Polyion complex (PIC) nanoparticles for the targeted and passive delivery of antimicrobial polymers and peptides by Ignacio Insua López A thesis submitted to the University of Birmingham for the degree of DOCTOR OF PHILOSOPHY School of Chemistry College of Engineering and Physical Sciences University of Birmingham February 2017 University of Birmingham Research Archive e-theses repository This unpublished thesis/dissertation is copyright of the author and/or third parties. The intellectual property rights of the author or third parties in respect of this work are as defined by The Copyright Designs and Patents Act 1988 or as modified by any successor legislation. Any use made of information contained in this thesis/dissertation must be in accordance with that legislation and must be properly acknowledged. Further distribution or reproduction in any format is prohibited without the permission of the copyright holder. Abstract Antibiotic resistance is a serious worldwide threat. Alternative solutions to the limited pipeline of new antibiotics are urgently needed. Nanotechnology and drug delivery can be used to develop new therapies from old antimicrobials by control- ling their distribution in the body. The goal of this thesis was to investigate the formation and activity of polyion complex (PIC) nanoparticles as vehicles for the delivery of two cationic antibiot- ics: poly(ethylene imine), used as model to develop these nanomaterials, and the FDA-approved antimicrobial peptide polymyxin B. These antibiotics were com- bined with two types of polyanions to form PIC particles with distinct antimicrobial properties: 1) Anionic peptides, degradable by bacterial enzymes led to bacteria- targeted nanoparticles; 2) Acidic polymers assembled particles for passive re- lease, which tuned the activity of the antibiotic in the absence of a specific trigger. All the PIC particles prepared were characterised, and their physiological stability and antimicrobial properties evaluated. To improve the stability and activity of these nanoparticles, several characteristics of their anionic components were op- timised: 1) their multivalency, as a function of the peptide’s anionic residues and polymer’s DP; 2) the acidity of the polymers; and 3) the number of cross-linking residues in the peptides. i This thesis is dedicated to my parents, for their constant, endless and valuable support over the years. Esta tesis está dedicada a mis padres, por su constante, infinito y valioso apoyo durante los años. “The saddest aspect of life right now is that science gathers knowledge faster than society gathers wisdom.” – Isaac Asimov. ii Acknowledgements I would like to start by thanking my supervisor, Dr Francisco Fernández-Trillo, for giving me the opportunity to work in, and actually start, his group. I have learnt a great deal about science and academic life from Paco, but more importantly, he has been a good counsellor in scientific and personal matters. I will miss your cheer-up sessions over coffee or beer when experiments didn’t work. Big thank you to my two other mentors during these years of PhD: my co-super- visor Dr Anna Peacock, and my microbiology tutor Dr Anne Marie Krachler. Thank you to the rest of Paco’s group, past and present, for creating an enjoyable work atmosphere, specially my UG/PG students (a.k.a. minions) Menisha and Marion, for their contribution to this thesis; the rest of minions I have mentored (Maria, Nico, Löic, Louise, Rob, Nada, Greg, Joel and Nathan), for enduring my supervision; Nico, for his coffee-breaks and help with bacterial work; Zelu, for his doses of “constructive” criticism; Adam and Oli, for the good times we had during this time in Birmingham (and Amsterdam); and Daniel, for the commutes to the lab and your help whenever I needed it. To my brother from another mother, Xavi. This time in Birmingham would have never been the same without you. I don’t realise now how much I will miss you, but I know for sure we’ll still be good friends wherever we go. Thank you and Mariyuki for the time we lived together. To my best friend, the person with this strange power that makes my worries disappear when I am with her. The person I have shared this time in Birmingham with. In the distance or presence, she was always there: my girlfriend Laura. To my family (Papá, Mamá, Noe, Paulita y María), for making me feel like I never left home every time I visit you. To all other people who have contributed to this thesis, both scientifically and personally: Dr Marie-Christine Jones for access to DLS, the O’Reilly group in Warwick, the analytical technicians in our school (Chi, Peter, Allen and Cécile), my friends in Chemistry: Dr Para, Edgar and Elsa, and to all the “puteros”! Finally, I would like to acknowledge the editorial work done by the Royal Society of Chemistry and Elsevier on the published work presented in this thesis. iii Table of contents PREFACE - Dynamic Light Scattering (DLS): data acquisition and inter- 1 pretation Overview 1 Instrumentation and analysis parameters 2 Data interpretation 3 References and notes 6 CHAPTER 1 - Polyion complex (PIC) particles: preparation and biomed- 8 