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Topics in Current Chemistry 369 Roman Boulatov Editor Polymer Mechanochemistry 369 Topics in Current Chemistry Editorial Board H. Bayley, Oxford, UK K.N. Houk, Los Angeles, CA, USA G. Hughes, CA, USA C.A. Hunter, Sheffield, UK K. Ishihara, Chikusa, Japan M.J. Krische, Austin, TX, USA J.-M. Lehn, Strasbourg Cedex, France R. Luque, C(cid:1)ordoba, Spain M. Olivucci, Siena, Italy J.S. Siegel, Tianjin, China J. Thiem, Hamburg, Germany M. Venturi, Bologna, Italy C.-H. Wong, Taipei, Taiwan H.N.C. Wong, Shatin, Hong Kong V.W.-W. Yam, Hong Kong, China S.-L. You, Shanghai, China Aims and Scope TheseriesTopicsinCurrentChemistry presentscriticalreviews ofthepresent and futuretrendsinmodernchemicalresearch.Thescopeofcoverageincludesallareasof chemical science including the interfaces with related disciplines such as biology, medicineandmaterialsscience. Thegoalofeachthematicvolumeistogivethenon-specialistreader,whetheratthe universityorinindustry,acomprehensiveoverviewofanareawherenewinsightsare emergingthatareofinteresttolargerscientificaudience. Thuseachreviewwithinthevolumecriticallysurveysoneaspectofthattopicand places it within the context of the volume as a whole. The most significant developments of the last 5 to 10 years should be presented. A description of the laboratoryproceduresinvolvedisoftenusefultothereader.Thecoverageshouldnot be exhaustive in data, but should rather be conceptual, concentrating on the methodological thinking that will allow the non-specialist reader to understand the informationpresented. Discussionofpossiblefutureresearchdirectionsintheareaiswelcome. Reviewarticlesfortheindividualvolumesareinvitedbythevolumeeditors. Readership:researchchemistsatuniversitiesorinindustry,graduatestudents. Moreinformationaboutthisseriesathttp://www.springer.com/series/128 Roman Boulatov Editor Polymer Mechanochemistry With contributions by (cid:1) (cid:1) (cid:1) (cid:1) R.D. Astumian A. Balan A. Barge M.J. Buehler (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) B. Cheng P. Cintas J.M. Clough G. Cravotto S. Cui (cid:1) (cid:1) (cid:1) A.P. Haehnel G.S. Heverly-Coulson G. Jung (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) G.S. Kochhar Y. Li Y. Lin K. Martina N.J. Mosey (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) Z. Qin Y. Sagara M.J. Serpe S.S. Sheiko R.P. Sijbesma (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) Y.C. Simon C. Weder W. Weng Y. Xu H. Zhang Q.M. Zhang Editor RomanBoulatov DepartmentofChemistry UniversityofLiverpool Liverpool,UnitedKingdom ISSN0340-1022 ISSN1436-5049 (electronic) TopicsinCurrentChemistry ISBN978-3-319-22824-2 ISBN978-3-319-22825-9 (eBook) DOI10.1007/978-3-319-22825-9 LibraryofCongressControlNumber:2015953644 SpringerChamHeidelbergNewYorkDordrechtLondon ©SpringerInternationalPublishingSwitzerland2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper Springer International Publishing AG Switzerland is part of Springer Science+Business Media (www.springer.com) Preface Few people realize that when they stretch a rubber band – or inflate tires on their cars – they do chemistry. In this example of vulcanized rubber, the chemistry is simple – homolysis of C–C, C–S, or S–S bonds, but the underlying principle is anything but simple. The probability of ethyl disulfide spontaneously dissociating intoradicalsatroomtemperatureisnegligible.Yetthisprobabilitycanincreaseby many orders of magnitude for the same molecular moiety when it is as part of amorphous material under mechanical load. In other words, translation of macro- scopicobjects(e.g.,ourhands)thatcompress,stretch,ortwistpolymericmaterial can directly control reaction rates of material building blocks. Such control of course is not seen in the vast majority of reactions studied by chemists and as a resultisnotaccommodatedinanyoftheexistingmodelsofchemicalkinetics. Thiscouplingbetweenmacroscopicmotion(ormechanicalloads)andchemical reactivity is called mechanochemistry [1]. Load-induced fragmentation of poly- merswasdiscoveredalmostassoonasthenatureofpolymershadbeenrecognized [2]. Polymer mechanochemistry is thought to be an important (but poorly under- stood)determinantofhowpolymericmaterialsrespondtomechanicalloads[3–5]. Because