Pollution Prevention and Abatement Handbook 1998 Pollution Prevention and Abatement Handbook 1998 Pollution Prevention and Abatement Handbook 1998 Toward Cleaner Production The World Bank Group in collaboration with the United Nations Environment Programme and the United Nations Industrial Development Organization Copyright © 1999 The International Bank for Reconstruction and Development/THE WORLD BANK 1818 H Street, N.W. Washington, D.C. 20433, U.S.A. All rights reserved Manufactured in the United States of America First printing April 1999 This report has been prepared by the staff of the World Bank. The judgments expressed do not necessarily reflect the views of the Board of Executive Directors or of the governments they represent. The material in this publication is copyrighted. The World Bank encourages dissemination of its work and will normally grant permission promptly. 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Library of Congress Cataloging−in−Publication Data Pollution prevention and abatement handbook, 1998 : toward cleaner production / in collaboration with the United Nations Environment Programme and the United Nations Industrial Development Organization. p. cm. Includes bibliographical references. ISBN 0−8213−3638−X 1. Factory and trade waste—Management. 2. Pollution prevention. Pollution Prevention and Abatement Handbook 1998 1 Pollution Prevention and Abatement Handbook 1998 I. United Nations Industrial Development Organization. II. United Nations Environment Programme. III. World Health Organization. IV. World Bank Group. TD897.5.P645 1998 363.73'1—dc21 98−34574 CIP The text and the cover are printed on recycled paper, with a flood aqueous coating on the cover.break CONTENTS Acknowledgments link Foreword link Abbreviations, Acronyms, and Data Notes link I— link Overview Pollution Management: Key Policy Lessons link II— link Implementing Policies in Practice Basic Principles Indicators of Pollution Management link The Environmental Assessment Process link Types of Environmental Standards link Principles of Waste Avoidance and Utilization link Efficient Use of Energy link Monitoring Environmental Quality link Setting Priorities Comparative Risk Assessment link Economic Analysis of Environmental Externalities link The Effects of Pollution on Health: The Economic Toll link Public Involvement in Pollution Management link Analytical Support for Cost−Effective Pollution Control link Air Quality Management Airshed Models link Removal of Lead from Gasoline link Urban Air Quality Management link CONTENTS 2 Pollution Prevention and Abatement Handbook 1998 Water Quality Management Water Quality Models link Integrated Wastewater Management link Optimizing Wastewater Treatment link Industrial Pollution Management Developing a Culture of Industrial Environmental Compliance link Environmental Audits in Industrial Projects link Environmental Management Systems and ISO 14000 link Implementing Cleaner Production link Management of Hazardous Wastes link Pollutant Release and Transfer Registers link Financing Environment Environmental Funds link Pollution Charges: Lessons from Implementation link Global and Transboundary Issues Greenhouse Gas Abatement and Climate Change link Least−Cost Approaches to Reducing Acid Emissions link III— link Project Guidelines Principles of Industrial Pollution Management link Monitoring link Summary of Air Emission and Effluent Discharge Requirements link Presented in the Industry Guidelines Pollutants Airborne Particulate Matter link Arsenic link Cadmium link Lead link Mercury link Nitrogen Oxides link Ground−Level Ozone link Sulfur Oxides link Pollutant Control Technologies Airborne Particulate Matter: Pollution Prevention and Control link CONTENTS 3 Pollution Prevention and Abatement Handbook 1998 Removal of Lead from Gasoline: Technical Considerations link Nitrogen Oxides: Pollution Prevention and Control link Ozone−Depleting Substances: Alternatives link Sulfur Oxides: Pollution Prevention and Control link Industry Sector Guidelines Aluminum Manufacturing link Base Metal and Iron Ore Mining link Breweries link Cement Manufacturing link Chlor−Alkali Plants link Coal Mining and Production link Coke Manufacturing link Copper Smelting link Dairy Industry link Dye Manufacturing link Electronics Manufacturing link Electroplating link Foundries link Fruit and Vegetable Processing link Glass Manufacturing link Industrial Estates link Iron and Steel Manufacturing link Lead and Zinc Smelting link Meat Processing and Rendering link Mini Steel Mills link Mixed Fertilizer Plants link Nickel Smelting and Refining link Nitrogenous Fertilizer Plants link Oil and Gas Development (Onshore) link Pesticides Formulation link Pesticides Manufacturing link Petrochemicals Manufacturing link Petroleum Refining link Pharmaceuticals Manufacturing link CONTENTS 4 Pollution Prevention and Abatement Handbook 1998 Phosphate Fertilizer Plants link Printing link Pulp and Paper Mills link Sugar Manufacturing link Tanning and Leather Finishing link Textiles link Thermal Power: Guidelines for New Plants link Thermal Power: Rehabilitation of Existing Plants link Vegetable Oil Processing link Wood Preserving link General Environmental Guidelines link Glossary of Environmental Terms link ACKNOWLEDGMENTS The Pollution Prevention and Abatement Handbook was prepared by a team from the World Bank and the International Finance Corporation (IFC), led by Richard Ackermann (subsequently by David Hanrahan) and comprising Gordon Hughes (Part I), David Hanrahan (Part II), and Anil Somani, Sanjeev Aggarwal, and Arthur FitzGerald (Part III). Among the principal authors of individual guidelines were John