Practical Decision Making in Health Care Ethics 2 Practical Decision Making in Health Care Ethics Cases, Concepts, and the Virtue of Prudence Fourth Edition RAYMOND J. DEVETTERE Georgetown University Press / Washington, DC 3 © 2016 Georgetown University Press. All rights reserved. No part of this book may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and recording, or by any information storage and retrieval system, without permission in writing from the publisher. Library of Congress Cataloging-in-Publication Data Devettere, Raymond J., author. Practical decision making in health care ethics : cases, concepts, and the virtue of prudence / Raymond J. Devettere. — Fourth edition. pages cm Includes bibliographical references and index. ISBN 978-1-62616-277-8 (hardcover : alk. paper) — ISBN 978-1-62616-276-1 (pbk. : alk. paper) — ISBN 978-1-62616-278-5 (ebook) 1. Medical ethics. 2. Medical ethics—Case studies. 3. Medical ethics—Decision making. I. Title. R724.D48 2016 174.2—dc23 2015025210 This book is printed on acid-free paper meeting the requirements of the American National Standard for Permanence in Paper for Printed Library Materials. 21 20 19 18 17 16 9 8 7 6 5 4 3 2 First printing Printed in the United States of America Cover design by Faceout Studio Cover image by Martin Barraud, Getty Images 4 For Paula 5 It is a characteristic of reason to proceed from general principles to particular conclusions. Nonetheless, speculative reason does this one way, and practical reason another. Speculative reason is chiefly concerned with necessary things which cannot be otherwise than they are, and so truth is found without diminution in the particular conclusions just as in the general principles. But practical reason is concerned with things which can be otherwise than they are, and this includes human behavior, and thus, even if there is some force in the general principles, the more you descend to the particular conclusions, the greater is their failure. Thomas Aquinas, Summa Theologiae, I II, q. 94, a.4, 13th century In short, our moral discourse ... involves the concept of an objectively or absolutely valid moral action-guide, and our moral judgments and decisions claim to be parts or applications of such an action-guide. William Frankena, “The Principles of Morality,” 1973 Whereas young people can become proficient in geometry and mathematics, we do not find young people proficient in prudential reasoning. The reason is that prudential reasoning is about particular cases and knowledge about particulars comes from experience. Aristotle, Nicomachean Ethics, 1142al2–16, 4th century BCE The argument aims eventually to be strictly deductive ... Clearly arguments from such premises can be fully deductive, as theories in politics and economics attest. We should strive for a kind of moral geometry with all the rigor which this name connotes. John Rawls, A Theory of Justice, 1971 6 Contents Preface to the Fourth Edition Introduction 1 What Is Ethics? Defining Ethics; Two Kinds of Ethics; Historical Versions of the Ethics of Obligation; Moral Reasoning and the Theories of Obligation; Contrasting the Ethics of Obligation with an Ethics of the Good; Retrieving the Ethics of the Good; Bioethics Today; Suggested Readings 2 Prudence and Living a Good Life The Good We Desire; Happiness; Virtue; Moral Virtues; Prudence: The Master Virtue; Suggested Readings 3 The Language of Health Care Ethics Distinctions That Can Mislead; Helpful Distinctions; Suggested Readings 4 Making Health Care Decisions Decision-Making Capacity; Informed Consent; Advance Directives; The Patient Self-Determination Act: The Case of Hazel Welch; Final Reflections; Suggested Readings 5 Deciding for Others Becoming a Proxy; Standards for Making Proxy Decisions; Deciding for Older Children; Deciding for the Mentally Ill; Deciding for Patients of Another Culture; Final Reflections; Suggested Readings 6 Determining Life and Death The Classical Conceptual Framework; A New Conceptual Framework; When Does One of Us Begin?; When Does One of Us Die?; Controversies over Determining Death; Ethical Reflections; Suggested Readings 7 Life-Sustaining Treatments Ventilators: The Case of Karen Quinlan, The Case of William Bartling, The Case of Helga Wanglie, The Case of Barbara Howe; Dialysis: The Case of Earle Spring; Surgery: The Case of Rosaria Candura; Other Life-Sustaining Treatments; Suggested Readings 8 Cardiopulmonary Resuscitation Terminology; A Brief History of Resuscitation Attempts; The Effectiveness of Attempting CPR; Learning to Withhold CPR; Important Ethical Elements for a DNR Policy; Lingering Questions about DNR Orders; Resolving Questions about CPR: The Case of Maria M, The Case of Shirley Dinnerstein, The Case of Catherine Gilgunn; Suggested Readings 9 Medical Nutrition and Hydration The Techniques and Technologies; Conceptualizing Medical Nutrition and Hydration; Early Cases about Feeding Tubes: The Case of Clarence Herbert, The Case of Claire Conroy, The Case of Elizabeth Bouvia; Cases of Persistent Vegetative State: The Case of Nancy Cruzan, The Case of Terri Schiavo; Recent Breakthroughs in the Diagnosis of Consciousness Disorders; An Unresolved Controversy: The Vatican and Feeding Tubes; An Emerging Controversy: VSED; Suggested Readings 10 Reproductive Issues Contraception and Sterilization: