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PLASTICS IN MEDICAL DEVICES FOR CARDIOVASCULAR APPLICATIONS PLASTICS DESIGN LIBRARY (PDL) PDL HANDBOOK SERIES Series Editor: Sina Ebnesajjad, PhD([email protected]) President, FluoroConsultants Group, LLC Chadds Ford, PA, USA www.FluoroConsultants.com The PDL Handbook Seriesis aimed at a wide range of engineers and other professionals working in the plastics industry, and related sectors using plastics and adhesives. PDL is a series of data books, reference works and practical guides covering plastics engineering, applications, processing, and manufacturing, and applied aspects of polymer science, elastomers and adhesives. 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(ISBN: 9781437744590) Polyvinyl Fluoride, Sina Ebnesajjad (ISBN: 9781455778850) Reactive Polymers, 2e, Johannes Karl Fink (ISBN: 9781455731497) The Effect of Creep and Other Time Related Factors on Plastics and Elastomers, 3e, Laurence McKeen (ISBN: 9780323353137) The Effect of Long Term Thermal Exposure on Plastics and Elastomers, Laurence McKeen (ISBN: 9780323221085) The Effect of Sterilization on Plastics and Elastomers, 3e, Laurence McKeen (ISBN: 9781455725984) The Effect of Temperature and Other Factors on Plastics andElastomers, 3e, Laurence McKeen (ISBN: 9780323310161) The Effect of UV Light and Weather on Plastics and Elastomers, 3e, Laurence McKeen (ISBN: 9781455728510) Thermoforming of Single and Multilayer Laminates, Ali Ashter (ISBN: 9781455731725) Thermoplastics and Thermoplastic Composites, 2e, Michel Biron (ISBN: 9781455778980) Thermosets and Composites, 2e, Michel Biron (ISBN: 9781455731244) To submit a new book proposal for the series, or place an order, please contact David Jackson, Acquisitions Editor [email protected] PLASTICS IN MEDICAL DEVICES FOR CARDIOVASCULAR APPLICATIONS Ajay D. Padsalgikar, PhD Senior Principal Scientist, Abbott Rogers, MN, United States William Andrew is an imprint of Elsevier The Boulevard, Langford Lane, Kidlington, Oxford, OX5 1GB, United Kingdom 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States Copyright © 2017 Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-0-323-35885-9 For information on all William Andrew publications visit our website at https://www.elsevier.com/books-and-journals Publisher: Matthew Deans Acquisition Editor: David Jackson Editorial Project Manager: Jennifer Pierce Production Project Manager: Caroline Johnson Designer: Mark Rogers Typeset by Thomson Digital This work is dedicated to my family About the Author Ajay Padsalgikar graduated with a degree in Poly- Chief Scientific Officer of the company and vari- mer Engineering from the University of Poona, India ous projects that he was involved with included in 1990. He then completed a PhD from Clemson polyurethane bulk and solution synthesis, chemi- University, SC, USA in 1996. In his PhD, he worked cal engineering of the synthesis of raw materials on the microrheology of polymer blends and their for polyurethanes, processing of polyurethanes for resultant structure formation in the process of fiber medical devices. He was involved with various spinning. His first work assignment after his educa- applications of medical devices and requirements tion was at the Research & Technology Center in of polymer properties in the particular application. Everberg, Belgium at ICI Polyurethanes. Ajay joined St Jude Medical in December 2012 At ICI, Ajay worked mainly on the processing of as a Senior Principal Scientist and has been involved polyurethanes, thermoplastic, as well as thermoset. with material development, application, and charac- In 1999, ICI Polyurethanes became Huntsman Poly- terization in the cardiac space. St Jude Medical was urethanes. His work continued in the field of process- acquired by Abbott in January 2017. ing of polyurethanes but became more focused on Ajay is active with the Society of Plastics computer modeling and simulation of the different Engineers (SPE) at the national level with the Medi- processes including polyurethane synthesis. cal Plastics Division and at the local level in the Mid In the middle of 2002, Ajay joined AorTech West regional section. He has more than 30 pub- Biomaterials in Scotland from where he was trans- lished scientific papers and 10 patents. ferred to Australia in late 2002. He served as the xi Preface The rapidly increasing use of medical technology an introductory text on the cardiovascular system for has resulted in the early diagnoses of various disease nonmedical personnel. Part II goes on to describe states. The advancement of medical science has al- the main diseases affecting the cardiovascular sys- lowed efficient treatment of various diseases which tem and the diagnosis and treatment of these diseases at one point of time were thought either difficult to with medical devices. treat