polymers are subject to such loads throughout their lifecycles, from production to recycling, polymer mechanochemistry pervades our everyday lives. Mechanochemical phenomena are thought to affect the generation, growth, and propagationofmicrocrackswhichareresponsibleforcatastrophicfailureofpoly- meric materials, desalination membranes, impact-resistant materials (e.g., bullet- proof vests), and tires, and the stabilities of surface-anchored polymers in microfluidic diagnostics and high-performance chromatography. Polymer mecha- nochemistrymaybeimportantinjetinjection(e.g.,duringinkjetprintingoforganic electronics),polymermeltprocessing,high-performancelubrication,enhancedoil recovery (e.g., polymer flooding), and turbulent drag reduction. Exploiting mech- anochemical phenomena may yield remarkable new materials and processes, including polymer photoactuation (i.e., direct conversion of light into motion to power autonomous nanomechanical devices, control information flow in optical computing,positionmirrorsorphotovoltaiccellsinsolarcaptureschemes)[6,7]), v vi Preface efficient capture of waste mechanical energy, materials capable of autonomous reportingofinternalstressesandself-healing,andtoolstostudypolymerdynamics atsub-nanometerscales[8]. Untilabout10yearsago,unambiguousexamplesofmechanochemicalreactions were limited to simple backbone fragmentations that resulted when biological or syntheticpolymersweresubjecttotensileloadsinsolids,melts,orsolutions.Early attempts to interpret rates of bulk polymer failures under various conditions as governed by mechanochemical acceleration or inhibition of reactions of their monomers, such as amide hydrolysis, are now considered unreliable and unlikely to reflect true load-induced changes in the intrinsic kinetic stabilities of stretched polymerchains[9,10].Incontrast,thepastdecadehasseenimpressiveprogressin designingpolymerswhosestretchingatthesingle-chainlevelacceleratesreactions more complex than simple bond hemolysis with the ultimate goal of both under- standingthefundamentalaspectsofmechanochemicalenergycouplinganddesign- ingstress-responsivematerialsofthetypesdiscussedabove. Tounderstandthecurrentstateofpolymermechanochemistryandtotrytoguess the directions of its evolution, it is useful to divide the phenomena studied by polymermechanochemists(Fig.1)intothosewhere: 1. Thecouplingbetweenmacroscopicmechanicaleffectsandatomisticallylocal- izedreactivityismediatedbyinteractionsbetweenmultiplepolymerchainsasin amorphousmaterials,melts,andload-bearingbiologicaltissues Fig.1 Hierarchyof mechanochemical phenomenaandthevolume chaptersdevotedtospecific categories Preface vii 2. Individualpolymerchainsarestretchedeitherbyinteractionwithnon-polymeric environment(e.g.,solventflows,seechapters“MechanochemistryofTopolog- ically Complex Polymer Systems”, “Force induced Reactions and Catalysis in Polymers”, and “The Interplay of Mechanochemistry and Sonochemistry”) or because they are bound directly to translating macroscopic objects, such as in single-molecule force spectroscopy (see chapter “Supramolecular Chemistry andMechanochemistryofMacromoleculesattheSingleChainLevel”) Molecular interpretation of mechanochemical phenomena in amorphous mate- rialsandmeltsremainslargelyqualitativeandthemaineffortandsuccesstodatein this area has been primarily in empirical exploration and some tentative exploita- tion of materials obtained by incorporating force-sensitive reactive sites in other- wise inert polymer chains and matrices (see chapters “Mechanochemistry in Polymers with Supramolecular Mechanophores” and “Responsive Polymers as Sensors, Muscles, and Self-Healing Materials”). This work has the potential to expand greatly our presently primitive quantitative understanding of mechano- chemistryofentangledpolymerchainsbyprovidingexperimentaltoolstoquantify howandhowfastmechanicalloadspropagatethroughamorphouspolymermatri- ces to reactive sites, and the range of local forces (or molecular strains) and their temporaspatial distributions that reactive sites experience in response to macro- scopic load. In comparison, the mechanism and dynamics of mechanochemical energy transduction that underlies