ACS SYMPOSIUM SERIES 492 Polymer Latexes Preparation, Characterization, and Applications Eric S. Daniels, EDITOR Lehigh University g or01 cs.w0 012 | http://pubs.a1/bk-1992-0492.f E. DaLveihdig Shu Udnoilv, eErDsiItTyO R 6, 2102 Mohamed S. El-Aasser, EDITOR ust 10. Lehigh University Augdoi: on 2 | 4.136 3, 199 9.163.3e: June Developed from a symposium sponsored y 8Dat by the Division of Polymeric Materials: Science and Engineering nloaded bblication and the Diavtis tihoen 2o0f1 Csto lNloaitdio annadl SMuerefaticneg C hemistry Dow Pu of the American Chemical Society, Atlanta, Georgia, April 14-19, 1991 American Chemical Society, Washington, DC 1992 In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. library of Congress Cataloging-in-Publication Data Polymer latexes: preparation, characterization, and applications / Eric S. Daniels, editor, E. David Sudol, editor, Mohamed S. El-Aasser, editor. p. cm.—(ACS symposium series, 0097-6156; 492) "Developed from a symposium sponsored by the Division of Polymeric Materials: Science and Engineering and the Division of Colloid and Surface Chemistry at the 201st National Meeting of the American Chemical Society, Atlanta, Georgia, April 14-19, 1991." g or01 Includes bibliographical references and indexes. cs.w0 2012 | http://pubs.a21/bk-1992-0492.f APSooaII1clsyS.i.se m BeDtLryNe,aa.r nti0eMci-xDe 8Ml,os i4Shv,a1 yiaEts2nmeirotr-ih2eincaed3 ltSsi 0oc:.S5—, f .-S1 XCCc9iI5oo eVlnn5logc-. rieAde s am.s naeesnIdrI.di .cE a2SnSn.ug u PdirnCoofeallhyec, ermeEmi ne.c girchDi.za eaalVm tviSo.iid sonAt,c—r miy1et9.Cey 5roV.i2 cn-aIg D.nr e iA.svC sImieshIsieIeo.r.m n iEc iacolna-fl 6, 10 Chemical Society. Meeting (201st: 1991: Atlanta, Ga.) VII. Series. ust 10. Augdoi: T67S81'9.52—5.Pd6c2290 1992 92-8683 on 2 | CIP 4.136 3, 199 9.163.3e: June TShtaen dpaarpde fro urs Iendfo irnm tahtiios np Sucbileincacetiso—nP meremetasn ethnec em oinf iPmaupemr froeqru Pirreinmteendt Ls iborfa Arym Meraictearnia Nls,a AtioNnSaIl y 8Dat Z39.48-1984. nloaded bblication ACmopeyrriicgahnt C©h e1m99ic2a l Society wu Do P All Rights Reserved. The appearance of the code at the bottom of the first page of each chapter in this volume indicates the copyright owner's consent that reprographic copies of the chapter may be made for personal or internal use or for the personal or internal use of specific clients. This consent is given on the condition, however, that the copier pay the stated per-copy fee through the Copyright Clearance Center, Inc., 27 Congress Street, Salem, MA 01970, for copying beyond that permitted by Sections 107 or 108 of the U.S. Copyright Law. 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Registered names, trademarks, etc., used in this publication, even without specific indication thereof, are not to be considered unprotected by law. PRINTED IN THE UNITED STATES OF AMERICA In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. ACS Symposium Series M. Joan Comstock, Series Editor 1992 ACS Books Advisory Board V. Dean Adams Bonnie Lawlor Tennessee Technological Institute for Scientific Information University John L. Massingill Mark Arnold Dow Chemical Company University of Iowa g Robert McGorrin cs.orw001 David Baker Kraft General Foods 012 | http://pubs.a1/bk-1992-0492.f AUUnnleiivvxeeirrsssi iTttyy. ooBff eTClela nlinfoersnsieae— Berkeley JPulalUniut. SSs. cJDie. enMpcaerestn mInnesn tti tuotfe A, griculture 6, 2102 Arindam Bose Vincent Pecoraro ust 10. Pfizer Central Research University of Michigan Augdoi: on 2 | Robert F. Brady, Jr. Marshall Phillips 4.136 3, 199 Naval Research Laboratory Delmont Laboratories y 89.163.3Date: June MNaatirognaarle Stc iAen. cCe aFvoaunnaduagtiohn AM.a cTarlausmtera Cno lSlecghew artz nloaded bblication DLeehnignhi Us nWive. rHsiteys s JUonhivner sRit.y Sofh Iallpinleoyis wu Do P at Urbana-Champaign Hiroshi Ito IBM Almaden Research Center Stephen A. Szabo Conoco Inc. Madeleine M. Joullie University of Pennsylvania Robert A. Weiss University of Connecticut Mary A. Kaiser E. I. du Pont de Nemours and Peter Willett Company University of Sheffield (England) Gretchen S. Kohl Dow-Corning Corporation In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. Foreword THE ACS SYMPOSIUM SERIES was founded in 1974 to provide a