To access additional material or resources available with this e-book, please visit http://www.thieme.com/bonuscontent. After completing a short form to verify your e-book purchase, you will be provided with the instructions and access codes necessary to retrieve any bonus content. Physical Therapy Examination and Assessment Antje Hueter-Becker Physical Therapy Teacher and Physical Therapist Neckargemünd, Germany Mechthild Doelken Physical Therapist School for Physical Therapists Mannheim, Germany 360 illustrations Thieme Stuttgart · New York · Delhi · Rio Library of Congress Cataloging-in-Publication Data is available from the publisher. This book is an authorized translation of the 2nd German edition published and copyrighted 2011 by Georg Thieme Verlag, Stuttgart. Title of the German edition: Untersuchen in der Physiotherapie. Translator: Stephanie Kramer, Berlin, Germany Illustrator: Martin Hoffmann, Elchingen, Germany © 2015 Georg Thieme Verlag KG Thieme Publishers Stuttgart Rüdigerstrasse 14, 70469 Stuttgart, Germany, +49 [0]711 8931 421 [email protected] Thieme Publishers New York 333 Seventh Avenue, New York, NY 10001, USA, 1-800-782-3488 [email protected] Thieme Publishers Delhi A-12, second floor, Sector-2, NOIDA-201301, Uttar Pradesh, India, +91 120 45 566 00 [email protected] Thieme Publishers Rio Thieme Publicações Ltda. Argentina Building, 16th floor, Ala A, 228 Praia do Botafogo, Rio de Janeiro 22250-040 Brazil, +55 21 3736-3631 Cover design: Thieme Publishing Group Typesetting by primustype Robert Hurler GmbH, Notzingen, Germany Printed in India by Replika Press Ltd., Dehli ISBN 978-3-13-174641-2 Also available as e-book: eISBN 978-3-13-174651-1 Important note: Medicine is an ever-changing science undergoing continual development. Research and clinical experience are continually expanding our knowledge, in particular our knowledge of proper treatment and drug therapy. Insofar as this book mentions any dosage or application, readers may rest assured that the authors, editors, and publishers have made every effort to ensure that such references are in accordance with the state of knowledge at the time of production of the book. Nevertheless, this does not involve, imply, or express any guarantee or responsibility on the part of the publishers in respect to any dosage instructions and forms of applications stated in the book. Every user is requested to examine carefully the manufacturers’ leaflets accompanying each drug and to check, if necessary in consultation with a physician or specialist, whether the dosage schedules mentioned therein or the contraindications stated by the manufacturers differ from the statements made in the present book. 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Contents Preface Contributors 1 The Physical Therapy Process: Examination, Clinical Reasoning, and Reflection Elly Hengeveld 1 The Physical Therapy Process: Examination, Clinical Reasoning, and Reflection 1.1 The Physical Therapy Process 1.1.1 The Physical Therapy Examination 1.1.2 Paradigms in Physical Therapy 1.1.3 Physical Therapy Diagnosis 1.2 Clinical Reasoning as Part of the Physical Therapy Process 1.3 Critical Phases in the Physical Therapy Process—Reflection Phases 1.3.1 Goals of Physical Therapy Examination Procedures 1.3.2 Assessment 1.3.3 Initial Assessment 1.3.4 Reassessment 1.3.5 Assessment During the Application of Treatment 1.3.6 Reflection after Two to Three Sessions 1.3.7 Retrospective Assessment 1.3.8 Final Analytical Assessment 2 Examination of Structures and Functions of the Locomotor System 2 Examination of Structures and Functions of the Locomotor System 2.1 Testing Structures 2.1.1 Joint Measurement According to the Neutral Zero Method BarbaraTrinkle 2.1.2 Tests of Muscle Function BarbaraTrinkle 2.1.3 Body Mass Index (BMI) Jan Cabri 2.1.4 Measurement of the Skin Folds Jan Cabri 2.1.5 Examining the Joint and the Surrounding Structures Mechthild Doelken 2.1.6 Integration of Peripheral Nerves in the Examination of the Locomotor System Brigitte Tampin 2.2 Testing of General Functions Jan Cabri 2.2.1 Amundsen’s Ordinal Scale for Activities of Daily Living (ADL) 2.2.2 The Functional Status Index (FSI) 2.2.3 The Roland-Morris Questionnaire 2.2.4 The Barthel Index 2.2.5 Functional Performance Evaluation (FPE) 2.2.6 Hand-held Devices (HHD) 2.2.7 Isokinetic Dynamometry 3 Examining Posture and Muscle