the operation of motor proteins is well under- stood(seechapter“Understanding theDirectionality ofMolecularMachines:The ImportanceofMicroscopicReversibility”)asistheresponseofbiologicaltissueto mechanicalloads.Thereasonis,atleastinpart,theprimarilynon-covalentnature of mechanochemistry of biological tissues, which makes it amenable to usefully accurate large-scale computational simulations, as described in the chapter “MechanicalPropertiesandFailureofBiopolymers:AtomisticReactionstoMac- roscaleResponse”. Suchsimulationsareoftenperformedby“attaching”avirtualspringbetweenthe terminalatomsofabiopolymer,changingtheparameter(s)ofthisspringtoimpose a time-varying tensile force on the biopolymer, and “watching” how the polymer evolvesunderthisforce.Theexperimentalanalogofthisset-upissingle-molecule force spectroscopy (SMFS) in which a single polymer chain bridges a tip of an atomic force microscope and a retracting surface (see chapter “Supramolecular ChemistryandMechanochemistryofMacromolecules”).SMFSistheleastintrac- table manifestation of polymer mechanochemistry and is responsible for some of the most important conceptual developments in polymer mechanochemistry [11]. Unfortunately,SMFSistechnically demandingandonly ahandful oflaboratories worldwidecombinesufficientexpertiseofsyntheticpolymerchemistry,microma- nipulation techniques, and physical analysis to design, perform, and interpret cutting-edgeSMFexperiments.UnlikeSMFS,mechanochemistryofisolatedpoly- merchainsinflowfieldsofdilutepolymersolutionshavebroadindustrialapplica- tions (e.g., see chapter “Mechanochemistry of Topologically Complex Polymer Systems”). The absence of chain entanglement potentially makes these systems viii Preface atomistically more tractable than mechanochemistry in amorphous polymers and melts. Indeed, the value of planar elongational flow fields for studying the funda- mental aspects of polymer dynamics in solution has long been recognized [12]. However, the technical challenges of achieving sufficient strain-rate gradients to induce mechanochemistry in moderately long macrochains (with the contour lengths below 10 μm) are daunting and planar elongational flows remain largely unexploitedinpolymermechanochemistry. In contrast to SMFS and planar elongational flows, which provide perhaps the bestopportunitiestodevelopaphysicallysound,general,andpredictivemodelof mechanochemicalkinetics(seebelow),sonicationofdilutepolymersolutionsisa verysimpleandpopulartechniqueroutinelyusedtomimictheresponseofpolymer chainstostretching(seechapters“ForceInducedReactionsandCatalysisinPoly- mers” and “The Interplay of Mechanochemistry and Sonochemistry”). Sonication createstransientelongationalflowswhenbubblesgeneratedbypropagatingsound waves suddenly collapse. Because the solvent flow rate in close proximity to a collapsingbubbledecreasesveryrapidlywithdistancefromthebubblesurface,the two termini of the same chain located at different distances from this surface experienceverydifferentflowratesandthechainbecomesstretched.Thedynamics of bubble collapse, which can be extraordinarily complex [13], determines the temporaspatial flow rate gradients and hence loading rates and maximum forces thatpolymerchainsexperience,thusdirectlyaffectingtheapparent(macroscopic) mechanochemical kinetics. However, little is known about how this dynamics is governedbymacroscopiccontrolparameters(soundfrequencyandpowerdensity, temperature,durationsofon/offcycles),solventandpolymercharacteristics(vapor pressure,viscosity,andsolvationcapacityfortheformer;molecularmassdistribu- tion for the latter), and environmental variables (shape and size of the ultrasound hornandofthereactionvessel).Consequently,studiesofpolymermechanochem- istry in sonicated solutions should be viewed as at best qualitative and the results may vary from one laboratory to another simply because of the difficulty of controllingkeykineticvariables(orevenidentifyingthem).Quantitativeinterpre- tations of sonication experiments are further complicated by the very modest chemicalselectivityofmechanochemicalreactions,whichmanifestsitselfinreac- tionsofverydifferentstrain-freeactivationenergies(e.g.,C–Cbondhomolysisand