medium for publishing symposia quickly in book form. The format of the Series parallels that of the continuing ADVANCES IN CHEMISTRY SERIES except that, in order to save time, the papers are not typeset, but are reproduced as they are submit ted by the authors in camera-ready form. Papers are reviewed g or01 under the supervision of the editors with the assistance of the cs.w0 Advisory Board and are selected to maintain the integrity of the 012 | http://pubs.a1/bk-1992-0492.f bsHpyaeomcpwaepureosvssee iaar r,.se y Bmnveooprttboh saa irctaiecm vemipe twaerydesp arenmodd burrceatpciooenr tsbs o otohff retpysepraeervscio hou safl rype r aepcsucebenpltiastahtibeoldne, . 22 6, 10 ust 10. Augdoi: on 2 | 4.136 3, 199 9.163.3e: June y 8Dat nloaded bblication wu Do P In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. Preface THE FIELD OF EMULSION POLYMERS and latex technology continues to develop at a rapid pace. The driving force for this development is both commercial and environmental; latexes are water-based polymers in the form of colloidal particles dispersed in an aqueous medium. Millions of pounds of latexes are manufactured today for use as commodity and acs.org pr001 srpuebcbiaerlt,y c opaotilnygmse, rpsa iinnt sa, awdihdeesi vveasr, iectayu loksf , asepapllaicnattsi,o bnisn,d seurcsh fo ars n osnynwtohveetinc bs.92. fabrics, high-impact thermoplastic composites, latex foam, carpet backing, u4 http://p1992-0 Lanadte xaess aadrdei ftiivnedsi ning nceowns tarnudc tinounm meraotuersi aalpsp sluiccahtio anss cienm thenet b iaonmde dcoicnaclr eatne.d 2012 | 21/bk- bbiiootloecghicnaoll ocgelyl- flaiebledlisn,g su, canhd a dsr iung -ddiealgivneorsyti csy tsetesmtss f.o r AIDS, immunoassays, ugust 6, oi: 10.10 baseTdh oesne a dapvapnlicceasti oinn so uarn udn fduetrusrtaen ddienvge loopfm theen tms eicnha nthisem l aatnedx kfiineeldtic asr oef 6 on A992 | d Eemquualsllioyn im ppoolyrtmanerti zaarteio tnh,e t hreel aptioroncsehsisp sb bye twwheiecnh plraotecexs si sp maraanmueftaecrtsu raendd. 31 y 89.163.34.1Date: June 3, tltahhteeem Txch sopeellla vorseiytdsimca,l lepa,s oss su aiwurrfemea lcel e moa,n psa lnwothydheei mcd hp.o rrtohppihseo rbltoioegosick ao ilfs p tbrhoaeps eeedrnt ifdeos cp uorsofe ddthu coetn sla tithnerx ew eph aaircstphice lctehtsse d bon of emulsion polymerization and latex technology: the mechanisms of par wnloadeublicati tsiicolne npuoclylemateiorinza (ttihone )m aonstd impaprotrictalen tg arnodw tmh;o smt iccornotsrtrouvcetrusriael satnedp ipna retmicluel Do P morphology; and recent advances in applications such as immunodiagnos- tics, encapsulation of pigments, and catalysis. Two leading scientists in the field were invited to review the state of the art of the mechanisms of particle nucleation and growth. Finn K. Hansen (University of Oslo, Norway) contributed a personal view of where the theories of nucleation in emulsion polymerization currently stand and where further advances are required In the next chapter, Robert G. Gilbert (University of Sydney, Australia) and his colleagues first examine data that have been used to prove or disprove micellar nucleation; they then provide further information and arguments for a combined nucleation mechanism. Of the following chapters, six contributions relate to recent progress in the area of particle formation and growth. Advances in the study and characterization of polymer microstructure and particle morphology are ix In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. discussed in 11 chapters. Seven chapters deal with diverse applications of and extensions from polymer latexes in such areas as catalysis and immu- nodiagnostics. The best excuse for organizing a symposium and the best way of ensuring its success in terms of participation is to honor a colleague. This symposium was organized to honor Robert M. Fitch and his contri butions to the field of emulsion polymerization. His fame in this fieldi s due to, among other contributions, the quantification of the homogene ous mechanism for particle formation in emulsion polymerization. The symposium, which succeeded in attracting numerous scientists from academia and industry, resulted in lively discussions about the current status and outstanding issues in the field. This volume should prove use g ful to engineers and scientists who are actively involved in the fields of s.or001 emulsion polymerization and latex technology. acpr s.2. We thank all of the authors for their prompt responses to our b9 pu04 requests. In addition, we thank the many reviewers, whose names will p://92- remain anonymous, for putting up with our intrusion on their time and htt19 012 | 1/bk- for making valuable suggestions to the authors. 