i POLAND’S CONSTITUTIONAL BREAKDOWN ii OXFORD COMPARATIVE CONSTITUTIONALISM Series Editors Richard Albert, William Stamps Farish Professor of Law, The University of Texas at Austin School of Law Robert Schütze, Professor of European and Global Law, Durham University and College of Europe Comparative constitutional law has a long and distinguished history in intellectual thought and in the construction of public law. As political actors and the people who create or modify their constitutional orders, they often wish to learn from the experience and learning of others. This cross-f ertilization and mutual interaction has only accelerated with the onset of globalization, which has transformed the world into an interconnected web that facilitates dialogue and linkages across international and regional structures. Oxford Comparative Constitutionalism seeks to publish scholarship of the highest quality in constitutional law that deepens our knowledge of local, national, regional, and global phenomena through the lens of comparative public law. Advisory Board Denis Baranger, Professor of Public Law, Université Paris II Panthéon-A ssas Wen- Chen Chang, Professor of Law, National Taiwan University Roberto Gargarella, Professor of Law, Universidad Torcuato di Tella Vicki C. Jackson, Thurgood Marshall Professor of Constitutional Law, Harvard Law School Christoph Möllers, Professor of Public Law and Jurisprudence, Humboldt- Universität zu Berlin Cheryl Saunders A.O., Laureate Professor Emeritus, Melbourne Law School iii Poland’s Constitutional Breakdown WOJCIECH SADURSKI 1 iv 3 Great Clarendon Street, Oxford, OX2 6DP, United Kingdom Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries © Wojciech Sadurski 2019 The moral rights of the author have been asserted First Edition published in 2019 Impression: 1 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by licence or under terms agreed with the appropriate reprographics rights organization. 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Oxford disclaims any responsibility for the materials contained in any third party website referenced in this work. v Preface In March 2018 an Irish court handed down a judgment in a case which, on the face of it, was simple, easy, and routine: a suspected drug trafficker, a national of another European Union (EU) country, was sought by his country of citizenship under the European Arrest Warrant (EAW) system. All procedures had been correctly fol- lowed: the identity of Mr Artur Celmer was confirmed, no less than three arrest warrants were properly filed, and there were no objections to the surrender based, for instance, on the severity of possible punishment in the country that sought to bring Mr Celmer to justice—P oland. All—w ell, almost all—c onditions for the sur- render under the EAW were met. And yet, Justice Aileen Donnelly refused to authorize the extradition of Mr Celmer and instead made a request to the Court of Justice of European Union for a preliminary ruling. The main reason for this was that because of recent legislative changes in Poland, there was a strong suspicion that the rule of law there was sys- tematically damaged, and this undermined the mutual trust that underpinned the EAW process. The twenty- three- page judgment1 makes fascinating legal reading. It refers to a lot of extrinsic material— to the opinions of the Venice Commission (the European Commission for Democracy Through Law) and to the European Commission’s (EC’s) Reasoned Proposal on the use of sanctions (Art. 7 procedure) against Poland. The accuracy of these documents, Justice Aileen Donnelly said, was not in question because they ‘amount to specific, updated, objective and reliable informa- tion as to the situation regarding the threat to the rule of law in Poland’.2 And the conclusion must be that the EC’s Reasoned Proposal is, by any measure, a shocking indictment of the status of the rule of law in a European country in the second decade of the 21st Century. It sets out in stark terms what ap- pears to be a deliberate, calculated and provocative legislative dismantling by Poland of the independence of the judiciary, a key component of the rule of law.3 And if that was not enough, ‘[e] ven “the constitutionality of Polish laws can no longer be effectively guaranteed” because the independence and legitimacy of the Constitutional Tribunal are seriously undermined’.4 1 Minister for Justice and Equality v. Celmer [2018] IEHC 119. 2 Ibid., para. 122. 3 Ibid., para. 123. 4 Ibid., para. 123, quoting Reasoned Proposal in accordance with Art. 7(1) of the Treaty on European Union regarding the rule of law in Poland, 20 December 2017, para. 180(1). vi vi Preface Deliberate, calculated, and provocative. How could that have happened, espe- cially in a country that was only a few years earlier widely, and justifiably, applauded for its achievements in democratic consolidation, human rights, and judicial inde- pendence? Or perhaps, as a bewildered Polish government immediately retorted, the Irish judge was badly mistaken, misled, and ignorant of the real situation in Poland? Polish deputy minister of justice Michał Warchoł expressed his incredulity that ‘general, abstract deliberations, projections and speculations’ could become the basis for a judgment, and suggested that the Irish court simply did not under- stand his government’s reforms.5 If only this were true. This book provides an account of what happened, why it happened, and how it happened, with the consequence that this Irish court’s judg- ment was not only possible, but also eminently justified. I begin in Chapter 1 with an outline of the general characteristics of the Poland’s constitutional transformation since 2015, and then an explanation of why the con- cept of ‘anti- constitutional populist backsliding’ is the most appropriate way of describing it. It is anti- constitutional because it proceeds through statutory ‘amend- ments’ and outright breaches of the Constitution; it is populist because the ruling elite, while dismantling checks and balances, is actively fomenting societal support and mobilization; and it is backsliding because it should be seen against the base- line of high democratic standards achieved in the recent past. Chapter 2 provides an outline of constitutional history in post-c ommunist Poland after 1989, em- phasizing the sources and contours of a constitutional consensus which had been dominant