Dixon, Arundhati Kunte, Magda Lovei, and Kseniya Lvovsky. Sari Soderstrom provided the information in Table 3 of the chapter on Indicators of Pollution Management. The Handbook is based on technical documents from the United Nations Environment Programme (UNEP) and the United Nations Industrial Development Organization (UNIDO) and on numerous commissioned reports by consultants. The documents have been extensively reviewed by several governments, nongovernmental organizations, industry associations, and individual companies, as well as by the World Bank's Industry and Mining Division (IENIM), the IFC, and a World Bank/IFC Steering Committee. Hans−Roland Lindgren and Yasuhide Koga reviewed the guidelines, with particular attention to consistency with national and European Union standards. The production of the Handbook and the many related administrative tasks have depended critically on the tireless assistance of Sriyani Cumine (desktop publishing), Clare Fleming, Karen Danczyk, and Virginia Hitchcock (editing), Olivia McNeal, and Luz Rivera. The Handbook was developed in collaboration with UNIDO (Ralph Luken), the Industry and Environment Office of the UNEP (Jacqueline Aloisi de Larderel and Fritz Balkau), and the World Health Organization (Dieter Schwela). The World Bank Group is thankful for the generous financial support provided by the governments of Canada, the Netherlands, and Norway and for the comments and guidance provided by the United States Environmental Protection Agency (USEPA), by Frank van den Akker (Netherlands Ministry of Housing, Physical Planning and Environment), and by the World Health Organization in providing technical comments and guidance. Special thanks is owed to the German government for carrying out an exhaustive review of the entire Handbook and for hosting two lengthy meetings at which the technical issues were discussed in detail. The involvement of these organizations and of the many individuals who contributed to the development of the Handbook is gratefully acknowledged.break ACKNOWLEDGMENTS 5 Pollution Prevention and Abatement Handbook 1998 FOREWORD In 1988, the World Bank published Environmental Guidelines to provide technical advice and guidance to staff and consultants involved in pollution−related projects. In the years since then, there have been significant changes in technologies, in pollution management policies and practices, and in the activities and portfolio of the World Bank Group. This Pollution Prevention and Abatement Handbook has been prepared to update and replace the 1988 guidelines. The Handbook is specifically designed to be used in the context of the World Bank Group's environmental policies, as set out in Operational Policy (OP) 4.01, "Environmental Assessment," and related documents.1 World Bank Group policy stresses the primacy of the project−specific or site−specific environmental assessment process in setting the requirements for environmental performance. The guidelines contained in this Handbook are therefore subject to interpretation in light of the results of the environmental assessment. The guidelines apply to all Bank Group−funded projects approved in principle on or after July 1, 1998, unless the project sponsor can demonstrate that a significant investment has already been made (or that a legally binding agreement has been entered into) on the basis of the 1988 guidelines. The Handbook promotes the concepts of sustainable development by focusing attention on the benefits—both environmental and economic—of pollution prevention, including cleaner production and good management techniques. The Handbook consists of three parts. Part I contains a summary of key policy lessons in pollution management, derived from practical experience inside and outside the World Bank Group over the past decade. Although Part I is aimed primarily at government decision−makers, other readers will derive considerable benefit from a better understanding of the issues facing government agencies. Part II presents good−practice notes on implementation of policy objectives, based on experience with World Bank Group projects and on lessons from the policies and practices of other agencies and organizations in this field. Part III provides detailed guidelines to be applied in the preparation of World Bank Group projects. The guidelines, which cover almost 40 industrial sectors, represent state−of−the−art thinking on how to reduce pollution emissions from the production process. In many cases, the guidelines provide numerical targets for reducing pollution, as well as maximum emissions levels that are normally achievable through a combination of cleaner production and end−of−pipe treatment. The guidelines are designed to protect human health; reduce mass loadings to the environment; draw on commercially proven technologies; be cost−effective; follow current regulatory trends;continue 1 The World Bank consists of the International Bank for Reconstruction and Development (IBRD) and its concessional−lending affiliate, the International Development Association (IDA). The World Bank Group includes, in addition to the IBRD and IDA, the International Finance Corporation (IFC), which focuses on cooperation with the private sector in developing countries, and the Multilateral Investment Guarantee Agency (MIGA). The World Bank's Operational Policy 4.01 is a conversion of the existing Operational Directive 4.0 and contains the same basic principles as the directive. The IFC and MIGA have parallel policies. and promote good industrial practices, which offer greater productivity and increased energy efficiency. FOREWORD 6 Pollution Prevention and Abatement Handbook 1998 The application