROUND...................................................................................................................................41 3.2. PURPOSE AND SPECIFIC AIMS............................................................................................................46 ix 3.3. SIGNIFICANCE....................................................................................................................................48 3.4. STUDY DESIGN..................................................................................................................................49 3.5. SAMPLE.............................................................................................................................................51 3.6. POWER ANALYSIS..............................................................................................................................51 3.7. HUMAN SUBJECTS PROTECTION........................................................................................................52 3.8. STUDY INSTRUMENTS........................................................................................................................52 3.9. DATA ANALYSIS PROCEDURES..........................................................................................................57 CHAPTER 4: RESULTS............................................................................................................................76 4.1. PARTICIPANT CHARACTERISTICS.......................................................................................................76 4.2. PARTICIPANT CHARACTERISTICS RELEVANT TO SELF-REPORT QUESTIONNAIRE.................................79 4.3. SPECIFIC AIM 1: FINDINGS.................................................................................................................85 4.4. SPECIFIC AIM 1A: FINDINGS..............................................................................................................88 4.5. CONCORDANCE OF PATIENT AND PARENT/CAREGIVER REPORTS: FINDINGS.......................................98 4.6. SPECIFIC AIM 1B: FINDINGS...............................................................................................................99 4.7. SPECIFIC AIM 2: FINDINGS...............................................................................................................102 4.8. FINDINGS IN THE CONTEXT OF STUDY HYPOTHESES.........................................................................110 4.9. SUMMARY OF FINDINGS...................................................................................................................111 CHAPTER 5: DISCUSSION, LIMITATIONS, AND CONCLUSION................................................113 5.1 OVERVIEW........................................................................................................................................113 5.2. DISCUSSION OF FINDINGS IN THE CONTEXT OF THE STUDY’S RESEARCH QUESTIONS........................113 5.3. LIMITATIONS...................................................................................................................................128 5.4. CONCLUSION...................................................................................................................................129 APPENDICES...........................................................................................................................................132
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