in Poland for much of that period, as encapsulated in the Constitution of 1997 (still in force) that provides an important insight into the background of the anti- constitutional transformation of post- 2015. In the chapters that follow, I pro- vide a detailed account of how comprehensive and momentous the legal changes are, some going so far as to dismantle institutional checks on the government, including the paralysis of the Constitutional Tribunal (CT), and then its conver- sion into an active supporter of the government (Chapter 3). Chapter 4 examines how the changes capture the regular courts and law enforcement institutions, while Chapters 5 and 6 study the impact on the entire state apparatus and erosion of a number of individual and political rights, such as the right to assembly, freedom of speech, and privacy. Chapter 7 then offers some explanations of the sources of Prawo i Sprawiedliwość (Law and Justice (PiS) party) electoral success and then of its huge popularity in society. In Chapter 8 I reflect upon whether the European context may offer some remedies or solutions to the Polish crisis, and argue that the EU must (both for practical and principled reasons) intervene decisively in the case of Poland’s breach of Article 2 of Treaty on European Union (TEU) values, that 5 See Christian Davies, ‘Ireland refuses extradition over concern at Polish justice reforms’, Guardian (London, 14 March 2018) online edition, https:// www.theguardian.com/ world/ 2018/ mar/ 13/ ireland- refuses- artur- celmer- extradition- poland- justice- reforms- ecj (accessed 20 October 2018). vii Preface vii is, those of democracy, the rule of law, and individual rights. In Chapter 9, I take a step back from this detailed account to offer more general observations on what the Polish case can teach us about the vexed question, hotly debated in political sci- ence and constitutional theory these days, namely whether a ‘populist democracy’ or ‘illiberal democracy’ is still a democracy tout court. In the Afterword, I look into the future. A final caveat needs to be made. The emphasis on backsliding in this book im- plies that the construction of authoritarian populism in Poland is very much a work in progress. It is dynamic, moving along a trajectory the subsequent stages of which are uncertain. Kaczyński’s Poland is not Erdoğan’s Turkey; we can roughly discern its directions, but we do not know the endpoints. Hence, any descriptive characterization of the emerging regime must come with a proviso that it is tenta- tive, and that the only thing that is certain is that there are no certainties about fur- ther developments. All formulae adopted to describe the system must be preceded by ‘quasi’ or ‘semi’; contradictory trends and forces are simultaneously present and pull the state in opposite directions. It is not a plateau but movement, and even if the populist- authoritarian forces seem today dominant, their triumph is by no means a fait accompli. The frantic pace of Polish backsliding also means that the account provided here will likely no longer reflect the ever- changing situation when this book reaches its first readers. This means that the value of this account will be largely historical— which is not to downplay it, but to qualify it in an important way. The legal status quo described here is valid as of 1 October 2018. A personal disclosure: for me, Poland is not just a case study to be examined as a specimen of a crisis of democracy and constitutionalism. To me Poland is my country, which I love, and so there are occasions in the book when I abandon a dispassionate and detached style, and let my emotions speak. I feel that I need not apologize for that, but I should place it as a warning at the outset. I believe that this book is accurate, but neutral it is not. viii ix Acknowledgements This book was quick in the making, but I managed to incur huge debts to a large number of people. My special thanks go to Bojan Bugarič, Adam Czarnota, Martin Krygier, Laurent Pech, and Mirosław Wyrzykowski who read large parts of the manuscript, providing me with very helpful suggestions and advice. Of course, I do not want to entangle any of them in endorsement for my substantive propositions and assessments. I was unusually lucky in being able to rely on the work and assistance of some ex- tremely talented young scholars who agreed to act as my researchers: Kirsten Gan, Mateusz Grochowski, Mariana Olaizola Rosenblat, and especially Michał Marek Ziółkowski. Whatever is good in this book is owed largely to them. There are several other colleagues and friends with whom I discussed various issues related to the subject of this book before and during its completion, and to whom I am very grateful: Bruce Ackerman, Susan Rose Ackerman, Richard Albert, Leszek Balcerowicz, Jack Balkin, Stanisław Biernat, Paul Blokker, Adam Bodnar (who planted in my mind the idea of writing this book), Tom Gerald Daly, Andrzej Drzemczewski, Moshe Cohen- Eliya, Rosalind Dixon, Grzegorz Ekiert, Monika Florczak- Wątor, Lech Garlicki, Tom Ginsburg, Aleksandra Gliszczyńska- Grabias, Mark Graber, Jan T. Gross, Gabor Halmai, Samuel Issacharoff, Vicki Jackson, Ronald Janse, Dimitry Kochenov, Tomasz Tadeusz Koncewicz, Ewa Łętowska, Marcin Matczak, Jan- Werner Müller, Gerald Neuman, Phillip Pettit, Robert Post, Rick Pildes, Jiri Priban, Adam Przeworski, Michel Rosenfeld, Andrzej Rzepliński, Kim Lane Scheppele, Robert Schuetze, Eugeniusz Smolar, Gila Stopler, Anna Śledzińska- Simon, Joseph Weiler (who insisted that the book should be very short— advice I tried to heed) and Jan Zielonka. Special, everyday support was given to me by Anna, Alan and (in his own, inim- itable way) Pikuś—a nd I am very grateful to them, too. An early version of a part of Chapter 3 was published by the Hague Journal on the Rule of Law in 2018, DOI: 10.1007/ s40803- 018- 0078- 1— and I am grateful to the Editor, Professor Ronald Janse and Publisher, T.M.C. Asser Press, The Hague, for their kind permission to include a rewritten and updated version here. Earlier versions of some observations and accounts of developments scattered throughout this book were included in my chapter in Mark A. Graber, Sanford Levinson, and Mark Tushnet’s (eds), Constitutional Democracy in Crisis? (OUP 2018), and I am also very grateful to the editors of that volume and to the publisher for their per- mission to use some of that material. ***