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Plastic Films in Food Packaging: Materials, Technology and Applications PDF

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PLASTIC FILMS IN FOOD PACKAGING PLASTICSDESIGNLIBRARY(PDL) PDLHANDBOOKSERIES SeriesEditor:SinaEbnesajjad,PhD President,FluoroConsultantsGroup,LLC ChaddsFord,PA,USA www.FluoroConsultants.com ThePDLHandbookSeriesisaimedatawiderangeofengineersandotherprofessionalsworkingintheplasticsindustry,andrelated sectorsusingplasticsandadhesives. PDL is a series of data books, reference works and practical guides covering plastics engineering, applications, processing, and manufacturing,andappliedaspectsofpolymerscience,elastomersandadhesives. Recenttitlesintheseries Brandau,Bottles,PreformsandClosures,SecondEdition ISBN:9781437735260 Brandau,StretchBlowMolding,SecondEdition ISBN:9781437735277 Ebnesajjad,HandbookofAdhesivesandSurfacePreparation ISBN:9781437744613 Grot,FluorinatedIonomers,SecondEdition ISBN:9781437744576 Kutz,AppliedPlasticsEngineeringHandbook ISBN:9781437735147 Kutz,PEEKBiomaterialsHandbook ISBN:9781437744637 McKeen,PermeabilityPropertiesofplasticsandElastomers,Thirdedition ISBN:9781437734690 Sastri,PlasticsinMedicalDevices ISBN:9780815520276 Wagner,MultilayerFlexiblePackaging ISBN:9780815520214 Woishnis&Ebnesajjad,ChemicalResistanceofThermoplastics(2volumeset) ISBN:9781455778966 McKeen,TheEffectofSterilizationonPlasticsandElastomers ISBN:9781455725984 Tosubmitanewbookproposalfortheseries,pleasecontact SinaEbnesajjad,SeriesEditor [email protected] or MatthewDeans,SeniorPublisher [email protected] Copyrightr2012ElsevierInc.Allrightsreserved. PLASTIC FILMS IN FOOD PACKAGING Materials, Technology, and Applications Edited by Sina Ebnesajjad President, Fluoroconsultants Group, LLC AMSTERDAM(cid:129)BOSTON(cid:129)HEIDELBERG(cid:129)LONDON NEWYORK(cid:129)OXFORD(cid:129)PARIS(cid:129)SANDIEGO SANFRANCISCO(cid:129)SINGAPORE(cid:129)SYDNEY(cid:129)TOKYO WilliamAndrewisanimprintofElsevier William Andrew isan imprint of Elsevier TheBoulevard,LangfordLane,Kidlington,Oxford,OX51GB 225 Wyman Street, Waltham,MA 02451, USA First published 2013 Copyright r 2013 Elsevier Inc.Allrights reserved No part of this publicationmay be reproduced or transmitted inany form or by any means, electronic or mechanical, includingphotocopying,recording, orany information storage and retrieval system,without permission inwriting from thepublisher. Detailson how to seek permission, furtherinformation aboutthe Publisher’s permissions policies and ourarrangement with organizations suchasthe CopyrightClearance Center and the CopyrightLicensing Agency, can be foundat ourwebsite: www.elsevier.com/permissions This book and theindividual contributions contained init are protected under copyright bythe Publisher (other than as may be noted herein). Notices Knowledge and best practicein this field areconstantly changing. As new research and experience broaden our understanding, changes inresearch methods, professionalpractices, or medicaltreatmentmay becomenecessary. Practitioners and researchers must always rely on their own experience andknowledge inevaluating and using anyinformation, methods, compounds,or experiments described herein.In using such information or methodsthey should be mindful oftheirown safety and thesafety of others, includingparties forwhom they have aprofessionalresponsibility. To thefullest extent ofthe law, neither thePublisher northe authors, contributors,or editors, assume any liability for any injury and/or damage topersonsorpropertyas a matter of productsliability,negligence or otherwise, orfrom any use oroperationofany methods, products,instructions, orideas contained in thematerial herein. British Library Cataloguing-in-Publication Data Acatalogue record for this book isavailable from theBritish Library Library ofCongress Cataloging-in-Publication Data Acatalogrecord forthis bookis available from theLibrary ofCongress ISBN: 978-1-4557-3112-1 Forinformation on all Elsevier publications visit our website atelsevierdirect.com Printed and bound inthe United States 13 14 15 16 109 8 7 65 4 3 21 Contents Preface.................................................................................................................................................................xiii 1 Introduction to Use of Plastics in Food Packaging....................................................................1 1.1 Background.................................................................................................................................................1 1.2 Polyolefins...................................................................................................................................................1 1.2.1 Polyethylene......................................................................................................................................2 1.2.2 Polypropylene...................................................................................................................................4 1.2.3 Specialty Polyolefins........................................................................................................................4 1.3 Polyester......................................................................................................................................................5 1.3.1 Specialty Polyesters..........................................................................................................................5 1.4 Polystyrene..................................................................................................................................................7 1.5 Polyvinyl Chloride......................................................................................................................................7 1.6 Polyvinylidene Chloride.............................................................................................................................8 1.7 Polyamide....................................................................................................................................................8 1.7.1 Nylon 6.............................................................................................................................................8 1.7.2 Nylon 12...........................................................................................................................................9 1.7.3 Nylon 66.........................................................................................................................................10 1.7.4 Nylon 66/610..................................................................................................................................10 1.7.5 Nylon 6/12......................................................................................................................................10 1.7.6 Polyamide 6/69 (Nylon 6/69).........................................................................................................11 1.7.7 Amorphous Polyamides..................................................................................................................11 1.8 Ethylene(cid:1)Vinyl Alcohol Copolymer.......................................................................................................11 1.9 Renewable Resource and Biodegradable Polymers.................................................................................12 1.9.1 Ethyl Cellulose................................................................................................................................14 1.9.2 Polycaprolactone.............................................................................................................................14 1.9.3 Polylactic Acid................................................................................................................................14 1.9.4 Poly-3-hydroxybutyrate..................................................................................................................15 1.10 Summary.................................................................................................................................................15 References........................................................................................................................................................15 2 Polypropylene Films....................................................................................................................17 2.1 Unoriented Film........................................................................................................................................17 2.2 Cast Film...................................................................................................................................................17 2.3 Biaxially Oriented Film............................................................................................................................18 References........................................................................................................................................................20 3 PE-Based Multilayer Film Structures.........................................................................................21 3.1 Introduction...............................................................................................................................................21 3.2 Polymer Selection.....................................................................................................................................24 3.3 Mechanical