Plastics and Sustainability Scrivener Publishing 3 Winter Street, Suite 3 Salem, MA 01970 Scrivener Publishing Collections Editors James E. R. Couper Ken Dragoon Richard Erdlac Rafiq Islam Norman Lieberman Peter Martin W. Kent Muhlbauer Andrew Y. C. Nee S. A. Sherif James G. Speight Publishers at Scrivener Martin Scrivener ([email protected]) Phillip Carmical ([email protected]) Plastics and Sustainability Towards a Peaceful Coexistence between Bio-based and Fossil Fuel-based Plastics Michael Tolinski Scrivener WILEY Copyright © 2012 by Scrivener Publishing LLC. All rights reserved. Co-published by John Wiley & Sons, Inc. Hoboken, New Jersey, and Scrivener Publishing LLC, Salem, Massachusetts. Published simultaneously in Canada. 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Cover design by Russell Richardson Library of Congress Cataloging-in-Publication Data: ISBN 978-0-470-93878-2 Printed in the United States of America 10 9 8 7 6 5 4 3 21 Contents Acknowledgements xi Preface xiii 1 General Introduction 1 1.1 What is Environmental Sustainability? 4 1.2 Facing the Contradictions of Plastics 8 1.3 Plastics at Play in Consumer Lifestyles 10 1.4 Controversies Concerning Plastics: Recent Examples 11 1.4.1 PVC and Phthalate Plasticizers 12 1.4.2 Plastic Shopping Bags 14 1.4.3 Health Effects of BPA (Bisphenol-A) 16 1.5 The Desire to be "Green" 19 1.5.1 Consumer Interest in Sustainability 19 1.5.2 Sustainability: Views and Counterviews 21 1.6 The Course of This Book: A Chapter-by-Chapter Overview 26 References 29 2 The Life Cycles of Plastics 31 2.1 "Green Principles" - A Basis for Discussion 33 2.2 Life Cycle Assessment (LCA) - A Baseline Tool 37 2.2.1 Life Cycle Inventory (LCI) 39 2.2.2 LCA: Controversies and Limitations 40 2.2.3 LCA/LCI: Plastics-related Examples 43 v vi CONTENTS 2.3 Plastic Lifetimes: Cradle-to-Gate... to Gate-to-Grave 46 2.3.1 The "Cradle": Polymer Feedstocks and Production 46 2.3.2 "Gate-to-Gate": General Plastics Use-life Impacts 50 2.3.3 The "Grave": Disposal, Recycling, and Biodegradability 52 2.4 Towards a Hierarchy of Choosing Plastics for Sustainability 66 References 68 3 Polymer Properties and Environmental Footprints 73 3.1 Background on Polymers and Plastics 75 3.1.1 "Green Chemistry" Principles Most Relevant to Plastics 76 3.2 Common Commodity Thermoplastics 82 3.2.1 Polyethylene (PE) 82 3.2.2 Polypropylene (PP) 87 3.2.3 Polyvinyl Chloride (PVC, or "Vinyl") 89 3.2.4 Polystyrene (PS) 91 3.2.5 Polyethylene Terephthalate (PET) and Related Polyesters 92 3.3 Traditional Engineering Thermoplastics 95 3.3.1 Nylon or Polyamide (PA) 96 3.3.2 Acrylonitrile-Butadiene-Styrene (ABS) 97 3.3.3 Polycarbonate (PC) 99 3.4 Traditional Thermosets and Conventional Composites 100 3.4.1 Unreinforced Thermosets 101 3.4.2 Conventional Composites 103 3.5 Biopolymers: Polymers of Biological Origin 104 3.5.1 Polylactic Acid (PLA) 106 3.5.2 Polyhydroxyalkanoates (PHAs): PHB and Related Copolymers 110 3.5.3 Starch-based Polymers 113 3.5.4 Protein-based Polymers 114 CONTENTS vii 3.5.5 Algae-based Polymers 115 3.5.6 Blends of Biopolymers 115 3.6 Additives and Fillers: Conventional and Bio-based 116 3.6.1 Common Additives 117 3.6.2 Fillers 118 3.6.3 Fiber Reinforcement 119 3.6.4 Nanocomposites 125 3.7 Concluding Summary 125 rences 126 Applications: Demonstrations of Plastics Sustainability 133 4.1 Trends in Sustainable Plastics Applications 136 4.2 Sustainable Plastics Packaging 137 4.2.1 Traditional Plastics Bags and Containers: Use, Disposal, and Recycling 140 4.2.2 Bio-based Plastic Packaging 142 4.2.3 "Greener" Foam Packaging 144 4.2.4 Key Points about Plastics Packaging and Sustainability 146 4.3 Sustainable Plastics in Building and Construction 146 4.3.1 Recycled / Recyclable Construction Applications 149 4.3.2 Wood-plastic Composites 150 4.3.3 Key Points about Plastics Sustainability in Construction 151 4.4 Automotive Plastics and Sustainability 152 4.4.1 Fuel-saving Contributions of Plastics 152 4.4.2 Recycling and Automotive Plastics 154 4.4.3 