Physics F “The approach and selection of topics are relevant to ridmChYan PLASMA the technology for effective water treatment. The book aog n can be useful to the researchers and students in this field, and can provide practical solutions for water treatment technology. In addition, this book may aid DISCHARGE P knowledge in the usage of plasma technology in other liquid domain.” L A —Rupak K. Banerjee, PhD, PE, Fellow ASME, in LIQUID University of Cincinnati and Kallol Bera, PhD, S Applied Materials, Inc., USA M Plasma methods that effectively combine ultraviolet radia- A Water Treatment tion, active chemicals, and high electric fields offer an alternative to conventional water treatment methods. D However, knowledge of the electric breakdown of liquids and Applications has not kept pace with this increasing interest, mostly due I to the complexity of phenomena related to the plasma S breakdown process. Plasma Discharge in Liquid: Water C Treatment and Applications provides engineers and scientists with a fundamental understanding of the physical H and chemical phenomena associated with plasma discharg- es in liquids, particularly in water. It also examines state- A of-the-art plasma-assisted water treatment technologies. R G The first part of the book describes the physical mechanism of pulsed electric breakdown in water and other liquids. It looks at how plasma is generated E in liquids and discusses the electronic and bubble mechanism theories for how the electric discharge in liquid is initiated. The second part of the book i n focuses on various water treatment applications, including: • Decontamination of volatile organic compounds and remediation L of contaminated water I • Microorganism sterilization and other biological applications Q Yong Yang • Cooling water treatment U Drawing extensively on recent research, this one-stop reference combines I Young I. Cho D the physics and aapplications of electric breakdown in liquids in a single volume. It offers a valuable resource for scientists, engineers, and students Alexander Fridman interested in the topic of plasmas in liquids. K12955 6000 Broken Sound Parkway, NW Suite 300, Boca Raton, FL 33487 711 Third Avenue an informa business New York, NY 10017 2 Park Square, Milton Park Abingdon, Oxon OX14 4RN, UK PLASMA DISCHARGE in LIQUID Water Treatment and Applications TThhiiss ppaaggee iinntteennttiioonnaallllyy lleefftt bbllaannkk PLASMA DISCHARGE in LIQUID Water Treatment and Applications Yong Yang Young I. Cho Alexander Fridman Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2012 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 2011922 International Standard Book Number-13: 978-1-4398-6624-5 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmit- ted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright. com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Preface ......................................................................................................................ix About the Authors .................................................................................................xi 1 Introduction .....................................................................................................1 1.1 Background ............................................................................................1 1.2 Plasma Generation in Nature and in the Laboratory ......................1 1.3 Needs for Plasma Water Treatment ....................................................4 1.4 Conventional Water Treatment Technologies ...................................6 1.4.1 Chlorination ..............................................................................6 1.4.2 In-Line Filters ...........................................................................7 1.4.3 Pulsed Electric Field ................................................................7 1.4.4 Ultraviolet Radiation ...............................................................7 1.4.5 Ozonation ..................................................................................8 1.5 Plasma in Liquids ................................................................................10 1.5.1 Mechanisms of Plasma Discharges in Liquids .................12 1.5.2 Application of Plasma Discharges in Water ......................13 2 Generation of Plasma in Liquid ................................................................15 2.1 Introduction .........................................................................................15 2.2 Partial and Full Discharges in Liquid ..............................................15 2.2.1 Thermal Breakdown Mechanism ........................................16 2.2.2 Production of Reactive Species, UV, and Shock Wave by Electrical Discharges in Liquid ......................................21 2.3 Underwater Plasma Sources ..............................................................24 2.3.1 Direct Discharges in Liquid .................................................24 2.3.2 Bubble Discharges in Liquid ................................................29 3 Bubble and Electronic Initiation Mechanism .........................................33 3.1 Introduction .........................................................................................33 3.2 Electrical Breakdown in Gas Phase ..................................................33 3.2.1 The Townsend Breakdown Mechanism .............................33 3.2.2 Spark Breakdown Mechanism .............................................37 3.3 Electron Avalanche for Electrical Breakdown in Liquid Phase ...40 3.3.1 Dense Gas Approximation ...................................................41 3.3.2 Semiconductor Approximation ...........................................42 3.4 “Bubble Theory” for Electric Breakdown in Liquid ......................44 3.4.1 Bubble Formation: Interface Processes ...............................44 3.4.2 Bubble Formation: Joule Heating .........................................46 3.4.3 Bubble Formation: Preexisting Bubbles ..............................46 v vi Contents 3.5 Streamer Propagation .........................................................................47 3.5.1 Electrostatic Model ................................................................47 3.5.2 Thermal Mechanism .............................................................53 3.6 Stability Analysis of the Streamers ..................................................57 3.6.1 Electrostatic Pressure ............................................................58 3.6.2 Surface Tension ......................................................................59 3.6.3 Hydrodynamic Pressure .......................................................60 3.7 Nanosecond and Subnanosecond Discharge in Water .................62 3.7.1 Fast Imaging of Nanosecond and Subnanosecond Discharge in Water ................................................................62 3.7.2 Ionization