Posthumous Motherhood: A Request for Posthumous Motherhood; 7 Cloning; Surrogate Motherhood: The Case of Baby M; Ethical Reflections; Suggested Readings 11 Prenatal Life Abortion: Abortion in History, Abortion and the Supreme Court; Moral Issues of Abortion; Abortion and Excommunication at a Catholic Hospital; RU-486; Maternal–Fetal Conflicts: The Case of Angie, The Case of Samantha Burton; Ethical Reflections; Suggested Readings 12 Infants and Children Historical Background; A Sampling of Neonatal Abnormalities; Special Difficulties in Deciding for Neonates and Small Children; The Baby Doe Regulations: The Case of Baby Doe, The Case of Danielle, The Case of Baby K, The Case of Ashley; Infant Euthanasia in the Netherlands; Suggested Readings 13 Euthanasia and Physician-Assisted Suicide Historical Overview; Recent Developments; Relevant Distinctions; Moral Reasoning and Euthanasia; Legalization of Euthanasia and Physician-Assisted Suicide; The Story of a Landmark Suicide: The Case of Diane; Concluding Reflections; Suggested Readings 14 Medical and Behavioral Research Notorious Examples of Questionable Ethics in Research; Reactions to the Questionable Medical Research; Research on Embryos; Research on Fetuses; Research on Minors; Controversial Research on Babies: The SUPPORT Study; Research in Developing Countries; Other Special Populations in Research; Animals and Medical Research; Suggested Readings 15 Transplantation Transplantation of Organs from Dead Human Donors: The Case of Jamie Fiske, The Case of Jesse Sepulveda; Transplantation of Organs from Living Human Donors; Transplantation of Organs from Animals: The Case of Baby Fae; Implantation of Artificial Hearts; Suggested Readings 16 Medical Genetics and Genomics Part 1: Ethics and the Genomic Revolution; Part 2: Ethical Issues in Genetic Testing; Part 3: Screening Newborns and Fetuses; Part 4: Research to Develop Genetic Therapy: The Case of Jesse Gelsinger; Suggested Readings Glossary Index of Cases Index 8 Preface to the Fourth Edition The title has been slightly changed in the fourth edition; it is now Practical Decision Making in Health Care Ethics: Cases, Concepts, and the Virtue of Prudence. The addition of the word “virtue” helps to make clear the approach taken in the book: the classical virtue ethics especially as it was developed by Aristotle and Aquinas. In this approach the key virtue is the decision-making virtue of prudence (prudentia in Aquinas and phronesis in Aristotle). Prudence is a mental (not a moral) virtue and it is practical (about something we actually do or not do). For Aristotle and Aquinas, prudence is the normative virtue in ethical decision making and judgment. For Aristotle a behavior is good if it is kata ton orthon logon, and for Aquinas it is good if it is secundum rectam rationem. The orthos logos or the recta ratio is the practical reasoning known as prudence. Whatever behavior accords with prudence is the ethical thing for us to do, and whatever is contrary to prudential reasoning would be is unethical. This virtue-based ethics is not a principle-based or rights-based ethics but an ethics of normative practical reasoning where moral reasonableness is understood as what contributes to the human good as best we can determine this in the particular situation. Principles, rights, and rules can be important but they are only pre- ethical orientations and not the final norm for deciding what to do in authentic virtue ethics. The fourth edition has added important new cases that have emerged since the last edition and attracted national interest, among them the following: • Marlise Munoz, a woman in Texas pronounced dead in November 2013 when she was fourteen weeks pregnant whose body was kept on life support by a hospital contrary to her wishes and those of her husband until January 2014 when a court overruled the hospital. • Jahi McMath, a teenager on life support in California pronounced dead in December 2013 whose mother moved her to New Jersey where families can prevent a determination of death by the whole-brain- death criterion if they object to it; Jahi remains there on life support as this is being written (January 2015). • A published case at Children’s Hospital in Boston where a well-known physician-ethicist argued that it was ethical for him to order emergency cardiopulmonary efforts of no benefit for a dying child simply because the parents wanted it. • Margot Bentley, a woman (and a former nurse) dying in 2013 of late-stage Alzheimer’s disease in Canada who had written an advance directive in 1991 indicating that she did not want “nourishment or liquids” if she was dying from an incurable disease, yet the nursing home continued to spoon-feed her while her family sought support in court. This case raises new questions: is it moral for caregivers to honor an incapacitated person’s advance directive when she continues to open her mouth and swallow? • The cases of Hobby Lobby and Conestoga Wood Specialties, in which the Supreme Court ruled (5–4) in June 2014 that businesses can opt out of offering contraceptive coverage in their employee insurance as mandated by the Affordable Care Act (Obamacare) if it conflicts with the religious beliefs of the owners. • A published case where the family of a dying woman at Massachusetts General Hospital (who had been on