Balance Salah Bacha 3 Examining Posture and Muscle Balance 3.1 Posture 3.1.1 Static Posture 3.1.2 Posture and Gravity 3.1.3 Posture and the Sensory System 3.1.4 Posture and Bone Loading 3.1.5 Posture and the Rotary Moment of the Joints 3.1.6 Posture and Muscle Adaptation 3.2 Diagnosis 3.2.1 Idealized Posture as a Reference 3.2.2 Examination of Posture 3.2.3 Observational Parameters for Assessing Joint Position 3.2.4 Dynamic Posture 3.3 Musculature 3.3.1 Basic Principles 3.3.2 The Tasks of the Myofascial System 3.3.3 Functional Classification of the Musculature in the Myofascial System 3.3.4 Response to Dysfunction 3.3.5 Sources of Dysfunction 3.3.6 Interpretation of Posture 4 Pain as the Chief Symptom Mechthild Doelken 4 Pain as the Chief Symptom 4.1 Theoretical Foundations of Pain as a Chief Symptom 4.1.1 Definitions 4.1.2 Pain Perception 4.1.3 Classification of Pain 4.1.4 Causes of Pain 4.1.5 Nociceptors 4.1.6 Transmission of Pain Impulses 4.1.7 Behavior Strategies at the Level of the Therapist–Patient Relationship 4.2 Physical Therapy Examination of Patients Whose Chief Symptom is Pain 4.2.1 Patient History 4.2.2 Documentation of Pain History 4.2.3 Movement Behavior 4.2.4 Symptoms of Altered Tonicity Affecting the Musculature 4.2.5 Nociceptive Receptor Pain from the Structures of the Locomotor System 4.2.6 Neuroanatomy of the Peripheral and Spinal Nerves 4.2.7 Pain Measurement (Algesimetry) 5 Examining Cardiopulmonary Functions 5 Examining Cardiopulmonary Functions 5.1 Respiration—Examining the Pulmonary System Petra Kirchner 5.1.1 Useful Information on Breathing 5.1.2 Sample Examination Scheme 5.1.3 Examination Steps 5.1.4 Example of Examination 5.2 Examination of Cardiac Functions Andreas Fruend 5.2.1 How Can You Determine Cardiac Capacity and Adaptability? 5.2.2 Preparing the Examination 5.2.3 Examining Objective Criteria 5.2.4 Examining Subjective Criteria 5.2.5 Evaluation Appendix Subject Index Preface “Physiotherapy without careful examination is like a tree without roots.” Often—almost always in Germany—a patient is referred for or “prescribed” physical therapy by a doctor following a medical diagnosis. The physical therapist should certainly scrutinize this biomedical diagnosis but under no circumstances can the diagnosis replace the physical therapist’s own careful examination. That is to say, only the examination can accurately define this particular patient’s individual combination of symptoms, their intensity and expression. The focus of observation is not only on objectively verifiable data and dysfunctions, but also on the significance of these dysfunctions for the patient’s quality of life and living conditions. In other words, physical therapists not only adhere to the rules of biomedical thinking customary in clinical medicine, they also base their intervention on a biopsychosocial view such as that expressed in the International Classification of Functioning, Disability, and Health (ICF). Just as important as the extent to which movement is restricted, and how this restriction could be reduced or even resolved, is the issue of everyday activities for which the patient urgently requires unrestricted movement. Does restriction mean incapacity for employment or is it, despite being inconvenient, of secondary importance to quality of life? The motivation and cooperation of the patient are influenced quite decisively by such subjective factors and finding out about them is therefore an indispensable step in the examination and treatment process. All this applies equally, if not even more so, if the patient accesses the physical therapist directly without a referral or “prescription.” The experienced therapist succeeds in maintaining a constant interplay between the examination and treatment process because the results of the one determine the form of the other, and at certain points of the treatment a re- examination becomes necessary. For the therapist who is still learning, this is too ambitious—he or she must first learn and practice the steps and techniques of careful physical therapeutic diagnosis, just as he or she also learns and practices the steps and techniques of the therapeutic process. Then, with increasing practice and experience, he or she will be able to bring them both into line and structure the transitions smoothly. The contents of this book contribute to this gradual development of