of Liquid by E-Impact .........................................66 3.7.3 Chance of Voids Formation ..................................................68 4 Decontamination of Volatile Organic Compounds...............................71 4.1 Introduction .........................................................................................71 4.2 Conventional Technologies................................................................72 4.3 Mechanism of Plasma Treatment of VOCs .....................................74 4.4 Decomposition of Methanol and Ethanol .......................................75 4.5 Decomposition of Aromatic Compounds ........................................78 4.6 Decomposition of Chlorine-Containing Compounds ...................80 4.7 Decoloration of Dyes in Wastewater ................................................83 4.8 Decomposition of Freons (Chlorofluorocarbons) ...........................85 4.9 Cleaning of SO with Nonthermal Plasma ......................................86 2 4.9.1 Acidic Water Case (pH < 6.5)................................................87 4.9.2 Neutral and Basic Water Cases (pH > 6.5) ..........................88 5 Biological Applications ...............................................................................91 5.1 Plasma Water Sterilization .................................................................91 5.1.1 Previous Studies of Plasma Water Sterilization ................91 5.1.2 New Developments in Plasma Water Sterilization ...........93 5.1.2.1 Point-to-Plane Electrode Configuration ..............93 5.1.2.2 Magnetic Gliding Arc Configuration ..................96 5.1.2.3 Elongated Spark Configuration ............................99 5.1.3 Plasma Species and Factors for Sterilization ...................100 5.1.4 Comparison of Different Plasma Discharges for Water Sterilization ...............................................................104 5.2 Blood Treatment Using Nonthermal Plasma ................................105 5.2.1 In Vitro Blood Coagulation Using Nonthermal Atmospheric Pressure Plasma ...........................................106 5.2.2 In Vivo Blood Coagulation Using DBD Plasma ..............107 5.2.3 Mechanisms of Blood Coagulation Using Nonthermal Plasma .............................................................108 Contents vii 6 Cooling Water Treatment Using Plasma ................................................111 6.1 Introduction .......................................................................................111 6.2 Self-Cleaning Filtration Technology with Spark Discharge .......114 6.3 Calcium Carbonate Precipitation with Spark Discharge ............119 6.3.1 Effect of Plasma on Cooling Water ....................................123 6.3.2 Effect of Spray Circulation on Hardness of Cooling Water ......................................................................................132 6.3.3 Mechanism of Plasma-Induced Calcium Precipitation .....132 6.3.3.1 Effect of Electrolysis .............................................132 6.3.3.2 Effect of UV Radiation .........................................134 6.3.3.3 Effect of Reactive Species ....................................135 6.3.3.4 Effect of Microheating .........................................136 6.3.3.5 Nonthermal Effect of Plasma .............................139 6.3.3.6 Discussions of Calcium Precipitation with Plasma ...........................................................143 6.3.4 Economic Analysis of Plasma Water Treatment ..............144 6.4 Application for Mineral Fouling Mitigation in Heat Exchangers 145 6.4.1 Fouling Resistance: Validation Study ...............................148 6.4.2 Visualization of the Calcium Carbonate Particles ..........154 6.4.3 Cycle of Concentration ........................................................158 References ...........................................................................................................161 Index .....................................................................................................................177 TThhiiss ppaaggee iinntteennttiioonnaallllyy lleefftt bbllaannkk Preface Plasma plays an important role in a wide variety of industrial applications, including material processing, semiconductor manufacturing, light sources, propulsion, and many more. As a branch of plasma physics, plasmas in liq- uids were historically studied by the electrical engineering community for pulsed power applications and high-voltage insulation. Liquids, particu- larly water, usually have higher dielectric constants and higher dielectric strengths than gas phases. Interest has increased recently in plasma discharges in liquids because of the potential applications for various biological, environmental, and medical technologies. For example, electric breakdown is developed as a nonchemi- cal method for biofouling removal and contaminant abatement in water, with a potential for extension into a wide range of other water treatment applications. Plasma methods that effectively combine the contributions of ultraviolet (UV) radiation, active chemicals, and high electric fields can be considered as an alternative to conventional water treatment methods. However, knowledge of the electric breakdown of liquids has not kept pace with this increasing interest, mostly due to the complexity of phenomena related to the plasma breakdown process. The motivation of this book was to provide engineers and scientists with a fundamental understanding of the physical and chemical phenomena asso- ciated with plasma discharges in liquids, particularly in water. This text has been organized into two parts. Part 1 addresses the basic physics of electric breakdown in liquids. Chapter 2 examines the generation of plasma in liq- uids, while Chapter 3 provides an introduction to the elementary processes of the plasma initiation mechanism based on both electronic and bubble the- ories. Part 2 addresses various applications of underwater plasma discharges in the water treatment industry, specifically examining plasma-assisted vol- atile organic compound decontamination and remediation of contaminated water (Chapter 4), microorganism sterilization and other biological applica- tions (Chapter 5), and cooling water treatment (Chapter 6). We have drawn on extensive work in recent publications on the aforementioned subjects, and they believe that this book will serve as a valued reference for those who are interested in these topics. We acknowledge the research support provided by the U.S. Department of Energy, National Energy Technology Laboratory. In addition, we are grate- ful to colleagues and friends from A. J. Drexel Plasma Institute, especially Dr. Gary Friedman, Dr. Greg Fridman, Dr. Alex Rabinovich, Dr. Alex Gutsol, and Dr. Andrey Starikovskiy, for their stimulating discussions on the topic of plasma and immeasurable assistance in the preparation and development of the book. ix