birth control) agreed to withdraw life support but then had it restarted so they could harvest her eggs and, thanks to in vitro fertilization and her husband’s sperm, try to have a posthumous child. • A widely publicized case of an abortion at St. Joseph’s Catholic hospital in Phoenix in late 2009; the bishop announced that a sister on the ethics committee was excommunicated and then ruled that the large hospital (697 beds and staff of 5,000) is no longer a Catholic hospital despite the views of some Church lawyers and theologians that the abortion of the doomed fetus to save the woman’s life was morally justified. • Brittany Maynard, the twenty-nine-year-old California woman dying of brain cancer who moved to 9 Oregon in 2014, where it is legal for a doctor to help people commit suicide, and who announced publicly that she would kill herself on November 2, and then did. Her story has added great impetus to the debate over expanding the legalization of physician-assisted suicide. • Brooke Hopkins, the husband of a well-known thoughtful ethicist and advocate of the right to euthanasia and physician-assisted suicide (Margaret Battin), who became seriously paralyzed in 2008 after an accident-induced broken neck and cardiac arrest, and who changed his mind several times over many months about withdrawing life support, once after the ventilator was actually stopped at his request, before he finally chose to have it stopped in hospice in 2013. The story raises important questions about the status of a patient’s decision for euthanasia or suicide assistance where there will be no opportunity to reconsider once the procedure has begun. • Samantha Burton, twenty-five weeks pregnant with her third child in 2009, who went to a hospital in Florida after premature rupture of membranes. When doctors doubted that she would stay on bed rest, the hospital obtained a court order keeping her there. Three days later she suffered a fetal demise. An appeals court later ruled that the court order was a violation of her rights to privacy and liberty. The case highlights the conflict between a state’s interest in protecting possibly viable fetal life and a pregnant woman’s ability to choose her medical care. The fourth edition also retains many of the major case studies introduced in the third edition: Terri Schiavo, Jesse Gelsinger (the first death caused by genetic research), Barbara Howe (a multiyear dispute between the family and Massachusetts General Hospital over withdrawing life-sustaining treatment), Ashley and the Ashley Treatment (surgery and treatment to sterilize and stunt the growth of a female child with encephalopathy), and Sun Hudson (removal of a child’s life-sustaining treatment against the wishes of his mother in accord with the Texas Advance Directives Act) as well as most of the older classic cases that have shaped American bioethics: Quinlan, Conroy, Bouvia, Wanglie, Cruzan, Baby M, Baby Doe, Baby K, and Baby Fae (who received a heart transplant from a baboon). The new edition has also added analyses of several research studies that raise serious ethical issues, among them the following. • The government-sponsored sexually transmitted disease studies in Guatemala in the late 1940s that did not become public until 2010 and then became the subject of a major report by the Presidential Commission for the Study of Bioethical Issues (PCSBI) in 2011. • The Stanford Prison Experiment of 1973 that takes on new relevance in light of the abuses at Abu Ghraib prison in Iraq. • The highly controversial multisite NIH-funded study with extremely premature infants known as SUPPORT (published in 2010), which the Office for Human Research Protections (OHRP) later determined (2013) had failed to describe the reasonably foreseeable risks to the parents when they enrolled their infants. This OHRP determination of noncompliance triggered an intense debate about the ethics of informed consent in a growing class of clinical trials called comparative effectiveness research that is still unsettled. Several new sections have been added to the fourth edition. Perhaps the most important and challenging is the addition to chapter 16 on the ethical implications of genomic medicine (not to be confused with genetics). We first sequenced human genomes, all 3 billion base pairs, in 2003 at a cost of tens of millions of dollars each. Now the cost is approaching $1,000, and this has enabled whole genome sequencing (WGS) to move rapidly from research settings into clinical care and makes it possible for direct-to-consumer companies such as 23andMe to offer WGS to customers without medical oversight. And it is now possible to sequence the whole genomes of fetuses by capturing fragments of the fetal DNA circulating in the mother’s blood. We have just begun to grapple with the ethics of WGS, which will produce a deluge of information encoded in a person’s genome, much of which we do not yet understand and some of which we may now want to know. The section also explains the large National Institutes of Health (NIH) clinical trials known as MedSeq (to determine whether it will be good medicine to sequence adults) and BabySeq (to determine whether it will be good medicine to sequence newborns). The fourth edition also contains new material on germ-line modifications that will produce children with 10