of the guidelines set out in Part III can minimize the use of resources and reduce the quantity of wastes requiring treatment and disposal. The guidelines represent good environmental management practices that can be implemented and maintained with the skills and resources typically available in countries in which the World Bank Group operates. The World Bank Group is committed to strengthening management and technical skills and to supporting the development of the necessary institutions in these countries. Where relevant national regulations do not exist, the guidelines may provide a basis for negotiating site−specific agreements between regulators and enterprises. The Handbook was compiled by staff members of the Environment Departments of the World Bank and the International Finance Corporation (IFC). Contributions and advice came from many other technical and operational units within the World Bank Group and from outside consultants. A number of drafts were circulated and discussed, including a full Annual Meetings edition in September 1997. The guidelines related to thermal power plants were the subject of a two−day international expert panel workshop held at the World Health Organization (WHO) in Geneva in April 1997. Officials of key borrowing countries, other government and private sector representatives, and WHO and Bank experts attended the workshop. The IFC and the World Bank's Industry and Mining Division carried out and coordinated detailed technical reviews of the relevant industry−specific guidelines. Technical background material, as well as advice and comments, were provided by the United Nations Environment Programme (UNEP), the United Nations Industrial Development Organization (UNIDO), WHO, and several bilateral agencies, including those of Canada, Germany, the Netherlands, Norway, Sweden, and the United States. In addition, extensive informal consultation and discussions with other international financing institutions, industry organizations, regulatory agencies, and nongovernmental organizations have taken place. Many comments have been received and have been incorporated into the Handbook to the extent possible. It is intended and hoped that the Handbook represents a broad consensus of what is achievable through current good practice in pollution management. This Handbook is envisaged as a living document: its implementation will be monitored over the next year, further industry guidelines will be issued, and the need for revision will be weighed in the light of the accumulated experience. The full text of the Handbook is available on the environmental section on the World Bank Group's website (www.worldbank.org ), where any revisions or additional guidelines will be posted. Formal and informal consultations on the content and application of the Handbook will continue, and comments are welcome. Comments should be addressed to the Program Leader, Urban, Industry and Energy, Environment Department, World Bank, or to the Unit Head, Environment and Social Review, Environment Division, IFC, at the address given on the copyright page.break ANDREAS RACZYNSKI DIRECTOR TECHNICAL AND ENVIRONMENT DEPARTMENT INTERNATIONAL FINANCE CORPORATION ROBERT T. WATSON DIRECTOR ENVIRONMENT DEPARTMENT THE WORLD BANK FOREWORD 7 Pollution Prevention and Abatement Handbook 1998 ABBREVIATIONS, ACRONYMS, AND DATA NOTES ACM Asbestos−containing materials ADP Air−dried pulp AIJ Activities Implemented Jointly (Kyoto Protocol) AMD Acid mine drainage AOX Adsorbable organic halides BAT Best available technology BATNEEC Best available technology not entailing excessive cost BOD Biochemical oxygen demand. In this Handbook, BOD is understood to refer to BOD5 , BOD measured over five days. BOF Basic oxygen furnace BPT Best practicable technology CAC Command and control CDM Clean development mechanism CFC Chlorofluorocarbon CIP Clean−in−place (methods) COD Chemical oxygen demand CON Control octane number CP Cleaner production CSM Continuous stack monitoring CTC Carbon tetrachloride DALY Disability−adjusted life year DCF Directed credit fund DDT Dichlorodiphenyltrichloroethane DMT Dimethyl terphthalate DO Dissolved oxygen DRR Dose−response relationship DSS Decision Support System for Integrated Pollution Control EA Environmental assessment EAF Electric arc furnace ECF Elemental chlorine−free (bleaching) EIA Environmental Impact Assessment EMS Environmental management system ABBREVIATIONS, ACRONYMS, AND DATA NOTES 8 Pollution Prevention and Abatement Handbook 1998 EPI Economic performance indicator ESCO Energy service company ESP Electrostatic precipitators ETF Earmarked tax fund EU European Union FBC Fluidized−bed combustion FCC Fluid catalytic cracking FGD Flue gas desulfurization FGR Flue gas recirculation FGT Flue gas treatment GEF Global Environment Facility GF Green fund GHG Greenhouse gas GIS Geographic information system GJ Gigajoule GW Gigawatt GWP Global−warming potential HCFC Hydrochlorofluorocarbon IARC International Agency for Cancer Research IBRD International Bank for Reconstruction and Development IDA International Development Association IFC International Finance Corporation IPCC Intergovernmental Panel on Climate Change IPPS Industrial Pollution Projection System IRIS Integrated Risk Information System ISIC International Standard Industrial Classification ISO International Organization for Standardization ISC Industrial Source Complex (USEPA model) kWh Kilowatt−hours LCA Life cycle analysis LEA Low−excess−air (firing) LIDAR Light detection and ranging (system) LPG Liquefied petroleum gas MCF Methyl chloroform ABBREVIATIONS, ACRONYMS, AND DATA NOTES 9
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