Bioplastics in the Automotive Industry 155 4.4.4 Key Points: Plastics Sustainability in the Automotive Industry 157 4.5 Specialized Applications and Plastics Sustainability 158 4.5.1 Electrical/Electronics Applications 158 4.5.2 Medical Plastics and Packaging 159 viii CONTENTS 4.5.3 Agricultural Applications 161 4.6 Conclusions about Sustainable Plastics Applications 162 References 163 5 Design Guidelines for Sustainability 169 5.1 Green Design Principles 172 5.1.1 Minimize Material Content 174 5.1.2 Exploit a Material's Full Value in the Design 175 5.1.3 Design Only to Fulfill Service Durability Requirements 178 5.1.4 Minimize Non-functional Features 179 5.1.5 Focus on Single-material Designs 179 5.1.6 Incorporate Renewable Content 182 5.2 The Wildcard: Consumer Preferences in Green Design 183 References 184 6 Sustainable Considerations in Material Selection 187 6.1 A Broad Example of Materials Selection: Plastics vs. Metals and Glass 191 6.2 Material Selection for Common High-Volume Plastics Applications 193 6.2.1 Plastics Selection for Beverage Bottles: PET vs. rPET vs. bio-PET 193 6.2.2 Plastics Selection for Thermoformed and Flexible Packaging 197 6.2.3 Selection for Housewares and Food Service Tableware 199 6.3 Bio-based Plastic Selection 202 6.3.1 Selecting Bio-based Resins: PLA, PHA, TPS, and Bio-based PE 203 6.3.2 Selecting Natural Fiber Plastics Reinforcement 207 6.3.3 Selecting Engineering (Bio)polymers 212 6.4 The Selection Process: A Visual Approach 214 References 219 CONTENTS ix 7 Processing: Increasing Efficiency in the Use of Energy and Materials 221 7.1 Optimizing Resin Recycling 223 7.1.1 Reprocessing Scrap and Post-industrial Material 223 7.1.2 Recycling Technologies for Post-consumer Plastic 226 7.2 Optimizing Plastics Processes for Sustainability 231 7.2.1 Optimizing Process Water Use 231 7.2.2 Optimizing Process Energy Consumption of Existing Machinery 233 7.2.3 Choosing New Machinery for Sustainability 236 7.2.4 Sourcing Options for "Green" Processing Energy 237 References 238 8 Conclusion: A World with(out) Sustainable Plastics? 241 8.1 Trends Affecting Future Global Plastics Use 244 8.1.1 Consumer Needs and Market Growth 244 8.1.2 Fossil Fuel Availability and Price 247 8.1.3 Alternative Feedstock Trends 248 8.1.4 Industry Priorities in Responding to Calls for Sustainability 250 8.1.5 Plastic Bans and (Never Ending?) Controversies 252 8.2 Future Progress in Promoting Plastics Sustainability 256 8.2.1 Improved Partnerships, Standards, Industry Practices, and Public Education 256 8.2.2 New Sustainability-Enhancing Uses of Both Fossil- and Bio-based Plastics 265 8.2.3 From R&D to Real World: Newer, More Renewably Based Polymeric Materials 268 References 269 Index 273 Acknowledgements Solving problems related to the sustainability issues surrounding plastics must be a collaborative process if it is to be fruitful. This book acknowledges that need for collaboration by referencing the research and arguments of hundreds of industry professionals who have studied and/or reported on sustainability issues over recent years. These professionals often address difficult, critical technical issues that are typically not reported on by the mainstream press, but which are essential for understanding the overall argument about plastics and sustainability. I appreciate the commitment of these people; their work is admirable, especially the efforts of those who have presented complex views on sustainability while still trying to balance the interests of all stakeholders. I also want to thank the editorial staffs at the Society of Plastics Engineers and John Wiley & Sons in Hoboken, who over the past eight years have often given me "free rein" to focus my articles for Plastics Engineering magazine on sustainability issues in the industry. The research required greatly aided me in creating this book. I also wish to thank those who commented on early drafts of the book, and my publisher Martin Scrivener for his interest, helpful guidance, and patience. XI