22 6, 10 ERIC S. DANIELS August doi: 10. EM. ODHAAVMIDE DS USD. OELL -AASSER 6 on 992 | Lehigh University 34.13e 3, 1 Bethlehem, PA 18015 y 89.163.Date: Jun January 24, 1992 d bon nloadeblicati wu Do P x In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. Chapter 1 Overview of Emulsion Polymerization Stepping Toward Prediction E. David Sudol1, Eric S. Daniels1, and Mohamed S. El-Aasser1,2 1Emulsion Polymers Institute and 2Department of Chemical Engineering, Lehigh University, Bethlehem, PA 18015 g or01 cs.h0 ac http://pubs.1992-0492. ppSnooeinlclyycemmses eietthrariet zpe afadtiirro tsnintce l wcewos en arincneed p tah tmdueva opaldnr aiecfniseeedddn c m otehva eeatohrnre dfimeo rsaat btfyiosc eryan eltcah deree s osn cfaur gmicople,it cainoeteinlolwesns op aarfnn oeddcme gssuursoeblswsmio thinhcar vooenf 012 | 1/bk- msidoenroambleer a dnrdo pyleett sn.u Tmheero audsv aunncceesrt ainin toiuesr ruenmdaerinst;a npdriendgi chtaivoen b ceoennti ncuoens to 22 6, 10 be the ultimate goal. August doi: 10. oofft ethne csoTemh pepr lueedsxeic ptoirvfo emc emuslsoti dpvelalesr i.ma Atoionnn ousmn, dgerreser,as ttailnnytdr coiondmguc poelidfc a thttheers od uthegvehe dl oeapv nmeuloempnmbte earnn otd f 36 on 1992 | cpoonlytmroelr oizfa tpioanrt iicsl ea nm iincrteonstsreu catruerae oanf din mveosrtipghaotiloong,y d druivreinng b eym tuhles icoonm 34.1e 3, mercial need and application of polymer particles possessing narrowly 9.163.e: Jun dtheefisnee dpa prrtiocpleesrt iceosn. tAinduvea ntoce esv oinlv oeu. r abilities to prepare and characterize y 8Dat wnloaded bublication Tua nhspeur bewsdeoictr dtoa fcb htlhea iosin sb dehehatsaa vibli eodere ns( p7ui)ts.e eT dkh nteoo o wdfeltes cdcigrtieebd eo efp xthhayems pipchlaeyl sobifce sthh aoivsf iiionsrd twihvehid imcuhao lti iseo vmne noatcfs ra ow sshpciohcpehri caicaraelll y Do P pendulum which when set in motion rapidly reaches a state in which its exact move ments are no longer predictable (i.e., its motion deviates from predictions). In some ways, emulsion polymerization can be viewed as chaotic. The fate of a single species, such as a monomer molecule, is not predictable. At best, some estimate of its probabili ty of reacting and becoming a part of a polymer particle can be made. But which parti cle, where in the particle, at what position in a polymer chain, these cannot be predict ed. Although chaos is not used to describe emulsion polymerization, it has fre quently been referred to as an art. And those who practice the art, recognize the diffi culty in consistently reproducing a batch of latex in terms of desired properties such as stability, particle size and distribution, mechanical properties in application, etc. The origins of irreproducibilities most often derive from a lack of a complete understanding of a process and the variables which affect this process. In emulsion polymerization, the process of creating latex particles is by far considered the greatest source of irreproduc ibilities observed. Typically, nucleation is described as being chiefly dependent on the 0097-6156/92/0492-0001$06.00A) © 1992 American Chemical Society In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. 