or incurable. This advancement of medical sci- Part III brings plastics together with the cardio- ence and technology is to a large extent the result of vascular space and talks about the applications of the development of newer medical devices that de- plastics in the medical devices used to diagnose and pend directly on plastics. The area of cardiovascular treat cardiovascular diseases. This section attempts health and the treatment of cardiovascular diseases to catalog different devices that are currently used or have shown tremendous advancement in the past few have been tried in the past with the kind of plastics decades. There have been numerous books and texts that are part of the device. written on the different aspects of both these topics; In the preparation of this manuscript, discussions the science and technology of the cardiovascular sys- with several people over the years have enabled tem and plastics. This text attempts to bring these my greater exposure to new fields of knowledge two diverse topics together. and understanding. I am especially grateful to my This book is organized into three sections: Parts I, current employer Abbott, formerly St. Jude Medical, II and III. Part I comprises four chapters and deals my manager Dr. Chris Jenney and colleagues at with plastic materials that are found in cardiovas- the Materials Technology team and the Rogers, cular devices. Chapter 1 in this section serves as an Minnesota site. My former colleagues at AorTech introduction to the nature and properties of plastic Biomaterials and Huntsman Polyurethanes have or polymeric materials. This introductory chapter played a significant role in the development of my summarizes many of the basic concepts of plastics; knowledge base. A couple of my teachers deserve the application of this basic knowledge can be fur- special mention for sparking my interest in polymers, ther expanded depending on the specific application. Dr. Rajeev Basargekar during my undergraduate Chapters 2 and 3 in Part I deal with the specific kinds years and my PhD advisor, Dr. Michael Ellison. I am of plastics used in cardiovascular devices. A distinc- indebted to Dr. Shekhar Hegde, Dr. Swati Dambal, tion here is made between device components made Dr. Amar Mavinkurve, and Charles Christianson in from materials available on a large scale or commod- thoroughly reviewing different parts of manuscript. ity plastics versus device components made from ma- My family has been a great source of inspira- terial formulations developed with greater emphasis tion and support during the course of my entire life. toward medical applications or specialty polymers. I would like to acknowledge the role of my family Part I ends with Chapter 4, a chapter that deals with members, my parents Devidas and Rekha, my par- the biological properties of plastics and specifically ents-in-law Sharashchandra and Vandana, and my answers the question as to what makes the plastic brother and sister-in-law, Dattatray and Aditee. Very suitable for use in medical applications. special thanks go to my wife, Aparna, for her vast Part II deals specifically with the cardiovascular patience and faith in my abilities and my children system of the human body and can be described as Rutika and Rohan for their love and support. xiii PART I: PLASTICS MATERIALS IN MEDICAL DEVICES 1 Introduction to Plastics Ajay D. Padsalgikar Abbott, Rogers, MN, United States 1 Introduction to the durability of the medical device whereas the chemical properties ensure appropriate interaction The term plastic comes from the Greek word “plas- with the biological environment. The contribution ticos,” meaning capable of being molded or shaped. of plastics within the medical devices sector is rela- This property refers to the ability of these materi- tively small and is said to be close to $3 billion [5]. als to be formed into a variety of shapes. Another However, with an increasingly aging population, commonly used term for plastics is polymers. Poly- greater government involvement and newer emerg- mer is also derived from the Greek language where ing markets there is expected to be strong growth in “poly” is many and “mer” is a unit or part. Therefore the general area of medical devices and the use of a material that can be shaped in various forms and is plastics within that sector. composed of a long chain of many repeating units is The role of the nature and properties of plastics in defined as a plastic. the correct functioning of a medical device is critical. All plastics are polymers and that term is used Very often the selection of the plastic can dictate the interchangeably in this text. efficacy of the device and the treatment of the dis- Polymers can be naturally occurring or syntheti- ease. There is a strong need for the amalgamation of cally manufactured. Naturally