Properties...............................................................................................................................26 3.4 Barrier Properties......................................................................................................................................27 3.5 Polymer Sealability...................................................................................................................................31 3.6 Adhesive Polymers...................................................................................................................................33 3.7 Applications for Flexible Packaging Film Structures..............................................................................35 v vi CONTENTS 3.7.1 Medical Packaging..........................................................................................................................36 3.7.2 Food Packaging...............................................................................................................................38 3.8 Summary...................................................................................................................................................49 References........................................................................................................................................................50 4 Biaxially Oriented Films for Packaging Applications...............................................................53 4.1 Introduction...............................................................................................................................................53 4.2 Orienting Technologies.............................................................................................................................53 4.3 Oriented Film Types—Applications.........................................................................................................56 4.3.1 BOPP Films....................................................................................................................................56 4.3.2 BOPET Films..................................................................................................................................62 4.3.3 BOPA Films....................................................................................................................................64 4.3.4 Biaxially Oriented Polystyrene Films............................................................................................66 4.3.5 Other Biaxially Oriented Films......................................................................................................66 4.3.6 Film Oriented in Transverse Direction..........................................................................................68 4.4 Trends for Oriented Films........................................................................................................................69 References........................................................................................................................................................69 5 Development of High-Barrier Film for Food Packaging...........................................................71 5.1 Introduction...............................................................................................................................................71 5.2 Background...............................................................................................................................................72 5.3 Improvement of Barrier Properties of Films............................................................................................74 5.4 Review of Permeation...............................................................................................................................77 5.5 Multilayer Flexible Packaging Structures................................................................................................78 5.6 Measurement of Barrier Properties of Films............................................................................................86 5.6.1 Oxygen Test Methods.....................................................................................................................86 5.6.2 Water Vapor Test Methods............................................................................................................89 5.6.3 Carbon Dioxide Test Methods.......................................................................................................90 References........................................................................................................................................................91 6 Applications of Polypropylene Films.........................................................................................93 6.1 Automotive Applications..........................................................................................................................93 6.1.1 Exterior Automotive Applications.................................................................................................93 6.1.2 Interior Automotive Applications...................................................................................................96 6.1.3 Under-the-Hood Automotive Applications....................................................................................98 6.2 Medical Applications................................................................................................................................98 6.3 Appliances...............................................................................................................................................100 6.3.1 Small Appliances..........................................................................................................................100 6.3.2 Large Appliances..........................................................................................................................102 6.4 Textiles and Nonwovens.........................................................................................................................104 6.4.1 Floor Coverings and Home Furnishings......................................................................................104 6.4.2 Automotive...................................................................................................................................104 6.4.3 Apparel..........................................................................................................................................104 6.4.4 Industrial Applications and Geotextiles.......................................................................................106 6.4.5 Nonwovens....................................................................................................................................106 6.5 Packaging................................................................................................................................................106 6.5.1 Plastics Versus Other Packaging Materials..................................................................................106 6.5.2 Use of Polypropylene in Packaging.............................................................................................108 6.5.3 High-Crystallinity and High-Melt-Strength Grades.....................................................................109 6.5.4 Clarified Polypropylene................................................................................................................109 CONTENTS vii 6.5.5 Metallocene Polypropylene..........................................................................................................109 6.5.6 Rigid Packaging............................................................................................................................110 6.5.7 Film...............................................................................................................................................112 6.5.8 Barrier Packaging.........................................................................................................................114 6.6 Consumer Products.................................................................................................................................114 6.7 Building and Construction......................................................................................................................117 References......................................................................................................................................................118 7 Emerging Technologies in Food Packaging: Overview......................................................... 121 7.1 Introduction.............................................................................................................................................121 7.2 Innovations in Food Processing and Packaging.....................................................................................122 7.3 Food Packaging Technologies................................................................................................................122 7.3.1 Extra Active Functions of Packaging Systems............................................................................122 7.3.2 Modified Atmosphere Packaging.................................................................................................123 7.3.3 Edible Films and Coatings...........................................................................................................123 7.4 New Food Processing Technologies.......................................................................................................124 7.5 Future Trends in Food Packaging...........................................................................................................124 References......................................................................................................................................................125 8 Introduction to Active Food Packaging Technologies........................................................... 