2 POLYMER LATEXES emulsifier (its concentration and properties) and the initiator (its concentration or the rate of radical generation). The monomer (type(s) and concentration(s)), added electro lyte (type and concentration), and reaction temperature are also key variables in the nucleation process. Quantification of the time evolution of the number of latex particles as a function of these variables has been advanced by many authors striving to trans form the art into a science, and perhaps in a sense, to impose order on chaos. These efforts have been generally successful in modeling the behavior of specific systems under specific conditions but not without some adjustment of mechanistic parameters which are at best uncertain. This uncertainty has led others to invest effort in the clarifi cation of important rate parameters governing the kinetics of emulsion polymerization (2,3). These include the initiator decomposition rate constant (k), the monomer propa d gation rate constant (k), the first- (p) and second-order (k^) rate coefficients for radical p entry into latex particles, the desorption rate coefficient from the polymer particles (k), and the termination rate constants in the particle (k) and aqueous phases (k^). Activity t in this area continues as an essential element to improved mechanistic model develop ment. However, true predictability has yet to be achieved. g or01 One means of exerting some control over an emulsion polymerization is to cs.h0 introduce a preformed seed. Although this may circumvent the more complex nuclea http://pubs.a1992-0492.c tttahiitooeennd s s poa dhmri aflesfo,ies c tsuo,e lfstr .uit hofEuefiv scr eieqenaun cietnt siu ottnihnoce,n e psrsrt iaompivenpirtdliseeiesssdtt etcrhxaeaisgsteat c rwwodnhihndeicgrihet it ohmthneaes nk aseare eteut hdsre eua cponhrfd e t fdhsreiaecctet o narnboadi dpl iisatctyraat giloc eefl ne fpsutor rayltrhy eaem nrg ederr en taahercree 012 | 1/bk- rpahdaiscea l( bdyis dtreicboumtiopno switiitohni no ft haen pinoiltyiamtoerr, ptyaprtiiccallelys. KR2aSd2iOca8l)s c oarnig siunfafetirn ag vina rtiheety a oqfu feaotuess, 22 6, 10 principally propagation and termination in the aqueous phase or in the polymer parti August doi: 10. cdlaletestsec.rr Tihbhaeesd mbineee tcnuh raandn bvisyamn cc obelydli swmiohoniscath lr, eadc irefanfdutlisyciv awel ,ia tcrhro islvlueopsipd aoanlr,td a fpnrordom pp raaog plaaatreggsae t iibnvo ead mpya eorcfthi ecaxlnepi sehmraisms .b eTenehtanel 36 on 1992 | dwioamrke (t4er).. Unlike the other mechanisms, it claims no dependence of entry on the particle nloaded by 89.163.34.1blication Date: June 3, phcmttbhhaaoeerilsclso ry do sbumsem eguvheehbeaenOr j ls ie ofs ntacosylp dto cstme vhunthfeaeefsgamenn s scocbet sstetdeb, .h de oemen,aenW rnr no ertdh rhhejcp eaaeciohcntn or ntodwtegatel,ddrnoa no,tiigs shazvr yeoleeee . n addd rpGdcse iasaievvautnr aercltidin liodbio ccnneeuple fslethmdfiii ooodn,se rnmeeiantzr ssntooee cdfd piao nm r ost"na oclascdty oiyiooimmnpc nnuaoap,etf ellrlrfsyte oieh ztm"wlcoral omti eit netuirhtaogivghziyn onheam s l n t etvrioohooxeefternsp p fbcu epoohoerlarfo timr smiilttnonohipecg cgeasnl o iyte"tmipma smbhr.lpl ep aTeoalpave nrhtaem.pdi ir bAsh aort locthelenitocl ehooopneoonmogncru eleyteogyltpr"fyih/ t wu Do P homogeneous copolymers (with a single TV) or particles possessing core-shell struc tures, these representing the morphologicanimits of these latex particles. In practice, particles with morphologies ranging between these extremes are often found and even multiple morphologies can be found in a single latex. Although the papers included in this volume cover a broad range of research activities related to polymer colloids, much of the activity is reflected in the proceeding areas of nucleation and particle morphology. (A bibliography of books published on the subject of Emulsion Polymerization over the past twenty years is given at the end of this chapter.) Nucleation Harkins (5) and Smith & Ewart (6) began more than forty years ago what would become a long series of incremental steps (some large & some small) towards the understanding of the complex mechanisms of particle formation and growth in a proc ess simply referred to as emulsion polymerization. The research is ongoing and pub lished work reflects the difficulties (and successes) in advancing the science; both In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992. 