occurring polymers plastics professionals, polymer scientists, and medi- are biological materials within the human body, cal device design experts to exploit the full potential such as various proteins, the nucleic acids (DNA and of plastics and facilitate effective treatment of medi- RNA), hair, nails, etc. or within the plant and ani- cal conditions. mal systems [1]. Cotton, rubber, starch, and silk are This chapter is an introduction to plastics; many commercially used polymers with a natural source. of the aspects of plastics with respect to their usage Plastics usually refer to all man-made polymers that in cardiovascular devices are covered in subsequent primarily use petroleum-based hydrocarbons as the chapters. For details on the sections in this chapter, raw materials. the reader is referred to many references in the fol- The first commercial example of a synthetically lowing pages. manufactured plastic is that of phenol formalde- hyde. It was developed by Belgian-born chemist Leo 2 Chemistry Baekeland in the early 1900s and known as Bake- lite. Bakelite is a thermosetting plastic and the first Polymers are long chain compounds composed commercially manufactured thermoplastic polymer mainly of organic chains, there are a few exceptions followed 20–30 years later with companies such as with the only one of relevance being the polymer BASF in Germany and ICI in the UK pioneering the formed from siloxane groups. introduction of polystyrene (PS) and polyethylene (PE), respectively [2,3]. Plastics can be manufactured with a range of prop- 2.1 Nature of Polymerization erties and their ability to be shaped into a variety of forms has meant that plastic usage has soared in the Polymer chains can be put together by two kinds last hundred years. The overall plastics production is of chemical reactions, Carothers in 1929 introduced over 200 million tons/year with a worldwide market the concept of addition and condensation polymeriza- of greater than $500 billion [4]. Mechanical, thermal, tion [6]. Addition polymerization was defined as the electrical, and chemical properties of plastics com- reaction where small chain monomers are converted bined with their low density have created numerous to long chain polymers without the elimination of new applications over the years. In medical appli- any small atoms or molecules during the course of cations, the mechanical properties have contributed reaction. Condensation polymerization, on the other Plastics in Medical Devices for Cardiovascular Applications. http://dx.doi.org/10.1016/B978-0-323-35885-9.00001-1 1 Copyright © 2017 Elsevier Inc. All rights reserved. 2 Plastics in Medical Devices for Cardiovascular Applications hand, was defined as the reaction of conversion from n(CH =CH )T,P,Catalyst→—(CH −CH ) — n(CH =CH )→T,P,Catalyst─( monomers to long chain polymers accompanied with 2 2 2 2 n 2 2 CH2−CH2)n─ the elimination of a small molecule such as water. The active center can be formed as a result of vari- This classification is not very accurate for polymers ous mechanisms, free radicals, ionic, or an organo- such as polyurethanes. Polyurethane chains grow metallic complex. In the most common type of chain with a reaction mechanism similar to condensation growth polymerization, a free radical molecule is polymerization but without the elimination of any generated and its presence initiates the polymeriza- small molecule. Flory, in 1953, went on to classify tion of the monomer. A free radical is simply a mol- polymers according to their growth mechanism, as ecule with an unpaired electron. The tendency for this chain growth polymers and step growth polymers free radical to gain an additional electron to form a [7]. Although most addition polymers grow by the pair makes it highly reactive so that it breaks the bond chain growth process whereas most condensation on another molecule by stealing an electron and in the polymers grow by the step growth mechanism, the process of doing so creates another free radical [9]. use of these terms of classification synonymously The process of polymerization in chain growth can lead to confusion. The addition–condensation mechanism occurs in three distinct steps: classification is primarily applicable to the composi- tion or structure of polymers, whereas, the chain-step • Initiation classification is based on the mechanism of polymer- • Propagation ization reactions. • Termination. 