127 8.1 Introduction.............................................................................................................................................127 8.2 Drivers for Choice of Active Packaging................................................................................................128 8.2.1 Economic Advantage....................................................................................................................128 8.2.2 Process Engineering Limitations..................................................................................................129 8.2.3 Time-Dependent Processes...........................................................................................................129 8.2.4 Secondary Effects.........................................................................................................................130 8.2.5 Environmental Impacts.................................................................................................................130 8.2.6 Enhanced Convenience.................................................................................................................130 8.3 Forms of Active Packaging....................................................................................................................131 8.3.1 Localized Effects..........................................................................................................................131 8.3.2 Whole-Package Activity...............................................................................................................131 8.3.3 Edible Coatings.............................................................................................................................132 8.4 History of Active Packaging...................................................................................................................132 8.4.1 Active Packaging for Processed Foods and Beverages...............................................................132 8.5 Impact on Packaging Materials and Processes.......................................................................................135 8.5.1 Material Properties........................................................................................................................135 8.5.2 Process Adaptation.......................................................................................................................135 8.6 Active Packaging and the Distribution Chain........................................................................................136 8.7 Regulatory Environment.........................................................................................................................136 References......................................................................................................................................................137 9 Oxygen-Scavenging Packaging................................................................................................ 139 9.1 Introduction.............................................................................................................................................139 9.2 Reviews...................................................................................................................................................139 9.3 History.....................................................................................................................................................139 9.3.1 Package Inserts.............................................................................................................................140 9.3.2 Packaging Materials as Oxygen Scavengers................................................................................141 9.4 Application to Food and Beverage Packaging.......................................................................................145 9.5 Future Opportunities...............................................................................................................................147 References......................................................................................................................................................148 viii CONTENTS 10 Antimicrobial Packaging Systems......................................................................................... 151 10.1 Introduction.........................................................................................................................................151 10.2 Food Safety.........................................................................................................................................151 10.2.1 Spoilage of Food Products......................................................................................................151 10.2.2 Food-Borne Illness..................................................................................................................151 10.2.3 Malicious Tampering and Bioterrorism.................................................................................152 10.3 Antimicrobial Packaging.....................................................................................................................152 10.4 Antimicrobial Agents..........................................................................................................................153 10.4.1 Chemical Antimicrobial Agents.............................................................................................153 10.4.2 Natural Antimicrobial Agents.................................................................................................155 10.4.3 Probiotics.................................................................................................................................155 10.5 System Design.....................................................................................................................................156 10.5.1 Antimicrobial Mechanisms.....................................................................................................156 10.5.2 Microbiocidal..........................................................................................................................156 10.5.3 Microbiostatic..........................................................................................................................163 10.5.4 Functioning Modes and Volatility..........................................................................................163 10.5.5 Nonvolatile Migration.............................................................................................................164 10.5.6 Volatile Migration...................................................................................................................164 10.5.7 Nonmigration and Absorption................................................................................................165 10.5.8 Shapes and Compositions of Systems....................................................................................165 10.6 Commercialization..............................................................................................................................166 10.6.1 Technical Factors....................................................................................................................166 10.6.2 Regulatory, Marketing, and Political Factors.........................................................................173 References....................................................................................................................................................174 11 Damage Reduction to Food Products During Transportation and Handling..................... 