ring-openingofdichlorocyclopropanes)occurringatcompetitiveratesduringson- ication. They are also complicated by the contribution of radicals from solvent sonolysistoanyobservedpolymerchemistry,bytheuncertaindistributionofstrain (or equivalently, restoring force, see below) along individual stretched polymer chains,andbythe(presumably)strongdependenceoftheforcesexperiencedbya stretched polymer chain on its contour length. These limitations of sonication- induced mechanochemistry have long been acknowledged in the literature [4], butthenumberofreportedstudiesdesignedtoclarifythemremainsdisappointingly small[14,15]. Thevastmajorityofreportedstudiesinpolymermechanochemistryareonlinear polymers. Mechanochemistry of topologically complex polymers, which is of increasingindustrialimportance(seechapter“MechanochemistryofTopologically Preface ix ComplexPolymerSystems”),isanareawheresonication,despiteallitslimitations, hasachancetomakeanoutsizeimpact.Unfortunately,theveryfewreportsonthe subjectarecontradictory,warrantingfurtherdetailedresearch. Model studies have and continue to be critical for developing the conceptual foundation of polymer mechanochemistry and for rationalizing and systematizing the existing observations. Experimental model studies (see chapter “Mechano- chemistryDrivenbyIntermolecularForces”)usemoleculeswhichattempttostrain reactive sites by means of molecular architecture rather than the application of mechanical loads. The most prominent examples include strained macrocycles based on stiff stilbene and overcrowded polymers. They are distinct from the large number of strained molecules which chemists have studied over the past 100 years in that their architectures are designed specifically to reproduce the highly anisotropic molecular strain that localized reactive sites in polymers expe- rienceinmechanochemicalphenomenaandtofacilitatequantitationofsuchlocal strain as restoring force (as opposed to strain energy). Likewise, computational mechanochemistry (see chapter “Theoretical Approaches for Understanding the Interplay Between Stress and Chemical Reactivity”) uses models, such as small reactivemoietiesinwhichonenon-bondinginternucleardistanceisconstrainedtoa non-equilibriumvaluebyanexternalpotentialofvaryingstiffness,becausedirect quantum-chemical calculation of mechanochemical response of polymer chains remainsbeyondreach.Asisthecaseinanymodelstudies,anoutstandingproblem with this approach is to learn how to map the measurements and trends observed (or computed) in such models onto bona fide mechanochemical systems [16]. To date, extrapolating results ofmodel studies to even the simplest manifestations of polymer mechanochemistry (i.e., a single-molecule force experiment) has had mixedsuccess[11,16]. With the exception of motor proteins (see chapter “Understanding the Direc- tionality of Molecular Machines: The Importance of Microscopic Reversibility”), thesignificantincreaseinthediversityofempiricaldatainpolymermechanochem- istry and the development of quantum-chemical methods ofcalculating force-rate correlationsinsmall-moleculereactantshavenotyetbeenmatchedbycomparable progressindevelopingtheconceptualfoundationofmechanochemicalkinetics.A keycomponentofthisfoundationisageneralandpredictiverelationshipbetween the macroscopic control parameters that define mechanical loads (e.g., stress or straintensorsandloadingrates)andthechangesinreactionratesinthesameway thatthetransitionstatetheoryandtheEyringequationrelatereactiontemperature and rate. One of the earliest (empirical) models of kinetics of mechanochemical fragmentation of polymer chains was put forth by Eyring [17], who postulated a direct proportionality between the activation energy of the fragmentation and the force exerted on the stretched polymer chain by its surroundings. The model was silent on what the proportionality constant might be or how to derive the single- chain force from the flow rate gradient, which was the control parameter in the system considered by Eyring. The same idea was subsequently applied by Bell to celladhesion[18]andextendedtotime-varyingsingle-chainforcebyEvans[19], who derived it within the Kramers formulation of chemical kinetics. This Evans

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