2.2 Chain Growth Mechanism Initiation begins when an initiator decomposes, under the influence of heat or light, into free radicals Chain growth polymerization proceeds by the in the presence of the monomers. The susceptibility of formation of an active center of growth [8,9]. Mono- the double bond to the unpaired electrons in the radical mers are added one by one to the active site on the breaks the unsaturation in the molecule and creates a growing polymer. Most chain growth polymers new free radical. This is the step of initiation. are formed from unsaturated hydrocarbons, with Once synthesis has been initiated, propagation the unsaturation present as a double bond between proceeds. The growth of the chain due to the propaga- carbon atoms (Table 1). The most common example tion of the active free radical center leads to the con- of chain growth polymerization is the conversion of version of the monomer into a polymer as in Fig. 1. ethylene monomers to PE under the influence of heat The propagation reaction, in theory, can proceed (temperature T), pressure (P), and catalysis as shown till all the monomers are exhausted; however, this in the following. is rarely the case and the growing polymer chain is Table 1 Examples of Polymers Formed Through Chain Growth Mechanism Name Formula Monomer Polyethylene ─(CH – CH ) ─ CH = CH 2 2 n 2 2 Low density (LDPE) Ethylene High density (HDPE) Polypropylene ─(CH – CHCH ) ─ CH = CHCH 2 3 n 2 3 Propylene Poly vinyl chloride ─(CH – CHCl) ─ CH = CHCl 2 n 2 Vinyl chloride Polystyrene ─(CH – CH[C H ]) ─ CH = CH(C H ) 2 6 5 n 2 6 5 Styrene Polytetrafluoroethylene ─(CF – CF ) ─ CF = CF 2 2 n 2 2 PTFE, Teflon Tetrafluoroethylene Polymethyl methacrylate ─(CH C[CH ]COOCH ) ─ CH = C[CH ]COOCH 2 3 3 n 2 3 3 PMMA, Plexiglas, Lucite Methyl methacrylate 1: Introduction to Plastics 3 polymerization requires the presence of electron donating substituents and is usually limited to cer- tain appropriate kinds of olefinic monomer systems. Figure 1 Depiction of the initiation and propaga- Anionic polymerization, on the other hand, requires tion steps for the polymerization of a vinyl polymer. strong electronegative groups and is used in the Y depicts the vinyl group. polymerization of certain styrene-based monomers. In coordination polymerization, the active cen- ter is composed of an organometallic catalyst. The terminated. Termination can occur by two mecha- Ziegler–Natta heterogeneous catalyst system, based nisms, combination and disproportionation [8,9]. on titanium tetrachloride and aluminum cocatalyst, Combination occurs when two active free radical was developed in the 1950s in the polymerization of centers react with each other and two growing chains ethylene and propylene. The Ziegler–Natta catalysts form one large chain. Disproportionation, on the other had a great impact on the properties of the resultant hand, occurs when instead of forming one chain, two polymer. Polymers thus formed were more linear and reactive centers react with the result being the forma- had a higher molecular weight. Spatial specificity or tion of hydrogen and double bond terminated chains, stereo tacticity could be imparted to the polymers respectively. Disproportionation also occurs when and this tacticity implied polymers that were other- the growing chain reacts with an impurity. Hence, it wise amorphous could transform to being crystalline. is critical to conduct addition polymerization reac- tions in very clean conditions else one could end up with too many incidences of disproportionation and 2.3 Step Growth Mechanism consequently a low molecular weight. Apart from free radical initiation, addition polym- Step growth polymerization relies on the presence erization systems can also be initiated by ionic meth- of reactive functional groups within a monomer; ods and coordination polymerization [8,9]. usually these functional groups form the end groups Ionic polymerization is the process where an ionic of the monomers [8,9]. The presence of at least two initiator transfers charge to a monomer which then functional groups on the monomers is required to becomes reactive and the growing active center. Ionic form a long polymer chain (Table 2). A functionality polymerizations are usually conducted in the pres- of greater than two results in the formation of a ence of a solvent and the ability of the solvent to form branched chain and can eventually lead to cross-linking free ions dictates the propagation of the ions. Cationic and a thermoset polymer. Table 2 Examples of Polymers Formed Through Step Growth Mechanism Name Linkage Monomers Polyester ─CO─O─ C H (CO H) 6 4 2 2 HOCH CH OH 2 2 Terephthalic acid and ethylene glycol (for PET) Polyamide ─NH─CO─ H N─(CH ) ─NH 2 2 6 2 HOOC─(CH ) ─COOH 2 4 Hexamethylene diamine and adipic acid (for Nylon-6,6) Polysiloxane (PDMS) ─Si─O─ HO─Si(CH ) ─OH 3 2 Dimethyl silanol Polyurethane ─O─CO─NH─ OCN─C H ─CH ─C H ─NCO 6 4 2 6 4 OH─(CH ) ─OH 2 4 OH─((CH ) ─O) ─H 2 4 n Methylene diphenylene isocyanate (MDI) Butane diol (BDO) Polytetramethylene oxide (PTMO) (for polyether-based thermoplastic polyurethane)

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Most books are stored in the elastic cloud where traffic is expensive. For this reason, we have a limit on daily download.