181 11.1 Introduction.........................................................................................................................................181 11.2 Functions of Packaging.......................................................................................................................181 11.2.1 Containment............................................................................................................................181 11.2.2 Protection.................................................................................................................................182 11.2.3 Communication.......................................................................................................................183 11.2.4 Utility.......................................................................................................................................183 11.3 Food Product Categories.....................................................................................................................184 11.3.1 Meats.......................................................................................................................................184 11.3.2 Seafood....................................................................................................................................185 11.3.3 Vegetables and Fruits..............................................................................................................186 11.3.4 Processed Versus Nonprocessed.............................................................................................187 11.4 Food Product Distribution Environment.............................................................................................187 11.4.1 Harvesting...............................................................................................................................187 11.4.2 Packing....................................................................................................................................188 11.4.3 Shipping...................................................................................................................................188 11.4.4 Storage and Shelf Life............................................................................................................188 11.5 Major Causes of Food Spoilage/Damage in Supply Chain...............................................................189 11.5.1 Microbiological Spoilage........................................................................................................189 11.5.2 Biochemical.............................................................................................................................189 11.5.3 Chemical..................................................................................................................................189 11.5.4 Macrobiological Spoilage.......................................................................................................189 11.5.5 Physical...................................................................................................................................189 11.6 Packaging Materials............................................................................................................................189 11.6.1 Paper........................................................................................................................................190 11.6.2 Plastic......................................................................................................................................191 CONTENTS ix 11.6.3 Metal........................................................................................................................................192 11.6.4 Glass........................................................................................................................................192 11.7 “Smart” Packaging..............................................................................................................................193 11.7.1 Active Packaging....................................................................................................................193 11.7.2 Modified Atmosphere Packaging...........................................................................................193 11.7.3 Controlled Atmosphere Packaging.........................................................................................194 11.7.4 Intelligent Packaging...............................................................................................................194 11.8 Trends in Protective Food Packaging of 2000 and Beyond..............................................................194 11.8.1 Food Packaging Trends...........................................................................................................194 11.8.2 Damage Reduction Trends......................................................................................................196 References....................................................................................................................................................197 12 Food Packaging Machinery.................................................................................................... 199 12.1 Introduction.........................................................................................................................................199 12.1.1 Containment............................................................................................................................199 12.1.2 Protection.................................................................................................................................199 12.1.3 Communication.......................................................................................................................199 12.1.4 Utility.......................................................................................................................................199 12.2 Filling Machines..................................................................................................................................201 12.3 Volumetric Fillers...............................................................................................................................201 12.3.1 Piston Fillers............................................................................................................................201 12.3.2 Diaphragm Fillers....................................................................................................................202 12.3.3 Timed Flow Fillers..................................................................................................................202 12.3.4 Auger Fillers............................................................................................................................202 12.4 Weight Filling.....................................................................................................................................203 12.4.1 Net Weight Fillers...................................................................................................................204 12.4.2 Gross Weight Fillers...............................................................................................................204 12.5 In-Line or Rotary Fillers.....................................................................................................................204 12.5.1 In-Line Fillers..........................................................................................................................204 12.5.2 Rotary Fillers...........................................................................................................................205 12.6 Cap Application Machines..................................................................................................................205 12.6.1 Chucks and Clutches...............................................................................................................207 12.6.2 Chuck-Type Press-On Cappers...............................................................................................207 12.6.3 Roller-Type Press-On Cappers...............................................................................................207 12.7 Induction Cap Sealing.........................................................................................................................207 12.8 Flexible Packaging..............................................................................................................................209 12.9 Form-Fill-Seal Equipment..................................................................................................................209 12.9.1 Vffs Equipment.......................................................................................................................209 12.9.2 Hffs Equipment.......................................................................................................................210 12.9.3 Tffs Equipment........................................................................................................................210 12.10 Canning Machinery............................................................................................................................211 12.11 Carton Filling and Closing Machinery...............................................................................................212 12.11.1 Carton Filling........................................................................................................................212 12.12 Metal Detectors..................................................................................................................................213 12.12.1 Typical Metal Detectors.......................................................................................................214 13 Compostable Polymer Properties and Packaging Applications.......................................... 217 13.1 Introduction.........................................................................................................................................217 13.2 Biodegradable Polymers from Renewable Resources........................................................................218 13.2.1 Poly(lactic acid)......................................................................................................................218 13.2.2 Polyhydroxyalkanoates...........................................................................................................220

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The value of the groceries purchases in the USA is over $500 billion annually, most of which is accounted for by packaged foods. Plastic packaging of foods is not only ubiquitous in developed economies, but increasingly commonplace in the developing world, where plastic packaging is instrumental in
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