ical applications 1.1. Article 10 1.2. Nanotechnology for antimicrobial delivery – PIC nanoparticles 28 CHAPTER 2 - Enzyme-responsive polyion complex (PIC) nanoparticles 40 for the targeted delivery of antimicrobial polymers 2.1. Article 42 2.2. Supplementary information 49 2.3. Additional figures 63 CHAPTER 3 - Elastase-sensitive peptides with higher multivalency form 64 more stable polyion complex (PIC) nanoparticles with compromised sus- ceptibility to enzymatic degradation 3.1. Article 66 3.2. Supplementary information 74 CHAPTER 4 - Preparation and antimicrobial evaluation of polyion com- 96 plex (PIC) nanoparticles loaded with polymyxin B 4.1. Article 99 4.2. Supplementary information 108 4.3. Composition of commercial polymyxin B 112 iv CHAPTER 5 - Effect of polyelectrolyte strength and degree of polymeri- 117 sation on the formation, stability and activity of antimicrobial polyion com- plex (PIC) particles carrying polymyxin B 5.1. Article 119 5.2. Supplementary information 128 CONCLUSIONS 137 v Abbreviations ∆lasAB P. aeruginosa; LasB-knockdown strain +eV Positive ion mode a.k.a. Also known as a.u. Arbitrary units Ac O Acetic anhydride 2 AcCN Acetonitrile ACF Autocorrelation function AFM Atomic force microscopy CFU Colony forming unit CMetC Carboxymethyl cellulose D Diameter DCM Dichloromethane D Hydroynamic diameter H DIPEA N,N-diisopropylethylamine DLS Dynamic light scattering DMEM Dulbecco's modified eagle medium DMF N,N-Dimethylformamide DMSO Dimethylsulfoxide DOX Doxorubicin DP Degree of polymerisation DPBS Dulbecco's phosphate-buffered saline DTBN 5,5'-dithiobis(2-nitrobenzoic acid) EDT 1,2-ethanedithiol EDTA Ethylenediaminetetraacetic acid ESI Electrospray ionisation Et O Diethylether 2 EtAcO Ethyl acetate FACS Fluorescence-activated cell sorting FDA Food and Drug Administration (USA) Fmoc Fluorenylmethyloxycarbonyl GPC Gel permeation chromatography HBTU N,N,Nʹ,Nʹ-tetramethyl-O-(1H-benzotriazol-1-yl)uranium hexafluorophosphate HEPES 4-(2-hydroxyethyl)piperazine-1-ethanesulfonic acid HLE Human leukocyte elastase HPLC High performance liquid chromatography ISO International Standards Organization (Geneva, Switzerland) kcps Kilocounts per second L/B-PEI Linear/Branched-poly(ehtylene imine) vi LasB Elastase B from Pseudomonas aeruginosa LB Luria Bertani (medium) m/z Mass/charge ratio MALDI Matrix-assisted laser desorption/ionisation MeOH Methanol MS Mass spectrometry Mw Molecular weight MWCO Molecular weight cut-off NMR Nuclear magnetic resonance NMVA N-methyl-N-vinylacetamide NNLS Non-negative least squares OD Optical density PAA Poly(acrylic acid) PAH Poly(allylamine) PAO1V P. aeruginosa; wild type strain PBS Phosphate-buffered saline PDADMA Poly(diallyldimethylammonium chloride) PdI Polydispersity index pDNA Plasmid DNA PEG Poly(ethylene glycol) PIC Polyion complex PLL Poly(L-lysine) Pol-B Polymyxin B PSS Poly(styrene sulfonate) PVAm Poly(vinylamine) r.f.u Relative fluorescence units R Radius of gyration g R Hydrodynamic radius H RP Reverse phase SAXS Small angle X-ray scattering SC Succinyl casein SD Standard deviation siRNA Small interfering RNA SLS Static light scattering tBu Tert-butyl TEM Transmission electron microscopy TFA Trifluoroacetic acid TIPS Triisopropylsilane TOF Time-of-flight Trt / Trityl Triphenylmethane UV-Vis Ultraviolet-visible vii Dynamic Light Scattering (DLS): data acquisition and interpretation Overview 1,2 DLS is a particle characterisation technique that correlates the fluctuations in the amount of light scattered by a particle suspension over time with particle size. Colloidal particles undergo Brownian motion as solvent molecules collide into them transferring kinetic energy, thus causing the particles to move in random directions. As such, the intensity of light scattered by a particle suspension will vary with time as particles in Brownian motion exit and enter the illuminated space in the sample (i.e. under analysis). As solvent collisions with smaller particles are more efficient, smaller particles undergo faster Brownian motion. On this basis, DLS correlates the frequency of the fluctuations in the light scattered by a particle suspension over time with the diffusion coefficient (D) of the particles – the speed at which they move. The calculated value of D can then be transformed into a size parameter known as hydrodynamic diameter (D ) using the Stokes-Einstein H equation (Eq. 1); where K represents Boltzmann’s constant, T is the absolute B temperature and 𝜂 is the viscosity of the solution: 𝐾 T % 𝐷 = 𝐸𝑞.1 3 𝜋 𝜂 𝐷 * The D of a particle is defined as the diameter of a theoretical sphere that diffuses H in the same fashion as the particle under analysis (i.e. has the same D). DLS therefore gives a theoretical size value for the particles under analysis inferred from the speed at which they diffuse. The analysis of particle size by DLS offers a rapid, controlled and non-destructive methodology to probe for differences in nanoparticle formulations and their sta- bility. For this reason, it has been used throughout this thesis as first characteri- sation point for the study of nanoparticles. 1
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