1. SUDOL ET AL. Overview of Emulsion Polymerization 3 forward and backward steps have been taken, each contributing to the body of knowl edge arrayed at understanding the phenomena of this complex heterogeneous process. And yet the original process has broadened considerably. Much attention was initially focussed on the emulsion copolymerization of sty- rene and butadiene through the U.S. Government Synthetic Rubber Program. Relatively high emulsifier ("soap" SF Flakes) concentrations were employed in the "Mutual Recipe" to produce large numbers of small latex particles. Emulsion polymerizations were carried out with these relatively water insoluble monomers and at emulsifier concentrations well above the critical micelle concentration (cmc). It seemed quite logical to conclude that the micelles acted as loci for the formation of growing polymer particles and convincing arguments were put forth by Smith and Ewart to support the Harkins conceptualization. Variations introduced to the process of emulsion polymerization brought new information which could not be so readily described by early concepts. Polymerizations producing colloidal polymer particles were being successfully carried out with emulsi fier concentrations well below their cmc and even without any added emulsifier. And g or01 the "emulsifiers" themselves have become more complex in the sense that combinations cs.h0 of a bewildering variety of ionic, nonionic, and polymeric stabilizers are being em ac http://pubs.1992-0492. preaenmlaoddpy irlelohdyye nfoeiodtl ot i angoltinoocln aytelh tpeoa rn pondrpue ecidrnlite cicaetoitsoe.m nabsMn iodnof a rsttehti aeowb ntia;hl titeezhoree r psysoea. l rputiobcllleye smm beournti ozaamltseioor snt osh hcaoavvnee tr boneloc sto umbrefeae cnce o fmoteumnnsodion tnloys 012 | 1/bk- emulsioEnf fpoortlsy mtoe mrizoadtiifoyn, ehxapvaen pdr, oacnede dreewd rwiteit hth ein tchreeoarsiiensg f osro pnhuicslteiactaitoino na nadn dg rsouwccthe sisn 22 6, 10 (see Chapter 2, this volume, which reviews much of the history and developments August doi: 10. letheaaerd lyain qsgut aetgooe usos uoprfh caeusmrer,ue lnssuti roufnan cdpteaornlsytt ammnediricniezgla)lt.ei soP,n aa rnitsid c plmere ofsonernomtmeadeti ro idnnr Fiosip gcleuotrnses. i1dA ewnr ehidlilc uthos t drtaeakptieioc npts lo atfch etrh einee 36 on 1992 | escyael etsy poifc oabllsye rnvoattiicoens: ftehwe m(iafc arnoysc) orpemic,a mrkiacbrloes ccohpaincg, easn dd usuribnmg itchreo spcoolpyimc. eTrihzea tuinoani;d aend 34.1e 3, opaque, white emulsion produces an opaque, white latex (subtle changes are observable 9.163.e: Jun tgor athnde eerx cphearniegnecse da sp rthaec tibtrioonader d, ihsotrwibeuvteiro)n. Aonf mopotnicoaml meri cdrroospcloetpse, ccarena bteed u bseyd t htoe osbhseearrv oef nloaded by 8blication Dat dtwlshapyhteene acxaitkm m ipsspi,a coret thflpi lecgre olrrleec,as aebt,ste eeswxgse htsip n eian otrhttcoteeic rcresu lhsirentirs ni .otn ghck Ieoct u nacirn sostd hn oa itndsnin idtlsuhe ayovepeu eptssl e u tdahpberihms tae bssirececmira,n iolniegsne ci r msoet hptpihceilceae f lcsmolecerdoasm, sl betao ,ytdr ih oiiafonnf iwb cmaauencolvdtkn e gotrso,rmt aootbeuhbrinasl itdedz r mraovotfeopi o.slf etnTi nt ohsoef.e f wu Do P Much of the theory of this process has been based on indirect observation, evidence, and speculation. A mathematical description of nucleation in these loci is encompassed in what has become known as HUFT theory, representing the contributions of Hansen & Ugel- stad (7) and Fitch & Tsai (8). The relative contribution of each nucleation site in a par ticular system is governed by such factors as the solubility of the monomer in the con tinuous phase, the number of micelles, and the size and number of monomer droplets. Although this theory is comprehensive, voids in our understanding persist. The dynam ics of aqueous phase radical growth and subsequent ad(b)sorption/desorption in mi celles, droplets, and particles are not yet resolved. Questions continue to be raised regarding the nature of the radicals (particularly oligomeric) and their interaction with these somewhat different species and additionally the free surfactant. These lie at the heart of the complexities in further understanding nucleation in emulsion polymeriza tion. (Chapters 2, 3, and 4 of this volume address these issues and raise further ques tions.) Nucleation in monomer droplets becomes important when their size is reduced to within the same order of magnitude as the latex particles. (Chapters 6 and 7 of this In Polymer Latexes; Daniels, E., et al.; ACS Symposium Series; American Chemical Society: Washington, DC, 1992.
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